SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Palantir Investments, LLC – ‘D/A’ on 6/28/13

On:  Friday, 6/28/13, at 2:13pm ET   ·   Effective:  6/28/13   ·   Accession #:  1554804-13-1   ·   File #:  21-181853

Previous ‘D’:  ‘D’ on 7/26/12   ·   Latest ‘D’:  This Filing

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size

 6/28/13  Palantir Investments, LLC         D/A         6/28/13    1:7K

Amendment to Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D/A         Amendment to Notice of an Offering of Securities    HTML      8K 
                          Made Without Registration --                           
                          primary_doc.xml/7.6                                    




        

This ‘D/A’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
XML Data rendering:  Amendment to Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission>
<schemaVersion> X0706 </schemaVersion>
<submissionType> D/A </submissionType>
<testOrLive> LIVE </testOrLive>
<primaryIssuer>
<cik> 0001554804 </cik>
<entityName> Palantir Investments, LLC </entityName>
<issuerAddress>
<street1> 1852 JEFFERSON STREET </street1>
<city> SAN FRANCISCO </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 94123 </zipCode>
</issuerAddress>
<issuerPhoneNumber> 415-531-3280 </issuerPhoneNumber>
<jurisdictionOfInc> DELAWARE </jurisdictionOfInc>
<issuerPreviousNameList>
<value> None </value>
</issuerPreviousNameList>
<edgarPreviousNameList>
<value> None </value>
</edgarPreviousNameList>
<entityType> Limited Liability Company </entityType>
<yearOfInc>
<withinFiveYears> true </withinFiveYears>
<value> 2012 </value>
</yearOfInc>
</primaryIssuer>
<relatedPersonsList>
<relatedPersonInfo>
<relatedPersonName>
<firstName> John </firstName>
<lastName> Eugster </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 1852 Jefferson Street </street1>
<city> San Francisco </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 94123 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Managing Member </relationshipClarification>
</relatedPersonInfo>
</relatedPersonsList>
<offeringData>
<industryGroup>
<industryGroupType> Pooled Investment Fund </industryGroupType>
<investmentFundInfo>
<investmentFundType> Other Investment Fund </investmentFundType>
<is40Act> false </is40Act>
</investmentFundInfo>
</industryGroup>
<issuerSize>
<aggregateNetAssetValueRange> $1 - $5,000,000 </aggregateNetAssetValueRange>
</issuerSize>
<federalExemptionsExclusions>
<item> 06 </item>
<item> 3C </item>
<item> 3C.1 </item>
</federalExemptionsExclusions>
<typeOfFiling>
<newOrAmendment>
<isAmendment> true </isAmendment>
<previousAccessionNumber> 0001554804-12-000001 </previousAccessionNumber>
</newOrAmendment>
<dateOfFirstSale>
<value> 2012-12-21 </value>
</dateOfFirstSale>
</typeOfFiling>
<durationOfOffering>
<moreThanOneYear> false </moreThanOneYear>
</durationOfOffering>
<typesOfSecuritiesOffered>
<isPooledInvestmentFundType> true </isPooledInvestmentFundType>
</typesOfSecuritiesOffered>
<businessCombinationTransaction>
<isBusinessCombinationTransaction> false </isBusinessCombinationTransaction>
<clarificationOfResponse></clarificationOfResponse>
</businessCombinationTransaction>
<minimumInvestmentAccepted> 30000 </minimumInvestmentAccepted>
<salesCompensationList>
<recipient>
<recipientName> Matrix Capital Group, Inc. </recipientName>
<recipientCRDNumber> 33364 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 420 Lexington Avenue </street1>
<street2> Suite 601 </street2>
<city> New York </city>
<stateOrCountry> NY </stateOrCountry>
<stateOrCountryDescription> NEW YORK </stateOrCountryDescription>
<zipCode> 10170 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<state> CA </state>
<description> CALIFORNIA </description>
<state> NY </state>
<description> NEW YORK </description>
<state> TX </state>
<description> TEXAS </description>
</statesOfSolicitationList>
<foreignSolicitation> true </foreignSolicitation>
</recipient>
<recipient>
<recipientName> National Securities Corporation </recipientName>
<recipientCRDNumber> 7569 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 1001 Fourth Avenue </street1>
<street2> Suite 3750 </street2>
<city> Seattle </city>
<stateOrCountry> WA </stateOrCountry>
<stateOrCountryDescription> WASHINGTON </stateOrCountryDescription>
<zipCode> 98154-1100 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<state> GA </state>
<description> GEORGIA </description>
<state> IL </state>
<description> ILLINOIS </description>
<state> NY </state>
<description> NEW YORK </description>
<state> WI </state>
<description> WISCONSIN </description>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
</salesCompensationList>
<offeringSalesAmounts>
<totalOfferingAmount> 10700000 </totalOfferingAmount>
<totalAmountSold> 4127776 </totalAmountSold>
<totalRemaining> 6572224 </totalRemaining>
<clarificationOfResponse></clarificationOfResponse>
</offeringSalesAmounts>
<investors>
<hasNonAccreditedInvestors> false </hasNonAccreditedInvestors>
<totalNumberAlreadyInvested> 18 </totalNumberAlreadyInvested>
</investors>
<salesCommissionsFindersFees>
<salesCommissions>
<dollarAmount> 281944 </dollarAmount>
</salesCommissions>
<findersFees>
<dollarAmount> 0 </dollarAmount>
</findersFees>
<clarificationOfResponse> The maximum sales commissions if all investments are sold is $700,000. </clarificationOfResponse>
</salesCommissionsFindersFees>
<useOfProceeds>
<grossProceedsUsed>
<dollarAmount> 92419 </dollarAmount>
<isEstimate> true </isEstimate>
</grossProceedsUsed>
<clarificationOfResponse></clarificationOfResponse>
</useOfProceeds>
<signatureBlock>
<authorizedRepresentative> false </authorizedRepresentative>
<signature>
<issuerName> Palantir Investments, LLC </issuerName>
<signatureName> /s/ John W. Eugster </signatureName>
<nameOfSigner> John W. Eugster </nameOfSigner>
<signatureTitle> Managing Member </signatureTitle>
<signatureDate> 2013-06-28 </signatureDate>
</signature>
</signatureBlock>
</offeringData>
</edgarSubmission>


Top
Filing Submission 0001554804-13-000001   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 19, 9:30:23.3pm ET