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Multicultural Ventures LLC – ‘MA-I’ on 11/16/15

On:  Monday, 11/16/15, at 4:20pm ET   ·   As of:  11/5/15   ·   Accession #:  1657689-15-2   ·   File #:  868-05051

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  As Of                Filer                Filing    For·On·As Docs:Size

11/05/15  Multicultural Ventures LLC        MA-I       11/16/15    1:8K

Information Regarding a Natural Person Who Engages in Municipal Advisory Activities   —   Form MA-I
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: MA-I        Information Regarding a Natural Person Who Engages  HTML      9K 
                          in Municipal Advisory Activities --                    
                          primary_doc.xml                                        




        

This ‘MA-I’ Document is an XML Data File that may be rendered in various formats:

  Form MA-I    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
XML Data rendering:  Info re: a Natural Person Who Engages in Municipal Advisory Activity
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission xmlns="http://www.sec.gov/edgar/maifiler" xmlns:com="http://www.sec.gov/edgar/common_ma" xmlns:com1="http://www.sec.gov/edgar/common">
<headerData>
<submissionType> MA-I </submissionType>
<filerInfo>
<com:filer>
<com1:filerId> 0001657689 </com1:filerId>
<com1:filerCcc> XXXXXXXX </com1:filerCcc>
</com:filer>
<com:contact>
<com1:name> Maria Elena Carrion </com1:name>
<com1:phoneNumber> 7873072845 </com1:phoneNumber>
</com:contact>
<com:contactEmail> mecarrion@mac.com </com:contactEmail>
</filerInfo>
</headerData>
<formData>
<isAmendment> N </isAmendment>
<isIndividual> N </isIndividual>
<applicantName>
<com:firstName> Maria </com:firstName>
<com:middleName> Elena </com:middleName>
<com:lastName> Carrion </com:lastName>
</applicantName>
<hasMoreThanOneAdvisoryFirms> N </hasMoreThanOneAdvisoryFirms>
<noOfAdvisoryFirms> 1 </noOfAdvisoryFirms>
<municipalAdvisorOffices>
<municipalAdvisorOffice>
<municipalFirm>
<municipalFiler>
<filerId> 0001657689 </filerId>
</municipalFiler>
<municipalFirmName> Multicultural Ventures LLC </municipalFirmName>
<recentEmploymentCommencedDate> 11-24-2008 </recentEmploymentCommencedDate>
<isIndependentRelatioship> N </isIndependentRelatioship>
</municipalFirm>
<maRegistration>
<notSecRegistered>
<hasFiled>
<filingDate> 11-05-2015 </filingDate>
<cik> 0001657689 </cik>
</hasFiled>
</notSecRegistered>
</maRegistration>
<advisorOffices>
<advisorOffice>
<locationInfo> LOCATED </locationInfo>
<startDate> 11-24-2008 </startDate>
</advisorOffice>
</advisorOffices>
</municipalAdvisorOffice>
</municipalAdvisorOffices>
<residentialHistory></residentialHistory>
<employmentHistory>
<currentEmployer>
<startDate> 11-2008 </startDate>
<name> Multicultural Ventures LLC </name>
<addressInfo>
<city> San Juan </city>
<stateOrCountry>
<com1:stateOrCountry> PR </com1:stateOrCountry>
</stateOrCountry>
<zipCode> 00907 </zipCode>
</addressInfo>
<isRelatedToMunicipalAdvisor> N </isRelatedToMunicipalAdvisor>
<isRelatedToInvestment> N </isRelatedToInvestment>
<positionDescription> Managing Partner </positionDescription>
</currentEmployer>
<priorEmployers>
<priorEmployer>
<startDate> 08-2003 </startDate>
<endDate> 11-2008 </endDate>
<name> Centros de Estudios Culturales de PR y El Caribe </name>
<addressInfo>
<city> San Juan </city>
<stateOrCountry>
<com1:stateOrCountry> PR </com1:stateOrCountry>
</stateOrCountry>
<zipCode> 00907 </zipCode>
</addressInfo>
<isRelatedToMunicipalAdvisor> N </isRelatedToMunicipalAdvisor>
<isRelatedToInvestment> N </isRelatedToInvestment>
<positionDescription> Full time student, PHD candidate </positionDescription>
</priorEmployer>
</priorEmployers>
</employmentHistory>
<isEngagedInOtherBusiness> Y </isEngagedInOtherBusiness>
<otherBusinesses>
<otherBusiness>
<startDate> 06-2010 </startDate>
<name> Multicultural Capital LLC </name>
<addressInfo>
<com1:street1> 644 Fernandez Juncos Ave </com1:street1>
<com1:street2> Suite 301 </com1:street2>
<com1:city> San Juan </com1:city>
<com1:stateOrCountry> PR </com1:stateOrCountry>
<com1:zipCode> 00907 </com1:zipCode>
</addressInfo>
<isRelatedToMunicipalAdvisor> N </isRelatedToMunicipalAdvisor>
<isRelatedToInvestment> N </isRelatedToInvestment>
<natureOfBusiness> strategic consultant and advisor to non public, private businesses. </natureOfBusiness>
<positionDescription> Managing Partner and sole owner </positionDescription>
<approximateHoursOrMonths> 40 </approximateHoursOrMonths>
<dutiesDescription> managerial duties and client development </dutiesDescription>
</otherBusiness>
</otherBusinesses>
<disclosureQuestions>
<criminalDisclosure>
<criminalDisclosureCommonQuestion>
<com:isConvictedOfFelony> N </com:isConvictedOfFelony>
<com:isChargedWithFelony> N </com:isChargedWithFelony>
<com:isOrgConvictedOfFelony> N </com:isOrgConvictedOfFelony>
<com:isOrgChargedWithFelony> N </com:isOrgChargedWithFelony>
</criminalDisclosureCommonQuestion>
<isConvictedOfMisdemeanor> N </isConvictedOfMisdemeanor>
<isChargedWithMisdemeanor> N </isChargedWithMisdemeanor>
<isOrgConvictedOfMisdemeanor> N </isOrgConvictedOfMisdemeanor>
<isOrgChargedWithMisdemeanor> N </isOrgChargedWithMisdemeanor>
</criminalDisclosure>
<regulatoryDisclosure>
<regulatoryDisclosureCommonQuestion>
<com:isMadeFalseStatement> N </com:isMadeFalseStatement>
<com:isViolatedRegulation> N </com:isViolatedRegulation>
<com:isCauseOfDenial> N </com:isCauseOfDenial>
<com:isOrderAgainst> N </com:isOrderAgainst>
<com:isImposedPenalty> N </com:isImposedPenalty>
<com:isUnEthical> N </com:isUnEthical>
<com:isFoundInViolationOfRegulation> N </com:isFoundInViolationOfRegulation>
<com:isFoundInCauseOfDenial> N </com:isFoundInCauseOfDenial>
<com:isOrderAgainstActivity> N </com:isOrderAgainstActivity>
<com:isDeniedLicense> N </com:isDeniedLicense>
<com:isFoundMadeFalseStatement> N </com:isFoundMadeFalseStatement>
<com:isFoundInViolationOfRules> N </com:isFoundInViolationOfRules>
<com:isFoundInCauseOfSuspension> N </com:isFoundInCauseOfSuspension>
<com:isDiscipliend> N </com:isDiscipliend>
<com:isAuthorizedToActAttorney> N </com:isAuthorizedToActAttorney>
<com:isRegulatoryComplaint> N </com:isRegulatoryComplaint>
</regulatoryDisclosureCommonQuestion>
<isViolatedSecurityAct> N </isViolatedSecurityAct>
<isWillFullyAided> N </isWillFullyAided>
<isFailedToSupervise> N </isFailedToSupervise>
<isFoundWillFullyAided> N </isFoundWillFullyAided>
<isAssociationBared> N </isAssociationBared>
<isFinalOrder> N </isFinalOrder>
<isWillFullyViolatedSecurityAct> N </isWillFullyViolatedSecurityAct>
<isFailedResonably> N </isFailedResonably>
</regulatoryDisclosure>
<investigationDisclosure>
<isInvestigated> N </isInvestigated>
</investigationDisclosure>
<civilDisclosure>
<com:isEnjoined> N </com:isEnjoined>
<com:isFoundInViolationOfRegulation> N </com:isFoundInViolationOfRegulation>
<com:isDismissed> N </com:isDismissed>
<com:isNamedInCivilProceeding> N </com:isNamedInCivilProceeding>
</civilDisclosure>
<complaintDisclosure>
<isComplaintPending> N </isComplaintPending>
<isComplaintSettled> N </isComplaintSettled>
<isFraudCasePending> N </isFraudCasePending>
<isFraudCaseResultedAward> N </isFraudCaseResultedAward>
<isFraudCaseSettled> N </isFraudCaseSettled>
</complaintDisclosure>
<terminationDisclosure>
<isViloatedIndustryStandard> N </isViloatedIndustryStandard>
<isInvolvedInFraud> N </isInvolvedInFraud>
<isFailedToSupervise> N </isFailedToSupervise>
</terminationDisclosure>
<financialDisclosure>
<isCompromised> N </isCompromised>
<isBankruptcyPetition> N </isBankruptcyPetition>
<isTrusteeApointed> N </isTrusteeApointed>
<isBondRevoked> N </isBondRevoked>
</financialDisclosure>
<judgmentLienDisclosure>
<isLienAgainst> N </isLienAgainst>
</judgmentLienDisclosure>
</disclosureQuestions>
<signatureInfo>
<com:signature>
<com:dateSigned> 11-05-2015 </com:dateSigned>
<com:signature> Maria Elena Carrion </com:signature>
<com:title> Maria Elena Carrion </com:title>
</com:signature>
</signatureInfo>
</formData>
</edgarSubmission>


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Filing Submission 0001657689-15-000002   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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