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Ownership Document |
Schema Version: X0202 |
Document Type: 4 |
Period of Report: 10/4/07 |
Not Subject to Section 16: 1 |
Issuer: |
| Issuer CIK: 1217688 |
| Issuer Name: FOXHOLLOW TECHNOLOGIES, INC. |
| Issuer Trading Symbol: FOXH |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1304079 |
| | Owner Name: Ferguson Matthew |
| Reporting Owner Address: |
| | Owner Street 1: C/O FOXHOLLOW TECHNOLOGIES, INC. |
| | Owner Street 2: 740 BAY ROAD |
| | Owner City: REDWOOD CITY |
| | Owner State: CA |
| | Owner ZIP Code: 94063 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Financial Officer |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 10/4/07 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: D |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 141,591 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 0 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | Conversion or Exercise Price: |
| | | Value: 28.2 |
| | Transaction Date: |
| | | Value: 10/4/07 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: D |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 30,000 |
| | | Transaction Price Per Share: |
| Footnote ID: F4 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F3 |
| | Expiration Date: |
| | | Value: 1/31/15 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 30,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 0 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | Conversion or Exercise Price: |
| | | Value: 30.6 |
| | Transaction Date: |
| | | Value: 10/4/07 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: D |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 50,000 |
| | | Transaction Price Per Share: |
| Footnote ID: F6 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F5 |
| | Expiration Date: |
| | | Value: 2/17/16 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 50,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 0 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | Conversion or Exercise Price: |
| | | Value: 20.94 |
| | Transaction Date: |
| | | Value: 10/4/07 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: D |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 40,000 |
| | | Transaction Price Per Share: |
| Footnote ID: F8 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F7 |
| | Expiration Date: |
| | | Value: 4/10/17 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 40,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 0 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Units with Performance Based Vesting |
| | Conversion or Exercise Price: |
| | | Value: 0 |
| | Transaction Date: |
| | | Value: 10/4/07 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: D |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 33,000 |
| | | Transaction Price Per Share: |
| Footnote ID: F10 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F9 |
| | Expiration Date: |
| | | Footnote ID: F9 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 33,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 0 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Includes 161 shares purchased under the FoxHollow Technologies, Inc. Employee Stock Purchase Plan. |
| Footnote - F2: Pursuant to the merger of a wholly-owned subsidiary of ev3 Inc. ("ev3") with and into FoxHollow Technologies, Inc. (the "Merger"), such shares were disposed of in exchange for $3,670,038.72 in cash. |
| Footnote - F3: This option vests with respect to 1/4 of the shares on January 1, 2006 and 1/36 of the remaining shares vest and become exercisable each month thereafter for 36 months. |
| Footnote - F4: This option was assumed by ev3 in the Merger and replaced with an option to purchase 48,540 shares of ev3 common stock for an exercise price of $17.43 per share, vesting with respect to 1/12 of the unvested shares on each month thereafter for 12 months beginning on October 4, 2007. |
| Footnote - F5: This option vests with respect to 1/4 of the shares on February 17, 2007 and 1/36 of the remaining shares vest and become exercisable each month thereafter for 36 months. |
| Footnote - F6: This option was assumed by ev3 in the Merger and replaced with an option to purchase 80,900 shares of ev3 common stock for an exercise price of $18.91 per share, vesting with respect to 1/12 of the unvested shares on each month thereafter for 12 months beginning on October 4, 2007. |
| Footnote - F7: This option vests with respect to 1/4 of the shares on March 6, 2007 and 1/36 of the remaining shares vest and become exercisable each month thereafter for 36 months. |
| Footnote - F8: This option was assumed by ev3 in the Merger and replaced with an option to purchase 64,720 shares of ev3 common stock for and exercise price of $12.94 per share, vesting with respect to 1/12 of the unvested shares on each month thereafter for 12 months beginning on October 4, 2007. |
| Footnote - F9: The restricted stock unit represents a contingent right to receive the maximum number of shares of ev3 common stock at a future date or event assuming that the maximum targets are achieved. |
| Footnote - F10: This restricted stock unit was assumed by ev3 in the Merger and replaced with a restricted stock unit with the contingent right to receive 32,360 shares of ev3 common stock. The restricted stock unit will vest with respect to 50% of the shares on October 4, 2007 and with respect to the remaining unvested shares on October 4, 2008. |
Owner Signature: |
| Signature Name: /s/ Matthew B. Ferguson |
| Signature Date: 10/8/07 |