SEC Info - Lodestone Capital Fund LLC - ‘SC 13D/A’ on 2/16/99 re: Point West Capital Corp

SEC Info℠

Home

Help

Please Sign In

Lodestone Capital Fund LLC – ‘SC 13D/A’ on 2/16/99 re: Point West Capital Corp

As of: Tuesday, 2/16/99 · Accession #: 1050356-99-1 · File #: 5-47339

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer

 2/16/99  Lodestone Capital Fund LLC        SC 13D/A               1:22K  Point West Capital Corp

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Beneficial Ownership                                   9     45K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Identity and Background Interest in Securities of the Issuer Schedule 13D
1	1st Page - Filing Submission
"	Schedule 13D
5	Item 2. Identity and Background
"	Item 5. Interest in Securities of the Issuer

SC 13D/A 1st Page of 9 TOC ↑Top Previous Next ↓Bottom Just 1st
 
SECURITIES AND EXCHANGE COMMISSION
----------------------------------
Washington, D.C. 20549

SCHEDULE 13D
============
(Rule 13d-101)

 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) 

(Amendment No 2)  
================  

Point West Capital Corporation
------------------------------  
(Name of Issuer)

 Common Stock, $0.01 par value
------------------------------
(Title of Class of Securities)

 730715 10 9
--------------------- 
(CUSIP Number)

Alan B. Perper,President
Point West Capital Corporation
 1700 Montgomery Street, Suite 250
 San Francisco, CA 94111
(415) 394-9467
----------------------------------------      
 (Name, Address and Telephone Number of Person
 Authorized to Receive Notices and Communications)

 November 17, 1998
 -----------------
(Date of Event Which Requires Filing of This Statement) 

  If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Amended and Restated        
Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3)or(4),     
check the following Box [  ]                                                    

        Note:  Six copies of this statement, including all exhibits, should be
filed with the Commission.  See Rule 13d-1(a) for other parties to whom copies  
are to be sent.                                                                 
__________                                                                      
*The remainder of this cover page shall be filled out for a reporting person's  
initial filing on this form with respect to the subject class of securities,and 
for any  subsequent  amendment  containing  information which  would  alter     
disclosures provided in a prior cover page.                                     

The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of   
1934 (the "Act") or otherwise subject to the liabilities of that section of the 
Act but shall be subject to all other provisions of the Act (however, see the   
Notes).                                                                         

(Continued on following pages)

 (Page 1 of 8 Pages)

SC 13D/A 2nd Page of 9 TOC 1st Previous Next ↓Bottom Just 2nd
------------------------                                 ---------------------- 
CUSIP No. 730715 10 9               13D                     Page 1 of 8 Pages   
------------------------                                 -----------------------

------------- ------------------------------------------------------------------
1            NAME OF REPORTING PERSON                                         
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON   

Bradley N. Rotter                                   
------------- ------------------------------------------------------------------
2            CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                
                                                                  (a) [  ]

                                                                  (b) [  ]
------------- ------------------------------------------------------------------
3            SEC USE ONLY                                                     

------------- ------------------------------------------------------------------
4            SOURCE OF FUNDS*                                                 

NOT APPLICABLE                                      
------------- ------------------------------------------------------------------
5            CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED         

          PURSUANT TO ITEM 2(d) OR 2(e)                             [  ]
------------- ----------------------------------------------------------------  
6            CITIZENSHIP OR PLACE OF ORGANIZATION                             

United States                                       
------------- ----------------------------------------------------------------  
7    SOLE VOTING POWER                              

NUMBER OF          875,578                                                      
SHARES       ---------------------------------------------------------------  
BENEFICIALLY  8    SHARED VOTING POWER                                          
OWNED BY                                                                      
EACH            206,600                                                   
REPORTING    ---------------------------------------------------------------  
PERSON WITH   9    SOLE DISPOSITIVE POWER                                       

875,578                                   

           ---------------------------------------------------------------
10  SHARED DISPOSITIVE POWER                        

-0-                                     

------------- ------------------------------------------------------------------
11            AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON      

1,082,178                                           
------------- ------------------------------------------------------------------
12            CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES              
CERTAIN SHARES*                                     
                                                                        [  ]
------------- ------------------------------------------------------------------
13            PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11                  

33.2%                                               
------------- ------------------------------------------------------------------
14            TYPE OF REPORTING PERSON*                                         

IN                                                  
------------- ------------------------------------------------------------------

*SEE INSTRUCTION BEFORE FILLING OUT!
------------------------------------

SC 13D/A 3rd Page of 9 TOC 1st Previous Next ↓Bottom Just 3rd
------------------------                                 ---------------------- 
CUSIP No. 730715 10 9                13D                     Page 2 of 8 pages  
------------------------                                 -----------------------

------------- ------------------------------------------------------------------
1            NAME OF REPORTING PERSON                                         
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON   

Alan B. Perper                                      
------------- ------------------------------------------------------------------
2            CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                
                                                                  (a) [  ]

                                                                  (b) [  ]
------------- ------------------------------------------------------------------
3            SEC USE ONLY                                                     

------------- ------------------------------------------------------------------
4            SOURCE OF FUNDS*                                                 

NOT APPLICABLE                                      
------------- ------------------------------------------------------------------
5            CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED         

          PURSUANT TO ITEM 2(d) OR 2(e)                             [  ]
------------- ----------------------------------------------------------------  
6            CITIZENSHIP OR PLACE OF ORGANIZATION                             

United States                                       
------------- ----------------------------------------------------------------  
7    SOLE VOTING POWER                              

NUMBER OF          2,000                                                        
SHARES       ---------------------------------------------------------------  
BENEFICIALLY  8    SHARED VOTING POWER                                          
OWNED BY                                                                      
EACH           524,265                                                    
REPORTING    ---------------------------------------------------------------  
PERSON WITH   9    SOLE DISPOSITIVE POWER                                       

2,000                                     

           ---------------------------------------------------------------
10   SHARED DISPOSITIVE POWER                       

317,665                                   

------------- ------------------------------------------------------------------
11            AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON      

526,265                                             
------------- ------------------------------------------------------------------
12            CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES              
CERTAIN SHARES*                                     
                                                                        [  ]
------------- ------------------------------------------------------------------
13            PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11                  
16.2%                                               
------------- ------------------------------------------------------------------
14            TYPE OF REPORTING PERSON*                                         

IN                                                  
------------- ------------------------------------------------------------------

*SEE INSTRUCTION BEFORE FILLING OUT!
------------------------------------

SC 13D/A 4th Page of 9 TOC 1st Previous Next ↓Bottom Just 4th
------------------------                                 ---------------------- 
CUSIP No. 730715 10 9                13D                     Page 3 of 8 pages  
------------------------                                 -----------------------

------------- ------------------------------------------------------------------
1            NAME OF REPORTING PERSON                                         
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON   

John Ward Rotter                                    
------------- ------------------------------------------------------------------
2            CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                
                                                                  (a) [  ]

                                                                  (b) [  ]
------------- ------------------------------------------------------------------
3            SEC USE ONLY                                                     

------------- ------------------------------------------------------------------
4            SOURCE OF FUNDS*                                                 

NOT APPLICABLE                                      
------------- ------------------------------------------------------------------
5            CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED         

          PURSUANT TO ITEM 2(d) OR 2(e)                             [  ]
------------- ----------------------------------------------------------------  
6            CITIZENSHIP OR PLACE OF ORGANIZATION                             

United States                                       
------------- ----------------------------------------------------------------  
7    SOLE VOTING POWER                              

NUMBER OF          399,081                                                      
SHARES       ---------------------------------------------------------------  
BENEFICIALLY  8    SHARED VOTING POWER                                          
OWNED BY                                                                      
EACH           220,100                                                    
REPORTING    ---------------------------------------------------------------  
PERSON WITH   9    SOLE DISPOSITIVE POWER                                       

399,081                                   

           ---------------------------------------------------------------
10   SHARED DISPOSITIVE POWER                       

13,500                                    

------------- ------------------------------------------------------------------
11            AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON      

619,181                                             
------------- ------------------------------------------------------------------
12            CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES              
CERTAIN SHARES*                                     
                                                                        [  ]
------------- ------------------------------------------------------------------
13            PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11                  

18.9%                                               
------------- ------------------------------------------------------------------
14            TYPE OF REPORTING PERSON*                                         

IN                                                  
------------- ------------------------------------------------------------------

*SEE INSTRUCTION BEFORE FILLING OUT!
------------------------------------

SC 13D/A 5th Page of 9 TOC 1st Previous Next ↓Bottom Just 5th
-------------------------                              ------------------------ 
CUSIP No. 730715 10 9          SCHEDULE 13D                 Page 4 of 8 pages   
-------------------------                              -------------------------

  AMENDMENT NO. 2 to
--------------------
SCHEDULE 13D  
------------- 

       This  Amendment  No 2.  to  Schedule  13D  amends  the  Schedule  13D
originally  filed on December 1, 1997,  as amended and restated by Amendment No.
1 to Schedule  13D  filed on  January  6, 1998 (as  amended  and  restated,  the
"Schedule  13D").  This  Amendment No. 2 is being filed to (a) amend an  address
for one  reporting  person and (b) to  reflect  the  vesting  of stock  options 
previously  granted to Bradley N.  Rotter,  Alan B. Perper and John Ward Rotter 
and his spouse.  Capitalized  terms used in this Amendment No. 2 and not defined
are used as defined in the Schedule 13D.                                        

Item 2.  Identity and Background.                                               
======   =======================                                                

         (b)   Residence or Business Addresses of Persons Filing This Statement.
              ----------------------------------------------------------------

               The  fourth  paragraph  under  Item 2(b) of the  Schedule  13D is
amended and restated to read as follows:          

         The address of the principal place of business of Lodestone
Partners is:                                      

P.O. Box 8819                       
Incline Village, Nevada  89452      

Item 5.  Interest in Securities of the Issuer.                                  
======   ====================================                                   

      Item 5 of the Schedule 13D is hereby amended and restated to read as
follows.                                                      

  (a)   Number of Shares Beneficially Owned by Persons Filing This
        ----------------------------------------------------------
Statement.                                        
----------                                        

               Echelon  is a member of  Lodestone  Capital,  which is the record
               holder  of  206,600  shares of Common  Stock.  Echelon  is also a
               member of  Lodestone  Partners,  which is in turn the  manager of
               Lodestone  Capital.  Lodestone  Partners is managed by a Board of
               Managers  composed of John Ward  Rotter and  Michael  Fitzsimmons
               ("Fitzsimmons"),  who is the other member of Lodestone  Partners.
               Pursuant to the Lodestone  Partners  Operating  Agreement between
               Echelon and  Fitzsimmons,  Fitzsimmons has sole investment  power
               with  respect  to  the  investments  of  Lodestone  Capital.  The
               Operating Agreement is, however,  silent on the subject of voting
               power  with  respect to  securities  held by  Lodestone  Capital.
               Therefore,  through  John Ward  Rotter,  Echelon may be deemed to
               share voting power with respect to  securities  held by Lodestone
               Capital and,  thus, to be the  beneficial  owner of the shares of
               Common  Stock  held  of  record  by  Lodestone  Capital.  Echelon
               disclaims beneficial ownership of the shares of Common Stock held
               of  record by  Lodestone  Capital,  except  to the  extent of its
equity interest in Lodestone Capital.             

               Bradley N. Rotter, Alan B. Perper and John Ward Rotter constitute
               all of the members of Echelon  and, as such,  may be deemed to be
               the  beneficial  owners of the  shares of  Common  Stock  held of
               record by Lodestone Capital.  Alan B. Perper and John Ward Rotter
               disclaim beneficial  ownership of the shares of Common Stock held
               of record by  Lodestone  Capital,  except to the  extent of their
               respective  equity interests in Echelon and Echelon's  respective
               equity   interest  in  Lodestone   Capital.   Bradley  N.  Rotter
               acknowledges beneficial ownership of approximately 137,733 shares
               of the Common  Stock held of record by Lodestone  Capital,  which
               are  attributable to the equity interest in Lodestone  Capital of
               the Bradley N. Rotter  Self-Employed  Pension Plan and Trust, but
               otherwise disclaims  beneficial ownership of the shares of Common
               Stock held of record by Lodestone  Capital,  except to the extent
               of his  respective  equity  interest  in  Echelon  and  Echelon's
               respective  equity  interest  in  Lodestone  Capital.  Bradley N.
               Rotter is the record holder of 873,578 shares of Common Stock and
               holds a stock  option for 10,000  shares,  of which 2,000  shares
               vested on  November  17,  1998.  John Ward  Rotter is the  record

SC 13D/A 6th Page of 9 TOC 1st Previous Next ↓Bottom Just 6th
--------------------------                            --------------------------
CUSIP No. 730715 10 9          Schedule 13D                 Page 5 of 8 pages   
--------------------------                           -------------------------- 

               holder of 397,081 shares of Common Stock and holds a stock option
               for 10,000  shares,  of which 2,000 shares vested on November 17,
               1998.  John Ward  Rotter may also be deemed to be the  beneficial
               owner of shares of Common  Stock  subject to stock  options  that
               were granted to his spouse  (a) one option for 20,000  shares, of
               which 4,000  shares  vested on February  14,  1997,  4,000 shares
               vested on February 14, 1998 and another 4,000 shares will vest on
               February  14, 1999 (b) another  option for 7,500 shares, of which
               1,500  shares   vested  on  November  17,  1998,   but  disclaims
beneficial ownership of such shares.              

              Lodestone  Partners is the manager of Lodestone  Capital and, as
              such, may be deemed to be the beneficial  owner of the shares of
              Common  Stock  held of record by  Lodestone  Capital.  Lodestone
              Partners,  however,  currently has only a  nonparticipating  (or
              "carried")   interest  in  Lodestone  Capital  and,   therefore,
              disclaims  beneficial  ownership  of the shares of Common  Stock
held of record by Lodestone Capital.              

               The Perper/Raiche Trust is the record holder of 317,665 shares of
               Common Stock.  Alan B. Perper and Janet G. Raiche, as trustees of
               the  Perper/Raiche  Trust,  may be  deemed  to be the  beneficial
               owners  of the  shares  of  Common  Stock  held of  record by the
               Perper/Raiche  Trust,  but  each  of  them  disclaims  beneficial
               ownership  of  such  shares,   except  to  the  extent  of  their
               respective  beneficial  interests under the Perper/Raiche  Trust.
               Alan B. Perper also holds a stock  option for 10,000  shares,  of
             which 2,000 shares of common stock vested on November 17, 1998.

       (b)  Percent of Outstanding Common Stock Beneficially Owned by Each
            --------------------------------------------------------------
Person Filing This Statement.                     
----------------------------                      

               Based on the number of shares of Common Stock  outstanding  as of
               December  31,  1998,  Echelon,  Lodestone  Capital and  Lodestone
               Partners  may each be  deemed  to  beneficially  own 6.4% and the
               Perper/Raiche  Trust  and Janet G.  Raiche  may each be deemed to
               beneficially own 9.8%, of the outstanding  Common Stock. Based on
               the number of shares of common stock  outstanding  as of December
               31, 1998, plus the vested option shares, Bradley N. Rotter may be
               deemed to beneficially own 33.2%, Alan B. Perper may be deemed to
               beneficially  own  16.2% and John  Ward  Rotter  may be deemed to
     beneficially own 18.9% of the outstanding Common Stock.

(c)   Number of Shares of Common Stock as to Which Each of the
      --------------------------------------------------------
Persons Filing This Statement Has:                
-----------------------------------               

(i)     Sole Voting Power.          

                              Bradley  N.Rotter has sole power to vote or direct
                              the vote of the  873,578  shares of  Common  Stock
                              that  that he holds of  record  and  2,000  shares
               subject to his vested stock option.

                              John Ward  Rotter has sole power to vote or direct
                              the vote of the  397,081  shares of  Common  Stock
                              that he holds of record and 2,000  shares  subject
       to his vested stock option.

                              Lodestone Capital has sole power to vote or direct
                              the vote of the  206,600  shares of  Common  Stock
    that it holds of record.

                              As the  manager of  Lodestone  Capital,  Lodestone
                              Partners  may be deemed to have sole power to vote
                              or direct the vote of the 206,600 shares of Common
                      Stock held of record by Lodestone Capital.

                              The Perper/Raiche  Trust has sole power to vote or
                              direct  the vote of the  317,665  shares of Common
                              Stock that it holds of record.  Alan B. Perper has
                              sole  power  to vote or  direct  the vote of 2,000
                      shares subject to his vested stock option.

SC 13D/A 7th Page of 9 TOC 1st Previous Next ↓Bottom Just 7th
--------------------------                            --------------------------
CUSIP No. 730715 10 9          Schedule 13D                 Page 6 of 8 pages   
--------------------------                           -------------------------- 

(ii)    Shared Voting Power.        

                             Through  John  Ward  Rotter,  who is a member  of
                             Echelon  and a member of the Board of Managers of
                             Lodestone  Partners,  which  is  the  manager  of
                             Lodestone Capital, Echelon may be deemed to share
                             with  Fitzsimmons,  who is the  other  member  of
                             Lodestone  Partners  and the other  member of the
                             Board of  Managers  of  Lodestone  Partners,  the
                             power to vote or direct  the vote of the  206,600
                             shares  of  Common   Stock   held  of  record  by
Lodestone Capital.  

                              As the members of Echelon, Bradley N. Rotter, Alan
                              B.  Perper  and John Ward  Rotter may be deemed to
                              share the power to vote or direct  the vote of the
                              206,600  shares of Common  Stock held of record by
                              Lodestone  Capital.  John Ward  Rotter may also be
                              deemed to share  with his spouse the power to vote
                              or direct  the vote of 13,500  shares  subject  to
                              options held by his wife that are currently vested
              or will vest on February 14, 1999.

                             Alan B. Perper and Janet G.  Raiche,  as trustees
                             of the  Perper/Raiche  Trust,  share the power to
                             vote or direct the vote of the 317,665  shares of
                             Common Stock held of record by the  Perper/Raiche
Trust.              

(iii)   Sole Dispositive Power.     

                              Bradley N.  Rotter has sole power to dispose of or
                              direct the  disposition  of the 873,578  shares of
                              Common  Stock  that he holds of  record  and 2,000
                      shares subject to his vested stock option.

                              John Ward  Rotter  has sole power to dispose of or
                              direct the  disposition  of the 397,081  shares of
                              Common  Stock  that he holds of  record  and 2,000
                      shares subject to his vested stock option.

                             Lodestone Capital has sole power to dispose of or
                             direct the  disposition  of the 206,600 shares of
                 Common Stock that it holds of record.

                             As the manager of  Lodestone  Capital,  Lodestone
                             Partners  may be  deemed  to have  sole  power to
                             dispose  of or  direct  the  disposition  of  the
                             206,600  shares of Common Stock held of record by
Lodestone Capital.  

                              The Perper/Raiche  Trust has sole power to dispose
                              of or direct the disposition of the 317,665 shares
                              of Common Stock that it holds of  record. Alan  B.
                              Perper  has sole power to dispose of or direct the
                              disposition  of 2,000 shares subject to his vested
stock option.       

(iv)    Shared Dispositive Power.   

                              John Ward  Rotter  may be deemed to share with his
                              spouse  the  power to  dispose  of or  direct  the
                              disposition  of 13,500  shares  subject to options
                              held by his wife that are currently vested or will
      vest on February 14, 1999.

                             Alan B. Perper and Janet G.  Raiche,  as trustees
                             of the  Perper/Raiche  Trust,  share the power to
                             dispose  of or  direct  the  disposition  of  the
                             317,665  shares of Common Stock held of record by
    the Perper/Raiche Trust.

SC 13D/A 8th Page of 9 TOC 1st Previous Next ↓Bottom Just 8th
-------------------------                              -------------------------
CUSIP No. 730715 10 9          Schedule 13D                 Page 7 of 8 pages   
-------------------------                              -------------------------

                  After  reasonable  inquiry and to the best of their  knowledge
and belief,  the  undersigned  certify  that the  information  set forth in this
Amendment No. 2 to Schedule 13D is true, complete and correct.                  

     THE ECHELON GROUP OF COMPANIES, LLC

February 16, 1999          By:  /s/Bradley N. Rotter                            
           -------------------------------
      Bradley N. Rotter,
   Managing Member

February 16, 1999            /s/Bradley N. Rotter                               
       -----------------------------------
Bradley N. Rotter   

February 16, 1999            /s/Alan B. Perper                                  
        ------------------------------------
Alan B. Perper      

February 16, 1999            /s/John Ward Rotter                                
        ------------------------------------
John Ward Rotter    

February 16, 1999           By: /s/ Janet G. Raiche                             
           ---------------------------------
   Janet G. Raiche
Trustee     

LODESTONE CAPITAL FUND, LLC 
  By:    LODESTONE PARTNERS, LLC
Manager       

February 16, 1999                  By: /s/Michael Fitzsimmons                   
                       -------------------------------
                   Michael Fitzsimmons
       Manager

February 16, 1999                 By: /s/John Ward Rotter                       
                       -------------------------------
                John Ward Rotter
       Manager

LODESTONE PARTNERS, LLC     

February 16, 1999          By: /s/Michael Fitzsimmons                           
         -------------------------------
     Michael Fitzsimmons
Manager       

February 16, 1999           By: /s/John Ward Rotter                             
           -------------------------------
  John Ward Rotter
Manager       

SC 13D/A Last Page of 9 TOC 1st Previous Next ↓Bottom Just 9th
-------------------------                              -------------------------
CUSIP No. 730715 10 9          Schedule 13D                 Page 8 of 8 pages   
-------------------------                              -------------------------

 PERPER/RAICHE REVOCABLE TRUST

February 16, 1999          By: /s/ Alan B. Perper                               
           ---------------------------------
  Alan B. Perper
Trustee     

February 16, 1999           By: /s/ Janet G. Raiche                             
           ---------------------------------
   Janet G. Raiche
Trustee

SC 13D/A	1st Page of 9	TOC	↑Top	Previous	Next	↓Bottom	Just 1st

SC 13D/A	2nd Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 2nd

SC 13D/A	3rd Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 3rd

SC 13D/A	4th Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 4th

SC 13D/A	5th Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 5th

SC 13D/A	6th Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 6th

SC 13D/A	7th Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 7th

SC 13D/A	8th Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 8th

SC 13D/A	Last Page of 9	TOC	1st	Previous	Next	↓Bottom	Just 9th

Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13D/A’ Filing	Date	First	Last	Other Filings

Filed on:	2/16/99	8	9	5, SC 13D/A
	2/14/99	6	7
	12/31/98	6		10-K, 10-K/A, 5
	11/17/98	1	6	8-K
	2/14/98	6
	1/6/98	5		SC 13D/A
	12/1/97	5		SC 13D
	2/14/97	6		S-8, SC 13G, SC 13G/A
				List all Filings

↑Top

Filing Submission 0001050356-99-000001 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Lodestone Capital Fund LLC – ‘SC 13D/A’ on 2/16/99 re: Point West Capital Corp

As of: Tuesday, 2/16/99 · Accession #: 1050356-99-1 · File #: 5-47339

Previous ‘SC 13D’: ‘SC 13D/A’ on 1/7/98 · Next: ‘SC 13D/A’ on 3/24/99 · Latest: ‘SC 13D/A’ on 8/29/00

Amendment to General Statement of Beneficial Ownership — Schedule 13DFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents