Rockview Management/LLC · 13F-HR · For 6/30/07

Filed On 8/10/07 1:37pm ET   ·   SEC File 28-11749   ·   Accession Number 1351721-7-4

Quarterly Holdings or Combination Report by an Institutional Money Manager   ·   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Information Table                                      4±    31K 

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FORM 13F INFORMATION TABLE                                                                                                             

                                                                                                                                       
ITEM 1: ITEM 2: ITEM 3:  ITEM 4:         ITEM 5:        ITEM 6: ITEM 7: ITEM 8:                                                        
NAME OF TITLE OF        CUSIP    MARKET          AMOUNT OF      INVESTMENT      MGRS    VOTING                                         
ISSUER  CLASS   NUMBER   VALUE   SECURITY       DISCRETION              AUTHORITY                                                      
                         (000)   (SHARES)       (A)             (A)                                                                    

AAIPHARMA INC RSTD              93154510        0       "6,592 "        SOLE            SOLE                                           
ACQUICOR TECHNOLOGY INC144A CONV 8.00000000%    12/15/11                00489AAA5       "3,502 "        "8,500,000 "   SOLE        SOLE
AIRTRAN HOLDINGS INC                                                    00949P108       "1,326 "        "121,400 "     SOLE        SOLE
AMERICAN FINANCIAL REALTY TR  CONV SR NT 4.37500000%    07/1            02607PAB3       "2,895 "        "3,000,000 "   SOLE        SOLE
AMKOR TECHNOLOGY INCSR NT  9.25000000%    06/01/16                      031652AW0       "1,854 "        "1,800,000 "   SOLE        SOLE
AMR CORP-DEL            001765106       437     "16,600 "       SOLE            SOLE                                                   
ATS CORPORATION                                                         00211E107       21      "5,666 "        SOLE         SOLE      
BALLYS TOTAL FITNESS HOLDING  CORP RSTD                                 93022000        0       "10,087 "       SOLE         SOLE      
BERKSHIRE HATHAWAY INC        CL B                                      84670207        844     234     SOLE           SOLE            
BLOCKBUSTER INC 7.5% PERP PFD CONV SER A                                93679504        558     500     SOLE           SOLE            
BOMBARDIER INC-CL B SUB-VTG                                             97751200        753     "125,000 "      SOLE         SOLE      
CALPINE CORP            131347106       74      "20,000 "       SOLE            SOLE                                                   
CALPINE CORP CONV SR CONTINGENT NT 4.75000000%    11/15/23              131347BJ4       "1,714 "        "1,500,000 "   SOLE        SOLE
CALPINE GENERATING CO LLC     SECD NOTE  14.37000000%    04/            13135BAG1       "1,185 "        "3,000,000 "   SOLE        SOLE
CANADIAN SATELLITE RADIO HLDGSSR NT 12.75%14  12.75000000%              136565AC2       "1,010 "        "1,000,000 "   SOLE        SOLE
CBTC ROYAL CARIBBEAN CRUISES  SER 2001-27 CL A-1 8.875%  PRE            21988G650       255     "10,000 "       SOLE         SOLE      
COMCAST HOLDINGS CORPORATION  2% EXCH SUBORDINATED DEBS   06            200300507       13      "30,000 "       SOLE         SOLE      
CORE MARK HOLDING CO INC                                                218681104       185     "5,154 "        SOLE         SOLE      
CORTS TR U S WEST COMMUNICATIONS DEBS CORP BKD  TR SECS CTFS            22081G209       "2,169 "        "86,200 "      SOLE        SOLE
CROSS SHORE ACQUISITION       CORP SHS REG S                            U1549T109       0       "250,000 "      SOLE         SOLE      
CYPRESS SEMICONDUCTOR CORP                                              232806109       "1,227 "        "52,700 "      SOLE        SOLE
DIGENE CORP CMN         253752109       "1,409 "        "23,457 "       SOLE            SOLE                                           
DUNE ENERGYSR PFD CONV 144A                                             265338301       0       "5,000 "        SOLE         SOLE      
EMPIRE RESORTS INCCONV SR N 5.50000000%    07/31/14                     292052AB3       "1,620 "        "1,600,000 "   SOLE        SOLE
ENERGY INFRASTRUCTUIRE        ACQUISITION CORP                          29269P109       "2,928 "        "300,000 "     SOLE        SOLE
ENINGEN REALTY INC RSTD                                                 93136350        0       493     SOLE           SOLE            
FAIRFAX FINANCIAL HOLDINGS LTDSENIOR DEBENTURE CONV 5.000000            303901AL6       "11,837 "       "11,300,000 "  SOLE        SOLE
FOAMEX INTL INC               NEW                                       344123203       500     "43,824 "       SOLE         SOLE      
FORD MTR CO DEL  SR NT CONV4.25000000%    12/15/36                      345370CF5       "3,758 "        "3,000,000 "   SOLE        SOLE
FREEDOM ACQUISITION HLDGS INC                                           35645F103       "2,753 "        "250,000 "     SOLE        SOLE
FUTUREFUEL CORP               SHS REG S                                 U36297106       560     "80,000 "       SOLE         SOLE      
GENCORP INC   CONV SUB NOTE 4.00000000%    01/16/24                     368682AJ9       "1,034 "        "1,000,000 "   SOLE        SOLE
GENERAL MOTORS CORPORATION    6.25% SERIES C CONVERTIBLE                370442717       "2,594 "        "103,500 "     SOLE        SOLE
GEOEYE INC                                                              37250W108       "1,552 "        "71,417 "      SOLE        SOLE
GLOBAL SERVICES PARTNERS      ACQUISITION CORP CLASS B                  37946Y401       204     "40,000 "       SOLE         SOLE      
GSC ACQUISITION COMPANY       UNIT 1 COM & 1 WT EXP                     40053G205       "2,062 "        "200,000 "     SOLE        SOLE
HIGH VOLTAGE ENGR CORP        NEW                                       429810807       0       "203,000 "      SOLE         SOLE      
INDIA HOSPITALITY             ORD SHS REG S                             G47601102       343     "50,000 "       SOLE         SOLE      
INFINITY BIO ENERGY LTD                                                 G4770S101       "2,249 "        "438,889 "     SOLE        SOLE
INFORMATION SERVICES GROUP    INC                                       45675Y104       "1,913 "        "250,000 "     SOLE        SOLE
INTEL CORPJR SUB CONV DEB 144A     2.95000000%    12/15/35              458140AC4       "5,723 "        "6,000,000 "   SOLE        SOLE
INTERPUBLIC GROUP COS INC     5.25% CONV PERP PFD SER B 144A            460690407       "4,267 "        "4,000 "       SOLE        SOLE
INVERNESS MED INNOVATIONS INC CONV NTS 3.00000000%    05/15/            46126PAC0       "1,950 "        "2,000,000 "   SOLE        SOLE
ION MEDIA NETWORK             FRACTIONAL CUSIP                          EGC05A406       0       "366,440 "      SOLE         SOLE      
ION MEDIA NETWORKS INC        JR EXCHANGEABLE PFD 13.25%                46205A400       "2,295 "        255     SOLE         SOLE      
JDS UNIPHASE CORP             SR NT CONV 144A    1.00000000%            46612JAC5       83      "100,000 "      SOLE         SOLE      
JK ACQUISITION CORP                                                     47759H106       348     "60,000 "       SOLE         SOLE      
LEUCADIA NATL CORP    CONV SR NT  3.75000000%    04/15/14               527288AX2       "5,832 "        "3,500,000 "   SOLE        SOLE
LEVEL 3 COMMUNICATIONS INC    CONV SR NT 5.25000000%    12/1            52729NBF6       "4,386 "        "2,750,000 "   SOLE        SOLE
LEVEL 3 COMMUNICATIONS INC    SR CONV NOTE  2.87500000%    0            52729NBA7       "2,450 "        "2,250,000 "   SOLE        SOLE
LIONS GATE ENTMT CORP         CONV SR SUB NT  3.62500000%               535919AG9       "9,371 "        "9,000,000 "   SOLE        SOLE
LORAL SKYNET CORP             12% PFD SER A                             54387R209       "10,684 "       "50,191 "      SOLE        SOLE
LORAL SPACE AND COMMUNICATIONSINC                                       543881106       377     "7,655 "        SOLE         SOLE      
MARATHON ACQUISITION CORP                                               565756103       "4,767 "        "605,000 "     SOLE        SOLE
MEDIA & ENTMT HLDGS INC                                                 58439W108       "2,220 "        "300,000 "     SOLE        SOLE
MERISTAR HOSPITALITY CORP     SUB CONV NOTE  9.50000000%                58984YAJ2       0       "1,200,000 "    SOLE         SOLE      
MIRANT CORP                                                             60467R100       372     "8,713 "        SOLE         SOLE      
NORTH AMERICAN INSURANCE      LEADERS INC                               65687M104       "1,381 "        "180,000 "     SOLE        SOLE
NORTHERN OFFSHORE LTD RSTD                                              93048150        0       "37,500 "       SOLE         SOLE      
OAKMONT ACQUISITION CORP                                                68831P106       345     "60,000 "       SOLE         SOLE      
OCEANAUT INC                                                            675227102       608     "80,000 "       SOLE         SOLE      
OMNICARE INC SR DEB CONV    3.25000000%    12/15/35                     681904AL2       "3,345 "        "4,000,000 "   SOLE        SOLE
PARMALAT SPA                  EUR1                                      T7S73M107       385     "122,720 "      SOLE         SOLE      
PORTLAND GENERAL ELECTRIC CO  NEW                                       736508847       656     "24,351 "       SOLE         SOLE      
REMEC INC                     NEW                                       759543200       "1,437 "        "939,463 "     SOLE        SOLE
SINCLAIR BROADCAST GROUP INC  CONV SENIOR SUB NOTE      4.87            829226AU3       "4,856 "        "5,000,000 "   SOLE        SOLE
SINCLAIR BROADCAST GROUP INC  CONV SUB DEB     6.00000000%              829226AV1       "3,276 "        "3,413,000 "   SOLE        SOLE
SWIFT FOODS CO  CONV SR SUB NT 144A  10.25000000%    03/11/1            87074RAA6       0       "264,062 "      SOLE         SOLE      
SYMMETRY HOLDINGS INC                                                   871545109       "2,265 "        "300,000 "     SOLE        SOLE
TAC ACQUISITION CORP                                                    873392104       0       "150,000 "      SOLE         SOLE      
TEVA PHARMACEUTICAL FIN CO LLCGTD SR DEB CONV INTO ADR OF 0.            88163VAE9       "3,004 "        "3,000,000 "   SOLE        SOLE
TIME WARNER CABLE INC         CLASS A                                   88732J108       "2,214 "        "56,529 "      SOLE        SOLE
TRANSFORMA ACQUISITION GROUP  INC                                       89366E104       "2,632 "        "350,000 "     SOLE        SOLE
TRANSWITCH CORP                                                         894065101       98      "54,021 "       SOLE         SOLE      
TRANSWITCH CORP CONV NOTE    5.45000000%    09/30/07                    894065AC5       0       "5,650,000 "    SOLE         SOLE      
UAL CORPORATION                                                         902549807       53      "1,308 "        SOLE         SOLE      
UNION STREET ACQUISITION CORP                                           908536105       752     "100,000 "      SOLE         SOLE      
UTS ADVANCED TECHNOLOGY       ACQUISITION CORP UNIT 1 COM &             007556111       "2,013 "        "250,000 "     SOLE        SOLE
UTS ALDABRA 2 ACQUISITION CORPUNIT 1 COM & 1 WT EXP                     01408A202       "5,803 "        "550,000 "     SOLE        SOLE
UTS ALPHA SECURITY GROUP CORP UNIT 1 COM & 1 WT EXP                     02078A209       "1,311 "        "125,000 "     SOLE        SOLE
UTS ALYST ACQUISITION CORP    UNIT 1 COM & 1 WT EXP                     02263A105       803     "100,000 "      SOLE         SOLE      
UTS APEX BIOVENTURES ACQUISITNCORP UNIT 1 COM & 1 WT EXP                03753Q204       "1,006 "        "125,000 "     SOLE        SOLE
UTS ARCADE ACQUISITION CORP   UNIT 1 COM & 1 WT EXP                     3'08798203      823     "100,000 "      SOLE         SOLE      
UTS CHURCHILL VENTURES LTD    UNIT 1 COM & 1 WT EXP                     17157P208       "3,010 "        "350,000 "     SOLE        SOLE
UTS COLUMBUS ACQUISITION CORP 1 COM & 1 WTS                             198851206       825     "100,000 "      SOLE         SOLE      
UTS COMMUNITY BANKERS         ACQUISITON CORPORATION                    20361R101       805     "100,000 "      SOLE         SOLE      
UTS GENEVA ACQUISITION CORP   UNIT 1 COM & 2 WT EXP                     37185Y203       "1,134 "        "175,000 "     SOLE        SOLE
UTS GLOBAL SERVICES PARTNERS  ACQUISITION CORP UNITS A                  37946Y203       32      "5,000 "        SOLE         SOLE      
UTS GLOBAL SERVICES PARTNERS  ACQUISITION CORP UNITS B                  37946Y302       792     "75,000 "       SOLE         SOLE      
UTS GRANAHAN MCCOURT ACQ CORP UNIT 1 COM & 1 WT EXP                     385034103       360     "40,000 "       SOLE         SOLE      
UTS HYDE PARK ACQUISITION CORPUNIT 1 COM & 1 WT EXP 03/04/11            448638205       910     "100,000 "      SOLE         SOLE      
UTS ISRAEL GROWTH PARTNERS    ACQUISITION CORP SER A UNITS              465090306       184     "30,000 "       SOLE         SOLE      
UTS ISRAEL GROWTH PARTNERS    ACQUISITION CORP SER B UNITS              465090405       "2,618 "        "250,000 "     SOLE        SOLE
UTS ORACLE HEALTHCARE         ACQUISITION CORP UNIT 1 COM &             68402M102       0       "148,125 "      SOLE         SOLE      
UTS RENAISSANCE ACQUISITION   CORP UNIT 1 COM & 2 WT EXP                75966C305       "1,341 "        "200,000 "     SOLE        SOLE
UTS RHAPSODY ACQUISITION CORP UNIT 1 COM & 1 WT EXP                     762014108       450     "50,000 "       SOLE         SOLE      
UTS SANTA MONICA MEDIA CORP   UNIT 1 COM & 1 WT EXP                     802501205       "1,632 "        "200,000 "     SOLE        SOLE
UTS SHERMEN WSC ACQUISITION   CORP UNIT 1 COM & 2 WT EXP                824197206       "1,266 "        "200,000 "     SOLE        SOLE
UTS STONELEIGH PARTNERS       ACQUISITION CORP UNIT 1 COM &             861923209       "2,090 "        "250,000 "     SOLE        SOLE
UTS TRANS INDIA ACQUISITION   CORPORATION                               893237206       415     "50,000 "       SOLE         SOLE      
VANTAGE ENERGY SVCS INC       UNIT 1 COM & 1 WT EXP                     92209F201       "3,536 "        "425,000 "     SOLE        SOLE
VECTOR GROUP LTD              CONV SR NT CONV   5.00000000%             92240MAE8       "1,495 "        "1,000,000 "   SOLE        SOLE
VICTORY ACQUISITION CORP                                                92644D100       943     "100,000 "      SOLE         SOLE      
VISHAY INTERTECHNOLOGY INC    CONV SUB  3.62500000%    08/01            928298AF5       "3,053 "        "3,000,000 "   SOLE        SOLE
WCI COMMUNITIES INC                                                     92923C104       500     "30,000 "       SOLE         SOLE      
WTS ATS CORPORATION                                                     2.11E+114       123     "308,333 "      SOLE         SOLE      
WTS CROSS SHORE ACQUISITION   CORP WTS ON SHS REG S                     U1549T117       0       "500,000 "      SOLE         SOLE      
WTS ENDEAVOR ACQUISITION CORP                                           292577111       472     "83,600 "       SOLE         SOLE      
WTS ENERGY INFRASTRUCTUIRE    ACQUISITION CORP PENDING EXP              29269P117       324     "200,000 "      SOLE         SOLE      
WTS FREEDOM ACQUISITION HLDGS INC                                       35645F111       954     "293,600 "      SOLE         SOLE      
WTS GRANDE COMMUNICATIONS     HLDGS INC                                 38655V117       0       "1,000 "        SOLE         SOLE      
WTS INDIA HOSPITALITY CORP    REG S                                     G47601110       195     "130,000 "      SOLE         SOLE      
WTS INFORMATION SERVICES GROUPINC                                       45675Y112       105     "100,000 "      SOLE         SOLE      
WTS JAZZ TECHNOLOGIES INC                                               47214E110       60      "90,500 "       SOLE         SOLE      
WTS KAPSTONE PAPER AND        PACKAGING CORPORATION                     48562P111       322     "120,000 "      SOLE         SOLE      
WTS MARATHON ACQUISITION CORP                                           565756111       972     "520,000 "      SOLE         SOLE      
WTS MEDIA & ENTMT HLDGS INC                                             58439W116       270     "250,000 "      SOLE         SOLE      
WTS NORTH AMERICAN INSURANCE  LEADERS INC                               65687M112       63      "105,000 "      SOLE         SOLE      
WTS PARMALAT SPA              WTS ON AZIONI ORDINARIE                   T7S73MAA5       1       650     SOLE           SOLE            
WTS SYMMETRY HOLDINGS INC                                               871545117       207     "165,430 "      SOLE         SOLE      
WTS TRANSFORMA ACQUISITION    GROUP INC                                 89366E118       420     "322,000 "      SOLE         SOLE      
WTS UNION STREET ACQUISITION  CORP                                      908536113       63      "75,000 "       SOLE         SOLE      
WTS VICTORY ACQUISITION CORP                                            92644D118       128     "75,000 "       SOLE         SOLE      
AMR CORP (DEL) CMN              001765106       477     "18,100 "       SOLE            SOLE                                           
ALCAN INC. CMN          013716105       "2,618 "        "32,200 "       SOLE            SOLE                                           
ALLIANCE DATA SYSTEMS CORPORAT*ION CMN          018581108       "3,168 "        "41,000 "       SOLE            SOLE                   
ALLTEL CORPORATION CMN          020039103       "2,810 "        "41,600 "       SOLE            SOLE                                   
ALTRIA GROUP INC CMN            02209S103       158     "2,250 "        SOLE            SOLE                                           
AMERICA MOVIL SAB DE CV SPONSORED ADR CMN SERIES L              02364W105       "4,823 "        "77,883 "       SOLE         SOLE      
AQUANTIVE INC CMN               03839G105       "1,276 "        "20,000 "       SOLE            SOLE                                   
"AQUILA, INC. CMN"              03840P102       624     "152,507 "      SOLE            SOLE                                           
ARMOR HOLDINGS INC CMN          042260109       "2,172 "        "25,000 "       SOLE            SOLE                                   
BCE INC. CMN            05534B760       378     "10,000 "       SOLE            SOLE                                                   
BANK OF MONTREAL CMN            063671101       2       33      SOLE            SOLE                                                   
BAUSCH & LOMB INC CMN           071707103       "1,740 "        "25,062 "       SOLE            SOLE                                   
BIOMET INC. CMN         090613100       "4,570 "        "99,960 "       SOLE            SOLE                                           
BIOSITE INC CMN         090945106       460     "5,000 "        SOLE            SOLE                                                   
PUT/BSTE(BQSSR)         @  90 EXP 07/21/2007            090945106       1       20      SOLE            SOLE                           
BLOCKBUSTER INC. CMN CLASS B            093679207       891     "227,900 "      SOLE            SOLE                                   
CABLEVISION SYSTEMS CORP CABLEVISION NY GROUP COM               12686C109       123     "3,400 "        SOLE           SOLE            
CERIDIAN CORP NEW CMN           156779100       700     "20,000 "       SOLE            SOLE                                           
"CHIPOTLE MEXICAN GRILL, INC. CMN CLASS B"              169656204       "6,353 "        "80,800 "       SOLE           SOLE            
CLEAR CHANNEL COMMUNICATIONS CMN                184502102       "1,596 "        "42,200 "       SOLE            SOLE                   
CYPRESS SEMICONDUCTOR CORP CMN          232806109       "3,048 "        "130,875 "      SOLE            SOLE                           
DIGENE CORP CMN         253752109       252     "4,192 "        SOLE            SOLE                                                   
DOW-JONES & CO INC CMN          260561105       1005    17500   SOLE            SOLE                                                   
EGL INC CMN             268484102       5385    115848  SOLE            SOLE                                                           
E*TRADE FINANCIAL CORPORATION CMN               269246104       55      2500    SOLE            SOLE                                   
ELECTRONIC CLEARING HOUSE INC CMN               285562500       475     33900   SOLE            SOLE                                   
FAIRFAX FINANCIAL HLDGS LTD 5% 07/15/2023 SER: B CONV JJ                303901AL6       1467    1400000 SOLE           SOLE            
FIBERTOWER CORPORATION 9.00000000 11/15/2012 CONV MN            31567RAC4       1111    1000000 SOLE            SOLE                   
FIRST DATA CORPORATION CMN              319963104       5489    168000  SOLE            SOLE                                           
FLORIDA ROCK IND INC CMN                341140101       5366    79500   SOLE            SOLE                                           
GENERAL MOTORS CORPORATION EXCH PFD 6.2500 07/15/2033 -         370442717       2005    80025   SOLE            SOLE                   
GENESIS HEALTHCARE CORP CMN             37184D101       4794    70063   SOLE            SOLE                                           
HANOVER COMPRESSOR COMPANY COMMON STOCK         410768105       119     5000    SOLE            SOLE                                   
HARRAHS ENTMT INC CMN           413619107       6061    71092   SOLE            SOLE                                                   
HELIX ENERGY SOLUTNS GROUP INC CMN              42330P107       1008    25263   SOLE            SOLE                                   
HUTCHISON TELECOMM INTL LTD. SPONSORED ADR CMN          44841T107       97      3000    SOLE            SOLE                           
INTER TEL INC CMN               458372109       1137    47500   SOLE            SOLE                                                   
INTERNATIONAL SECURITIES EXCHA*NGE HOLDINGS INC CMN CLASS A             46031W204       654     10000   SOLE           SOLE            
IPSCO INC CMN           462622101       3178    20000   SOLE            SOLE                                                           
JDS UNIPHASE CORPORATION CMN            46612J507       59      4375    SOLE            SOLE                                           
KEYSPAN CORPORATION CMN         49337W100       190     4516    SOLE            SOLE                                                   
"LEVEL 3 COMMUNICATIONS, INC. 6% 03/15/2010 CONV SM"            52729NAS9       2876    3000000 SOLE            SOLE                   
LEVEL 3 COMMUNICATIONS INC 5.25% 12/15/2011 SER: B CONV JD              52729NBF6       399     250000  SOLE           SOLE            
LOUISIANA PACIFIC CORP CMN              546347105       929     49100   SOLE            SOLE                                           
MICROSOFT CORPORATION CMN               594918104       430     14600   SOLE            SOLE                                           
NPS PHARMACEUTICALS INC CMN             62936P103       276     66687   SOLE            SOLE                                           
NORTHWESTERN CORPORATION CMN            668074305       636     20000   SOLE            SOLE                                           
PATHMARK STORES INC CMN         70322A101       28      2170    SOLE            SOLE                                                   
"RIO NARCEA GOLD MINES,LTD CMN"         766909105       605     120000  SOLE            SOLE                                           
SLM CORPORATION CMN             78442P106       2505    43500   SOLE            SOLE                                                   
PUT/SLM(SLMSJ)         @ 50    EXP07/21/2007            78442P106       3       200     SOLE            SOLE                           
PUT/SPY(SFBSN)          @  144 EXP 07/21/2007           78462F103       5       100     SOLE            SOLE                           
PUT/SPY(SFBSP)          @  146 EXP 07/21/2007           78462F103       8       100     SOLE            SOLE                           
PUT/SPY(SFBSR)          @  148 EXP 07/21/2007           78462F103       12      100     SOLE            SOLE                           
SIERRA HEALTH SERVICES INC CMN          826322109       416     10000   SOLE            SOLE                                           
SUNPOWER CORPORATION CMN CLASS A                867652109       651     10318   SOLE            SOLE                                   
TRM CORPORATION CMN             872636105       267     182590  SOLE            SOLE                                                   
TXU CORP CMN            873168108       2456    36500   SOLE            SOLE                                                           
TANOX INC CMN           87588Q109       1361    70100   SOLE            SOLE                                                           
TELUS CORPORATION CLASS A NON-VOTING            87971M202       354     6000    SOLE            SOLE                                   
TODCO CMN               88889T107       4145    87795   SOLE            SOLE                                                           
TRANSWITCH CORP CMN             894065101       11      6000    SOLE            SOLE                                                   
"TRIAD HOSPITALS, INC. CMN"             89579K109       4505    83800   SOLE            SOLE                                           
TYCO INTERNATIONAL LTD. CMN             902124106       338     10000   SOLE            SOLE                                           
UNIVERSAL COMPRESSION HLDGS CMN         913431102       138     1900    SOLE            SOLE                                           
VECTOR GROUP LTD 5% 11/15/2011 CONV FMAN                92240MAE8       7475    5000000 SOLE            SOLE                           
VENTANA MEDICAL SYSTEMS INC CMN         92276H106       155     2000    SOLE            SOLE                                           
CALL/WFMI(FMQGI)        @  45 EXP 07/21/2007            966837106       1       112     SOLE            SOLE                           
WILD OATS MARKETS INC CMN               96808B107       676     40355   SOLE            SOLE                                           
WILLIAMS COMPANIES INC. (THE) CMN               969457100       6324    200000  SOLE            SOLE                                   
XM SATELLITE RADIO HLDGS INC CMN CLASS A                983759101       1       1       SOLE            SOLE                           
HERBALIFE LTD. CMN              G4412G101       2371    59800   SOLE            SOLE                                                   
NOBLE CORPORATION CMN           G65422100       2106    21600   SOLE            SOLE