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JPMorgan Chase & Co – ‘8-K’ for 1/15/21

On:  Friday, 1/15/21, at 11:08am ET   ·   For:  1/15/21   ·   Accession #:  19617-21-73   ·   File #:  1-05805

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  As Of               Filer                 Filing    For·On·As Docs:Size

 1/15/21  JPMorgan Chase & Co               8-K:7,9     1/15/21   13:6.1M

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     39K 
 2: EX-99       Jpmorgan Chase & Co. Earnings Presentation Slides   HTML     50K 
                - Financial Results - 4Q20                                       
 9: R1          Document and Entity Information Statement           HTML     69K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- jpm-20210115_htm                    XML     49K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- jpm-20210115_cal                XML      7K 
 5: EX-101.DEF  XBRL Definitions -- jpm-20210115_def                 XML     48K 
 6: EX-101.LAB  XBRL Labels -- jpm-20210115_lab                      XML    111K 
 7: EX-101.PRE  XBRL Presentations -- jpm-20210115_pre               XML     49K 
 3: EX-101.SCH  XBRL Schema -- jpm-20210115                          XSD     18K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    26K 
13: ZIP         XBRL Zipped Folder -- 0000019617-21-000073-xbrl      Zip     34K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:  C: 
 i false i 000001961700000196172021-01-152021-01-150000019617us-gaap:CommonStockMember2021-01-152021-01-150000019617jpm:DepositarySharesOneFourHundredthInterestinaShareof6.10NonCumulativePreferredStockSeriesAAMember2021-01-152021-01-150000019617jpm:DepositarySharesOneFourHundredthInterestinaShareof6.15NonCumulativePreferredStockSeriesBBMember2021-01-152021-01-150000019617jpm:DepositarySharesOneFourHundredthInterestinaShareof5.75NonCumulativePreferredStockSeriesDDMember2021-01-152021-01-150000019617jpm:DepositarySharesOneFourHundredthInterestinaShareof6.00NonCumulativePreferredStockSeriesEEMember2021-01-152021-01-150000019617jpm:DepositarySharesOneFourHundredthInterestinaShareof4.75NonCumulativePreferredStockSeriesGGMember2021-01-152021-01-150000019617jpm:AlerianMLPIndexETNsDueMay242024Member2021-01-152021-01-150000019617jpm:GuaranteeofCallableSteUpFixedRateNotesDueApril262028ofJPMorganChaseFinancialCompanyLLCMember2021-01-152021-01-15

Washington, D.C. 20549
FORM  i 8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported):  i January 15, 2021
 i JPMorgan Chase & Co.
(Exact name of registrant as specified in its charter)
 i Delaware i 1-5805 i 13-2624428
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)(I.R.S. employer
identification no.)
 i 383 Madison Avenue,
 i New York, i New York i 10179
(Address of principal executive offices)(Zip Code)
Registrant’s telephone number, including area code: ( i 212 i 270-6000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common stock i JPM i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 6.10% Non-Cumulative Preferred Stock, Series AA
 i JPM PR G i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 6.15% Non-Cumulative Preferred Stock, Series BB
 i JPM PR H i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 5.75% Non-Cumulative Preferred Stock, Series DD
 i JPM PR D i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE
 i JPM PR C i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 4.75% Non-Cumulative Preferred Stock, Series GG
 i JPM PR J i The New York Stock Exchange
 i Alerian MLP Index ETNs due May 24, 2024 i AMJ i NYSE Arca, Inc.
 i Guarantee of Callable Step-Up Fixed Rate Notes due April 26, 2028 of JPMorgan Chase Financial Company LLC
 i JPM/28 i The New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 7.01 Regulation FD Disclosure
On January 15, 2021, JPMorgan Chase & Co. (“JPMorgan Chase” or the “Firm”) held an investor presentation to review 2020 fourth quarter earnings.
Exhibit 99 is a copy of slides furnished for, and posted on the Firm’s website in connection with, the presentation. The slides are being furnished pursuant to Item 7.01, and the information contained therein shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities under that Section. Furthermore, the information contained in Exhibit 99 shall not be deemed to be incorporated by reference into the filings of the Firm under the Securities Act of 1933.
This Current Report on Form 8-K (including the Exhibit hereto) contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These statements are based on the current beliefs and expectations of JPMorgan Chase’s management and are subject to significant risks and uncertainties. Actual results may differ from those set forth in the forward-looking statements. Factors that could cause JPMorgan Chase’s actual results to differ materially from those described in the forward-looking statements can be found in JPMorgan Chase’s Annual Report on Form 10-K for the year ended December 31, 2019, and Quarterly Report on Form 10-Q for the quarters ended March 31, 2020, June 30, 2020 and September 30, 2020, which have been filed with the Securities and Exchange Commission and are available on JPMorgan Chase’s website ( and on the Securities and Exchange Commission’s website ( JPMorgan Chase does not undertake to update any forward-looking statements.

Item 9.01 Financial Statements and Exhibits

(d)    Exhibit
Exhibit No.Description of Exhibit
101Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language).
104Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).



Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
JPMorgan Chase & Co.

By:/s/ Nicole Giles
Nicole Giles
Managing Director and Firmwide Controller
(Principal Accounting Officer)

Dated:January 15, 2021


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:1/15/21424B2,  8-K
9/30/2010-Q,  13F-HR,  13F-HR/A,  4,  424B2,  FWP
6/30/2010-Q,  13F-HR,  4,  424B2,  424B8,  FWP
3/31/2010-Q,  13F-HR,  4,  424B2,  FWP
12/31/1910-K,  11-K,  13F-HR,  4,  424B2,  424B3,  FWP
 List all Filings 
Filing Submission 0000019617-21-000073   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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