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Wells Fargo & Co. – ‘8-K’ for 2/22/23

On:  Friday, 2/24/23, at 5:02pm ET   ·   For:  2/22/23   ·   Accession #:  72971-23-73   ·   File #:  1-02979

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/24/23  Wells Fargo & Co.                 8-K:5       2/22/23   11:307K

Current Report   —   Form 8-K

Filing Table of Contents

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‘8-K’   —   Current Report


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 iX:   C:  C: 
  wfc-20230222  
 i WELLS FARGO & COMPANY/MN i 0000072971 i false i NYSE i 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series Q i 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R i February 22, 202300000729712023-02-222023-02-220000072971us-gaap:CommonStockMember2023-02-222023-02-220000072971wfc:A7.5NonCumulativePerpetualConvertibleClassAPreferredStockSeriesLMember2023-02-222023-02-220000072971wfc:FixedtoFloatingRate5.85NonCumulativePerpetualClassAPFDStockSeriesQMember2023-02-222023-02-220000072971wfc:FixedtoFloatingRate6.625NonCumulativePerpetualClassAPFDStockSeriesRMember2023-02-222023-02-220000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesYMember2023-02-222023-02-220000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesZMember2023-02-222023-02-220000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesAAMember2023-02-222023-02-220000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesCCMember2023-02-222023-02-220000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesDDMember2023-02-222023-02-220000072971wfc:GuaranteeofMediumTermNotesSeriesAdueOctober302028ofWellsFargoFinanceLLCMember2023-02-222023-02-22

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM  i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported):  i February 22, 2023

WELLS FARGO & COMPANY
(Exact name of registrant as specified in its charter)
 i Delaware  i 001-02979 No.  i 41-0449260
(State or Other Jurisdiction
of Incorporation)
 (Commission File
Number)
 (IRS Employer
Identification No.)
            
 i 420 Montgomery Street,  i San Francisco,  i California  i 94104
(Address of principal executive offices) (Zip Code)

Registrant's telephone number, including area code: 1- i 866- i 249-3302


    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
     i     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     i     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     i     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     i     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol
Name of Each Exchange
on Which Registered
 i Common Stock, par value $1-2/3
 i WFC
New York Stock
Exchange
( i NYSE)
 i 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L
 i WFC.PRL
 i NYSE
Depositary Shares, each representing a 1/1000th interest in a share of  i 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series Q
 i WFC.PRQ
 i NYSE
Depositary Shares, each representing a 1/1000th interest in a share of  i 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
 i WFC.PRR
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y
 i WFC.PRY
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Z
 i WFC.PRZ
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series AA
 i WFC.PRA
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series CC
 i WFC.PRC
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series DD
 i WFC.PRD
 i NYSE
 i Guarantee of Medium-Term Notes, Series A, due October 30, 2028 of Wells Fargo Finance LLC
 i WFC/28A
 i NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b‑2).
Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o



Item 5.02.    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b) On February 22, 2023, Juan A. Pujadas, a member of the Board of Directors of Wells Fargo & Company (the “Company”), informed the Company that he will not stand for re-election and will retire as a director at the Company’s 2023 annual meeting of shareholders, which is scheduled to be held on April 25, 2023. The decision by Mr. Pujadas was not due to any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.



SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated:February 24, 2023WELLS FARGO & COMPANY
By: /s/ TANGELA RICHTER
Tangela Richter
Executive Vice President,
Deputy General Counsel and Secretary




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
10/30/28
4/25/23
Filed on:2/24/23424B2
For Period end:2/22/23
 List all Filings 


7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/21/23  Wells Fargo & Co.                 S-8        11/21/23    5:200K
 7/18/23  Wells Fargo & Co.                 424B2                  2:1.4M                                   Donnelley … Solutions/FA
 7/17/23  Wells Fargo & Co.                 424B2                  1:1.4M                                   Donnelley … Solutions/FA
 4/27/23  Wells Fargo & Co.                 424B2                  1:720K                                   Quality Edgar - QES/FA
 4/27/23  Wells Fargo & Co.                 424B2                  1:678K                                   Quality Edgar - QES/FA
 4/25/23  Wells Fargo & Co.                 S-3/A                  7:1.1M                                   Quality Edgar - QES/FA
 3/14/23  Wells Fargo & Co.                 S-3                   12:1.3M                                   Quality EDGAR So… LLC/FA
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