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Doskocil Companies Inc – ‘10-K/A’ for 1/1/94

As of: Wednesday, 6/29/94 · For: 1/1/94 · Accession #: 4960-94-4 · File #: 0-07803

  As Of                Filer                Filing    For·On·As Docs:Size

 6/29/94  Doskocil Companies Inc            10-K/A      1/01/94    1:31K

Amendment to Annual Report — Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K/A      Amendment to Annual Report                            11     65K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Schedule of Assets Held for Investment Purposes Schedule of Reportable Transactions
1	1st Page - Filing Submission
10	Item 27a -. Schedule of Assets Held for Investment Purposes
11	Item 27d -. Schedule of Reportable Transactions

10-K/A 1st Page of 11 TOC ↑Top Previous Next ↓Bottom Just 1st
 
UNITED STATES     
SECURITIES AND EXCHANGE COMMISSION      
WASHINGTON, D.C. 20549      

FORM 10-K/A     
Amendment No. 1     

X    ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE                   
SECURITIES EXCHANGE ACT OF 1934                                   
For the fiscal year ended January 1, 1994.                        
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE          
SECURITIES EXCHANGE ACT OF 1934                                   
For the transition period from             to                     
Commission file number 0-7803     

D O S K O C I L    C O M P A N I E S    I N C O R P O R A T E D             
(Exact name of registrant as specified in its charter)        

     Delaware                   13-2535513
(State or other jurisdiction of        (I.R.S. Employer     
incorporation or organization)       Identification No.)      

2601 N.W. Expressway, Suite 1000W, Oklahoma City, Oklahoma  73112               
(Address of principal executive offices)               (Zip Code)               

Registrant's telephone number, including area code: (405)879-5500               

SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: None                

SECURITIES REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT:                     
                             Name of Each Exchange
Title of Each Class                       on Which Registered           
Common Stock, par value $.01                      NASDAQ/NMS                  

Indicate by check mark whether the registrant (1) has filed           
all reports required to be filed by Section 13 or 15(d) of the                  
Securities Exchange Act of 1934 during the preceding 12 months                  
(or for such shorter period that the registrant was required to                 
file such reports), and (2) has been subject to such filing                     
requirements for the past 90 days.                                              
YES  X     NO                                                                   

Indicate by check mark if disclosure of delinquent filers             
pursuant to Item 405 of Regulation S-K (Section 229.405 of this                 
chapter) is not contained herein, and will not be contained,                    
to the best of registrant's knowledge, in definitive proxy or                   
information statements incorporated by reference in Part III of                 
this Form 10-K or any amendment to this Form 10-K. [X]                          

As of March 28, 1994, the aggregate market value of the               
voting stock held by non-affiliates of the registrant was                       
$61,691,247.                                                                    

APPLICABLE ONLY TO REGISTRANTS INVOLVED IN BANKRUPTCY                 
PROCEEDINGS DURING THE PRECEDING FIVE YEARS:  Indicate by check                 
mark whether the registrant has filed all documents and reports                 
required to be filed by Section 12, 13 or 15(d) of the Securities               
Exchange Act of 1934 subsequent to the distribution of securities               
under a plan confirmed by a court.                                              
YES  X    NO                                                                    

On March 28, 1994, the number of shares outstanding of the            
registrant's common stock, $.01 par value, was 7,940,165 shares.                

10-K/A 2nd Page of 11 TOC 1st Previous Next ↓Bottom Just 2nd
SIGNATURES        

Pursuant to the requirements of the Securities Exchange Act of                  
1934, the registrant has duly caused this amendment to be signed                
on its behalf by the undersigned, thereunto duly authorized.                    

 DOSKOCIL COMPANIES INCORPORATED
(Registrant)

Date:  June 29, 1994     By:/s/ William L. Brady                                
William L. Brady        
Vice President and      
Corporate Controller    
PAGE                                                                            

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                        EXHIBIT 20.1
PAGE                                                                            

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SECURITIES AND EXCHANGE COMMISSION        

Washington, D. C.  20549        

FORM 11-K       

FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS        
AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE        
SECURITIES EXCHANGE ACT OF 1934       

(Mark One)                                                                      
X      ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES              
EXCHANGE ACT OF 1934 (FEE REQUIRED)                             

For the fiscal year ended     December 31, 1993                                 

OR      

____    TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE                     
SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED)               

For the transition period from _______________ to _____________                 

Commission file number     0-7803                                               

A.  Full title of the plan and the address of the plan, if                  
different from that of the issuer named below:                      

DOSKOCIL COMPANIES INCORPORATED RETIREMENT AND PROFIT SHARING                   
PLAN                                                                            

B.  Name of issuer of the securities held pursuant to the plan              
and the address of its principal executive office:                  

DOSKOCIL COMPANIES INCORPORATED       
2601 NW Expressway, Suite 1000W       
Oklahoma City, Oklahoma 73126       
PAGE                                                                            

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REQUIRED INFORMATION    

The following financial statements and supplemental schedules are               
furnished for the plan:                                                         

INDEX   

                                              Page

Report of Independent Accountants                               4               

Statement of Net Assets Available for Plan                                      
Benefits as of December 31, 1993 and                                      
December 31, 1992                                            5            

Statement of Changes in Net Assets Available                                    
for Plan Benefits for the Years Ended                                     
December 31, 1993 and December 31, 1992                      6            

Notes to Financial Statements                                   7               

Supplemental Schedules:                                                         
Schedule I:                                                               
Item 27a - Assets Held for Investment                             
Purposes at December 31, 1993                        16     

Schedule II:                                                              
Item 27d - Reportable Transactions for                            
the Year Ended December 31, 1993                     17     
PAGE                                                                            

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Signature   

Pursuant to the requirements of the Securities Exchange Act         
of 1934, the administrative committee has duly caused this annual               
report to be signed by the undersigned thereunto duly authorized.               

                   DOSKOCIL COMPANIES INCORPORATED
               RETIREMENT AND PROFIT SHARING
PLAN          

            By/s/ Charles I. Merrick
          Charles I. Merrick
                    Administrative Committee for
          Doskocil Companies
                   Incorporated Retirement and
           Profit Sharing Plan

Date:  June 29, 1994                                                            

10-K/A 7th Page of 11 TOC 1st Previous Next ↓Bottom Just 7th
REPORT OF INDEPENDENT ACCOUNTANTS 

To the Plan Administrators                                                      
Doskocil Companies Incorporated Retirement and Profit Sharing                   
Plan                                                                            

We have audited the accompanying financial statements of      
the Doskocil Companies Incorporated Retirement and Profit Sharing               
Plan (formerly, the Doskocil Employee Investment Plan) as listed                
in the accompanying index on page 2.  These financial statements                
are the responsibility of the Plan's management.  Our                           
responsibility is to express an opinion on these financial                      
statements based on our audits.                                                 

We conducted our audits in accordance with generally          
accepted auditing standards.  Those standards require that we                   
plan and perform the audit to obtain reasonable assurance about                 
whether the financial statements are free of material                           
misstatement.  An audit includes examining, on a test basis,                    
evidence supporting the amounts and disclosures in the financial                
statements.  An audit also includes assessing the accounting                    
principles used and significant estimates made by management, as                
well as evaluating the overall financial statement presentation.                
We believe that our audits provide a reasonable basis for our                   
opinion.                                                                        

As discussed in Note A, effective July 1, 1993, the           
Retirement and Profit Sharing Plan for Salaried Employees of                    
Wilson Foods Corporation was merged into the Plan.                              

In our opinion, the financial statements referred to          
above present fairly, in all material respects, the net assets                  
available for benefits of the Doskocil Companies Incorporated                   
Retirement and Profit Sharing Plan as of December 31, 1993 and                  
1992, and changes in net assets available for benefits for the                  
years then ended in conformity with generally accepted accounting               
principles.                                                                     

Our audit was performed for the purpose of forming an         
opinion on the basic financial statements taken as a whole.  The                
supplemental schedules of assets held for investment purposes and               
reportable transactions are presented for the purpose of                        
additional analysis and are not a required part of the basic                    
financial statements but are supplementary information required                 
by the Department of Labor's Rules and Regulations for Reporting                
and Disclosure under the Employee Retirement Income Security Act                
of 1974.  The supplemental schedules have been subjected to the                 
auditing procedures applied in the audit of the basic financial                 
statements and, in our opinion, are fairly stated in all material               
respects in relation to the basic financial statements taken as a               
whole.                                                                          

                 COOPERS & LYBRAND

Tulsa, Oklahoma                                                                 
June 22, 1994                                                                   
PAGE                                                                            

10-K/A 8th Page of 11 TOC 1st Previous Next ↓Bottom Just 8th
DOSKOCIL  COMPANIES INCORPORATED RETIREMENT AND PROFIT SHARING                  
PLAN                
(FORMERLY, THE DOSKOCIL EMPLOYEE INVESTMENT PLAN)                 

STATEMENT OF NET ASSETS AVAILABLE FOR PLAN BENEFITS         

As of December 31, 1993 and December 31, 1992             

                           1993         1992
                          ___________   __________
ASSETS                                            

Investments, at fair value:                                                     
Company Common Stock Fund              $    26,235   $   38,790             
Equity Fund                              9,175,600    2,529,429             
Balanced Fund                            5,470,132    1,969,322             
Fixed Income Fund                       17,672,830    3,341,896             
Loan Fund                                  738,815         -                
EB Temporary Investment Fund               118,137      134,029             
                          ___________   __________
Total investments                     33,201,749    8,013,466           
                          ___________   __________
Receivables:                                                                    
Employer's contribution                    380,000         -                
Accrued interest and other receivables      12,537       25,610             

Cash                                          12,414        1,799               
                          ___________    _________
Total assets                            33,606,700    8,040,875             
                          ___________    _________
LIABILITIES                                           

Participant withdrawals payable                 -          71,496               
Other payables                                12,227       22,845               
                          ___________   __________
Net assets available for plan benefits   $33,594,473   $7,946,534               
                          ===========   ==========

[FN]                                                                            
The accompanying notes are an integral    
part of the financial statements.   
PAGE                                                                            

10-K/A 9th Page of 11 TOC 1st Previous Next ↓Bottom Just 9th
DOSKOCIL COMPANIES INCORPORATED RETIREMENT AND PROFIT SHARING                   
PLAN                        
(FORMERLY, THE DOSKOCIL EMPLOYEE INVESTMENT PLAN)                 

STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR PLAN BENEFITS            

For the years ended December 31, 1993 and December 31, 1992         

                         1993           1992
                       ___________   ___________

Additions to net assets attributed to:                                          
Investment income:                                                          
Interest and dividends             $     7,020   $   102,672            
Net appreciation in fair value                                          
of investments                     2,086,545       622,451          
                       ___________   ___________
                         2,093,565       725,123
Less investment expenses               (32,547)       (8,070)           
                       ___________   ___________
                         2,061,018       717,053
                       ___________   ___________
Contributions:                                                              
Employees                            1,620,969       998,625            
Employer                             2,162,586       426,034            
Other                                   31,073         2,918            
                       ___________   ___________
                         3,814,628     1,427,577
                       ___________   ___________
Total additions                   5,875,646     2,144,630         

Deductions from net assets                                                      
attributed to:                                                              
Participant withdrawals                812,071       532,506            
                       ___________   ___________
Net increase                             5,063,575     1,612,124                

Transfer from merged plan (Note A)      20,584,364          -                   

Net assets available for plan benefits:                                         
Beginning of year                      7,946,534     6,334,410              
                       ___________   ___________
End of year                          $33,594,473   $ 7,946,534              
                       ===========   ===========

[FN]                                                                            
The accompanying notes are an integral    
part of the financial statements.   
PAGE                                                                            

10-K/A 10th Page of 11 TOC 1st Previous Next ↓Bottom Just 10th
DOSKOCIL COMPANIES INCORPORATED RETIREMENT AND PROFIT SHARING           
PLAN                  
(FORMERLY, THE DOSKOCIL EMPLOYEE INVESTMENT PLAN)               

NOTES TO FINANCIAL STATEMENTS           

A.  PLAN MERGER                                                                 

Effective July 1, 1993, the Retirement and Profit           
Sharing Plan for Salaried Employees of Wilson Foods Corporation                 
was merged into the Doskocil Employee Investment Plan to become                 
the Doskocil Companies Incorporated Retirement and Profit Sharing               
Plan (the "Plan").  In conjunction with the merger, certain Plan                
amendments were approved that also became effective July 1, 1993.               
Those amendments are discussed further in Note B.                               

B.  DESCRIPTION OF THE PLAN                                                     

The following brief description of the Plan is provided     
for general information purposes only.  Participants should refer               
to the Plan agreement for more complete information.                            

GENERAL - The purpose of the Plan is to encourage                       
participating employees of Doskocil Companies Incorporated and                  
Subsidiaries ("Doskocil") to save funds on a tax-favored basis                  
and to provide participants an opportunity to accumulate capital                
for their future economic security.  The Plan is subject to the                 
provisions of the Employee Retirement Income Security Act of 1974               
("ERISA").                                                                      

PARTICIPATION - Prior to the merger, all employees age 18 and           
older were eligible to participate.  Effective July 1, 1993, all                
new entrants to the Plan must be 21 years old and have completed                
one year of continuous service.   An employee whose terms of                    
employment are subject to a collective bargaining agreement may                 
not participate in the Plan unless that agreement provides for                  
his or her participation.                                                       

EMPLOYEE CONTRIBUTIONS - Employees may contribute to the                
Plan, on a tax-deferred basis, an amount equal to a minimum of 1%               
to a maximum of 15% of unreduced compensation.  The maximum                     
amount the participant may contribute during any Plan year is                   
limited by provisions in the Internal Revenue Code and is                       
adjusted annually for increases in the cost of living.  For 1993,               
such maximum amount was $8,994.                                                 

EMPLOYER CONTRIBUTIONS - Each Plan year, Doskocil will match            
participant contributions to a maximum of 3% of the participants'               
unreduced compensation.  All matching contributions will be                     
invested in the same manner as participant contributions.  The                  
employer's contribution, however, for any fiscal year shall not                 
exceed the maximum allowable as a deduction for federal income                  
tax purposes.  Effective January 1, 1989, employer's                            
contributions were paid by Doskocil to the trustee in cash or                   
shares of Doskocil stock.  During 1990, the Board of Directors of               
Doskocil suspended the acquisition of additional Doskocil common                
stock by the Plan.  The Company may also contribute at its sole                 
and absolute discretion, an additional profit-sharing                           
contribution in an amount determined by the Company.  Effective                 
July 1, 1993, the Company began making seed contributions for all               
eligible employees.  The seed contribution represents 1% of the                 
employees pay up to a maximum of $250 per year.  The Company                    
makes the seed contribution even if the employee chooses not to                 
make contributions to the Plan.                                                 

Employer's contribution receivable at December 31, 1993                 
represents Doskocil's contribution to the retirement and profit                 
sharing plan for Salaried Employees of Wilson Foods Corporation                 
Plan for the six months prior to the merger which will be paid                  
September 15, 1994.  This is consistent with prior year's                       
employer contributions and policies related to that plan.                       

PARTICIPANT ACCOUNTS - Each participant's account is credited           
with the participant's contribution, and an allocation of the                   
Company's matching contribution as well as any plan earnings or                 
losses.  Allocations of the Company's matching contribution and                 
plan earnings or losses are based on participants' account                      
balances or contributions.  The benefit to which a participant is               
entitled is the benefit that can be provided from the                           
participant's account.                                                          

INVESTMENT OPTIONS - Participants in the Plan have four                 
investment options available for their contributions.                           
Participants may elect to invest in one or more of the four                     
options, allocating 0% to 100% of their contributions to the                    
option(s) selected.  Effective April 1, 1992, the Plan's                        
Administrators voted to replace the then-existing funds, managed                
by Merrill Lynch Trust Company, with funds managed by a                         
professional fund management company.  Accordingly, the                         
investment options commencing April 1, 1992 were:                               

.  Company Common Stock Fund - invests primarily in       
the common stock of Doskocil Companies Incorporated 
(see "Employer Contributions" above).               

.  Equity Fund - invests 100% in a pool of stock          
funds that has a goal of long-term growth with      
little emphasis on current income.                  

.  Balanced Fund - invests in both stock and bond         
funds in a ratio which, though typically 50% stock  
funds and 50% bond funds, may vary.                 

.  Fixed Income Fund - invests in a diversified pool      
of fixed-rate investment contracts with major       
insurance companies and financial institutions.     

Prior to April 1, 1992, the investment options were:                

.  Company Common Stock Fund - invests in the common      
stock of Doskocil Companies Incorporated (see       
"Employer Contributions" above).                    

.  Basic Value Fund - invests in a portfolio of           
common stock and short-term investments.            

.  Capital Fund - invests in a portfolio of Class A       
and B stock, corporate bonds and government         
obligations.                                        

.  Guaranteed Fund - invests in certificates of           
deposit and guaranteed investment contracts.        

Upon receipt of the employee and employer contributions,            
amounts are invested in the EB Temporary Investment Fund, a money               
market fund, until the appropriate transfer of amounts to the                   
various investment options can be made.                                         

LOAN FEATURE - Effective July 1, 1993, a loan feature was           
added to the Plan which allows participants to borrow up to 50%                 
of their total vested account balance, subject to a maximum                     
borrowing limit of $50,000.  The interest rate is the prime rate                
in effect on the last day of the calendar quarter preceding the                 
date on which the loan is made plus one percentage point.                       

VESTING - Prior to July 1, 1993, each participant had at            
all times a 100% vested (nonforfeitable) interest in the balances               
of both the employee and employer contributions.  Effective July                
1, 1993, all new entrants to the Plan will vest as follows:                     

         Vested % of
Years of Service          Matching Funds                  

0-3 years                        0%                     
3 years or more                100%                     

PARTICIPANT WITHDRAWALS - Upon termination of service, a            
participant will receive a lump-sum distribution of cash equal to               
the value of his or her account.                                                

Beginning in fiscal year 1993, and in conformity with the           
standards of accounting and reporting as described in the                       
American Institute of Certified Public Accountants' industry                    
audit guide entitled Audits of Employee Benefit Plans,  the Plan                
does not accrue for amounts allocated to accounts of persons who                
have elected to withdraw from the Plan but have not been paid as                
of the end of the Plan year.  Such amounts totaled $1,013,127 at                
December 31, 1993, primarily resulting from the closing of                      
Doskocil's Logansport, Indiana plant facility.                                  

In prior years, the liability for such benefits was                 
recorded. However, the amount at December 31, 1992 was not                      
material and, accordingly, prior year balances were not                         
retroactively restated.                                                         

PLAN EXPENSES - All expenses of administering the Plan              
shall be paid by Doskocil except:                                               

.  Expenses incurred by a participant in connection       
with particular investment transactions for the     
participant's account;                              

.  Expenses for changing the investment of a              
participant's account among the Plan's investment   
options; and,                                       

.  Expenses for the enrollment of a participant that      
may be imposed by a third party.                    

PLAN TERMINATION - In the event the Plan terminates,                
capital accumulations of all participants will be maintained in a               
Trust Fund (the "Trust"), pursuant to the terms of an Agreement                 
of Trust, until all such amounts have been distributed.  The                    
accounts of all participants will remain nonforfeitable.  Capital               
accumulations may be distributed following termination of the                   
Plan, or distributions may be deferred, as determined by                        
Doskocil.                                                                       

C.    SUMMARY OF ACCOUNTING POLICIES                                            

VALUATION OF INVESTMENTS - The Plan presents in the                 
statement of changes in net assets available for Plan benefits                  
the net appreciation (depreciation) in the fair value of its                    
investments which consists of the realized gains or losses and                  
the unrealized appreciation (depreciation) on those investments.                
Investments are valued at quoted market prices.                                 

RECLASSIFICATION - Certain prior year amounts have been             
reclassified to conform with the current year presentation.                     

D.    INVESTMENTS                                                               

The following table presents the cost and market          
values of investments at December 31, 1993 and December 31, 1992:               

                                                        [Enlarge/Download Table]

                                             1993                                      1992                 
                           _________________________________________  ______________________________________
                            Number                                     Number                               
                           of Units,                                  of Units,                             
                           Shares or                                  Shares or                             
                           Principal                        Market    Principal                     Market  
                             Amount          Cost            Value      Amount         Cost          Value  
                           _________         ____           ______    _________        ____         ______  
                                                                                                            
Company Common Stock Fund     2,385     $    291,638     $    26,235     2,586     $  316,217    $    38,790
Equity Fund                 636,786        8,171,348       9,175,600   190,590      2,283,402      2,529,429
Balanced Fund               456,234        5,234,135       5,470,132   144,126      1,914,166      1,969,322
Fixed Income Fund              -          16,972,053      17,672,830      -         3,309,443      3,341,896
Loan Fund                      -                -            738,815      -              -              -   
EB Temporary Investment                                                                                     
 Fund                          -             118,137         118,137      -           134,029        134,029

During 1993 and 1992, the Plan's unrealized appreciation      
(depreciation) in market value of investments was as follows:           

                    1993          1992
                   __________     ________
Company Common Stock Fund    $   12,024     $(31,722)         
Equity Fund                     758,225      246,028          
Balanced Fund                   180,841       55,156          
Fixed Income Fund               668,324       32,453          
Merrill Lynch:                                                
Basic Value Fund                 -          (7,470)       
Capital Fund                     -          41,041        
                   __________     ________
                   $1,619,414     $335,486
                   ==========     ========

The following tables show the allocation of changes in      
net assets and net assets available for plan benefits for each                  
investment option fund for the years ended December 31, 1993 and                
December 31, 1992.                                                              

                                                        [Enlarge/Download Table]

                                                                        1993                                    
                                       ________________________________________________________________________ 
                                        Company                               Fixed                             
                                         Common      Equity     Balanced      Income       Loan                 
                                       Stock Fund     Fund        Fund         Fund        Fund       Total     
                                                                                                                
Additions to net assets attributed to:                                                                          
 Investment income (loss):                                                                                      
  Interest and dividends               $     21   $    5,099   $     (835)  $     2,512  $    223   $     7,020 

  Other income                             -          15,015       14,856         1,202      -           31,073 
  Net appreciation (depreciation) in                                                                            
   fair value of investments             (9,960)     920,828      468,969       706,708      -        2,086,545 
                                        _______   __________   __________   ___________  ________   ___________ 
                                         (9,939)     940,942      482,990       710,422       223     2,124,638 
  Less investment expenses                 -         (10,729)         (28)      (21,781)       (9)      (32,547)
                                        _______   __________   __________   ___________  ________   ___________ 
                                         (9,939)     930,213      482,962       688,641       214     2,092,091 
 Contributions                             -       1,280,421      925,753     1,577,381      -        3,783,555 
                                        _______   __________   __________   ___________  ________   ___________ 
 Total additions                         (9,939)   2,210,634    1,408,715     2,266,022       214     5,875,646 
Deductions from net assets attributed to:                                                                       
 Participant withdrawals                 (1,189)    (121,386)    (218,510)     (470,986)    -          (812,071)
Net transfers in (out)                   (3,842)     533,309      136,627    (1,454,188)  788,094          -    
                                        _______   __________   __________   ___________  ________   ___________ 
Net increase (decrease)                 (14,970)   2,622,557    1,326,832       340,848   788,308     5,063,575 
Net assets available for plan benefits:                                                                         
 Beginning of period                     41,537    2,586,438    1,966,558     3,352,001      -        7,946,534 
 Transferred from merged plan              -       4,087,563    2,255,496    14,241,305      -       20,584,364 
                                        _______   __________   __________   ___________  ________   ___________ 
 End of period                          $26,567   $9,296,558   $5,548,886   $17,934,154  $788,308   $33,594,473 
                                        =======   ==========   ==========   ===========  ========   =========== 
                                                        [Enlarge/Download Table]

                                                        April 1 through December 31, 1992               
                                         ______________________________________________________________ 
                                          Company                                  Fixed                
                                           Common      Equity       Balanced      Income                
                                         Stock Fund     Fund          Fund          Fund        Total   
                                                                                                        
Additions to net assets attributed to:                                                                  
 Investment income (loss):                                                                              

  Interest and dividends                 $      4    $   10,327    $    3,762   $   15,449   $   29,542 
  Net appreciation (depreciation) in                                                                    
   fair value of investments              (10,245)      280,012       144,176      160,714      574,657 
                                         ________    __________    __________   __________   __________ 
                                          (10,241)      290,339       147,938      176,163      604,199 
  Less investment expenses                   -           (2,586)          (55)      (5,429)      (8,070)
                                         ________    __________    __________   __________   __________ 
                                          (10,241)      287,753       147,883      170,734      596,129 
 Contributions                               -          385,096       316,203      378,029    1,079,328 
                                         ________    __________    __________   __________   __________ 
   Total additions                        (10,241)      672,849       464,086      548,763    1,675,457 
Deductions from net assets attributed to:                                                               
 Participant withdrawals                     (758)      (90,755)      (70,976)    (355,865)    (518,354)
Net transfers in (out)                       -          755,528       190,504     (946,032)        -    
                                         ________    __________    __________   __________   __________ 
Net increase (decrease)                   (10,999)    1,337,622       583,614     (753,134)   1,157,103 
Net assets available for plan benefits:                                                                 
 Beginning of period                         -             -             -            -            -    
 Transferred in from prior Trustee         52,536     1,248,816     1,382,944    4,105,135    6,789,431 
                                         ________    __________    __________   __________   __________ 
 End of period                           $ 41,537    $2,586,438    $1,966,558   $3,352,001   $7,946,534 
                                         ========    ==========    ==========   ==========   ========== 
                                                        [Enlarge/Download Table]

                                                             January 1 through March 31, 1992               
                                          _________________________________________________________________ 
                                           Company                                   Basic                  
                                            Common      Capital      Guaranteed      Value                  
                                          Stock Fund      Fund           Fund         Fund         Total    

                                                                                                            
Additions to net assets attributed to:                                                                      
 Investment income (loss):                                                                                  
  Interest and dividends                   $     94   $    13,842   $    46,192   $    13,002   $    73,130 
  Net appreciation (depreciation) in                                                                        
   fair value of investments                 14,223        41,041          -           (7,470)       47,794 
                                           ________   ___________   ___________   ___________   ___________ 
                                             14,317        54,883        46,192         5,532       120,924 
 Contributions                                 -           70,124       210,437        67,688       348,249 
                                           ________   ___________   ___________   ___________   ___________ 
  Total additions                            14,317       125,007       256,629        73,220       469,173 
Deductions from net assets attributed to:                                                                   
 Participant withdrawals                       -           (2,694)       (8,089)       (3,369)      (14,152)
Net transfers in (out)                        9,436      (179,517)      168,792         1,289          -    
                                           ________   ___________   ___________   ___________   ___________ 
Net increase (decrease)                      23,753       (57,204)      417,332        71,140       455,021 
Net assets available for plan benefits:                                                                     
 Beginning of period                         28,783     1,306,020     3,687,803     1,311,804     6,334,410 
                                           ________   ___________   ___________   ___________   ___________ 
 End of period before transfer               52,536     1,248,816     4,105,135     1,382,944     6,789,431 
 Transferred out to new Trustee             (52,536)   (1,248,816)   (4,105,135)   (1,382,944)   (6,789,431)
                                           ________   ___________   ___________   ___________   ___________ 
 End of period                             $   -      $      -      $      -      $      -      $      -    
                                           ========   ===========   ===========   ===========   =========== 

E.   TAX STATUS                                                                 

Prior to the plan merger, the Plan had received from the        
Internal Revenue Service a determination letter to the effect                   
that the amended and restated Plan was qualified under Sections                 
401(a) and 401(k) of the Internal Revenue Code ("IRC") and that                 
the Trust is exempt from federal income taxes under the                         
provisions of Section 501(a).                                                   

In conjunction with the plan merger, the Plan has               
requested a determination letter to remain qualified under the                  
same IRC sections.  Although no determination letter has yet been               
received, the Plan's management believes such a letter will be                  
obtained.                                                                       

DOSKOCIL COMPANIES INCORPORATED RETIREMENT AND PROFIT SHARING                   
PLAN                      

ITEM 27a - SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES                  

December 31, 1993                         

                                                        [Enlarge/Download Table]

Identity of Issuer and             Number of  Maturity  Rate of     Maturity                  Current 
Description of Investment            Shares     Date    Interest      Value        Cost        Value  
                                                                                                      
Interest Bearing Cash:                                                                                
 EB Temporary Investment Fund           -         -         -       $   -     $   118,137  $   118,137

Common Trusts:                                                                                        
 The Accel Fund                      164,459      -         -           -       2,062,757    2,366,621
 The Beutel Trust Fund               176,876      -         -           -       2,279,824    2,642,099
 Dietche and Field Group                                                                              
   Trust A                           108,399      -         -           -       1,783,714    2,085,704

Ameritrust Managed Guaranteed                                                                         
 Investment Contract Fund         16,342,547      -         -           -      16,972,053   17,672,830

Mutual Funds:                                                                                         
 Acorn Fund Inc. MD Com.              41,332      -         -           -         487,032      576,586
 Fidelity Equity - Income Fund        18,467      -         -           -         561,073      624,909
 New York Venture Fund               223,450      -         -           -       2,603,585    2,674,694
 Vanguard Fixed Income Securities                                                                     
   Fund                              291,492      -         -           -       3,195,519    3,177,265
 Rowe T. Price Int'l Trust            40,941      -         -           -         431,973      497,848

Common Stock:                                                                                         
 Doskocil Companies, Inc.              2,385      -         -           -         291,638       26,235
 LTV Corp Warrants                         2      -         -           -               6            6

Loans to Participants                                                                                 
 (installment payments)                 -      various   7-10 1/2%      -            -         738,815
                                                                    ________  ___________  ___________
                                                                    $   -     $30,787,311  $33,201,749
                                                                    ========  ===========  ===========

10-K/A Last Page of 11 TOC 1st Previous Next ↓Bottom Just 11th
DOSKOCIL COMPANIES INCORPORATED RETIREMENT AND PROFIT SHARING           
PLAN                

ITEM 27d - SCHEDULE OF REPORTABLE TRANSACTIONS      

For the year ended December 31, 1993      

                                                        [Enlarge/Download Table]

                                                                                       Current            
                                                                                        Value             
                                                                                      of Assets           
  Identity                                                                              on the            
  of Party                                        Purchase    Selling   Cost of the  Transaction   Gain   
  Involved            Description of Asset         Price       Price       Assets        Date     (Loss)  
                                                                                                          
Series of 5%                                                                                              
  Transactions:                                                                                           

                      Equity Fund:                                                                        
State Street Bank       New York Venture Fund    $1,924,748  $     -     $1,924,748  $1,924,748   $  -    
  & Trust Co.           New York Venture Fund          -        407,627     367,191     407,627    40,436 

Northern Trust Co.      The Accel Fund            1,678,180        -      1,678,180   1,678,180      -    
  of Chicago            The Accel Fund                 -        306,572     305,910     306,572       662 

State Street Bank       The Beutel Trust Fund     1,697,946        -      1,697,946   1,697,946      -    
  & Trust Co.           The Beutel Trust Fund          -          1,059         959       1,059       100 

Mellon Bank             Bank Deposit              4,531,000        -      4,531,000   4,531,000      -    
                        Bank Deposit                   -      4,531,000   4,531,000   4,531,000      -    

                      Balanced Fund:                                                                      
Banker's Trust          Fidelity Equity-Income                                                            
                          Fund, Inc. Mass Com       369,081        -        369,081     369,081      -    
                        Fidelity Equity-Income                                                            
                          Fund, Inc. Mass Com          -         80,078      71,899      80,078     8,179 

State Street Bank       New York Venture Fund,                                                            
  & Trust Co.             Inc.                      430,227        -        430,227     430,227      -    
                        New York Venture Fund,                                                            
                          Inc.                         -        216,099     187,578     216,099    28,521 

Core States Capital     Vanguard Fixed Income                                                             
  Mkt. Group              Securities Fund, Inc.   2,451,829        -      2,451,829   2,451,829      -    
                        Vanguard Fixed Income                                                             
                          Securities Fund, Inc.        -        109,185     108,712     109,185       473 

Morgan Bank             Vanguard Fixed Income                                                             
                          Securities Fund, Inc.        -        406,083     402,610     406,083     3,473 

Mellon Bank             EB Temporary Investment                                                           
                          Fund                      404,108        -        404,108      404,108      -   
                        EB Temporary Investment                                                           
                          Fund                         -        400,774     400,774      400,774      -   

Mellon Bank             Bank Deposit              2,443,000        -      2,443,000    2,443,000      -   
                        Bank Deposit                   -      2,443,000   2,443,000    2,443,000      -   

                      Fixed Income Fund:                                                                  
Mellon Bank             EB Temporary Investment                                                           
                          Fund                      893,651        -        893,651      893,651      -   
                       EB Temporary Investment                                                            
                         Fund                          -        904,192     904,192      904,192      -   

Ameritrust Co.         Ameritrust Managed                                                                 
  of New York            Guaranteed Investment                                                            
                         Contract Fund           15,221,401        -     15,221,401   15,221,401      -   
                       Ameritrust Managed                                                                 
                         Guaranteed Investment                                                            
                         Contract Fund                 -      1,720,793   1,684,768    1,720,793    36,025

Mellon Bank            Bank Deposit              14,746,000        -     14,746,000   14,746,000      -   
                       Bank Deposit                    -     14,746,000  14,746,000   14,746,000      -   

Single 5%                                                                                                 
  Transactions:                                                                                           

                     Equity Fund:                                                                         
State Street Bank      New York Venture Fund      1,016,875        -      1,016,875    1,016,875      -   
  & Trust Co.                                                                                             

Northern Trust Co.     The Accel Fund             1,073,550        -      1,073,550    1,073,550      -   
  of Chicago                                                                                              

Party Unknown          The Beutel Trust Fund      1,039,503        -      1,039,503    1,039,503      -   
                       The Beutel Trust Fund        539,801        -        539,801      539,801      -   

Party Unknown          Dietche and Field Group                                                            
                         Trust A                  1,016,857        -      1,016,857    1,016,857      -   

Mellon Bank            Bank Deposit               4,087,000        -      4,087,000    4,087,000      -   
                       Bank Deposit                    -      4,087,000   4,087,000    4,087,000      -   

                     Balanced Fund:                                                                       
Core States Capital    Vanguard Fixed Income                                                              
  Mkt. Group             Securities Fund, Inc.    1,478,583        -      1,478,583    1,478,583      -   

Mellon Bank            Bank Deposit               2,255,000        -      2,255,000    2,255,000      -   
                       Bank Deposit                    -      2,255,000   2,255,000    2,255,000      -   

                     Fixed Income Fund:                                                                   
Ameritrust Co.         Ameritrust Managed                                                                 
  of New York            Guaranteed Investment                                                            
                         Contract Fund           14,042,158        -     14,042,158   14,042,158      -   
                       Ameritrust Managed                                                                 
                         Guaranteed Investment                                                            
                         Contract Fund              522,219        -        522,219      522,219      -   

Mellon Bank            Bank Deposit                 522,000        -        522,000      522,000      -   
                       Bank Deposit                    -        522,000     522,000      522,000      -   
                       Bank Deposit              14,191,000        -     14,191,000   14,191,000      -   
                       Bank Deposit                    -     14,191,000  14,191,000   14,191,000      -

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘10-K/A’ Filing	Date	First	Last	Other Filings

	9/15/94	10
Filed on:	6/29/94	2	6
	6/22/94	7
	3/28/94	1
For Period End:	1/1/94	1		10-K, 10-K/A
	12/31/93	4	11
	7/1/93	7	10
	12/31/92	7	10
	4/1/92	10
	3/31/92	10
				List all Filings

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Filing Submission 0000004960-94-000004 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Doskocil Companies Inc – ‘10-K/A’ for 1/1/94

As of: Wednesday, 6/29/94 · For: 1/1/94 · Accession #: 4960-94-4 · File #: 0-07803

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Amendment to Annual Report — Form 10-KFiling Table of Contents

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Dates Referenced Herein and Documents Incorporated by Reference

Amendment to Annual Report — Form 10-K
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