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EDGAR Submission |
Header Data: |
| Submission Type: MA-I |
| Filer Info: |
| | Filer: |
| | | Filer ID: 1657689 |
| | | Filer CCC: XXXXXXXX |
| | Contact: |
| | | Name: Maria Elena Carrion |
| | | Phone Number: 787-307-2845 |
| | Contact Email: mecarrion@mac.com |
Form Data: |
| Is Amendment? No |
| Is Individual? No |
| Applicant Name: |
| | First Name: Maria |
| | Middle Name: Elena |
| | Last Name: Carrion |
| Has More Than One Advisory Firms? No |
| No of Advisory Firms: 1 |
| Municipal Advisor Offices: |
| | Municipal Advisor Office: |
| | | Municipal Firm: |
| Municipal Filer: |
| Filer ID: 1657689 |
| Municipal Firm Name: Multicultural Ventures LLC |
| Recent Employment Commenced Date: 11/24/08 |
| Is Independent Relatioship? No |
| | | MA Registration: |
| Not SEC Registered: |
| Has Filed? |
| Filing Date: 11/5/15 |
| CIK: 1657689 |
| | | Advisor Offices: |
| Advisor Office: |
| Location Info: LOCATED |
| Start Date: 11/24/08 |
| Residential History: |
| Employment History: |
| | Current Employer: |
| | | Start Date: 11-2008 |
| | | Name: Multicultural Ventures LLC |
| | | Address Info: |
| City: San Juan |
| State or Country: |
| State or Country: PR |
| ZIP Code: 00907 |
| | | Is Related to Municipal Advisor? No |
| | | Is Related to Investment? No |
| | | Position Description: Managing Partner |
| | Prior Employers: |
| | | Prior Employer: |
| Start Date: 08-2003 |
| End Date: 11-2008 |
| Name: Centros de Estudios Culturales de PR y El Caribe |
| Address Info: |
| City: San Juan |
| State or Country: |
| State or Country: PR |
| ZIP Code: 00907 |
| Is Related to Municipal Advisor? No |
| Is Related to Investment? No |
| Position Description: Full time student, PHD candidate |
| Is Engaged in Other Business? Yes |
| Other Businesses: |
| | Other Business: |
| | | Start Date: 06-2010 |
| | | Name: Multicultural Capital LLC |
| | | Address Info: |
| Street 1: 644 Fernandez Juncos Ave |
| Street 2: Suite 301 |
| City: San Juan |
| State or Country: PR |
| ZIP Code: 00907 |
| | | Is Related to Municipal Advisor? No |
| | | Is Related to Investment? No |
| | | Nature of Business: strategic consultant and advisor to non public, private businesses. |
| | | Position Description: Managing Partner and sole owner |
| | | Approximate Hours or Months: 40 |
| | | Duties Description: managerial duties and client development |
| Disclosure Questions: |
| | Criminal Disclosure: |
| | | Criminal Disclosure Common Question: |
| Is Convicted of Felony? No |
| Is Charged With Felony? No |
| Is Org. Convicted of Felony? No |
| Is Org. Charged With Felony? No |
| | | Is Convicted of Misdemeanor? No |
| | | Is Charged With Misdemeanor? No |
| | | Is Org. Convicted of Misdemeanor? No |
| | | Is Org. Charged With Misdemeanor? No |
| | Regulatory Disclosure: |
| | | Regulatory Disclosure Common Question: |
| Is Made False Statement? No |
| Is Violated Regulation? No |
| Is Cause of Denial? No |
| Is Order Against? No |
| Is Imposed Penalty? No |
| Is Unethical? No |
| Is Found in Violation of Regulation? No |
| Is Found in Cause of Denial? No |
| Is Order Against Activity? No |
| Is Denied License? No |
| Is Found Made False Statement? No |
| Is Found in Violation of Rules? No |
| Is Found in Cause of Suspension? No |
| Is Discipliend? No |
| Is Authorized to Act Attorney? No |
| Is Regulatory Complaint? No |
| | | Is Violated Security Act? No |
| | | Is Willfully Aided? No |
| | | Is Failed to Supervise? No |
| | | Is Found Willfully Aided? No |
| | | Is Association Bared? No |
| | | Is Final Order? No |
| | | Is Willfully Violated Security Act? No |
| | | Is Failed Resonably? No |
| | Investigation Disclosure: |
| | | Is Investigated? No |
| | Civil Disclosure: |
| | | Is Enjoined? No |
| | | Is Found in Violation of Regulation? No |
| | | Is Dismissed? No |
| | | Is Named in Civil Proceeding? No |
| | Complaint Disclosure: |
| | | Is Complaint Pending? No |
| | | Is Complaint Settled? No |
| | | Is Fraud Case Pending? No |
| | | Is Fraud Case Resulted Award? No |
| | | Is Fraud Case Settled? No |
| | Termination Disclosure: |
| | | Is Viloated Industry Standard? No |
| | | Is Involved in Fraud? No |
| | | Is Failed to Supervise? No |
| | Financial Disclosure: |
| | | Is Compromised? No |
| | | Is Bankruptcy Petition? No |
| | | Is Trustee Apointed? No |
| | | Is Bond Revoked? No |
| | Judgment Lien Disclosure: |
| | | Is Lien Against? No |
| Signature Info: |
| | Signature: |
| | | Date Signed: 11/5/15 |
| | | Signature: Maria Elena Carrion |
| | | Title: Maria Elena Carrion |