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Tang Capital Management LLC, et al. – ‘3’ for 1/25/07 re: Aradigm Corp.

On:  Monday, 1/29/07, at 5:46pm ET   ·   For:  1/25/07   ·   As:  10% Owner   ·   Accession #:  1209191-7-5861   ·   File #:  0-28402

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/29/07  Tang Capital Management LLC       3          10% Owner   1:7K   Aradigm Corp.                     DONNELLEY FIN… File16/FA
          Tang Capital Partners LP
          Tang Kevin C

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Form 3 Submission -- doc3.xml/2.2                   HTML      7K 




              

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Form 3 Submission
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
TANG KEVIN C

(Last)(First)(Middle)
4401 EASTGATE MALL

(Street)
SAN DIEGOCA92121

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
1/25/07
3. Issuer Name and Ticker or Trading Symbol
ARADIGM CORP [ ARDM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock5,310,000I (1)By LP
Common Stock470,000I (2)(2)
Common Stock70,000D (3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
TANG KEVIN C

(Last)(First)(Middle)
4401 EASTGATE MALL

(Street)
SAN DIEGOCA92121

(City)(State)(Zip)
1. Name and Address of Reporting Person*
TANG CAPITAL PARTNERS LP

(Last)(First)(Middle)
4401 EASTGATE MALL

(Street)
SAN DIEGOCA92121

(City)(State)(Zip)
1. Name and Address of Reporting Person*
TANG CAPITAL MANAGEMENT LLC

(Last)(First)(Middle)
4401 EASTGATE MALL

(Street)
SAN DIEGOCA92121

(City)(State)(Zip)
Explanation of Responses:
(1)  The shares are held by Tang Capital Partners, LP. Kevin C. Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of Tang Capital Partners, LP. Mr. Tang disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
(2)  The securities are held by Kevin C. Tang as custodian for his minor children, as Trustee of the Tang Family Trust and as Trustee of the Tang Advisors, LLC Profit Sharing Plan.
(3)  The securities are held by Kevin C. Tang's IRA.
Remarks:
/s/ Kevin C. Tang 1/29/07
/s/ Kevin C. Tang as Managing Member 1/29/07
/s/ Kevin C. Tang as the Managing Member of Tang Capital Management, LLC, General Partner 1/29/07
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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Filing Submission 0001209191-07-005861   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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