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Barclays PLC – ‘6-K’ for 10/2/17

On:  Monday, 10/2/17, at 6:09am ET   ·   For:  10/2/17   ·   Accession #:  1654954-17-8977   ·   File #:  1-09246

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/02/17  Barclays PLC                      6-K        10/02/17    1:356K                                   Blueprint/FA

Report by a Foreign Private Issuer   —   Form 6-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 6-K         Batch Filing                                        HTML    124K 


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  Blueprint  
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
October 02, 2017
 
Barclays PLC and
Barclays Bank PLC
(Names of Registrants)
 
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Offices)
 
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
 
Form 20-F x Form 40-F
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes No x
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
 
This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays
Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is
owned by Barclays PLC.
 
This Report comprises:
 
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
 
 
EXHIBIT INDEX
 
 
 
Exhibit No. 1
Total Voting Rights dated 1 September 2017
Exhibit No. 2
Publication of Final Terms dated 7 September 2017
Exhibit No. 3
Director/PDMR Shareholding dated 13 September 2017
Exhibit No. 4
Additional Listing dated 15 September 2017
Exhibit No. 5
Director/PDMR Shareholding dated 19 September 2017
Exhibit No. 6
Director/PDMR Shareholding dated 25 September 2017
 
 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
BARCLAYS PLC
 
(Registrant)
 
 
 
Date: October 02, 2017
 
 
 
By: /s/ Garth Wright
--------------------------------
 
Garth Wright
 
Assistant Secretary
 
 
 
 
BARCLAYS BANK PLC
 
(Registrant)
 
 
Date: October 02, 2017
 
 
By: /s/ Garth Wright
--------------------------------
 
Garth Wright
 
Assistant Secretary
 
 
 
 
 
Exhibit No. 1
 
1 September 2017
 
Barclays PLC - Total Voting Rights
 
In accordance with the Financial Conduct Authority's (FCA) Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the market that as of 31 August 2017, Barclays PLC's issued share capital consists of 17,036,604,572 Ordinary shares with voting rights.
 
There are no ordinary shares held in Treasury.
 
The above figure (17, 036,604,572) may be used by shareholders (and others with notification obligations) as the denominator for the calculation by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FCA's Disclosure Guidance and Transparency Rules.   
 
- Ends -
 
 
For further information, please contact:
 
 
Investor Relations
Media Relations
Kathryn McLeland
Tom Hoskin
+44 (0) 20 7116 4943
 +44 (0) 20 7116 4755
 
LEI Code: 213800LBQA1Y9L22JB70
 
 
Exhibit No. 2
 
Publication of Final Terms
 
The following final terms (the "Final Terms") are available for viewing:
 
Final Terms in relation to Barclays PLC's issue of €1,500,000,000 2.00 per cent. Fixed Rate Subordinated Callable Notes due 2028 under the Barclays PLC and Barclays Bank PLC £60,000,000,000 Debt Issuance Programme.
 
Please read the disclaimer below "Disclaimer - Intended Addressees" before attempting to access this service, as your right to do so is conditional upon complying with the requirements set out below.
 
To view the full document, please paste the following URL into the address bar of your browser.
 
http://www.rns-pdf.londonstockexchange.com/rns/1614Q_-2017-9-7.pdf
 
A copy of the Final Terms has been submitted to the National Storage Mechanism and will shortly be available for inspection at: www.morningstar.co.uk/uk/NSM
 
For further information, please contact:
 
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
 
 
DISCLAIMER - INTENDED ADDRESSEES
 
IMPORTANT: You must read the following before continuing: The following applies to the Final Terms available by clicking on the link above, and you are therefore advised to read this carefully before reading, accessing or making any other use of the Final Terms. In accessing the Final Terms, you agree to be bound by the following terms and conditions, including any modifications to them, any time you receive any information from us as a result of such access.
 
The Final Terms referred to above must be read in conjunction with the base prospectus dated 28 February 2017, the base prospectus supplement dated 4 May 2017 and the base prospectus supplement dated 31 July 2017, relating to the above programme (the "Prospectus"), which together constitute a base prospectus for the purposes of the Prospectus Directive (Directive 2003/71/EC, as amended).
 
THE FINAL TERMS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. THE FINAL TERMS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE FINAL TERMS IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.
 
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE FINAL TERMS HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE FINAL TERMS MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES ACT.
 
Please note that the information contained in the Final Terms and the Prospectus referred to above may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Final Terms and/or the Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Final Terms and/or the Prospectus is not addressed. Prior to relying on the information contained in the Final Terms and/or Prospectus you must ascertain from the Final Terms and Prospectus whether or not you are part of the intended addressees of the information contained therein.
 
Confirmation of your Representation: In order to be eligible to view the Final Terms or make an investment decision with respect to any Notes issued or to be issued pursuant to the Final Terms, you must be a person other than a U.S. person (within the meaning of Regulation S under the Securities Act). By accessing the Final Terms, you shall be deemed to have represented that you are not a U.S. person, and that you consent to delivery of the Final Terms via electronic publication.
 
You are reminded that the Final Terms has been made available to you on the basis that you are a person into whose possession the Final Terms may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver the Final Terms to any other person.
 
The Final Terms does not constitute, and may not be used in connection with, an offer or solicitation in any place where offers or solicitations are not permitted by law. If a jurisdiction requires that the offering be made by a licensed broker or dealer and the underwriters or any affiliate of the underwriters is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by the underwriters or such affiliate on behalf of the issuer in such jurisdiction. Under no circumstances shall the Final Terms constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of any Notes issued or to be issued pursuant to the Final Terms, in any jurisdiction in which such offer, solicitation or sale would be unlawful.
 
The Final Terms has been made available to you in an electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of electronic transmission and consequently none of the issuer, its advisers nor any person who controls any of them nor any director, officer, employee nor agent of it or affiliate of any such person accepts any liability or responsibility whatsoever in respect of any difference between the Final Terms made available to you in electronic format and the hard copy version available to you on request from the issuer.
 
Your right to access this service is conditional upon complying with the above requirement.
 
 
LEI Code:213800LBQA1Y9L22JB70
 
 
Exhibit No. 3
 
                                                            13 September 2017
           
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
 
Laura Lester
 
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Person Closely Associated with Matthew Lester, a Non-executive Director of Barclays PLC
b)
 
Initial notification /Amendment
 
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
 
Barclays PLC
b)
 
LEI
 
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares")
 
GB0031348658
 
 
b)
 
Nature of the transaction
 
 
Purchase of Shares
c)
 
Price(s) and volume(s)
 
 
Price(s) 
Volume(s)
1.9227
10,000
d)
 
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
Not applicable
 
 
 
 
 
 
 
e)
 
Date of the transaction
 
 
2017-09-13
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
Exhibit No. 4
 
15 September 2017
 
Barclays PLC - Additional Listing
 
Barclays PLC (the Company) confirms the allotment and issue of 4,577,477 ordinary shares of 25 pence each in the Company (Shares), at a price of 201.03 pence per Share, to shareholders who are participants in the Company's Scrip Dividend Programme (the Programme) in respect of the interim dividend for the year ending 31 December 2017. The Shares issued rank equally with existing issued Shares.
 
Application has been made to the Financial Conduct Authority for the Shares to be admitted to the Official List and to the London Stock Exchange for the Shares to be admitted to trading.  Dealings in the Shares are expected to commence on 18 September 2017.
 
In accordance with Listing Rule 9.6.1, copies of the following documents relating to the Programme were submitted to the National Storage Mechanism on 6 June 2013 and are available for inspection at www.hemscott.com/nsm.do;
 
Chairman's letter and Q&A document;
Terms and Conditions of the Programme; and
Scrip Dividend Mandate Form.
 
 
For further information, please contact:
 
 
Our Registrar, Equiniti:
0371 384 2055
+44 (0)121 415 7004
 
Lines are open 8.30am to 5.30pm UK time, Mondays to Fridays, excluding Public Holidays in England and Wales.
 
Barclays Investor Relations               
Kathryn McLeland
+44 (0)20 7116 4943
 
Barclays Media Relations
Tom Hoskin
+44 (0)20 7116 4755
 
 
LEI Code:  213800LBQA1Y9L22JB70
 
 
Exhibit No. 5
 
19 September 2017
 
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
 
The notification below made on behalf of a Person Discharging Managerial Responsibilities ('PDMR') relates to the receipt of Barclays PLC shares under the Barclays PLC Scrip Dividend Programme (the 'Programme').
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mike Ashley
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25p each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
By participating in the Programme the receipt of Shares, credited as fully paid, in place of a cash dividend for an interim dividend for the year ending 31 December 2017.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
Volume(s)
£2.0103
156
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2017-09-18
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
 
For further information please contact:

Investor Relations
Media Relations
Kathryn McLeland
Tom Hoskin
+44 (0)20 7116 4943
+44 (0)20 7116 4755
 
 
 
Exhibit No. 6
 
 
 
 
 
25 September 2017
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
 
Barclays PLC (the "Company") announces the following transactions by persons discharging managerial responsibility ("PDMRs") in ordinary shares of the Company with a nominal value of 25 pence each ("Shares") of which it was notified on 22 September:
 
1. the reinvestment of an interim dividend for the year ending 31 December 2017 by Barclays Global Nominee Limited, an independent nominee, the transaction having taken place on 22 September 2017; and
 
2. the reinvestment of an interim dividend for the year ending 31 December 2017 by the trustee of the Barclays Group Share Incentive Plan, the transaction having taken place on 22 September 2017.
 
 
The number of Shares received by PDMRs and the transaction price of those Shares are as follows:
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Jes Staley
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
 
b)
 
LEI
 
213800LBQA1Y9L22JB70
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25p each
 
GB0031348658
 
b)
 
Nature of the transaction
 
Reinvestment of an interim dividend for the year ending 31 December 2017 by Barclays Global Nominee Limited, an independent nominee.
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s): Number of Shares received
 
£1.8754
 
2,990
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
e)
 
Date of the transaction
 
2017-09-22
 
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tushar Morzaria
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Finance Director
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
 
b)
 
LEI
 
213800LBQA1Y9L22JB70
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25p each
 
GB0031348658
 
b)
 
Nature of the transaction
 
Reinvestment of an interim dividend for the year ending 31 December 2017 by Barclays Global Nominee Limited, an independent nominee.
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s): Number of Shares received
 
£1.8754
 
7,444
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
e)
 
Date of the transaction
 
2017-09-22
 
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Paul Compton
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Operating Officer
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
 
b)
 
LEI
 
213800LBQA1Y9L22JB70
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25p each
 
GB0031348658
 
b)
 
Nature of the transaction
 
Reinvestment of an interim dividend for the year ending 31 December 2017 by Barclays Global Nominee Limited, an independent nominee.
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s): Number of Shares received
 
£1.8754
 
189
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
e)
 
Date of the transaction
 
2017-09-22
 
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Bob Hoyt
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group General Counsel
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
 
b)
 
LEI
 
213800LBQA1Y9L22JB70
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25p each
 
GB0031348658
 
b)
 
Nature of the transaction
 
Reinvestment of an interim dividend for the year ending 31 December 2017 by Barclays Global Nominee Limited, an independent nominee.
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s): Number of Shares received
 
£1.8754
 
4,721
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
e)
 
Date of the transaction
 
2017-09-22
 
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tristram Roberts
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group HR Director
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
 
b)
 
LEI
 
213800LBQA1Y9L22JB70
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25p each
 
GB0031348658
 
b)
 
Nature of the transaction
 
Reinvestment of an interim dividend for the year ending 31 December 2017 by Barclays Global Nominee Limited, an independent nominee.
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s): Number of Shares received
 
£1.8754
 
689
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
e)
 
Date of the transaction
 
2017-09-22
 
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Michael Roemer
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Head of Compliance
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
 
b)
 
LEI
 
213800LBQA1Y9L22JB70
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25p each
 
GB0031348658
 
b)
 
Nature of the transaction
 
Reinvestment of an interim dividend for the year ending 31 December 2017 by Barclays Global Nominee Limited, an independent nominee.
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s): Number of Shares received
 
£1.8754
 
952
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
e)
 
Date of the transaction
 
2017-09-22
 
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tim Throsby
 
2
 
Reason for the notification
 
a)
 
Position/status
 
President, Barclays InternationalCEO, Corporate and Investment Bank
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
 
b)
 
LEI
 
213800LBQA1Y9L22JB70
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25p each
 
GB0031348658
 
b)
 
Nature of the transaction
 
Reinvestment of an interim dividend for the year ending 31 December 2017 by Barclays Global Nominee Limited, an independent nominee.
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s): Number of Shares received
 
£1.8754
 
246
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
e)
 
Date of the transaction
 
2017-09-22
 
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Ashok Vaswani
 
2
 
Reason for the notification
 
a)
 
Position/status
 
CEO, Barclays UK
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
 
b)
 
LEI
 
213800LBQA1Y9L22JB70
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25p each
 
GB0031348658
 
b)
 
Nature of the transaction
 
Reinvestment of an interim dividend for the year ending 31 December 2017 by Barclays Global Nominee Limited, an independent nominee.
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s): Number of Shares received
 
£1.8754
 
2,322
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
e)
 
Date of the transaction
 
2017-09-22
 
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Ashok Vaswani
 
2
 
Reason for the notification
 
a)
 
Position/status
 
CEO, Barclays UK
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
 
b)
 
LEI
 
213800LBQA1Y9L22JB70
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25p each
 
GB0031348658
 
b)
 
Nature of the transaction
 
Reinvestment of an interim dividend for the year ending 31 December 2017 by the trustee of the Barclays Group Share Incentive Plan.
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s): Number of Shares received
 
£1.8875
 
31
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
e)
 
Date of the transaction
 
2017-09-22
 
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
C.S. Venkatakrishnan
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Risk Officer
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
 
b)
 
LEI
 
213800LBQA1Y9L22JB70
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25p each
 
GB0031348658
 
b)
 
Nature of the transaction
 
Reinvestment of an interim dividend for the year ending 31 December 2017 by Barclays Global Nominee Limited, an independent nominee.
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s): Number of Shares received
 
£1.8754
 
214
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
e)
 
Date of the transaction
 
2017-09-22
 
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
 
 
For further information please contact:
 
Investor Relations
 
Media Relations
 
Kathryn McLeland
 
Tom Hoskin
 
+44 (0)20 7116 4943
 
+44 (0)20 7116 4755
 
 
 
 
 

Dates Referenced Herein

This ‘6-K’ Filing    Date    Other Filings
Filed on / For Period End:10/2/17None on these Dates
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Filing Submission 0001654954-17-008977   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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