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Trans Lux Corp – ‘8-K’ for 11/10/16

On:  Thursday, 11/10/16, at 4:51pm ET   ·   For:  11/10/16   ·   Accession #:  1513162-16-1076   ·   File #:  1-02257

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/10/16  Trans Lux Corp                    8-K:2,9    11/10/16    2:118K                                   Zacks Inv Resear… Inc/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report -- form8k                            HTML      8K 
 2: EX-99.1     Miscellaneous Exhibit -- exhibit99_1                HTML     17K 


8-K   —   Current Report — form8k


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  Form 8-K  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549


FORM 8-K


CURRENT REPORT

--------------


Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):  November 10, 2016


TRANS-LUX CORPORATION

---------------------

(Exact name of registrant as specified in its charter)


Delaware                                       1-2257                        13-1394750

-------------------------------------------------------------------------------------------

(State or other jurisdiction        (Commission                (I.R.S. Employer

of incorporation)                          File Number)             Identification No.)



445 Park Avenue, Suite 2001, New York, NY  10022

---------------------------------------------------------------

(Address of principal executive offices)  (Zip Code)


Registrant's telephone number, including area code:  (800) 243-5544



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(Former name or former address, if changed since last report.)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



------------------------------------------------------------------------------------------------------------------------------------------------



Item  2.02         Results of Operations and Financial Condition.


Attached as Exhibit 99.1 is a copy of a press release of Trans-Lux Corporation dated Novemebr 10, 2016, announcing results of operations for the quarter ended September 30, 2016.



Item  9.01         Financial Statements and Exhibits.


            (d)         Exhibits

                          99.1        Press Release of Trans-Lux Corporation dated November 10, 2016.


 


 

SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized:




TRANS-LUX CORPORATION



by:   /s/ Robert J. Conologue

--------------------------------------

Robert J. Conologue

Senior Vice President and

Chief Financial Officer



by:   /s/ Todd Dupee

--------------------------------------

Todd Dupee

Vice President and Controller



Dated:  November 10, 2016




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period End:11/10/16
9/30/164
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Filing Submission 0001513162-16-001076   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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