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As Of Filer Filing For·On·As Docs:Size Issuer Agent 11/20/17 Trans Lux Corp 8-K:1,2,9 11/16/17 2:64K Zacks Inv Resear… Inc/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report -- form8k HTML 20K 2: EX-10.1 Material Contract -- exhibit10_1 HTML 24K
| Form 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 16, 2017
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| TRANS-LUX CORPORATION |
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| (Exact name of registrant as specified in its charter) |
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Delware | 13-1394750 | |
| (State or other jurisdiction of incorporation) | (Commission | (IRS Employer |
Registrant’s telephone number, including area code: (800) 243-5544
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 1.01 Entry into a Material Definitive Agreement
The information provided in Item 2.03 of this Current Report on Form 8-K is hereby incorporated by reference into this Item 1.01.
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
On November 16, 2017, Trans-Lux Corporation (the “Company”) and its wholly-owned subsidiaries Trans-Lux Display Corporation, Trans-Lux Midwest Corporation and Trans-Lux Energy Corporation, as borrowers, entered into a Seventh Amendment to the Credit and Security Agreement (“Seventh Amendment”), dated as of November 16, 2017, with SCM Specialty Finance Opportunities Fund, L.P. (“SCM”) as lender, to provide for certain amendments to that certain Credit and Security Agreement with SCM, dated July 12, 2016, to allow the revolving credit line limit to increase from $2 million to $3 million.
The foregoing description of the Seventh Amendment is included to provide information regarding its terms. It does not purport to be a complete description and is qualified in its entirety by reference to the full text of the Seventh Amendment to Credit and Security Agreement, which is filed as an exhibit hereto and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits.
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| Seventh Amendment to Credit and Security Agreement, dated as of November 16, 2017, by and among SCM Specialty Finance Opportunities Fund, L.P., Trans-Lux Corporation, Trans-Lux Display Corporation, Trans-Lux Midwest Corporation and Trans-Lux Energy Corporation.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: November 20, 2017
| TRANS-LUX CORPORATION | ||
| By: | /s/ Todd Dupee | |
| Name: Todd Dupee | ||
| Title: Vice President and Controller | ||
| Exhibit Number | Description |
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| Seventh Amendment to Credit and Security Agreement, dated as of November 16, 2017, by and among SCM Specialty Finance Opportunities Fund, L.P., Trans-Lux Corporation, Trans-Lux Display Corporation, Trans-Lux Midwest Corporation and Trans-Lux Energy Corporation.
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| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 11/20/17 | None on these Dates | ||
| For Period End: | 11/16/17 | |||
| 7/12/16 | ||||
| List all Filings | ||||