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Horton Robert – ‘3’ for 3/14/07 re: BigBand Networks, Inc.

On:  Wednesday, 3/14/07, at 9:03pm ET   ·   For:  3/14/07   ·   As:  Officer   ·   Accession #:  1392930-7-3   ·   File #:  1-33355

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/14/07  Horton Robert                     3          Officer     1:6K   BigBand Networks, Inc.            Bassan-Eskenazi Amir/FA

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      6K 
                Securities by an Insider -- primary_doc.xml/2.2                  




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Horton Robert

(Last)(First)(Middle)
C/O BIGBAND NETWORKS, INC.
475 BROADWAY

(Street)
REDWOOD CITYCA94063

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
3/14/07
3. Issuer Name and Ticker or Trading Symbol
BigBand Networks, Inc. [ BBND ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
Vice Pres. & General Counsel
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Class A Convertible Common Stock (1) (1)Common Stock25,001 (2)D
Stock option (right to buy) (3) 3/16/15Common Stock92,5001.32D
Stock option (right to buy) (4) 4/10/16Common Stock75,0002.2D
Explanation of Responses:
(1)  The convertible Class A Common Stock is covertible on a one-for-one basis upon the completion of the Initial Public Offering and has no expiration date.
(2)  Not applicable
(3)  This option vests according to the following schedule: 1/4 of the Option vests on February 1, 2006 and 1/48 of the Option vests each month thereafter.
(4)  This option vests according to the following schedule: 1/48 of the Option vests on May 10, 2007 and 1/48 of the Option vests each month thereafter.
/s/ Robert Horton, by Michele Magowan, attorney in fact 3/14/07
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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