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Multicultural Ventures LLC – ‘MA-I’ on 11/16/15

On:  Monday, 11/16/15, at 4:20pm ET   ·   As of:  11/5/15   ·   Accession #:  1657689-15-2   ·   File #:  868-05051

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  As Of                Filer                Filing    For·On·As Docs:Size

11/05/15  Multicultural Ventures LLC        MA-I       11/16/15    1:8K

Information Regarding a Natural Person Who Engages in Municipal Advisory Activities   —   Form MA-I
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: MA-I        Information Regarding a Natural Person Who Engages  HTML      9K 
                          in Municipal Advisory Activities --                    
                          primary_doc.xml                                        




        

This ‘MA-I’ Document is an XML Data File that may be rendered in various formats:

  Form MA-I    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Info re: a Natural Person Who Engages in Municipal Advisory Activity
 
                                                                                                                                                                                
EDGAR Submission
 
Header Data:
Submission Type:  MA-I
Filer Info:
Filer:
Filer ID:  1657689
Filer CCC:  XXXXXXXX
Contact:
Name:  Maria Elena Carrion
Phone Number:  787-307-2845
Contact Email:  mecarrion@mac.com
Form Data:
Is Amendment?  No
Is Individual?  No
Applicant Name:
First Name:  Maria
Middle Name:  Elena
Last Name:  Carrion
Has More Than One Advisory Firms?  No
No of Advisory Firms:  1
Municipal Advisor Offices:
Municipal Advisor Office:
Municipal Firm:
Municipal Filer:
Filer ID:  1657689
Municipal Firm Name:  Multicultural Ventures LLC
Recent Employment Commenced Date:  11/24/08
Is Independent Relatioship?  No
MA Registration:
Not SEC Registered:
Has Filed?
Filing Date:  11/5/15
CIK:  1657689
Advisor Offices:
Advisor Office:
Location Info:  LOCATED
Start Date:  11/24/08
Residential History:
Employment History:
Current Employer:
Start Date:  11-2008
Name:  Multicultural Ventures LLC
Address Info:
City:  San Juan
State or Country:
State or Country:  PR
ZIP Code:  00907
Is Related to Municipal Advisor?  No
Is Related to Investment?  No
Position Description:  Managing Partner
Prior Employers:
Prior Employer:
Start Date:  08-2003
End Date:  11-2008
Name:  Centros de Estudios Culturales de PR y El Caribe
Address Info:
City:  San Juan
State or Country:
State or Country:  PR
ZIP Code:  00907
Is Related to Municipal Advisor?  No
Is Related to Investment?  No
Position Description:  Full time student, PHD candidate
Is Engaged in Other Business?  Yes
Other Businesses:
Other Business:
Start Date:  06-2010
Name:  Multicultural Capital LLC
Address Info:
Street 1:  644 Fernandez Juncos Ave
Street 2:  Suite 301
City:  San Juan
State or Country:  PR
ZIP Code:  00907
Is Related to Municipal Advisor?  No
Is Related to Investment?  No
Nature of Business:  strategic consultant and advisor to non public, private businesses.
Position Description:  Managing Partner and sole owner
Approximate Hours or Months:  40
Duties Description:  managerial duties and client development
Disclosure Questions:
Criminal Disclosure:
Criminal Disclosure Common Question:
Is Convicted of Felony?  No
Is Charged With Felony?  No
Is Org. Convicted of Felony?  No
Is Org. Charged With Felony?  No
Is Convicted of Misdemeanor?  No
Is Charged With Misdemeanor?  No
Is Org. Convicted of Misdemeanor?  No
Is Org. Charged With Misdemeanor?  No
Regulatory Disclosure:
Regulatory Disclosure Common Question:
Is Made False Statement?  No
Is Violated Regulation?  No
Is Cause of Denial?  No
Is Order Against?  No
Is Imposed Penalty?  No
Is Unethical?  No
Is Found in Violation of Regulation?  No
Is Found in Cause of Denial?  No
Is Order Against Activity?  No
Is Denied License?  No
Is Found Made False Statement?  No
Is Found in Violation of Rules?  No
Is Found in Cause of Suspension?  No
Is Discipliend?  No
Is Authorized to Act Attorney?  No
Is Regulatory Complaint?  No
Is Violated Security Act?  No
Is Willfully Aided?  No
Is Failed to Supervise?  No
Is Found Willfully Aided?  No
Is Association Bared?  No
Is Final Order?  No
Is Willfully Violated Security Act?  No
Is Failed Resonably?  No
Investigation Disclosure:
Is Investigated?  No
Civil Disclosure:
Is Enjoined?  No
Is Found in Violation of Regulation?  No
Is Dismissed?  No
Is Named in Civil Proceeding?  No
Complaint Disclosure:
Is Complaint Pending?  No
Is Complaint Settled?  No
Is Fraud Case Pending?  No
Is Fraud Case Resulted Award?  No
Is Fraud Case Settled?  No
Termination Disclosure:
Is Viloated Industry Standard?  No
Is Involved in Fraud?  No
Is Failed to Supervise?  No
Financial Disclosure:
Is Compromised?  No
Is Bankruptcy Petition?  No
Is Trustee Apointed?  No
Is Bond Revoked?  No
Judgment Lien Disclosure:
Is Lien Against?  No
Signature Info:
Signature:
Date Signed:  11/5/15
Signature:  Maria Elena Carrion
Title:  Maria Elena Carrion


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Filing Submission 0001657689-15-000002   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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