SEC Info
HomeSearchMy InterestsHelpSign InPlease Sign In

Palantir Investments, LLC D/Aon6/28/13

On: Friday, 6/28/13, at 2:13pm ET Effective: 6/28/13 Accession #: 1554804-13-1 File #: 21-181853

Previous ‘D’:D’ on 7/26/12 Latest ‘D’: This Filing

Magnifying glass tilted right emoji
inShowandHints

  As Of                Filer                Filing    ForOnAs Docs:Size

 6/28/13  Palantir Investments, LLC         D/A         6/28/13    1:7K

Amendment to Notice of an Offering of Securities Made Without Registration Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D/A         Amendment to Notice of an Offering of Securities    HTML      8K 
                          Made Without Registration --                           
                          primary_doc.xml/7.6                                    





This ‘D/A’ Document is an XML Data File that may be rendered in various formats:

Form DPlain TextEDGAR SystemSEC WebsiteXML Data<?xml?> File


Plain Text rendering: Amendment to Notice of an Exempt Offering of Securities — Reg. D
EDGAR Submission
Schema Version: X0706
Submission Type: D/A
Test or Live: LIVE
Primary Issuer:
CIK: 1554804
Entity Name: Palantir Investments, LLC
Issuer Address:
Street 1: 1852 JEFFERSON STREET
City: SAN FRANCISCO
State or Country: CA
State or Country Description: CALIFORNIA
ZIP Code: 94123
Issuer Phone Number: 415-531-3280
Jurisdiction of Inc.: DELAWARE
Issuer Previous Name List:
Value: None
EDGAR Previous Name List:
Value: None
Entity Type: Limited Liability Company
Year of Inc.:
Within Five Years? Yes
Value: 2012
Related-Persons List:
Related-Person Info:
Related-Person Name:
First Name: John
Last Name: Eugster
Related-Person Address:
Street 1: 1852 Jefferson Street
City: San Francisco
State or Country: CA
State or Country Description: CALIFORNIA
ZIP Code: 94123
Related-Person Relationship List:
Relationship: Executive Officer
Relationship: Director
Relationship Clarification: Managing Member
Offering Data:
Industry Group:
Industry Group Type: Pooled Investment Fund
Investment Fund Info:
Investment Fund Type: Other Investment Fund
Is '40 Act? No
Issuer Size:
Aggregate Net Asset Value Range: $1 - $5,000,000
Federal Exemptions Exclusions:
Item: 06
Item: 3C
Item: 3C.1
Type of Filing:
New or Amendment:
Is Amendment? Yes
Previous Accession Number: 1554804-12-1
Date of First Sale:
Value: 12/21/12
Duration of Offering:
More Than One Year? No
Types of Securities Offered:
Is Pooled Investment Fund Type? Yes
Business-Combination Transaction:
Is Business-Combination Transaction? No
Clarification of Response:
Minimum Investment Accepted: 30,000
Sales Compensation List:
Recipient:
Recipient Name: Matrix Capital Group, Inc.
Recipient CRD Number: 33364
Associated BD Name: None
Associated BDCRD Number: None
Recipient Address:
Street 1: 420 Lexington Avenue
Street 2: Suite 601
City: New York
State or Country: NY
State or Country Description: NEW YORK
ZIP Code: 10170
States of Solicitation List:
State: CA
Description: CALIFORNIA
State: NY
Description: NEW YORK
State: TX
Description: TEXAS
Foreign Solicitation? Yes
Recipient:
Recipient Name: National Securities Corporation
Recipient CRD Number: 7569
Associated BD Name: None
Associated BDCRD Number: None
Recipient Address:
Street 1: 1001 Fourth Avenue
Street 2: Suite 3750
City: Seattle
State or Country: WA
State or Country Description: WASHINGTON
ZIP Code: 98154-1100
States of Solicitation List:
State: GA
Description: GEORGIA
State: IL
Description: ILLINOIS
State: NY
Description: NEW YORK
State: WI
Description: WISCONSIN
Foreign Solicitation? No
Offering Sales Amounts:
Total Offering Amount: 10,700,000
Total Amount Sold: 4,127,776
Total Remaining: 6,572,224
Clarification of Response:
Investors:
Has Non-Accredited Investors? No
Total Number Already Invested: 18
Sales Commissions Finders Fees:
Sales Commissions:
Dollar Amount: 281,944
Finders Fees:
Dollar Amount: 0
Clarification of Response: The maximum sales commissions if all investments are sold is $700,000.
Use of Proceeds:
Gross Proceeds Used:
Dollar Amount: 92,419
Is Estimate? Yes
Clarification of Response:
Signature Block:
Authorized Representative? No
Signature:
Issuer Name: Palantir Investments, LLC
Signature Name: /s/ John W. Eugster
Name of Signer: John W. Eugster
Signature Title: Managing Member
Signature Date: 6/28/13


Top
Filing Submission 0001554804-13-000001Alternative Formats (Word / Rich Text, HTML, Plain Text, etal.)

Copyright © 2020 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sat., Jul. 11, 9:24:59.0pm ET