Lasersight Inc/DE – ‘8-K’ for 9/15/97 – EX-2.(VI)

As of:  Monday, 9/15/97   ·   For:  9/15/97   ·   Accession #:  879301-97-52   ·   File #:  0-19671

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Acquisition of Ibm Patents                             4     16K 
 2: EX-2.(III)  Assignment Agreement                                   2     10K 
 3: EX-2.(IV)   Assignment Agreement                                   2     10K 
 4: EX-2.(V)    Assignment Agreement                                   2     10K 
 5: EX-2.(VI)   Patent Assignments                                     8     23K 

EX-2.(VI)   —   Patent Assignments

EX-2.(VI)
1st Page of 8
TOC
↑Top
Previous
Next
↓Bottom
Just 1st
 
 EXHIBIT 2. (vi)

 A S S I G N M E N T
 OF ISSUED U.S. PATENT
 ---------------------

         WHEREAS,   INTERNATIONAL  BUSINESS  MACHINES  CORPORATION  (hereinafter
ASSIGNOR)  duly  organized and existing under the laws of the State of New York,
and having its  principal  office at 500 Columbus  Avenue,  Thornwood,  New York
10594 is the owner of the following United States Patent:                       

Inventor(s)     Patent No.      Issue Date       Title                          
-----------     ----------      ----------       -----                          

Blum et al.     4,784,135       Nov. 15, 1988    Far Ultraviolet Surgical And   
                                   Dental Procedures

ASSIGNOR does, for adequate consideration received from LASERSIGHT PATENTS, INC.
(hereinafter  ASSIGNEE)  duly organized and existing under the laws of the State
of Delaware,  and having its principal office at 12161 Lackland Road, St. Louis,
Missouri  63146  acknowledge  receipt of such  consideration  and hereby  sells,
assigns and transfers  unto ASSIGNEE,  its  successors  and assigns,  the entire
right, title and interest in, to and under each said Letters Patent,  including,
though not in way of  limitation,  all rights of recovery for past  infringement
thereof.                                                                        

AND said ASSIGNOR  agrees,  upon request of said ASSIGNEE,  and without  further
remuneration,  to execute any and all papers  desired by the said  ASSIGNEE  for
perfecting title of the patents hereby assigned.                                

EXECUTED this 29th day of August 1997.                        

INTERNATIONAL BUSINESS                                                          
MACHINES CORPORATION                                 SEAL                       

By  /s/ Marshall C. Phelps, Jr.      In the presence of:  /s/ Grazia T. Micewicz
    ---------------------------                           ----------------------
Name: Marshall C. Phelps, Jr.                   Name: Grazia T. Micewicz
Title: Vice President,                                                  
Intellectual Property & Licensing                         

EX-2.(VI)
2nd Page of 8
TOC
1st
Previous
Next
↓Bottom
Just 2nd
 A S S I G N M E N T
 OF ISSUED U.S. PATENT

         WHEREAS,   INTERNATIONAL  BUSINESS  MACHINES  CORPORATION  (hereinafter
ASSIGNOR)  duly  organized and existing under the laws of the State of New York,
and having its  principal  office at 500 Columbus  Avenue,  Thornwood,  New York
10594 is the owner of the following United States Patent:                       

Inventor(s)     Patent No.    Issue Date     Title                              
-----------     ----------    ----------     -----                              

Braren et al.   4,925,523     May 15, 1990   Enhancement of Ultraviolet Laser   
                                             Ablation And Etching Organic Solids

ASSIGNOR does, for adequate consideration received from LASERSIGHT PATENTS, INC.
(hereinafter  ASSIGNEE)  duly organized and existing under the laws of the State
of Delaware,  and having its principal office at 12161 Lackland Road, St. Louis,
Missouri  63146  acknowledge  receipt of such  consideration  and hereby  sells,
assigns and transfers  unto ASSIGNEE,  its  successors  and assigns,  the entire
right, title and interest in, to and under each said Letters Patent,  including,
though not in way of  limitation,  all rights of recovery for past  infringement
thereof.                                                                        

AND said ASSIGNOR  agrees,  upon request of said ASSIGNEE,  and without  further
remuneration,  to execute any and all papers  desired by the said  ASSIGNEE  for
perfecting title of the patents hereby assigned.                                

EXECUTED this 29th day of August 1997.                        

INTERNATIONAL BUSINESS                                                          
MACHINES CORPORATION                                 SEAL                       

By  /s/ Marshall C. Phelps, Jr.      In the presence of:  /s/ Grazia T. Micewicz
    ---------------------------                           ----------------------
Name: Marshall C. Phelps, Jr.                   Name: Grazia T. Micewicz
Title: Vice President,                                                  
Intellectual Property & Licensing                         

EX-2.(VI)
3rd Page of 8
TOC
1st
Previous
Next
↓Bottom
Just 3rd
ASSIGNMENT
----------
 (Australia)

         WHEREAS,   INTERNATIONAL  BUSINESS  MACHINES  CORPORATION  (hereinafter
ASSIGNOR)  duly  organized and existing under the laws of the State of New York,
and having its principal office at 500 Columbus Avenue, Thornwood, New York, USA
10594 is the owner of the following Australian Patents:                         

PATENT NO.
----------
 570,225
 598,135

ASSIGNOR does, for adequate consideration received from LASERSIGHT PATENTS, INC.
(hereinafter  ASSIGNEE)  duly organized and existing under the laws of the State
of Delaware,  and having its principal office at 12161 Lackland Road, St. Louis,
Missouri,  USA 63146 acknowledge receipt of such consideration and hereby sells,
assigns and transfers  unto ASSIGNEE,  its  successors  and assigns,  the entire
right, title and interest in, to and under each said Letters Patent,  including,
though not in way of  limitation,  all rights of recovery for past  infringement
thereof.                                                                        

AND said ASSIGNOR  agrees,  upon request of said ASSIGNEE,  and without  further
remuneration,  to execute any and all papers  desired by the said  ASSIGNEE  for
perfecting title of the patents hereby assigned.                                

EXECUTED this 29th day of August 1997.                        

INTERNATIONAL BUSINESS                                                          
MACHINES CORPORATION                                 SEAL                       

By  /s/ Marshall C. Phelps, Jr.       In the presence of: /s/ Grazia T. Micewicz
   -----------------------------                          ----------------------
 Name: Marshall C. Phelps, Jr.                    Name: Grazia T. Micewicz
Title:  Vice President,                                                 
Intellectual Property & Licensing                       

EX-2.(VI)
4th Page of 8
TOC
1st
Previous
Next
↓Bottom
Just 4th
 ASSIGNMENT DOCUMENT
(Brazil)

By this instrument INTERNATIONAL BUSINESS MACHINE CORPORATION,  a US corporation
established at the State of New York,                                           

before the two  witnesses  qualified  below,  assigns and  transfers all rights,
title and interest  concerning the Brazilian patent PI 8306654 filed on December
2, 1983                                                                         

to  LASERSIGHT  PATENTS,  INC., a US  corporation,  established  at the State of
Delaware.                                                                       

Date/Data:                                                                      
Place/Local:                                                                    

/s/ Marshall C. Phelps, Jr.                /s/ Michael R. Farris                
------------------------------             ----------------------               
INTERNATIONAL BUSINESS MACHINE             LASERSIGHT PATENTS, INC.             
CORPORATION                                                                     
Assignor/Cedente                                                                
Name/Nome: Marshall C. Phelps, Jr.         Assignee/CESSIONARIO                 
Nationality/Nacionalidade:                 Name/Nome: Michael R. Farris         
Occupation/Cargo: Vice President           Nationality/Nacionalidade:           
Intellectual Prperty & Licensing           Occupation/Cargo: President & CEO    

/s/ Kim Shedlin                            /s/ Grazia T. Micewicz               
---------------                            ----------------------               
Witness/Testemunha:                        Witness/Testemunha:                  
Name/Nome: Kim Shedlin                     Name/Nome: Grazia T. Micewicz        
Nationality/Nacionalidade:                 Nationality/Nacionalidade:           
Occupation/Cargo: Executive Secretary      Occupation/Cargo: Executive Secretary
Adress/Endereco: IBM Corporation           Adress/Endereco:IBM Corporation      
                500 Columbus Ave.                        500 Columbus Ave.
                  Thornwood, NY 10594                      Thornwood, NY 10594

EX-2.(VI)
5th Page of 8
TOC
1st
Previous
Next
↓Bottom
Just 5th
ASSIGNMENT
----------
(Canada)

         WHEREAS,   INTERNATIONAL  BUSINESS  MACHINES  CORPORATION  (hereinafter
ASSIGNOR)  duly  organized and existing under the laws of the State of New York,
and having its principal office at 500 Columbus Avenue, Thornwood, New York, USA
10594 is the owner of the following Canadian Patent:                            

PATENT NO.
----------
 1,238,690

ASSIGNOR does, for adequate consideration received from LASERSIGHT PATENTS, INC.
(hereinafter  ASSIGNEE)  duly organized and existing under the laws of the State
of Delaware,  and having its principal office at 12161 Lackland Road, St. Louis,
Missouri,  USA 63146 acknowledge receipt of such consideration and hereby sells,
assigns and transfers  unto ASSIGNEE,  its  successors  and assigns,  the entire
right, title and interest in, to and under each said Letters Patent,  including,
though not in way of  limitation,  all rights of recovery for past  infringement
thereof.                                                                        

AND said ASSIGNOR  agrees,  upon request of said ASSIGNEE,  and without  further
remuneration,  to execute any and all papers  desired by the said  ASSIGNEE  for
perfecting title of the patents hereby assigned.                                

EXECUTED this 29th day of August 1997.                        

INTERNATIONAL BUSINESS                                                          
MACHINES CORPORATION                                 SEAL                       

By  /s/ Marshall C. Phelps, Jr.     In the presence of:  /s/ Grazia T. Micewicz 
   ---------------------------                          ----------------------
Name: Marshall C. Phelps, Jr.                   Name: Grazia T. Micewicz
Title: Vice President,                                                  
Intellectual Property & Licensing                         

EX-2.(VI)
6th Page of 8
TOC
1st
Previous
Next
↓Bottom
Just 6th
ASSIGNMENT
----------
(Europe)

         WHEREAS,   INTERNATIONAL  BUSINESS  MACHINES  CORPORATION  (hereinafter
ASSIGNOR)  duly  organized and existing under the laws of the State of New York,
and having its principal office at 500 Columbus Avenue, Thornwood, New York, USA
10594 is the owner of the following  European Patents  corresponding to European
Patent No. 365,754:                                                             
 COUNTRY          PATENT NO.
 -------          ----------
France           365,754  
 Germany          68919328.9
United Kingdom   365,754  

ASSIGNOR does, for adequate consideration received from LASERSIGHT PATENTS, INC.
(hereinafter  ASSIGNEE)  duly organized and existing under the laws of the State
of Delaware,  and having its principal office at 12161 Lackland Road, St. Louis,
Missouri,  USA 63146 acknowledge receipt of such consideration and hereby sells,
assigns and transfers  unto ASSIGNEE,  its  successors  and assigns,  the entire
right, title and interest in, to and under each said Letters Patent,  including,
though not in way of  limitation,  all rights of recovery for past  infringement
thereof.                                                                        

AND said ASSIGNOR  agrees,  upon request of said ASSIGNEE,  and without  further
remuneration,  to execute any and all papers  desired by the said  ASSIGNEE  for
perfecting title of the patents hereby assigned.                                

EXECUTED this 29th day of August 1997.                        

INTERNATIONAL BUSINESS                                                          
MACHINES CORPORATION                                 SEAL                       

By  /s/ Marshall C. Phelps, Jr.      In the presence of:  /s/ Grazia T. Micewicz
    ---------------------------                           ----------------------
 Name: Marshall C. Phelps, Jr.                    Name: Grazia T. Micewicz
Title: Vice President,                                                  
Intellectual Property & Licensing                         

EX-2.(VI)
7th Page of 8
TOC
1st
Previous
Next
↓Bottom
Just 7th
ASSIGNMENT
----------
(Europe)

         WHEREAS,   INTERNATIONAL  BUSINESS  MACHINES  CORPORATION  (hereinafter
ASSIGNOR)  duly  organized and existing under the laws of the State of New York,
and having its principal office at 500 Columbus Avenue, Thornwood, New York, USA
10594 is the owner of the following  European Patents  corresponding to European
Patent No. 111,060:                                                             
 COUNTRY          PATENT NO.
 -------          ----------
Austria          28,974   
Belgium          111,060  
France           111,060  
Germany          3,373,055
Italy            111,060  
                         Spain            850 4444 (application no. 527,415)
Sweden           111,060  
Switzerland      111,060  
United Kingdom   111,060  

ASSIGNOR does, for adequate consideration received from LASERSIGHT PATENTS, INC.
(hereinafter  ASSIGNEE)  duly organized and existing under the laws of the State
of Delaware,  and having its principal office at 12161 Lackland Road, St. Louis,
Missouri,  USA 63146 acknowledge receipt of such consideration and hereby sells,
assigns and transfers  unto ASSIGNEE,  its  successors  and assigns,  the entire
right, title and interest in, to and under each said Letters Patent,  including,
though not in way of  limitation,  all rights of recovery for past  infringement
thereof.                                                                        

AND said ASSIGNOR  agrees,  upon request of said ASSIGNEE,  and without  further
remuneration,  to execute any and all papers  desired by the said  ASSIGNEE  for
perfecting title of the patents hereby assigned.                                

EXECUTED this 29th day of August 1997.                        

INTERNATIONAL BUSINESS                                                          
MACHINES CORPORATION                                 SEAL                       

By  /s/ Marshall C. Phelps, Jr       In the presence of:  /s/ Grazia T. Micewicz
    ---------------------------                           ----------------------
 Name: Marshall C. Phelps, Jr.                    Name: Grazia T. Micewicz
Title: Vice President, Intellectual Property & Licensing                

EX-2.(VI)
Last Page of 8
TOC
1st
Previous
Next
↓Bottom
Just 8th
DEED OF ASSIGNMENT
 (Japan)

                  We, INTERNATIONAL BUSINESS MACHINES CORPORATION, of the United
States of America in the State of New York do hereby  declare  that we  assigned
the  entire  rights in and  relating  to the  following  Japanese  patents  unto
LASERSIGHT  PATENTS,  INC.  of the  United  States  in  the  State  of  Delaware
effectively on the 29th day of August 1997;                                     

Japanese Patent Nos.
--------------------
 1,838,057
 2,502,768

        Dated this 29th day of August 1997

      By:  /s/ Marshall C. Phelps, Jr.
            ------------------------------
     Marshall C. Phelps, Jr.
                               Vice President, Intellectual Property & Licensing