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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/07/21 Applied Energetics, Inc. 8-K:1 1/01/21 1:23K EdgarAgents LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 14K
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) January 1, 2021
APPLIED ENERGETICS, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
| 001-14015 | 77-0262908 | |
| (Commission File Number) | (IRS
Employer Identification No.) |
| 2480 W Ruthrauff Road, Suite 140 Q, Tucson, Arizona | 85705 | |
| (Address of Principal Executive Offices) | (Zip Code) |
(520) 628-7415
(Registrant’s Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company: ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| Common Stock, par value, $.001 | AERG | OTCQB |
C:
Item 1.01 – Amendment of a Material Definitive Agreement.
Effective January 1, 2021, Applied Energetics, Inc. and Dr. Gregory J. Quarles amended Dr. Quarles’s Executive Employment Agreement. The amendment appoints Dr. Quarles as President of Applied Energetics in addition to his service as Chief Executive Officer. As additional compensation, the amendment also increased Dr. Quarles’s base compensation by $50,000 per year commencing January 2021. The increase is partly to account for the continuous, cross-country travel he is undertaking on behalf of Applied Energetics, particularly in the midst of the Coronavirus pandemic, and is consistent with recommendations made by an outside compensation consultant in an independent analysis commissioned by the Company in October 2020.
C:
C: 1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| APPLIED ENERGETICS, INC. | ||
| By: | /s/ Gregory J. Quarles | |
| Gregory J. Quarles, | ||
| President and Chief Executive Officer | ||
Date: January 6, 2021
2
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 1/7/21 | None on these Dates | ||
| Filed on: | 1/6/21 | |||
| For Period end: | 1/1/21 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/10/21 Applied Energetics, Inc. S-8 12/10/21 6:245K EdgarAgents LLC/FA 10/05/21 Applied Energetics, Inc. S-3 10/04/21 3:234K MDM Corp Elec Fi… Inc/FA 9/28/21 Applied Energetics, Inc. 424B3 1:90K EdgarAgents LLC/FA 9/09/21 Applied Energetics, Inc. S-3 3:213K EdgarAgents LLC/FA 7/19/21 Applied Energetics, Inc. 424B3 1:115K EdgarAgents LLC/FA 6/10/21 Applied Energetics, Inc. S-3 3:196K EdgarAgents LLC/FA 6/04/21 Applied Energetics, Inc. 424B3 1:92K EdgarAgents LLC/FA 4/21/21 Applied Energetics, Inc. POS AM 2:192K EdgarAgents LLC/FA 3/18/21 Applied Energetics, Inc. POS AM 2:158K EdgarAgents LLC/FA |