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Ratner Charles A · 4 · Forest City Enterprises Inc · For 3/29/07

Filed On 4/2/07 7:01pm ET   ·   SEC File 1-04372   ·   Accession Number 1217463-7-2

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  As Of               Filer                 Filing     As/For/On Docs:Pgs              Issuer

 4/02/07  Ratner Charles A                  4           3/29/07    2:16   Forest City Enterprises Inc

Statement of Change in Beneficial Ownership of Securities   ·   Form 4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Change in Beneficial Ownership of       XML     23K 
                          Securities                                             
 2: EX-24       Power of Attorney                                      1      5K

4   ·   Statement of Change in Beneficial Ownership of Securities

This is an EDGAR XML document rendered as filed at the SEC.

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SEC Form 4
FORM 4  UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 
OMB APPROVAL 
OMB Number:  3235-0287 
Expires:  February 28, 2011 
Estimated average burden 
hours per response  0.5 
 
 
   
 		 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 
1. Name and Address of Reporting Person*
RATNER CHARLES A 
(Last)  (First)  (Middle) 
50 PUBLIC SQUARE, SUITE 1100 
 
(Street)
CLEVELAND  OH  44113 
(City)  (State)  (Zip) 
 		 2. Issuer Name and Ticker or Trading Symbol
FOREST CITY ENTERPRISES INC [ FCEA/FCEB ] 		 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X  Director  X  10% Owner 
X  Officer (give title below)    Other (specify below) 
Chairman of the Bd, CEO & Pres 
 
3. Date of Earliest Transaction (Month/Day/Year)
3/29/07 
4. If Amendment, Date of Original Filed (Month/Day/Year)
 		 6. Individual or Joint/Group Filing (Check Applicable Line)
X  Form filed by One Reporting Person 
  Form filed by More than One Reporting Person 
 
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock                847,803  I  See footnote ( 1 )  
Class A Common Stock                875  I  See footnote ( 2 )  
Class A Common Stock                4,204  I  See footnote ( 3 )  
Class A Common Stock                237,500  I  See footnote ( 4 )  
Class A Common Stock                541,806  I  See footnote ( 5 )  
Class A Common Stock                2,236  I  See footnote ( 6 )  
Class A Common Stock                8,198  I  See footnote ( 7 )  
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common - Convertible  $0 ( 22 )               8/8/88 ( 22 )   8/8/88 ( 22 )   Common Stock  900    900  I  See footnote ( 8 )  
Class B Common - Convertible  $0 ( 22 )               8/8/88 ( 22 )   8/8/88 ( 22 )   Common Stock  75,078    75,078  I  See footnote ( 9 )  
Class B Common - Convertible  $0 ( 22 )               8/8/88 ( 22 )   8/8/88 ( 22 )   Common Stock  909,392    909,392  I  See footnote ( 10 )  
Class B Common - Convertible  $0 ( 22 )               8/8/88 ( 22 )   8/8/88 ( 22 )   Common Stock  23,531    23,531  I  See footnote ( 11 )  
Class B Common - Convertible  $0 ( 22 )               8/8/88 ( 22 )   8/8/88 ( 22 )   Common Stock  5,992    5,992  I  See footnote ( 12 )  
Class B Common - Convertible  $0 ( 22 )               8/8/88 ( 22 )   8/8/88 ( 22 )   Common Stock  5,992    5,992  I  See footnote ( 13 )  
Class B Common - Convertible  $0 ( 22 )               8/8/88 ( 22 )   8/8/88 ( 22 )   Common Stock  5,992    5,992  I  See footnote ( 14 )  
Class B Common - Convertible  $0 ( 22 )               8/8/88 ( 22 )   8/8/88 ( 22 )   Common Stock  5,992    5,992  I  See footnote ( 15 )  
Class B Common - Convertible  $0 ( 22 )               8/8/88 ( 22 )   8/8/88 ( 22 )   Common Stock  53,215    53,215  I  See footnote ( 16 )  
Class B Common - Convertible  $0 ( 22 )               8/8/88 ( 22 )   8/8/88 ( 22 )   Common Stock  233,080    233,080  I  See footnote ( 17 )  
2003 Stock Option Grant (right to buy)  $15.5              3/17/05 ( 18 )   3/17/13  Class A Common  43,200    43,200  D ( 18 )    
2005 Stock Option Grant (right to buy)  $31.75              4/6/07 ( 19 )   4/6/15  Class A Common  40,000    40,000  D ( 19 )    
2006 Stock Option Grant (right to buy)  $46.37              4/4/08 ( 20 )   4/4/16  Class A Common  40,000    40,000  D ( 20 )    
2007 Stock Option Grant (right to buy)  $65.35  3/29/07    A    40,000    3/29/09 ( 21 )   3/29/17  Class A Common  40,000  $0 ( 21 )   40,000  D ( 21 )    
Explanation of Responses: 
1. Charles Ratner Revocable Trust dated 7/17/81. 38,650 shares were transferred from the individual account to the trust. 
2. Charles Ratner 2001 Trust - dated 11/1/01. Trust holds 3,500 shares to split among children; son Adam has an interest in 874 shares. Charles Ratner disclaims beneficial interest. 
3. Held by spouse in an account at McDonald Investments. 
4. Illana Horowitz Ratner Trust - dated 12/29/92 (spouse). 
5. Charles Ratner 1986 Remainder Interest Trust - Albert Ratner is trustee; Charles Ratner retains an income interest for life. Beneficiaries are his children. 
6. Max Ratner 1986 Family Trust for the Benefit of Kevin Ratner (adult child of Charles Ratner) - Charles Ratner is trustee. 
7. Max Ratner 1986 Family Trust for the Benefit of Rachel Ratner (adult child of Charles Ratner) - Charles Ratner is trustee. 
8. General Partnership interest in RMS, Ltd. partnership a 10% shareholder. 
9. The Charles Ratner Revocable Trust Agreement dated 7/17/81, as modified (Charles is settlor and co-trustee). RMS, Ltd. limited partnership interest. 
10. The Charles Ratner Revocable Trust Agreement dated 7/17/81, as modified (Charles is settlor and co-trustee) FCE Management, L.P. interest as limited partner in RMS, Ltd. 
11. Charles Ratner 2001 Trust - dated 11/1/01 - FCE Management, L.P. interest as limited partner in RMS, Ltd. - total holdings of trust are 94,124, shares are split among children, son Adam has an interest in 23,531. Charles Ratner disclaims beneficial interest. 
12. Max Ratner 1986 Family Trust for the benefit of Kevin Ratner (son) - Charles Ratner is Trustee. 
13. Max Ratner 1986 Family Trust for the benefit of Rachel Ratner (daughter) - Charles Ratner is Trustee. 
14. Max Ratner 1986 Family Trust for the benefit of Jonathan Ratner (son) - Charles Ratner is Trustee. 
15. Max Ratner 1986 Family Trust for the benefit of Adam Ratner (son) - Charles Ratner is Trustee. 
16. Max Ratner 1988 Grandchildrens Trust - a limited partner in RMS, Ltd., for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest. 
17. Max Ratner 1999 Irrevocable Trust - a limited partnership interest in FCE Management, L.P., a limited partner of RMS, Ltd., for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest. 
18. 2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07. 
19. 2005 Stock Option Grant - 25% exercisable 4/6/07; 25% exercisable 4/6/08; and 50% exersicable 4/6/09. 
20. 2006 Stock Option Grant - 25% exercisable 4/4/08; 25% exercisable 4/4/09; and 50% exersicable 4/4/10. 
21. 2007 Stock Option Grant - 25% exercisable 3/29/09; 25% exercisable 3/29/10; and 50% exercisable 3/29/11. 
22. Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. 
Remarks: 
 
  Geralyn M. Presti, Attorney-in-Fact for Charles A. Ratner  4/2/07 
  ** Signature of Reporting Person  Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. 
________
Transaction Codes:
  A    Grant, award or other acquisition pursuant to Rule 16b-3(d).

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