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Aes Corp – ‘8-K’ for 1/13/21

On:  Thursday, 1/14/21, at 5:49pm ET   ·   As of:  1/15/21   ·   For:  1/13/21   ·   Accession #:  874761-21-3   ·   File #:  1-12291

Previous ‘8-K’:  ‘8-K’ on / for 12/7/20   ·   Latest ‘8-K’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size

 1/15/21  Aes Corp                          8-K:5       1/13/21   12:198K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     30K 
 8: R1          Cover Document                                      HTML     46K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- aes-20210113_htm                    XML     21K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.CAL  XBRL Calculations -- aes-20210113_cal                XML      7K 
 4: EX-101.DEF  XBRL Definitions -- aes-20210113_def                 XML     38K 
 5: EX-101.LAB  XBRL Labels -- aes-20210113_lab                      XML     78K 
 6: EX-101.PRE  XBRL Presentations -- aes-20210113_pre               XML     38K 
 2: EX-101.SCH  XBRL Schema -- aes-20210113                          XSD     11K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               13±    19K 
12: ZIP         XBRL Zipped Folder -- 0000874761-21-000003-xbrl      Zip     15K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:  C: 
 i 0000874761 i FALSE00008747612021-01-132021-01-13

FORM  i 8-K

Date of Report (date of earliest event reported):  i January 13, 2021
(Exact name of registrant as specified in its charter)
 i Delaware i 001-12291 i 54-1163725
(State of Incorporation) (Commission File No.) (IRS Employer Identification No.)

 i 4300 Wilson Boulevard, Suite 1100
 i Arlington,  i Virginia  i 22203
(Address of principal executive offices, including zip code)

Registrant’s telephone number, including area code:
( i 703)  i 522-1315
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Each ClassTrading Symbol(s)Name of Each Exchange on Which Registered
 i Common Stock, par value $0.01 per share i AES i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Election of Directors

On January 13, 2021, the Board of Directors (the “Board”) of The AES Corporation (the “Company”) elected Teresa M. Sebastian to the Board, effective immediately, and appointed her to the Compensation Committee, Financial Audit Committee and Innovation and Technology Committee of the Board.

Ms. Sebastian is President and Chief Executive Officer of The Dominion Asset Group, an angel investment and venture capital firm. Previously, Ms. Sebastian was the Senior Vice President, General Counsel and Corporate Secretary and led the Internal Audit function, of Darden Restaurants, Inc., from October 2010 to March 2015. Before her time at Darden Restaurants, Ms. Sebastian served as Vice President at Veyance Technologies, Inc., a manufacturer and marketer of engineered rubber products, Senior Vice President at Information Resources, Inc., a provider of information, analytics and insights, and held leadership roles in senior management at DTE Energy Company and CMS Energy Corporation. Ms. Sebastian also held positions in financial analysis at Michigan Consolidated Gas Co., Morgan Stanley, and Bank of America. Ms. Sebastian is a Director of Kaiser Aluminum Corporation (Nasdaq: KALU), Juul Labs, Inc., Edward Jones Bank, the United Negro College Fund and the Nashville Symphony Orchestra. She is currently involved in academia as an adjunct professor for accounting and enterprise risk management at Vanderbilt Law School, and an adjunct professor for governance and compliance at the University of Michigan Law School. Ms. Sebastian graduated with a B.G.S. in Sociology from the University of Michigan, an M.B.A. from the University of North Florida, a J.D. from Michigan State University College of Law and a L.L.M from Wayne State University.

Ms. Sebastian will participate in the non-employee director compensation arrangements described in the Company’s 2020 proxy statement filed with the Securities and Exchange Commission on March 6, 2020. Also, consistent with initial grants previously offered to non-employee directors of the Company, Ms. Sebastian will receive an initial equity grant consisting of deferred stock units valued at $40,000.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf of the undersigned hereunto duly authorized.
Date:January 14, 2021By:/s/ Paul L. Freedman
Name:Paul L. Freedman
Title:Senior Vice President, General Counsel and Secretary

Exhibit No.Description
101Inline XBRL Document Set for the Cover Page from this Current Report on Form 8-K, formatted as Inline XBRL
104Cover Page Interactive Data File (embedded within the Inline XBRL document)

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed as of:1/15/21
Filed on:1/14/21
For Period end:1/13/21
3/6/20DEF 14A
 List all Filings 
Filing Submission 0000874761-21-000003   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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