SEC Info - Morgan Stanley US Government Securities Trust

SEC Info℠

Home

Help

Please Sign In

Morgan Stanley US Government Securities Trust – ‘NSAR-A’ for 6/30/17

On: Tuesday, 8/29/17, at 12:45pm ET · Effective: 8/29/17 · For: 6/30/17 · Accession #: 1410368-17-1386 · File #: 811-03870

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/29/17  Morgan Stanley US Gov’t Secs Tr   NSAR-A      6/30/17    1:12K                                    State Street Bank … Dept
          → Morgan Stanley Long Duration Government Opportunities Fund ⇒ A (USGAX) — B (USGBX) — Class C (MSGVX) — Class T — I (USGDX) — L (USGCX)

Semi-Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-A      Ms Us Government Securities Trust Answer File         10     40K

SEC Info℠ rendering: Data from the Answer File, which may only contain updates to a prior Form N-SAR

Form N-SAR

Semi-Annual Report by an Open-End Investment Company

Report
Registrant: MS US Government Securities Trust — List all N-SARs

Semi-Annual Report (at mid-year) for the 1st-half period ended: 6/30/17

Were there any Answer File errors in the Filing? None FoundNone Found by SEC InfoNot Checked by the FilerOne or more Found by SEC Info
Was the Answer File completed by the Registrant? Yes

Is this an Amendment to a previous Report? No
Is this a change to a previous Report? No
Registrant
1. SEC CIK: 730044
SEC File #: 811-03870

Telephone #: 800-548-7786
2. Address: 522 Fifth Avenue
New York, NY 10036
3. Is this the first Form N-SAR filed by the Registrant? No
4. Is this the final Form N-SAR filed by the Registrant? No
Funds/Series ↑Top of Form N-SAR
7. Is the Registrant a Funds/Series (multiple portfolios) company? No
Investment Adviser
8.1 Name: Morgan Stanley Investment Management Inc.
Role: Adviser
SEC File #: 801-15757
Location: New York, NY
Administrator
10.1 Name: Morgan Stanley Investment Management Inc.
SEC File #: 801-15757
Location: New York, NY
Principal Underwriter
11.1 Name: Morgan Stanley Distribution, Inc.
SEC File #: 008-844766
Location: New York, NY
Shareholder Servicing/Transfer Agent
12.1 Name: Boston Financial Data Services, Inc.
SEC File #: 085-05003
Location: Quincy, MA
Independent Public Accountant
13.1 Name: Ernst & Young LLP
Location: Boston, MA
Affiliated Broker/Dealer
14.1 Name: Btmu Capital Corp.
14.2 Name: Btmu Leasing & Finance
14.3 Name: Bank of Tokyo – Mitsubishi Ufj Ltd.
14.4 Name: Better Alternative Trading System (Bats)
14.5 Name: Block Interest Discovery Service (Bids)
14.6 Name: Kabu.com Securities
14.7 Name: Mitsubishi Ufj Morgan Stanley Securities Co.
14.8 Name: Mitsubishi Ufj Trust & Banking Corp.
14.9 Name: Morgan Stanley & Co. LLC
SEC File #: 008-15869
14.10 Name: Morgan Stanley & Co. International plc
14.11 Name: Morgan Stanley Australia Securities Ltd.
14.12 Name: Morgan Stanley Asia International Ltd.
14.13 Name: Morgan Stanley Asia (Singapore) PTE
14.14 Name: Morgan Stanley Asia (Singapore) Securities PT
14.15 Name: Morgan Stanley Canada Ltd.
14.16 Name: Morgan Stanley Capital Services LLC
14.17 Name: Morgan Stanley C.T.V.M.S.A.
14.18 Name: Morgan Stanley Distribution, Inc.
SEC File #: 008-44766
14.19 Name: Morgan Stanley Gateway Securities JSC
14.20 Name: Morgan Stanley Hong Kong Securities Ltd.
14.21 Name: Morgan Stanley India Co. Private Ltd.
14.22 Name: Morgan Stanley Menkul Degerler A.S.
14.23 Name: Morgan Stanley Mexico, Casa de Bolsa, SA de C
14.24 Name: Morgan Stanley Mufg Securities Co., Ltd.
14.25 Name: Morgan Stanley Saudi Arabia
14.26 Name: Morgan Stanley Smith Barney LLC
SEC File #: 008-68191
14.27 Name: Morgan Stanley Taiwan Ltd.
14.28 Name: Morgan Stanley Wealth Management Austrailia P
14.29 Name: Morgan Stanley, S.V.S.A.
14.30 Name: Mufg Securities Asia (Singapore) Ltd.
14.31 Name: Mufg Securities Americas Inc.
14.32 Name: Mufg Securities Asia Ltd.
14.33 Name: Mufg Securities Emea plc
14.34 Name: Municenter
14.35 Name: Ooo Morgan Stanley Bank
14.36 Name: Prime Dealer Services Corp.
SEC File #: 008-47025
14.37 Name: Pt. Morgan Stanley Asia Indonesia
14.38 Name: RMB Morgan Stanley
14.39 Name: Tokyo Credit Services
14.40 Name: Tradeweb
14.41 Name: Union Banc Investment Services
SEC File #: 008-30706
14.42 Name: Unionbancal Corp.
Custodian
15.1 Name: State Street Bank & Trust Co.
Role: Custodian
Location: Boston, MA

Type of custody: Section 17(f)(1) — Bank
18. Does the Registrant’s/Series’ Custodian(s) maintain some or all of the
Registrant’s/Series’ securities in a central depository or book-entry
system pursuant to Rule 17f-4? Yes
Family of Investment Companies
19. Is the Registrant/Series part of a “family” of investment companies? Yes

Total number of registered management investment companies, Series
and portfolios (excluding any Unit Investment Trusts) in the family: 81

The Identification Code of the family for Form N-SAR Filings: MSINSTLRET
Brokerage Commissions Paid on Portfolio Transactions
20. The brokers who received the largest amount of gross brokerage
commissions during the period:
20.1 Broker: Goldman Sachs & Co.
IRS #: 13-5108880
Commissions paid ($000s): 5
21. Total brokerage commissions paid by the Registrant during the period:
Aggregate paid ($000s): 5
Portfolio Transactions with Entities Acting as Principals
22. The entities acting as principals with whom the Registrant did the
largest amount of portfolio transactions, based on total value of
principal, during the period:
22.1 Entity: Wells Fargo Bank
IRS #: 94-1347393
Registrant’s purchases ($000s): 133,279
Registrant’s sales ($000s): 131,555
22.2 Entity: Bank of America Corp.
IRS #: 56-0906609
Registrant’s purchases ($000s): 117,736
Registrant’s sales ($000s): 111,574
22.3 Entity: Goldman Sachs & Co.
IRS #: 13-5108880
Registrant’s purchases ($000s): 94,479
Registrant’s sales ($000s): 104,297
22.4 Entity: JP Morgan Chase & Co.
IRS #: 13-2624428
Registrant’s purchases ($000s): 98,098
Registrant’s sales ($000s): 96,916
22.5 Entity: Citigroup Global Markets, Inc.
IRS #: 11-2418191
Registrant’s purchases ($000s): 77,744
Registrant’s sales ($000s): 81,572
22.6 Entity: State Street Bank & Trust Co.
IRS #: 04-1867445
Registrant’s purchases ($000s): 40,291
Registrant’s sales ($000s): 66,443
22.7 Entity: Morgan Stanley
IRS #: 13-2655998
Registrant’s purchases ($000s): 32,868
Registrant’s sales ($000s): 32,722
22.8 Entity: BNP Paribas S.A.
IRS #: 13-3235334
Registrant’s purchases ($000s): 13,694
Registrant’s sales ($000s): 12,439
22.9 Entity: Nomura Securities Co., Ltd.
IRS #: 13-2642206
Registrant’s purchases ($000s): 4,963
Registrant’s sales ($000s): 8,861
22.10 Entity: Barclays Bank plc
IRS #: 13-4942190
Registrant’s purchases ($000s): 7,816
Registrant’s sales ($000s): 2,936
23. Total purchase/sale transactions by the Registrant during the period:
Aggregate purchases ($000s): 628,866
Aggregate sales ($000s): 649,315
Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers
24. At period end, did the Registrant/Series hold any securities of the
Registrant’s/Series’ regular brokers or dealers, or of the parents of
such brokers or dealers, that derive more than 15% of gross revenue from
securities-related activities? No
Considerations which Affected the Participation of Brokers or Dealers
26. Considerations which affected the participation of brokers or dealers or
other entities in commissions or other compensation paid on portfolio
transactions of the Registrant:

Consideration?
Sales of the Registrant’s/Series’ shares ............................... No
Receipt of investment research and statistical info .................... Yes
Receipt of quotations for portfolio valuations ......................... No
Ability to execute portfolio transactions to obtain the best price
and execution ........................................................ Yes
Receipt of telephone line and wire services ............................ No
Broker or Dealer which is an affiliated person ......................... No
An arrangement to return or credit part or all of commissions or
profits thereon...
To an Investment Adviser or Principal Underwriter, or to an
affiliated person of either ...................................... No
To the Registrant .................................................. No
Other .................................................................. No
Investment Company Type
27. Is the Registrant an “open-end” investment company? Yes, Open-End
Sales and Repurchases
28. Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:
1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 618
Reinvestment of dividends and distributions ................ 1,071
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 6,391
2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 1,098
Reinvestment of dividends and distributions ................ 1,079
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 6,107
3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 1,008
Reinvestment of dividends and distributions ................ 1,230
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 9,180
4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 528
Reinvestment of dividends and distributions ................ 1,036
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 5,915
5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 359
Reinvestment of dividends and distributions ................ 1,109
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 7,299
6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 620
Reinvestment of dividends and distributions ................ 1,116
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 5,924

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 4,231
Reinvestment of dividends and distributions ................ 6,641
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 40,816

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 0
Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)
29. Was a front-end sales load deducted from any share sales during the
period? Yes
30. Total front-end sales loads collected from sales (including exchanges)
by Principal Underwriter or by any underwriter which is an affiliated
person of the Principal Underwriter, of the Registrant’s/Series’ shares
during the period ($000s): 5

The maximum sales load rate in effect at period end as a percentage of
the offering price: 4.25%
The minimum sales load rate in effect at period end as a percentage of
the offering price: 0.0%
31. Net amount retained by the Registrant’s/Series’ Principal Underwriter or
by any underwriter or dealer which is an affiliated person of the
Principal Underwriter thereof from front-end sales loads collected from
sales of the Registrant’s/Series’ shares during the period ($000s): 0

Amount by which payout by the Registrant’s/Series’ Principal Underwriter
or by any underwriter which is an affiliated person of the Principal
Underwriter thereof to persons or entities selling the
Registrant’s/Series’ shares exceeded that reported in Item 30 ($000s): 0
32. Amount the Registrant’s/Series’ Principal Underwriter and any
underwriters or dealers which are affiliated persons of the Principal
Underwriter paid to dealers which are not affiliated persons of the
Principal Underwriter for selling the Registrant’s/Series’ shares that
were sold with a front-end sales load during the period ($000s): 0
33. Amount paid to a captive retail sales force of the Registrant’s/Series’
Principal Underwriter or of any underwriter or dealer which is an
affiliated person of the Principal Underwriter for selling the
Registrant’s shares that were sold with a front-end sales load during
the period ($000s): 6
34. Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period? Yes
35. Total deferred or contingent deferred sales loads collected during the
period from redemptions and repurchases of the Registrant’s/Series’
shares ($000s): 4
36. Did the Registrant/Series retain all monies collected from the deferred
or contingent deferred sales loads during the period? No

The net amount the Registrant/Series retained from deferred or
contingent deferred sales loads ($000s): 0
37. Did the Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the period? No
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the period? No
Payment Plan for the Distribution of Fund Shares
40. During the period, did the Registrant/Series have a plan of distribution
adopted pursuant to Rule 12b-1? Yes
41. During the period, did the Registrant/Series use its assets directly to
make payments under the 12b-1 plan? Yes
42. For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid (%)
Advertising ............................................................ –
Printing & mailing of prospectuses to other than current shareholders .. –
Payments to underwriters ............................................... 100
Payments to brokers or dealers ......................................... –
Direct payments to sales personnel ..................................... –
Payments to banks and savings & loans .................................. –
Other uses, including payments to its Investment Adviser separate
from the advisory fee ................................................ –
Unallocated payments made for a combination of such services ........... –
43. Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s): 520
44. If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s): 0
Advisory Fee
45. Did the Registrant/Series have an advisory contract during the period? Yes
46. Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period? No
47. Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets? Yes
48. Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
Single-fee rate: 0.0%
Step-fee rates:
For 1st $000s: 1,000,000
Annual rate: 0.42%
Of next $000s: 500,000
Annual rate: 0.395%
Of next $000s: 500,000
Annual rate: 0.37%
Of next $000s: 500,000
Annual rate: 0.345%
Of next $000s: 2,500,000
Annual rate: 0.32%
Of next $000s: 2,500,000
Annual rate: 0.295%
Of next $000s: 2,500,000
Annual rate: 0.27%
Of next $000s: 2,500,000
Annual rate: 0.245%
& Above $000s: 12,500,000
Annual rate: 0.22%
49. Was the Registrant’s/Series’ advisory fee during the period based solely
on a percentage of its income? No
50. Was the Registrant’s/Series’ advisory fee during the period based on
some combined percentage of its income and assets? No
51. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on its investment performance? No
52. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on the assets, income or performance of other
Registrants? No
53. Were the expenses of the Registrant/Series limited or reduced at any
time during the period by some agreement or understanding other than by
Blue Sky Laws? Yes

Was the limitation that applied during the period based on...
Assets? Yes
Income? No
54. Indicated below are whether services were supplied or paid for wholly or
in substantial part by Investment Adviser(s) or Administrator(s) in
connection with the advisory or administrative contract(s) but for which
the Adviser(s) or Administrator(s) are not reimbursed by the Registrant:

Provided to the Registrant?
Occupancy and office rental ............................................ Yes
Clerical and bookkeeping services ...................................... Yes
Accounting services .................................................... Yes
Services of independent auditors ....................................... No
Services of outside counsel ............................................ No
Registration and filing fees ........................................... No
Stationery, supplies and printing ...................................... Yes
Salaries & compensation of Registrant’s interested Directors ........... No
Salaries & compensation of Registrant’s disinterested Directors ........ No
Salaries & compensation of Registrant’s Officers who aren’t Directors .. Yes
Reports to current shareholders ........................................ No
Determination of offering and redemption prices ........................ Yes
Trading department ..................................................... Yes
Prospectus preparation and printing for current shareholders ........... No
Other .................................................................. Yes
Miscellaneous Info
55. Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:
Overdrafts? Yes
Bank loans? No
56. During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies? Yes
57. Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend? No
Classification and Asset Allocation
58. Is the Registrant/Series a Separate Account of an insurance company? No
59. Is the Registrant/Series a management investment company? Yes
60. Was the Registrant/Series a diversified investment company at any time
during the period? Yes

Was the Registrant/Series a diversified investment company at the end of
the period? Yes
61. The lowest minimum initial investment required by the Registrant/Series
from an investor that is not an employee or otherwise affiliated with
the Registrant/Series, its Investment Adviser, Principal Underwriter or
other affiliated entity: $1,000
62. Does the Registrant/Series invest primarily in debt securities,
including convertible debt securities, options & futures on debt
securities or indices of debt securities? Yes

The percentage of net assets in each type at period end:

Debt — Short-Term Maturities
U.S. Treasury ............................... 0.4%
U.S. Government Agency ...................... 0.0
Repurchase agreements ....................... 0.0
State and Municipal – tax-free .............. 0.0
Bank certificates of deposit – domestic ..... 0.0
Bank certificates of deposit – foreign ...... 0.0
Bankers acceptances ......................... 0.0
Commercial paper – taxable .................. 0.0
Time deposits ............................... 0.0
Options ..................................... 0.0
All other ................................... 2.8

Debt — Intermediate & Long-Term Maturities
U.S. Treasury ............................... 5.0%
U.S. Government Agency ...................... 69.9
State and Municipal – tax-free .............. 9.9
Corporate ................................... 0.0
All other ................................... 17.1

Non-Debt
Investments other than debt securities ...... 0.0%
63. The dollar-weighted average portfolio maturity at period end in days or,
if longer than one year, in years (to one decimal place):
Days: 0
Years: 7.0
64. Is the timely payment of principal and interest on any of the
instruments listed in Item 62 insured or guaranteed by an entity other
than the issuer? Yes

Is the issuer of any instrument covered in Item 62 delinquent or in
default as to payment of principal or interest at period end? No
66. Is the Registrant/Series a Fund that usually invests in equity
securities, options & futures on equity securities, indices of equity
securities or securities convertible into equity securities? No
67. Is the Registrant/Series a “balanced” Fund? No
68. Does the Registrant/Series have more than 50% of its net assets at
period end invested in the securities of issuers...
Engaged primarily in production or distribution of precious metals? No
Located primarily in countries other than the United States? No
69. Is the Registrant/Series an index Fund? No
Investment Practices
70. Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In
Writing or investing in repurchase agreements? No –
Writing or investing in options on equities? Yes No
Writing or investing in options on debt securities? Yes No
Writing or investing in options on stock indices? No –
Writing or investing in interest rate futures? Yes to both
Writing or investing in stock index futures? No –
Writing or investing in options on futures? Yes No
Writing or investing in options on stock index futures? No –
Writing or investing in other commodity futures? No –
Investments in restricted securities? Yes No
Investments in shares of other investment companies? Yes to both
Investments in securities of foreign issuers? No –
Currency exchange transactions? No –
Loaning portfolio securities? No –
Borrowing of money? Yes No
Purchases/sales by certain exempted affiliated persons? Yes No
Margin purchases? No –
Short selling? No –
Portfolio Turnover
71. Portfolio turnover rate for the period:
Purchases ($000s): 537,310
Sales ($000s): 566,127

Monthly average Value of portfolio ($000s): 494,428

Percent turnover (lesser of Purchases or Sales, divided by Value): 109%
Financial Info — Income and Expenses
72. The number of months covered by the values in Items 72 and 73: 6

Income ($000s)
Net interest income .............................................. 8,963
Net dividend income .............................................. 115
Account maintenance fees ......................................... –
Net other income ................................................. –

Expenses ($000s)
Advisory fees .................................................... 1,048
Administrator fees ............................................... 200
Salaries and other compensation .................................. –
Shareholder Servicing Agent fees ................................. 358
Custodian fees ................................................... 30
Postage .......................................................... –
Printing expenses ................................................ 34
Directors’ fees .................................................. 10
Registration fees ................................................ 25
Taxes ............................................................ –
Interest ......................................................... –
Bookkeeping fees paid to anyone performing this service .......... –
Auditing fees .................................................... 31
Legal fees ....................................................... 33
Marketing/distribution payments, incl. Rule 12b-1 plan payments .. 520
Amortization of organization expenses ............................ –
Shareholder meeting expenses ..................................... –
Other expenses ................................................... 34
Total expenses ................................................... 2,323

Expense reimbursements ($000s): 325

Net investment income ($000s): 7,080

Realized capital gains ($000s): 135
Realized capital losses ($000s): 0

Net unrealized appreciation during the period ($000s): 1,762
Net unrealized depreciation during the period ($000s): 0

Total income dividends for which the record date passed during the
period ($000s): 5,706
Dividends for a second class of shares ($000s): 1,389

Total capital gains distributions for which the record date passed
during the period ($000s): 0
73. Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income: $0.0000

Distribution of capital gains: $0.0000
Other distributions: $0.0000
Financial Info — Condensed Balance Sheet Data
74. Assets ($000s)
Cash ............................................................. 98
Repurchase agreements ............................................ –
Short-term debt securities, other than repurchase agreements ..... 2,213
Long-term debt securities, including convertible debt ............ 493,009
Preferred, conv. preferred and adjustable-rate preferred stock ... –
Common stock ..................................................... –
Options on equities .............................................. –
Options on all futures ........................................... –
Other investments ................................................ 13,715
Receivables from portfolio instruments sold ...................... 12
Receivables from affiliated persons .............................. 8
Other receivables ................................................ 3,083
All other assets ................................................. 128
Total assets ..................................................... 512,266

Liabilities ($000s)
Payables for portfolio instruments purchased ..................... 25,965
Amounts owed to affiliated persons ............................... 481
Senior long-term debt ............................................ –
Other liabilities:
Reverse repurchase agreements .................................. –
Short sales .................................................... –
Written options ................................................ –
All other liabilities .......................................... 1,379

Equity ($000s)
Senior equity .................................................... –
Net assets of common shareholders ................................ 484,441

Number of shares outstanding (000s): 45,406
Number of shares outstanding of a second class of shares (000s): 10,169

Net Asset Value (NAV) per share (to nearest cent): $0.00

Total number of shareholder accounts: 8,911

Total value of assets in segregated accounts ($000s): 0
75. Monthly average net assets during the period ($000s): 497,925
Additional Disclosures
77. Did the Registrant file any additional Exhibits with the filing of this
Report (listed here and filed either herewith — as one of the ‘EX-99.*’
↑Exhibits in this Filing — or separately and incorporated by reference)? No
Subsidiaries
78. Does the Registrant have any wholly-owned investment company
subsidiaries whose operating and financial data are consolidated with
that of the Registrant in this Report? No
Signature ↑Top of Form N-SAR
/s/ Shu Rong-Chen
Name: Shu Rong-Chen
Title: Director

↑Top

Filing Submission 0001410368-17-001386 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Morgan Stanley US Government Securities Trust – ‘NSAR-A’ for 6/30/17

On: Tuesday, 8/29/17, at 12:45pm ET · Effective: 8/29/17 · For: 6/30/17 · Accession #: 1410368-17-1386 · File #: 811-03870

Previous ‘NSAR-A’: ‘NSAR-A’ on 8/29/16 for 6/30/16 · Latest ‘NSAR-A’: This Filing

Semi-Annual Report by an Investment Company — Form N-SAR — ICA’40Filing Table of Contents

Semi-Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents