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Palantir Investments, LLC – ‘D/A’ on 6/28/13

On:  Friday, 6/28/13, at 2:13pm ET   ·   Effective:  6/28/13   ·   Accession #:  1554804-13-1   ·   File #:  21-181853

Previous ‘D’:  ‘D’ on 7/26/12   ·   Latest ‘D’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size

 6/28/13  Palantir Investments, LLC         D/A         6/28/13    1:7K

Amendment to Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D/A         Amendment to Notice of an Offering of Securities    HTML      8K 
                          Made Without Registration --                           
                          primary_doc.xml/7.6                                    




        

This ‘D/A’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Amendment to Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
EDGAR Submission
 
Schema Version:  X0706
Submission Type:  D/A
Test or Live:  LIVE
Primary Issuer:
CIK:  1554804
Entity Name:  Palantir Investments, LLC
Issuer Address:
Street 1:  1852 JEFFERSON STREET
City:  SAN FRANCISCO
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  94123
Issuer Phone Number:  415-531-3280
Jurisdiction of Inc.:  DELAWARE
Issuer Previous Name List:
Value:  None
EDGAR Previous Name List:
Value:  None
Entity Type:  Limited Liability Company
Year of Inc.:
Within Five Years?  Yes
Value:  2012
Related-Persons List:
Related-Person Info:
Related-Person Name:
First Name:  John
Last Name:  Eugster
Related-Person Address:
Street 1:  1852 Jefferson Street
City:  San Francisco
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  94123
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship:  Director
Relationship Clarification:  Managing Member
Offering Data:
Industry Group:
Industry Group Type:  Pooled Investment Fund
Investment Fund Info:
Investment Fund Type:  Other Investment Fund
Is '40 Act?  No
Issuer Size:
Aggregate Net Asset Value Range:  $1 - $5,000,000
Federal Exemptions Exclusions:
Item:  06
Item:  3C
Item:  3C.1
Type of Filing:
New or Amendment:
Is Amendment?  Yes
Previous Accession Number:  1554804-12-1
Date of First Sale:
Value:  12/21/12
Duration of Offering:
More Than One Year?  No
Types of Securities Offered:
Is Pooled Investment Fund Type?  Yes
Business-Combination Transaction:
Is Business-Combination Transaction?  No
Clarification of Response:
Minimum Investment Accepted:  30,000
Sales Compensation List:
Recipient:
Recipient Name:  Matrix Capital Group, Inc.
Recipient CRD Number:  33364
Associated BD Name:  None
Associated BDCRD Number:  None
Recipient Address:
Street 1:  420 Lexington Avenue
Street 2:  Suite 601
City:  New York
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10170
States of Solicitation List:
State:  CA
Description:  CALIFORNIA
State:  NY
Description:  NEW YORK
State:  TX
Description:  TEXAS
Foreign Solicitation?  Yes
Recipient:
Recipient Name:  National Securities Corporation
Recipient CRD Number:  7569
Associated BD Name:  None
Associated BDCRD Number:  None
Recipient Address:
Street 1:  1001 Fourth Avenue
Street 2:  Suite 3750
City:  Seattle
State or Country:  WA
State or Country Description:  WASHINGTON
ZIP Code:  98154-1100
States of Solicitation List:
State:  GA
Description:  GEORGIA
State:  IL
Description:  ILLINOIS
State:  NY
Description:  NEW YORK
State:  WI
Description:  WISCONSIN
Foreign Solicitation?  No
Offering Sales Amounts:
Total Offering Amount:  10,700,000
Total Amount Sold:  4,127,776
Total Remaining:  6,572,224
Clarification of Response:
Investors:
Has Non-Accredited Investors?  No
Total Number Already Invested:  18
Sales Commissions Finders Fees:
Sales Commissions:
Dollar Amount:  281,944
Finders Fees:
Dollar Amount:  0
Clarification of Response:  The maximum sales commissions if all investments are sold is $700,000.
Use of Proceeds:
Gross Proceeds Used:
Dollar Amount:  92,419
Is Estimate?  Yes
Clarification of Response:
Signature Block:
Authorized Representative?  No
Signature:
Issuer Name:  Palantir Investments, LLC
Signature Name:  /s/ John W. Eugster
Name of Signer:  John W. Eugster
Signature Title:  Managing Member
Signature Date:  6/28/13


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Filing Submission 0001554804-13-000001   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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