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Spheric Capital Management LLC · 13F-HR · For 9/30/04

Filed On 11/12/04 10:23am ET   ·   SEC File 28-10680   ·   Accession Number 728672-4-321

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  As Of               Filer                 Filing     As/For/On Docs:Pgs              Issuer               Agent

11/12/04  Spheric Capital Management LLC    13F-HR      9/30/04    1:3                                      Morgan Stanley &..Inc/NY

Quarterly Holdings or Combination Report by an Institutional Money Manager   ·   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings or Combination Report by an         3     11K 
                          Institutional Money Manager                            

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spheric Capital Management, LLC Address: 10 Post Office Square (North) Suite 1190 Boston, MA 02109 Form 13F File Number: 028-10680 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Heidi M.V. Sullivan Title: COO Phone: 617-574-7440 Signature, Place and Date of Signing: Heidi M.V. Sullivan Boston, MA October 28, 2004 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934
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FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 11 Form 13F Information Table Value Total: 5793
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· Enlarge/Download Table FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 497 12500 SH SOLE 12500 0 0 D GUIDANT CORP COM COMMON STOCK 401698105 330 5000 SH SOLE 5000 0 0 D MACROMEDIA CORP COM COMMON STOCK 556100105 251 12500 SH SOLE 12500 0 0 D MEDTRONIC INC COM COMMON STOCK 585055106 389 7500 SH SOLE 7500 0 0 D NOKIA CORP ADR SHRS EACH ADRS STOCKS 654902204 343 25000 SH SOLE 25000 0 0 D PALMONE INC COM COMMON STOCK 69713P107 609 20000 SH SOLE 20000 0 0 D PFIZER INC COM COMMON STOCK 717081103 459 15000 SH SOLE 15000 0 0 D SCIENTIFIC-ATLANTA COMMON STOCK 808655104 259 10000 SH SOLE 10000 0 0 D ST JUDE MED INC COM COMMON STOCK 790849103 2070 27500 SH SOLE 27500 0 0 D TYCO INTERNATIONAL LTD COM COMMON STOCK 902124106 230 7500 SH SOLE 7500 0 0 D VERITAS SOFTWARE CORP COM COMMON STOCK 923436109 356 20000 SH SOLE 20000 0 0 S REPORT SUMMARY 11 DATA RECORDS 5793 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED

Dates Referenced Herein   and   Documents Incorporated By Reference

Referenced-On Page
This 13F-HR Filing   Date First   Last      Other Filings
For The Period Ended9/30/041
10/28/041
Filed On / Filed As Of / Effective As Of11/12/04
 
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