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Citigroup Inc – ‘8-K’ for 11/27/07

On:  Tuesday, 11/27/07, at 5:28pm ET   ·   For:  11/27/07   ·   Accession #:  1341004-7-3050   ·   File #:  1-09924

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/27/07  Citigroup Inc                     8-K:9      11/27/07    5:1.0M                                   Skadden/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     22K 
 2: EX-1.1      Exhibit 1.1 - Underwriting Agreement                HTML    143K 
 3: EX-4.1      Exhibit 4.1 - Amended & Restated Declaration of     HTML    403K 
                          Trust                                                  
 4: EX-4.2      Exhibit 4.2 - Capital Replacement Covenant          HTML    119K 
 5: EX-99.1     Exhibit 99.1 - Tax Opinion Letter                   HTML     18K 


8-K   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]




SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


FORM 8-K

CURRENT REPORT


Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934


Date of Report (Date of earliest event reported) 


Citigroup Inc.
(Exact name of registrant as specified in its charter)


Delaware
52-1568099
(State or other
(Commission
(IRS Employer
jurisdiction of
File Number)
Identification No.)
incorporation)
   

399 Park Avenue, New York, New York
10043
(Address of principal executive offices)
(Zip Code)

(212) 559-1000
(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 
CITIGROUP INC.
Current Report on Form 8-K

Item 9.01        Financial Statements and Exhibits.


(d)    Exhibits:

 
Exhibit No.
Description
     
 
1.1
Underwriting Agreement, dated November 19, 2007, among the Company, Citigroup Capital XX and the underwriters named therein, relating to Citigroup Capital XX's 7.875% Enhanced Trust Preferred Securities
     
 
4.1
Amended and Restated Declaration of Trust for Citigroup Capital XX
     
 
4.2
Capital Replacement Covenant by Citigroup Inc., dated as of November 27, 2007
     
 
99.1
Opinion regarding certain tax matters

 


 
SIGNATURE


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.




Dated:  November 27, 2007
 
CITIGROUP INC.
     
     
     
 
By:
/s/ Charles E. Wainhouse
   
Charles E. Wainhouse
   
Assistant Treasurer
 

 

 
EXHIBIT INDEX
Exhibit Number
Description
     
 
1.1
Underwriting Agreement, dated November 19, 2007, among the Company, Citigroup Capital XX and the underwriters named therein, relating to Citigroup Capital XX's 7.875% Enhanced Trust Preferred Securities
     
 
4.1
Amended and Restated Declaration of Trust for Citigroup Capital XX
     
 
4.2
Capital Replacement Covenant by Citigroup Inc., dated as of November 27, 2007
     
 
99.1
Opinion regarding certain tax matters



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period End:11/27/07424B2,  8-K,  FWP
11/19/07424B2,  424B3,  424B8,  8-A12B,  FWP
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Filing Submission 0001341004-07-003050   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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