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Allied Asset Advisors Funds · N-1A/A · On 5/23/00 · EX-99.A(IV)

Filed On 5/23/00, 5:14pm ET   ·   Accession Number 894189-0-317   ·   SEC File 333-30924

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  As Of                Filer                Filing    For/On/As Docs:Size              Issuer               Agent

 5/23/00  Allied Asset Advisors Funds       N-1A/A                18:436K                                   US Bancorp Fund Svcs LLC

Pre-Effective Amendment to Registration Statement of an Open-End Management Investment Company   —   Form N-1A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-1A/A      Pre-Effective Amendment to Registration Statement     66±   289K 
                          of an Open-End Management Investment                   
                          Company                                                
 2: EX-99.A(III)  Written Instrument Fixing                            1      7K 
 3: EX-99.A(IV)  Written Instrument Establishing                       2±    11K 
 4: EX-99.B(I)  Amendment to Bylaws                                    1      7K 
 5: EX-99.D     Advisory Agreement                                     6±    26K 
 6: EX-99.D(I)  Expense Waiver and Reimbursement Agreement             2±     9K 
 7: EX-99.E     Distribution Agreement                                 7±    29K 
 8: EX-99.G     Custody Agreement                                     27±    89K 
 9: EX-99.H(I)  Admistration Agreement                                 8±    31K 
10: EX-99.H(II)  Transfer Agent Servicing Agreement                    8±    31K 
11: EX-99.H(III)  Fund Accounting                                      8±    31K 
12: EX-99.H(IV)  Shareholder Services Agreement                        4±    19K 
13: EX-99.H(V)  Fullfilment Agreement                                  4±    15K 
14: EX-99.I     Opinion and Consent of Counsel                         1     10K 
15: EX-99.L     Agreement Relating to Initial Capital                  1      8K 
16: EX-99.M     Rule 12B-1 Plan                                        8±    35K 
17: EX-99.N     Rule 18F-3 Plan                                        3±    14K 
18: EX-99.P     Code of Ethics                                        16±    56K 


EX-99.A(IV)   —   Written Instrument Establishing



ALLIED ASSET ADVISORS FUNDS DOW JONES ISLAMIC INDEX FUND WRITTEN INSTRUMENT ESTABLISHING AND DESIGNATING CLASSES OF INTERESTS MAY 4, 2000 The undersigned constitute all the Trustees of the Allied Asset Advisors Funds (the "Trust"), a Delaware business trust governed by a Declaration of Trust dated January 10, 2000 (the "Declaration of Trust"). This instrument is executed pursuant to Section 6.3 of Article VI of the Declaration of Trust in order to establish and designate separate classes of Interests of the Dow Jones Islamic Index Fund series of the Trust (the "Fund"). WHEREAS, Under the Declaration of Trust, the Board of Trustees has the authority, in its discretion and without shareholder approval, to divide the Interests of the Fund into separate classes; and WHEREAS, This Board of Trustees deems it desirable and in the best interests of the Trust to designate separate classes of Interests of the Fund to be named "Class K Interests" and "Class M Interests." NOW, THEREFORE, the establishment and designation of separate classes of Interests of the Fund is approved in accordance with the following provisions: 1. Subject to the conditions hereinafter set forth, the Interests of each series shall be divided into two classes to be known respectively as the "Class K Interests," and the "Class M Interests," which classes shall have such preferences and special or relative rights and privileges as may be determined from time to time by this Board of Trustees, subject always to the Declaration of Trust and the Investment Company Act of 1940 ("1940 Act") and the rules and regulations thereunder. 2. Subject to the terms of the Declaration of Trust, Class K Interests and Class M Interests shall be identical in all respects except that: (1) each class shall bear the distribution expenses allocable to sales of Interests of such class, as determined by the Trustees; (2) each class shall bear other expenses of the series that are related to services provided only to the holders of Interests of such class, as determined by the Trustees; (3) Class K and Class M Interests may be exchanged for Class K and Class M Interests, respectively, of any other series, or any similar class of any investment company (or series) managed, administered or distributed by Allied Asset Advisors, Inc., on such terms as are determined by the Trustees; and (4) the Holders of Class M Interests of a series shall have exclusive voting rights with respect to certain matters as set forth in Section 6.7. Determinations of such differences between classes shall be set forth in a written plan adopted by a majority of the Trustees. IN WITNESS WHEREOF, the undersigned have this 4th day of May, 2000, signed these presents. /S/ BASSAM OSMAN Bassam Osman, Trustee /S/ MUZAMIL SIDDIQI Muzamil Siddiqi /S/ ABDALLA IDRIS ALI Abdalla Idris Ali /S/ JAMAL SAID Jamal Said /S/ MOHAMMED KAISERUDDIN Mohammed Kaiseruddin /S/ MAZEN ASBAHI Mazen Asbahi

Dates Referenced Herein   and   Documents Incorporated By Reference

This N-1A/A Filing   Date   Other Filings
1/10/00
5/4/00
Filed On / Filed As Of5/23/00
 
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Filing Submission 0000894189-00-000317   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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