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Creative Realities, Inc. – ‘8-K’ for 9/18/19

On:  Wednesday, 9/18/19, at 4:04pm ET   ·   For:  9/18/19   ·   Accession #:  1213900-19-18348   ·   File #:  1-33169

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/18/19  Creative Realities, Inc.          8-K:5,9     9/18/19    1:20K                                    Edgar Agents LLC/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     14K 


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (date of earliest event reported): September 18, 2019

 

CREATIVE REALITIES, INC.

(Exact name of registrant as specified in its charter)

 

Minnesota   001-33169   41-1967918
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

13100 Magisterial Drive, Suite 100, Louisville, KY   40223
(Address of principal executive offices)   (Zip Code)

 

(502) 791-8800

(Registrant's telephone number, including area code)

 

Not applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

  

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
 Common Stock, par value $0.001 per share    CREX    The Nasdaq Stock Market LLC
 Warrants to purchase Common Stock    CREXW    The Nasdaq Stock Market LLC

  

 

 

 C: 

 

 

Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On September 18, 2019, Creative Realities, Inc. (the “Company”) released the vesting restrictions applicable to 33,333 restricted shares of Company’s common stock (the “Restricted Shares”) issued to Richard Mills, the Chief Executive Officer of the Company. The Company previously issued to Mr. Mills the Restricted Shares, as part of an issuance of an aggregate of 166,667 common shares pursuant to the terms of a Restricted Stock Agreement; the remaining 133,334 shares were not subject to vesting conditions. All shares were issued under the Company’s 2014 Stock Incentive Plan, as amended. The Restricted Shares were scheduled to vest upon the Company’s recognition of $6,094,375 of deferred Sprint-related revenue. The Company has recognized $6,053,323 of such revenue in accordance with U.S. GAAP, and the Company accelerated the vesting of the Restricted Shares in recognition of Mr. Mills’ accomplishments on the Company’s behalf with respect to its dealings with Sprint.

 

The Restricted Stock Agreement was previously filed with the SEC attached and is incorporated herein by reference.

 

Item 9.01Financial Statements and Exhibits.

 

       
(d) Exhibits    
       
  Exhibit No.   Description
  10.1   Restricted Stock Agreement, dated as of December 14, 2018, by and between the registrant and Richard Mills (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on December 14, 2018).

 

 C: 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Creative Realities, Inc.
  (Registrant)
     
  By: /s/ Will Logan
    Will Logan
    Chief Financial Officer

  

Date: September 18, 2019

 

 C: 

 


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