Filed On 6/14/01 3:32pm ET · SEC File 333-59588 · Accession Number 1053095-1-500031
As Of Filer Filing As/For/On Docs:Pgs
6/14/01 Oppenheimer Trinity Large C..Fund N-14/A 5:28
Pre-Effective Amendment to Registration Statement of an Open-End Investment Company (Business Combination) · Form N-14
Filing Table of Contents
Document/Exhibit Description Pages Size
1: N-14/A Amendment5/N14acover HTML 28K
2: EX-99 Proxy Merger Preliminary Copy HTML 238K
3: EX-99.1 Proformafinancials HTML 18K
4: EX-99.2O Proformabarchart HTML 19K
5: EX-99 Proxyballot_Finalvers. HTML 8K
EX-99.1 · Proformafinancials
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At a meeting held on April 12, 2000, the Board of Trustees of Oppenheimer
Trinity Growth Fund approved a reorganization transaction that will, if approved
by shareholders, result in the transfer of the net assets of Oppenheimer Trinity
Growth Fund to Oppenheimer Large Cap Growth Fund, in exchange for an equal value
of shares of Oppenheimer Large Cap Growth Fund. The shares of Oppenheimer Large
Cap Growth Fund will then be distributed to Oppenheimer Trinity Growth Fund
shareholders and Oppenheimer Trinity Growth Fund will be liquidated.
These financial statements set forth the unaudited pro forma combined Statement
of Assets and Liabilities as of January 31, 2001, and the unaudited pro forma
combined Statement of Operations for the twelve month period ended January 31,
2001 for Oppenheimer Large Cap Growth Fund and Oppenheimer Trinity Growth Fund,
as adjusted, to give effect to the reorganization. The Statement of Assets and
Liabilities presents the transaction as if occurred at January 31, 2001 and
reflects all costs directly attributed to the transaction. The Statement of
Operations presents the transaction as if it occurred at the beginning of the
period and reflects all adjustments that will have a continuing impact on the
operations.
Forma Combining Statements of Assets and Liabilities January 31, 2001
Oppenheimer Large Cap Growth Fund and Oppenheimer Trinity Growth Fund
Oppenheimer Oppenheimer Combined
Large Cap Trinity Growth ProForma Oppenheimer
Growth Fund Fund (1) Adjustments Large Cap Growth Fund
(Unaudited) (Unaudited) (Unaudited)
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ASSETS:
Investments, at value (cost*) $26,959,375 $8,467,807 $35,427,182
Cash 382 297 679
Receivables:
Interest, dividends and principal paydowns 1,426 2,261 3,687
Shares of beneficial interest or capital stock sold 30,023 141,126 171,149
Other 94,239 1,972 96,211
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Total assets $27,085,445 $8,613,463 $35,698,908
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LIABILITIES: .
Payables and other liabilities:
Investments purchased - 45,348 45,348
Shares of beneficial interest or capital stock redeemed 9,201 13,694 22,895
Trustees' and Directors' fees 29,849 563 30,412
Legal and auditing fees 13,179 5,492 18,671
Distributions and service plan fees 5,063 1,509 6,572
Transfer and shareholder servicing agent fees 90,104 - 90,104
Other 34,814 14,772 49,586
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--------------------------
Total liabilities 182,210 81,378 263,588
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NET ASSETS $26,903,235 $8,532,085 35,435,320
COMPOSITION OF NET ASSETS:
Paid-in capital 32,774,019 10,537,882 (2,120,184) 41,191,717
Par value of shares of capital stock
Additional paid-in capital
Overdistributed net investment income (222,149) (63,392) 63,392 (222,149)
Accumulated net realized loss from investments and
foreign currency transactions (5,172,292)(2,056,792) 2,056,792 (5,172,292)
Net unrealized appreciation (depreciation) on investments
and translation of assets and liabilities denominated
in foreign currencies (476,343) 114,387 (361,956)
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NET ASSETS $26,903,235 $8,532,085 $35,435,320
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Oppenheimer Oppenheimer Combined
Large Cap Trinity Growth ProForma Oppenheimer
Growth Fund Fund (1) Adjustments Large Cap Growth Fund
Net Asset Value Per Share (Unaudited) (Unaudited) (Unaudited)
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Class A Shares: Net asset value and redemption price per share (based on
net assets of $14,211,441, $4,410,602 and $18,622,043 and 1,361,216, 482,092 and
1,783,687 shares of beneficial interest or capital shares outstanding for
Oppenheimer Large Cap Growth Fund, Oppenheimer Trinity Growth Fund and Combined
Oppenheimer Large Cap Growth Fund, respectively) $10.44 $9.15 $10.44
Maximum offering price per share (net asset value plus sales charge of
5.75% of offering price) $11.08 $11.08
Class B Shares: Net asset value and redemption price per share (based on
net assets of $10,537,648, $2,991,011 and $13,528,659 and 1,026,377, 330,682 and
1,317,615 shares of beneficial interest or capital shares outstanding for
Oppenheimer Large Cap Growth Fund, Oppenheimer Trinity Growth Fund and Combined
Oppenheimer Large Cap Growth Fund, respectively) $10.27 $9.04 $10.27
Class C Shares: Net asset value and redemption price per share (based on
net assets of $2,153,091, $1,129,554 and $3,282,645 and 209,631, 124,966 and
319,599 shares of beneficial interest or capital shares outstanding for
Oppenheimer Large Cap Growth Fund, Oppenheimer Trinity Growth Fund and Combined
Oppenheimer Large Cap Growth Fund, respectively) $10.27 $9.04 $10.27
Class Y Shares: Net asset value and redemption price per share (based on
net assets of $1,055, $918 and $1,973 and 100, 100 and 187 shares of beneficial
interest or capital shares outstanding for Oppenheimer Large Cap Growth Fund,
Oppenheimer Trinity Growth Fund and Combined Oppenheimer Large Cap Growth Fund,
respectively) $10.55 $9.18 $10.55
*Cost $27,435,718 $8,353,420 $35,789,138
(1) Oppenheimer Trinity Growth Fund Class A shares will be exchanged for
Oppenheimer Large Cap Growth Fund Class A shares. Oppenheimer Trinity
Growth Fund Class B shares will be exchanged for Oppenheimer Large Cap
Growth Fund Class B shares. Oppenheimer Trinity Growth Fund Class C shares
will be exchanged for Oppenheimer Large Cap Growth Fund Class C shares.
Oppenheimer Trinity Growth Fund Class Y shares will be exchanged for
Oppenheimer Large Cap Growth Fund Class Y shares.
Pro Forma Combining Statements of Operations For the Twelve Months
Ended January 31, 2001
Oppenheimer Oppenheimer Combined
Large Cap Trinity Growth ProForma Oppenheimer
Growth Fund Fund Adjustments Large Cap Growth Fund
(Unaudited) (Unaudited) (Unaudited)
INVESTMENT INCOME:
Interest $46,696 $28,794 $75,490
Dividends 142,420 63,160 205,580
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Total income $189,116 $91,954 281,070
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EXPENSES:
Management fees 214,425 77,306 291,731
Distribution and service plan fees:
Class A 31,850 6,436 16,947 (1) 55,233
Class B 106,295 28,424 134,719
Class C 21,721 11,589 33,310
Transfer and shareholder servicing agent fees 64,937 10,548 75,485
Shareholder reports 65,168 29,007 (14,986) (2) 79,189
Legal and auditing fees 13,784 15,650 (15,650) (3) 13,784
Insurance expenses 1,418 119 1,537
Trustees' or Directors' fees and expenses 20,541 678 21,219
Other 15,223 13,383 28,606
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Total expenses 555,362 193,140 (13,689) 734,813
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Less expenses paid indirectly - - -
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Net expenses 555,362 193,140 (13,689) 734,813
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NET INVESTMENT INCOME ($366,246) ($101,186) 13,689 (453,743)
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REALIZED AND UNREALIZED GAIN (LOSS):
Net realized gain (loss) from:
Investments (3,598,999) (2,073,620) (5,672,619)
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Net realized loss (3,598,999) (2,073,620) (5,672,619)
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Net change in unrealized appreciation or depreciation on:
investments (1,373,965) 33,486 (1,340,479)
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Net change (1,373,965) 33,486 (1,340,479)
Net realized and unrealized loss (4,972,964) (2,040,134) (7,013,098)
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NET DECREASE IN NET ASSET
RESULTING FROM OPERATIONS ($5,339,210) ($2,141,320) $13,689 ($7,466,841)
===============================================================================
(1) Reflects the maximum service plan (12b-1) fee for Class A Shares.
(2) Reflects elimination of duplicate printing fee.
(3) Reflects elimination of duplicate legal, auditing and professional fees.
Dates Referenced Herein and Documents Incorporated By Reference
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