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EDGAR Submission |
Schema Version: X0706 |
Submission Type: D/A |
Test or Live: LIVE |
Primary Issuer: |
| CIK: 1554804 |
| Entity Name: Palantir Investments, LLC |
| Issuer Address: |
| | Street 1: 1852 JEFFERSON STREET |
| | City: SAN FRANCISCO |
| | State or Country: CA |
| | State or Country Description: CALIFORNIA |
| | ZIP Code: 94123 |
| Issuer Phone Number: 415-531-3280 |
| Jurisdiction of Inc.: DELAWARE |
| Issuer Previous Name List: |
| | Value: None |
| EDGAR Previous Name List: |
| | Value: None |
| Entity Type: Limited Liability Company |
| Year of Inc.: |
| | Within Five Years? Yes |
| | Value: 2012 |
Related-Persons List: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: John |
| | | Last Name: Eugster |
| | Related-Person Address: |
| | | Street 1: 1852 Jefferson Street |
| | | City: San Francisco |
| | | State or Country: CA |
| | | State or Country Description: CALIFORNIA |
| | | ZIP Code: 94123 |
| | Related-Person Relationship List: |
| | | Relationship: Executive Officer |
| | | Relationship: Director |
| | Relationship Clarification: Managing Member |
Offering Data: |
| Industry Group: |
| | Industry Group Type: Pooled Investment Fund |
| | Investment Fund Info: |
| | | Investment Fund Type: Other Investment Fund |
| | | Is '40 Act? No |
| Issuer Size: |
| | Aggregate Net Asset Value Range: $1 - $5,000,000 |
| Federal Exemptions Exclusions: |
| | Item: 06 |
| | Item: 3C |
| | Item: 3C.1 |
| Type of Filing: |
| | New or Amendment: |
| | | Is Amendment? Yes |
| | | Previous Accession Number: 1554804-12-1 |
| | Date of First Sale: |
| | | Value: 12/21/12 |
| Duration of Offering: |
| | More Than One Year? No |
| Types of Securities Offered: |
| | Is Pooled Investment Fund Type? Yes |
| Business-Combination Transaction: |
| | Is Business-Combination Transaction? No |
| | Clarification of Response: |
| Minimum Investment Accepted: 30,000 |
| Sales Compensation List: |
| | Recipient: |
| | | Recipient Name: Matrix Capital Group, Inc. |
| | | Recipient CRD Number: 33364 |
| | | Associated BD Name: None |
| | | Associated BDCRD Number: None |
| | | Recipient Address: |
| Street 1: 420 Lexington Avenue |
| Street 2: Suite 601 |
| City: New York |
| State or Country: NY |
| State or Country Description: NEW YORK |
| ZIP Code: 10170 |
| | | States of Solicitation List: |
| State: CA |
| Description: CALIFORNIA |
| State: NY |
| Description: NEW YORK |
| State: TX |
| Description: TEXAS |
| | | Foreign Solicitation? Yes |
| | Recipient: |
| | | Recipient Name: National Securities Corporation |
| | | Recipient CRD Number: 7569 |
| | | Associated BD Name: None |
| | | Associated BDCRD Number: None |
| | | Recipient Address: |
| Street 1: 1001 Fourth Avenue |
| Street 2: Suite 3750 |
| City: Seattle |
| State or Country: WA |
| State or Country Description: WASHINGTON |
| ZIP Code: 98154-1100 |
| | | States of Solicitation List: |
| State: GA |
| Description: GEORGIA |
| State: IL |
| Description: ILLINOIS |
| State: NY |
| Description: NEW YORK |
| State: WI |
| Description: WISCONSIN |
| | | Foreign Solicitation? No |
| Offering Sales Amounts: |
| | Total Offering Amount: 10,700,000 |
| | Total Amount Sold: 4,127,776 |
| | Total Remaining: 6,572,224 |
| | Clarification of Response: |
| Investors: |
| | Has Non-Accredited Investors? No |
| | Total Number Already Invested: 18 |
| Sales Commissions Finders Fees: |
| | Sales Commissions: |
| | | Dollar Amount: 281,944 |
| | Finders Fees: |
| | | Dollar Amount: 0 |
| | Clarification of Response: The maximum sales commissions if all investments are sold is $700,000. |
| Use of Proceeds: |
| | Gross Proceeds Used: |
| | | Dollar Amount: 92,419 |
| | | Is Estimate? Yes |
| | Clarification of Response: |
| Signature Block: |
| | Authorized Representative? No |
| | Signature: |
| | | Issuer Name: Palantir Investments, LLC |
| | | Signature Name: /s/ John W. Eugster |
| | | Name of Signer: John W. Eugster |
| | | Signature Title: Managing Member |
| | | Signature Date: 6/28/13 |