Filed On 12/1/03 5:02pm ET · SEC File 811-05555 · Accession Number 1258939-3-27
As Of Filer Filing As/For/On Docs:Pgs Issuer Agent
12/01/03 Bernstein Sanford C Fund Inc NSAR-B 9/30/03 3:76 Means Perry/FA
Annual Report of a Money-Management Company · Form N-SAR
Filing Table of Contents
Document/Exhibit Description Pages Size
1: NSAR-B Answer Fil 73 345K
2: EX-99.77B ACCT LTTR Report of Internal Control 1 9K
3: EX-99.77E LEGAL Legal Proceedings 2± 11K
NSAR-B · Answer Fil
| NSAR-B | 1st Page of 73 | TOC | Top | Previous | Next | Bottom | Just 1st |
|---|
PAGE 1000 B000000 09/30/2003
000 C000000 0000832808
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 SANFORD C. BERNSTEIN FUND, INC.
001 B000000 811-05555
001 C000000 2013194105
002 A000000 1345 AVENUE OF THE AMERICAS
002 B000000 NEW YORK
002 C000000 NY
002 D010000 10105
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 12
007 C010100 1
007 C020100 U.S GOVERNMENT SHORT DURATION
007 C030100 N
007 C010200 2
007 C020200 SHORT DURATION PLUS
007 C030200 N
007 C010300 3
007 C020300 NEW YORK MUNICIPAL
007 C030300 N
007 C010400 4
007 C020400 DIVERSIFIED MUNICIPAL
007 C030400 N
007 C010500 5
007 C020500 INTERMEDIATE DURATION
007 C030500 N
007 C010600 6
007 C020600 CALIFORNIA MUNICIPAL
007 C030600 N
007 C010700 7
007 C020700 TAX-MANAGED INTERNATIONAL
007 C030700 N
007 C010800 8
007 C020800 SHORT DURATION NEW YORK MUNICIPAL
007 C030800 N
007 C010900 9
007 C020900 SHORT DURATION DIVERSIFIED MUNICIPAL
007 C030900 N
007 C011000 10
007 C021000 SHORT DURATION CALIFORNIA MUNICIPAL
PAGE 2007 C031000 N
007 C011100 11
007 C021100 EMERGING MARKETS VALUE
007 C031100 N
007 C011200 12
007 C021200 INTERNATIONAL
007 C031200 N
007 C011300 13
007 C011400 14
007 C011500 15
007 C011600 16
007 C011700 17
007 C011800 18
007 C011900 19
007 C012000 20
008 A00AA01 ALLIANCE CAPITAL MANAGEMENT L.P.
008 B00AA01 A
008 C00AA01 801-56720
008 D01AA01 NEW YORK
008 D02AA01 NY
008 D03AA01 10105
010 A00AA01 ALLIANCE CAPITAL MANAGEMENT L.P.
010 B00AA01 801-56720
010 C01AA01 NEW YORK
010 C02AA01 NY
010 C03AA01 10105
011 A00AA01 SANFORD BERNSTEIN & CO., LLC
011 B00AA01 8-0157937
011 C01AA01 NEW YORK
011 C02AA01 NY
011 C03AA01 10153
011 A00AA02 ALLIANCEBERNSTEIN INVEST. RESEARCH AND MGMT.
011 B00AA02 8-30851
011 C01AA02 NEW YORK
011 C02AA02 NY
011 C03AA02 10105
012 A00AA01 STATESTREET BANK AND TRUST COMPANY
012 B00AA01 85-05003
012 C01AA01 BOSTON
012 C02AA01 MA
012 C03AA01 02110
012 A00AA02 ALLIANCE GLOBAL INVESTOR SERVICES, INC.
012 B00AA02 84-001187
012 C01AA02 SAN ANTONIO
012 C02AA02 TX
012 C03AA02 78278
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 NEW YORK
013 B02AA01 NY
013 B03AA01 10036
015 A00AA01 STATE STREET BANK AND TRUST COMPANY
PAGE 3015 B00AA01 C
015 C01AA01 BOSTON
015 C02AA01 MA
015 C03AA01 02110
015 E01AA01 X
015 A00AA02 CITIBANK N.A.
015 B00AA02 S
015 C01AA02 BUENOS AIRES
015 D01AA02 ARGENTINA
015 E04AA02 X
015 A00AA03 WESPAC BANKING CORPORATION
015 B00AA03 S
015 C01AA03 SYDNEY
015 D01AA03 AUSTRALIA
015 E04AA03 X
015 A00AA04 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B00AA04 S
015 C01AA04 VIENNA
015 D01AA04 AUSTRIA
015 E04AA04 X
015 A00AA05 HSBC BANK MIDDLE EAST
015 B00AA05 S
015 C01AA05 MANAMA
015 D01AA05 BAHRAIN
015 E04AA05 X
015 A00AA06 STANDARD CHARTERED BANK
015 B00AA06 S
015 C01AA06 DHAKA
015 D01AA06 BANGLADESH
015 E04AA06 X
015 A00AA07 FORTIS BANK NV-SA
015 B00AA07 S
015 C01AA07 BRUSSELS
015 D01AA07 BELGIUM
015 E04AA07 X
015 A00AA08 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE
015 B00AA08 S
015 C01AA08 ABIDJAN
015 D01AA08 BENIN
015 E04AA08 X
015 A00AA09 BANK OF BERMUDA LIMITED
015 B00AA09 S
015 C01AA09 HAMILTON
015 D01AA09 BERMUDA
015 E04AA09 X
015 A00AA10 CITIBANK, N.A.
015 B00AA10 S
015 C01AA10 LA PAZ
015 D01AA10 BOLIVIA
015 E04AA10 X
015 A00AA11 BARCLAYS BANK OF BOTSWANA LIMITED
PAGE 4015 B00AA11 S
015 C01AA11 GABORONE
015 D01AA11 BOTSWANA
015 E04AA11 X
015 A00AA12 CITIBANK, N.A.
015 B00AA12 S
015 C01AA12 SAN PAULO
015 D01AA12 BRAZIL
015 E04AA12 X
015 A00AA13 ING BANK N.V.
015 B00AA13 S
015 C01AA13 SOFIA
015 D01AA13 BULGARIA
015 E04AA13 X
015 A00AA14 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE
015 B00AA14 S
015 C01AA14 ABIDJAN
015 D01AA14 BURKINA FASO
015 E04AA14 X
015 A00AA15 STATE STREET TRUST COMPANY CANADA
015 B00AA15 S
015 C01AA15 TORONTO
015 D01AA15 CANADA
015 E04AA15 X
015 A00AA16 BANK OF NOVA SCOTIA TRUST COMPANY (CAYMAN)LTD
015 B00AA16 S
015 C01AA16 GRAND CAYMAN
015 D01AA16 CAYMAN ISLANDS
015 E04AA16 X
015 A00AA17 BANKBOSTON, N.A.
015 B00AA17 S
015 C01AA17 SANTIAGO
015 D01AA17 CHILE
015 E04AA17 X
015 A00AA18 THE HONGKONG AND SHANGHAI BANKING CORP LTD
015 B00AA18 S
015 C01AA18 SHANGHAI
015 D01AA18 CHINA
015 E04AA18 X
015 A00AA19 THE HONGKONG AND SHANGHAI BANKING CORP LTD
015 B00AA19 S
015 C01AA19 SHENZHEN
015 D01AA19 CHINA
015 E04AA19 X
015 A00AA20 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B00AA20 S
015 C01AA20 BOGOTA
015 D01AA20 COLUMBIA
015 E04AA20 X
015 A00AA21 BANCO BCT S.A.
015 B00AA21 S
PAGE 5015 C01AA21 SAN JOSE
015 D01AA21 COSTA RICA
015 E04AA21 X
015 A00AA22 PRIVREDNA BANKA ZAGREB D.D.
015 B00AA22 S
015 C01AA22 ZAGREB
015 D01AA22 CROATIA
015 E04AA22 X
015 A00AA23 CYPRUS POPULAR BANK LIMITED
015 B00AA23 S
015 C01AA23 NICOSIA
015 D01AA23 CYPRUS
015 E04AA23 X
015 A00AA24 CESKOSLOVENSKA OBCHODNI BANKA A.S.
015 B00AA24 S
015 C01AA24 PRAGUE
015 D01AA24 CZECH REPUBLIC
015 E04AA24 X
015 A00AA25 DANSKE BANK A/S
015 B00AA25 S
015 C01AA25 COPENHAGEN
015 D01AA25 DENMARK
015 E04AA25 X
015 A00AA26 CITIBANK, N.A.
015 B00AA26 S
015 C01AA26 QUITO
015 D01AA26 ECUADOR
015 E04AA26 X
015 A00AA27 HSBC BANK EGYPT S.A.E.
015 B00AA27 S
015 C01AA27 CAIRO
015 D01AA27 EGYPT
015 E04AA27 X
015 A00AA28 HANSAPANK (HANSABANK)
015 B00AA28 S
015 C01AA28 TALLINN
015 D01AA28 ESTONIA
015 E04AA28 X
015 A00AA29 EUROCLEAR
015 B00AA29 S
015 C01AA29 BRUSSELS
015 D01AA29 EUROCLEAR
015 E04AA29 X
015 A00AA30 NORDEA BANK FINLAND PLC
015 B00AA30 S
015 C01AA30 HELSINKI
015 D01AA30 FINLAND
015 E04AA30 X
015 A00AA31 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B00AA31 S
015 C01AA31 PARIS
PAGE 6015 D01AA31 FRANCE
015 E04AA31 X
015 A00AA32 DRESDNER BANK AG
015 B00AA32 S
015 C01AA32 FRANKFURT
015 D01AA32 GERMANY
015 E04AA32 X
015 A00AA33 DEUTSCHE BANK AG
015 B00AA33 S
015 C01AA33 FRANKFURT
015 D01AA33 GERMANY
015 E04AA33 X
015 A00AA34 BARCLAYS BANK OF GHANA LIMITED
015 B00AA34 S
015 C01AA34 ACCRA
015 D01AA34 GHANA
015 E04AA34 X
015 A00AA35 NATIONAL BANK OF GREECE S.A.
015 B00AA35 S
015 C01AA35 ATHENS
015 D01AA35 GREECE
015 E04AA35 X
015 A00AA36 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE
015 B00AA36 S
015 C01AA36 ABIDJAN
015 D01AA36 GUINEA-BISSAU
015 E04AA36 X
015 A00AA37 STANDARD CHARTERED BANK
015 B00AA37 S
015 C01AA37 HONGKONG
015 D01AA37 HONGKONG
015 E04AA37 X
015 A00AA38 HVB BANK HUNGARY RT.
015 B00AA38 S
015 C01AA38 BUDAPEST
015 D01AA38 HUNGARY
015 E04AA38 X
015 A00AA39 ICELAND LIMITED
015 B00AA39 S
015 C01AA39 REYKJAVIK
015 D01AA39 ICELAND
015 E04AA39 X
015 A00AA40 THE HONGKONG AND SHANGHAI BANKING CORP. LTD.
015 B00AA40 S
015 C01AA40 MUMBAI
015 D01AA40 INDIA
015 E04AA40 X
015 A00AA41 DEUTSCHE BANK AG
015 B00AA41 S
015 C01AA41 MUMBAI
015 D01AA41 INDIA
PAGE 7015 E04AA41 X
015 A00AA42 STANDARD CHARTERED BANK
015 B00AA42 S
015 C01AA42 JAKARTA
015 D01AA42 INDONESIA
015 E04AA42 X
015 A00AA43 BANK OF IRELAND
015 B00AA43 S
015 C01AA43 DUBLIN
015 D01AA43 IRELAND
015 E04AA43 X
015 A00AA44 BANK HAPOALIM B.M.
015 B00AA44 S
015 C01AA44 TEL AVIV
015 D01AA44 ISRAEL
015 E04AA44 X
015 A00AA45 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B00AA45 S
015 C01AA45 MILAN
015 D01AA45 ITALY
015 E04AA45 X
015 A00AA46 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE
015 B00AA46 S
015 C01AA46 ABIDJAN
015 D01AA46 IVORY COAST
015 E04AA46 X
015 A00AA47 SCOTIABANK JAMAICA TRUST AND MERCHANT BANK LT
015 B00AA47 S
015 C01AA47 KINGSTON
015 D01AA47 JAMAICA
015 E04AA47 X
015 A00AA48 MIZUHO CORPORATE BANK, LTD.
015 B00AA48 S
015 C01AA48 TOKYO
015 D01AA48 JAPAN
015 E04AA48 X
015 A00AA49 SUMITOMO MITSUI BANKING CORPORATION
015 B00AA49 S
015 C01AA49 TOKYO
015 D01AA49 JAPAN
015 E04AA49 X
015 A00AA50 HSBC BANK MIDDLE EAST
015 B00AA50 S
015 C01AA50 AMMAN
015 D01AA50 JORDAN
015 E04AA50 X
015 A00AA51 HSBC BANK KAZAKHSTAN
015 B00AA51 S
015 C01AA51 ALMATY
015 D01AA51 KAZAKHSTAN
015 E04AA51 X
PAGE 8015 A00AA52 BARCLAYS BANK OF KENYA LIMITED
015 B00AA52 S
015 C01AA52 NAIROBI
015 D01AA52 KENYA
015 E04AA52 X
015 A00AA53 DEUTSCHE BANK AG
015 B00AA53 S
015 C01AA53 SEOUL
015 D01AA53 REPUBLIC OF KOREA
015 E04AA53 X
015 A00AA54 THE HONGKONG AND SHANGHAI BANKING CORP. LTD.
015 B00AA54 S
015 C01AA54 SEOUL
015 D01AA54 REPUBLIC OF KOREA
015 E04AA54 X
015 A00AA55 A/S HANSABANKA
015 B00AA55 S
015 C01AA55 RIGA
015 D01AA55 LATVIA
015 E04AA55 X
015 A00AA56 HSBC BANK MIDDLE EAST
015 B00AA56 S
015 C01AA56 BEIRUT
015 D01AA56 LEBANON
015 E04AA56 X
015 A00AA57 VILNIAUS BANKAS AB
015 B00AA57 S
015 C01AA57 VILNIUS
015 D01AA57 LITHUANIA
015 E04AA57 X
015 A00AA58 CLEARSTREAM BANKING
015 B00AA58 S
015 C01AA58 LUXEMBOURG
015 D01AA58 LUXEMBOURG
015 E04AA58 X
015 A00AA59 STANDARD CHARTERED BANK MALAYSIA BERHAD
015 B00AA59 S
015 C01AA59 KUALA LUMPUR
015 D01AA59 MALAYSIA
015 E04AA59 X
015 A00AA60 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE
015 B00AA60 S
015 C01AA60 ABIDJAN
015 D01AA60 MALI
015 E04AA60 X
015 A00AA61 THE HONGKONG AND SHANGHAI BANKING CORP. LTD.
015 B00AA61 S
015 C01AA61 PORT LOUIS
015 D01AA61 MAURITIUS
015 E04AA61 X
015 A00AA62 BANCO NATIONAL DE MEXICO S.A.
PAGE 9015 B00AA62 S
015 C01AA62 MEXICO CITY
015 D01AA62 MEXICO
015 E04AA62 X
015 A00AA63 BANQUE COMMERICIALE DU MAROC
015 B00AA63 S
015 C01AA63 CASABLANCA
015 D01AA63 MOROCCO
015 E04AA63 X
015 A00AA64 STANDARD BANK NAMIBIA LIMITED
015 B00AA64 S
015 C01AA64 WINDHOEK
015 D01AA64 NAMIBIA
015 E04AA64 X
015 A00AA65 KAS BANK N.V.
015 B00AA65 S
015 C01AA65 AMSTERDAM
015 D01AA65 NETHERLANDS
015 E04AA65 X
015 A00AA66 WESPAC BANKING CORPORATION
015 B00AA66 S
015 C01AA66 WELLINGTON
015 D01AA66 NEW ZEALAND
015 E04AA66 X
015 A00AA67 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE
015 B00AA67 S
015 C01AA67 ABIDJAN
015 D01AA67 NIGER
015 E04AA67 X
015 A00AA68 STANBIC BANK NIGERIA LIMITED
015 B00AA68 S
015 C01AA68 LAGOS
015 D01AA68 NIGERIA
015 E04AA68 X
015 A00AA69 NORDEA BANK NORGE ASA
015 B00AA69 S
015 C01AA69 OSLO
015 D01AA69 NORWAY
015 E04AA69 X
015 A00AA70 HSBC BANK MIDDLE EAST
015 B00AA70 S
015 C01AA70 MUSCAT
015 D01AA70 OMAN
015 E04AA70 X
015 A00AA71 DEUTSCHE BANK AG
015 B00AA71 S
015 C01AA71 KARACHI
015 D01AA71 PAKISTAN
015 E04AA71 X
015 A00AA72 HSBC BANK MIDDLE EAST
015 B00AA72 S
PAGE 10015 C01AA72 RAMALLAH
015 D01AA72 PALESTINE
015 E04AA72 X
015 A00AA73 BANKBOSTON N.A.
015 B00AA73 S
015 C01AA73 PANAMA CITY
015 D01AA73 PANAMA
015 E04AA73 X
015 A00AA74 CITIBANK N.A.
015 B00AA74 S
015 C01AA74 LIMA
015 D01AA74 PERU
015 E04AA74 X
015 A00AA75 STANDARD CHARTERED BANK
015 B00AA75 S
015 C01AA75 MANILA
015 D01AA75 PHILIPPINES
015 E04AA75 X
015 A00AA76 BANK HANDLOWY W WARSZAWIE S.A.
015 B00AA76 S
015 C01AA76 WARSAW
015 D01AA76 POLAND
015 E04AA76 X
015 A00AA77 BANCO COMERCIAL PORTUGUES
015 B00AA77 S
015 C01AA77 LISBON
015 D01AA77 PORTUGAL
015 E04AA77 X
015 A00AA78 CITIBANK N.A.
015 B00AA78 S
015 C01AA78 SAN JUAN
015 D01AA78 PUERTO RICO
015 E04AA78 X
015 A00AA79 HSBC BANK MIDDLE EAST
015 B00AA79 S
015 C01AA79 DOHA
015 D01AA79 QATAR
015 E04AA79 X
015 A00AA80 ING BANK N.V.
015 B00AA80 S
015 C01AA80 BUCHAREST
015 D01AA80 ROMANIA
015 E04AA80 X
015 A00AA81 ING BANK (EURASIA) ZAO
015 B00AA81 S
015 C01AA81 MOSCOW
015 D01AA81 RUSSIA
015 E04AA81 X
015 A00AA82 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE
015 B00AA82 S
015 C01AA82 ABIDJAN
PAGE 11015 D01AA82 SENEGAL
015 E04AA82 X
015 A00AA83 THE DEVELOPMENT BANK OF SINGAPORE LTD.
015 B00AA83 S
015 C01AA83 SINGAPORE
015 D01AA83 SINGAPORE
015 E04AA83 X
015 A00AA84 CESKOSLOVENSKA OBCHODNI BANKA A.S.
015 B00AA84 S
015 C01AA84 BRATISLAVA
015 D01AA84 SLOVAK REPUBLIC
015 E04AA84 X
015 A00AA85 BANK AUSTRIA CREDITANSTALT D.D.
015 B00AA85 S
015 C01AA85 LJUBLJANA
015 D01AA85 SLOVENIA
015 E04AA85 X
015 A00AA86 NEDCOR BANK LIMITED
015 B00AA86 S
015 C01AA86 BRAAMFONTEIN
015 D01AA86 SOUTH AFRICA
015 E04AA86 X
015 A00AA87 STANDARD BANK OF SOUTH AFRICA LIMITED
015 B00AA87 S
015 C01AA87 JOHANNESBURG
015 D01AA87 SOUTH AFRICA
015 E04AA87 X
015 A00AA88 SANTANDER CENTRAL HISPANO S.A.
015 B00AA88 S
015 C01AA88 MADRID
015 D01AA88 SPAIN
015 E04AA88 X
015 A00AA89 THE HONGKONG AND SHANGHAI BANKING CORP. LTD.
015 B00AA89 S
015 C01AA89 COLOMBO
015 D01AA89 SRI LANKA
015 E04AA89 X
015 A00AA90 STANDARD BANK SWAZILAND LIMITED
015 B00AA90 S
015 C01AA90 MBABANE
015 D01AA90 SWAZILAND
015 E04AA90 X
015 A00AA91 SCANDINAVISKA ENSKILDA BANKEN
015 B00AA91 S
015 C01AA91 STOCKHOLM
015 D01AA91 SWEDEN
015 E04AA91 X
015 A00AA92 UBS AG
015 B00AA92 S
015 C01AA92 ZURICH
015 D01AA92 SWITZERLAND
PAGE 12015 E04AA92 X
015 A00AA93 CENTRAL TRUST OF CHINA
015 B00AA93 S
015 C01AA93 TAIPEI
015 D01AA93 TAIWAN (R.O.C.)
015 E04AA93 X
015 A00AA94 STANDARD CHARTERED BANK
015 B00AA94 S
015 C01AA94 BANGKOK
015 D01AA94 THAILAND
015 E04AA94 X
015 A00AA95 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE
015 B00AA95 S
015 C01AA95 ABIDJAN
015 D01AA95 TOGO
015 E04AA95 X
015 A00AA96 REPUBLIC BANK LIMITED
015 B00AA96 S
015 C01AA96 PORT-OF-SPAIN
015 D01AA96 TRINIDAD & TOBAGO
015 E04AA96 X
015 A00AA97 BANQUE INTERNATIONALE ARABE DE TUNISIE
015 B00AA97 S
015 C01AA97 TUNIS
015 D01AA97 TUNISIA
015 E04AA97 X
015 A00AA98 CITIBANK N.A.
015 B00AA98 S
015 C01AA98 ISTANBUL
015 D01AA98 TURKEY
015 E04AA98 X
015 A00AA99 BARCLAYS BANK OF UGANDA LIMITED
015 B00AA99 S
015 C01AA99 KAMPALA
015 D01AA99 UGANDA
015 E04AA99 X
018 00AA00 Y
019 A00AA00 Y
019 B00AA00 128
019 C00AA00 ALLIANCECA
020 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
020 B000001 13-5674085
020 C000001 1018
020 A000002 CITIGROUP GLOBAL MARKETS
020 C000002 929
020 A000003 UBS A.G.
020 C000003 651
020 A000004 BERNSTEIN (SANFORD C.) & CO., INC.
020 B000004 13-2625874
020 C000004 614
020 A000005 CREDIT SUISSE FIRST BOSTON CORP.
PAGE 13020 B000005 13-5659485
020 C000005 532
020 A000006 MORGAN STANLEY
020 B000006 13-2655998
020 C000006 346
020 A000007 UBS WARBURG
020 B000007 13-3340045
020 C000007 304
020 A000008 MORGAN (J.P.) SECURITIES, INC.
020 B000008 13-3224016
020 C000008 291
020 A000009 DEUTSCHE BANK AG
020 B000009 13-2730828
020 C000009 226
020 A000010 GOLDMAN, SACHS & CO.
020 B000010 13-5108880
020 C000010 191
021 000000 6670
022 A000001 STATE STREET BANK AND TRUST CO.
022 B000001 04-1867445
022 C000001 108847771
022 D000001 33250
022 A000002 GOLDMAN, SACHS & CO.
022 B000002 13-5108880
022 C000002 6596250
022 D000002 4040062
022 A000003 CITIGROUP GLOBAL MARKETS
022 C000003 3317761
022 D000003 2648700
022 A000004 CHASE SECURITIES, INC.
022 B000004 13-3112953
022 C000004 2392405
022 D000004 2136358
022 A000005 LEHMAN BROTHERS, INC.
022 B000005 13-2518466
022 C000005 2541588
022 D000005 1567411
022 A000006 MORGAN STANLEY
022 B000006 13-2655998
022 C000006 2160289
022 D000006 1942058
022 A000007 DEUTSCHE BANK AG
022 B000007 13-2730828
022 C000007 2380498
022 D000007 1688207
022 A000008 MERRILL LYNCH, PIERCE, FENNER, & SMITH, INC.
022 B000008 13-5674085
022 C000008 2255391
022 D000008 1385019
022 A000009 GREENWICH CAPITAL MARKETS, INC.
022 B000009 13-3172275
PAGE 14022 C000009 2440143
022 D000009 1102218
022 A000010 CREDIT SUISSE FIRST BOSTON CORP.
022 B000010 13-5659485
022 C000010 1291359
022 D000010 1365088
023 C000000 144669646
023 D000000 21787959
026 A000000 Y
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
026 H000000 N
027 000000 Y
049 00AA00 N
050 00AA00 N
051 00AA00 N
052 00AA00 N
053 A00AA00 N
054 A00AA00 N
054 B00AA00 Y
054 C00AA00 N
054 D00AA00 N
054 E00AA00 N
054 F00AA00 N
054 G00AA00 Y
054 H00AA00 Y
054 I00AA00 N
054 J00AA00 Y
054 K00AA00 N
054 L00AA00 N
054 M00AA00 Y
054 N00AA00 N
054 O00AA00 N
077 A000000 Y
077 B000000 Y
077 C000000 N
077 D000000 N
077 E000000 Y
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
PAGE 15077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 Y
077 Q020000 N
077 Q030000 N
080 A00AA00 ICI MUTUAL INSURANCE COMPANY
080 B00AA00 GULF INSURANCE COMPANY, CHUBB, CNA
080 C00AA00 110000
081 A00AA00 Y
081 B00AA00 127
082 A00AA00 N
082 B00AA00 0
083 A00AA00 N
083 B00AA00 0
084 A00AA00 N
084 B00AA00 0
085 A00AA00 Y
085 B00AA00 Y
086 A010000 0
086 A020000 0
086 B010000 0
086 B020000 0
086 C010000 0
086 C020000 0
086 D010000 0
086 D020000 0
086 E010000 0
086 E020000 0
086 F010000 0
086 F020000 0
024 000100 N
025 D000101 0
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PAGE 18067 000100 N
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