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Ratnersalzberg Deborah – ‘4/A’ for 4/6/05 re: Forest City Enterprises Inc.

On:  Monday, 4/11/05, at 4:15pm ET   ·   For:  4/6/05   ·   As:  Director and 10% Owner   ·   Accession #:  1217466-5-3   ·   File #:  1-04372

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 4/11/05  Ratnersalzberg Deborah            4/A        Dir.,%Own.  2:31K  Forest City Enterprises Inc.

Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4/A         Amendment to Statement of Changes in Beneficial     HTML     29K 
                Ownership of Securities by an Insider --                         
                edgar.xml/2.2                                                    
 2: EX-24       Power of Attorney                                      1      4K 


‘4/A’   —   Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider — edgar.xml/2.2




        

This ‘4/A’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
RATNERSALZBERG DEBORAH

(Last)(First)(Middle)
1615 L STREET NW, SUITE 400

(Street)
WASHINGTONDC20036

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
FOREST CITY ENTERPRISES INC [ FCEA/FCEB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
4/6/05
4. If Amendment, Date of Original Filed (Month/Day/Year)
4/8/05
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock 413,056ISee footnote (2)
Class A Common Stock 1,750ISee footnote (3)
Class A Common Stock 28,111ISee footnote (4)
Class A Common Stock 9,825ISee footnote (5)
Class A Common Stock 1,596ISee footnote (6)
Class A Common Stock 416,130ISee footnote (7)
Class A Common Stock 45,000ISee footnote (8)
Class A Common Stock 7,978D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock450 450 (1) (9)D
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock188,464 188,464ISee footnote (9)
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock137,526 137,526ISee footnote (10)
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock46,994 46,994ISee footnote (11)
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock74,400 74,400ISee footnote (12)
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock3,201 3,201ISee footnote (13)
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock70,200 70,200ISee footnote (14)
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock2,520 2,520ISee footnote (15)
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock40,970 40,970ISee footnote (16)
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock40,968 40,968ISee footnote (18)
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock29,196 29,196ISee footnote (17)
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock100,071 100,071ISee footnote (18)
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock16,067 16,067ISee footnote (19)
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock60,842 60,842ISee footnote (20)
Class B Common - Convertible$0 (26) 8/8/88 (26) 8/8/88 (26)Common Stock185,260 185,260ISee footnote (21)
1998 Stock Option Grant (right to buy)$19 3/17/00 (22) 3/17/08Class A Common10,800 10,800D
2001 Stock Option Grant (right to buy)$28.533 3/8/03 (23) 3/8/11Class A Common15,600 15,600D
2003 Stock Option Grant (right to buy)$31 3/17/05 (24) 3/17/13Class A Common15,600 15,600D
2005 Stock Option Grant (right to buy)$60.5 4/6/05 A 12,600 4/6/07 (25) 4/6/15Class A Common12,600$0 (25)12,600D (25)
Explanation of Responses:
(1)  General Partnership interest in RMS, Ltd., an Ohio limited partnership.
(2)  Deborah Ratner Trust dated 11/10/55.
(3)  Deborah Ratner Salzberg 2001 Trust.
(4)  Michael Salzberg (spouse) held in street account at McDonald Investments.
(5)  Michael Salzberg (spouse) shares held directly.
(6)  Albert B. Ratner 1989 Grandchildren's Trust - for the Benefit of Anna Salzberg (daughter) 595 and Eric Salzberg (son) 595. Deborah Ratner disclaims any beneficial interest.
(7)  Albert Ratner Remainder Interest Trust - for the benefit of Anna Salzberg (daughter) 208,065 and Eric Salzberg (son) 208,065. Deborah Ratner disclaims any beneficial interest.
(8)  Deborah Ratner Salzberg Family Trust dated 12/29/86 - for the benefit of Anna Salzberg (daughter) 22,500 and Eric Salzberg (son) 22,500.
(9)  U/A Deborah Ratner-Salzberg Trust dated 2/9/87 - limited partnership interest in RMS, Ltd. limited partnership. Shares from the Faye Ratner Trust were merged into this trust 12/31/04.
(10)  U/A Deborah Ratner-Salzberg Trust dated 2/9/87 - FCE Management, L.P. limited partnership interest in RMS, Ltd. limited partnership.
(11)  Deborah Ratner Salzberg 2001 Trust. - FCE Management, L.P. limited partnership interest.
(12)  Albert B. Ratner 1986 Grandchildren's Trust - for the benefit of Anna Salzberg (daughter). Deborah Ratner disclaims any beneficial interest.
(13)  Deborah Ratner 1986 Family Trust - as limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter) 1,600and Eric Salzberg (son) 1,601. Deborah Ratner disclaims any beneficial interest.
(14)  Deborah Ratner 1989 Irrevocable Trust - for the benefit of Anna Salzberg (daughter) 35,100 and Eric Salzberg (son) 35,100. Deborah Ratner disclaims any beneficial interest.
(15)  Anna Salzberg (daughter), shares are held in street account at McDonald Investments as limited partner in RMS, Ltd.
(16)  Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter). Deborah Ratner disclaims any beneficial interest.
(17)  Albert B. Ratner 1987 Family Trust - a limited partner in RMS, Ltd.; for the benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest.
(18)  Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest.
(19)  Albert B. Ratner 1989 Grandchildren's Trust - limited partnership interest in FCE Management, L.P., limited partner of RMS, Ltd., for the benefit of Anna Salzberg (daughter) . Deborah Ratner disclaims any beneficial interest.
(20)  Albert B. Ratner 1989 Grandchildren's Trust - limited partnership interest in FCE Management, L.P., limited partner of RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner disclaims any beneficial interest.
(21)  Albert B. Ratner 1999 Revocable Trust - limited partnership interest in FCE Management, L.P., limited partner of RMS, Ltd., for the benefit of Anna Salzberg (daughter) 92,630 and Eric Salzberg (son) - 92,630. Deborah Ratner disclaims any beneficial interest.
(22)  1998 Stock Option Grant - 25% exercisable 3/17/00; 33% exercisable 3/17/01; and 42% exercisable 3/17/02.
(23)  2001 Stock Option Grant - 25% exercisable 3/8/03; 25% exercisable 3/8/04; and 50% exercisable 3/8/05.
(24)  2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07.
(25)  2005 Stock Option Grant - 25% exercisable 4/6/07; 25% exercisable 4/6/08; and 50% exersicable 4/6/09.
(26)  Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities.
Remarks:
Form is being amended to reflect the correct dates. Original filing showed 12/16/04 as the earliest date required to be filed and the signature block had 12/21/04. Dates should have been 4/6/05 and 4/8/05 repsectively. Address has also been updated.
Geralyn M. Presti, Attorney-In-Fact for Deborah Ratner-Salzberg 4/11/05
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    A    Grant, award or other acquisition pursuant to Rule 16b-3(d).

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