SEC Info - Brown Capital Management Mutual Funds

SEC Info℠

Home

Help

Please Sign In

Brown Capital Management Mutual Funds – ‘N-PX’ for 6/30/16

On: Monday, 8/22/16, at 4:32pm ET · Effective: 8/22/16 · For: 6/30/16 · Accession #: 1209286-16-1270 · File #: 811-06199

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/22/16  Brown Capital Mgmt Mutual Funds   N-PX        6/30/16    1:2.8M                                   Avery Publishin… Corp/FA
          → The Brown Capital Management International All Co. Fund ⇒ Institutional Shares (BCISX) — Investor Shares (BCIIX)
          → The Brown Capital Management International Small Co. Fund ⇒ Institutional Shares (BCSFX) — Investor Shares (BCSVX)
          → The Brown Capital Management Mid Co. Fund ⇒ Institutional Shares (BCMIX) — Investor Shares (BCMSX)
          → The Brown Capital Management Small Co. Fund ⇒ Institutional Shares (BCSSX) — Investor Shares (BCSIX)

Proxy Voting Record Annual Report by a Management Investment Company — Form N-PX
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-PX        Proxy Voting Record Annual Report by a Management   HTML   2.45M 
                          Investment Company

This is an HTML Document rendered as filed. [ Alternative Formats ]

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-06199

BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
(Exact name of registrant as specified in charter)

1201 North Calvert Street, Baltimore, Maryland 21202
(Address of principal executive offices) (Zip code)

Capitol Services, Inc.
1675 S. State Street, Suite B, Dover, Delaware 19901
(Name and address of agent for service)

With copies to:
John H. Lively
The Law Offices of John H. Lively & Associates, Inc.
A member firm of The 1940 Act Law Group^TM
11300 Tomahawk Creek Parkway, Suite 310
Leawood, Kansas 66211

Registrant’s telephone number, including area code: 410-837-3234

Date of fiscal year end: March 31

Date of reporting period: July 1, 2015 - June 30, 2016

ITEM 1. PROXY VOTING RECORD

BROWN CAPITAL MANAGEMENT MID COMPANY FUND

Akamai Technologies, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

AKAM

CUSIP 00971T101

05/11/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Pamela J. Craig

Mgmt

For

Elect Jonathan F. Miller

Mgmt

For

Elect Paul Sagan

Mgmt

For

Elect Naomi O. Seligman

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

ANSYS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ANSS

CUSIP 03662Q105

05/20/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Ronald W. Hovsepian

Mgmt

For

Elect Barbara V. Scherer

Mgmt

For

Elect Michael C. Thurk

Mgmt

For

Amendment to the 1996 Stock Option and Grant Plan

Mgmt

For

Amendment to the Employee Stock Purchase Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Atwood Oceanics, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ATW

CUSIP 050095108

02/17/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Deborah A. Beck

Mgmt

For

1.2

Elect George S. Dotson

Mgmt

For

1.3

Elect Jack E. Golden

Mgmt

For

1.4

Elect Hans Helmerich

Mgmt

For

1.5

Elect Jeffrey A. Miller

Mgmt

For

1.6

Elect James R. Montague

Mgmt

For

1.7

Elect Robert J. Saltiel

Mgmt

For

1.8

Elect Phil D. Wedemeyer

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Amendment to the 2013 Long-Term Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Biogen Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BIIB

CUSIP 09062X103

06/08/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Alexander J. Denner

Mgmt

For

Elect Caroline Dorsa

Mgmt

For

Elect Nancy L. Leaming

Mgmt

For

Elect Richard C. Mulligan

Mgmt

For

Elect Robert W. Pangia

Mgmt

For

Elect Stelios Papadopoulos

Mgmt

For

Elect Brian S. Posner

Mgmt

For

Elect Eric K. Rowinsky

Mgmt

For

Elect George A. Scangos

Mgmt

For

Elect Lynn Schenk

Mgmt

For

Elect Stephen A. Sherwin

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Blackbaud, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BLKB

CUSIP 09227Q100

06/15/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Sarah E. Nash

Mgmt

For

Elect Michael P. Gianoni

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Approval of the 2016 Equity and Incentive Compensation Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Buffalo Wild Wings, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BWLD

CUSIP 119848109

05/12/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Dale M. Applequist

Mgmt

For

1.2

Elect James M. Damian

Mgmt

For

1.3

Elect Cynthia L. Davis

Mgmt

For

1.4

Elect Michael P. Johnson

Mgmt

For

1.5

Elect Warren E. Mack

Mgmt

For

1.6

Elect J. Oliver Maggard

Mgmt

For

1.7

Elect Jerry R. Rose

Mgmt

For

1.8

Elect Sally J. Smith

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Celgene Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

CELG

CUSIP 151020104

06/15/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert J. Hugin

Mgmt

For

1.2

Elect Mark J. Alles

Mgmt

For

1.3

Elect Richard W. Barker

Mgmt

For

1.4

Elect Michael W. Bonney

Mgmt

For

1.5

Elect Michael D. Casey

Mgmt

For

1.6

Elect Carrie S. Cox

Mgmt

For

1.7

Elect Jacqualyn A. Fouse

Mgmt

For

1.8

Elect Michael A. Friedman

Mgmt

For

1.9

Elect Julia A. Haller

Mgmt

For

1.10

Elect Gilla Kaplan

Mgmt

For

1.11

Elect James J. Loughlin

Mgmt

For

1.12

Elect Ernest Mario

Mgmt

For

Ratification of Auditor

Mgmt

For

Amendment to the 2008 Stock Incentive Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Exclusive Forum Provision

Mgmt

For

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

For

Shareholder Proposal Regarding Proxy Access

ShrHoldr

Against

For

Chipotle Mexican Grill, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

CMG

CUSIP 169656105

05/11/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Albert S. Baldocchi

Mgmt

For

1.2

Elect Darlene J. Friedman

Mgmt

For

1.3

Elect John S. Charlesworth

Mgmt

For

1.4

Elect Kimbal Musk

Mgmt

For

1.5

Elect Montgomery F. Moran

Mgmt

For

1.6

Elect Neil W. Flanzraich

Mgmt

For

1.7

Elect Patrick J. Flynn

Mgmt

For

1.8

Elect Stephen E. Gillett

Mgmt

For

1.9

Elect Steve Ells

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Amendment to Certificate of Incorporation to Provide the Right to Call Special Meetings

Mgmt

For

Adoption of Proxy Access

Mgmt

For

Shareholder Proposal Regarding Proxy Access

ShrHoldr

Against

For

Shareholder Proposal Regarding Retention of Shares Until Retirement

ShrHoldr

Against

For

Shareholder Proposal Regarding Right to Call a Special Meeting

ShrHoldr

Against

For

Shareholder Proposal Regarding Sustainability Report

ShrHoldr

Against

For

Against

Shareholder Proposal Regarding Linking Executive Pay to Sustainability

ShrHoldr

Against

For

Dick’s Sporting Goods Inc

Ticker

Security ID:

Meeting Date

Meeting Status

DKS

CUSIP 253393102

06/10/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Mark J. Barrenechea

Mgmt

For

Elect Emanuel Chirico

Mgmt

For

Elect Allen R. Weiss

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

DSW Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

DSW

CUSIP 23334L102

06/08/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Elaine J. Eisenman

Mgmt

For

1.2

Elect Joanna T. Lau

Mgmt

For

1.3

Elect Joseph A. Schottenstein

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Shareholder Proposal Regarding Simple Majority Vote

ShrHoldr

Against

For

Against

Evercore Partners Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

EVR

CUSIP 29977A105

06/15/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Roger C. Altman

Mgmt

For

1.2

Elect Richard I. Beattie

Mgmt

For

1.3

Elect Francois de Saint Phalle

Mgmt

For

1.4

Elect Gail B. Harris

Mgmt

For

1.5

Elect Curtis A. Hessler

Mgmt

For

1.6

Elect Robert B. Millard

Mgmt

For

1.7

Elect Willard J. Overlock, Jr.

Mgmt

For

1.8

Elect Ralph L. Schlosstein

Mgmt

For

1.9

Elect William Wheeler

Mgmt

For

Approval of the 2016 Stock Incentive Plan

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

Factset Research Systems Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

FDS

CUSIP 303075105

12/15/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Scott A. Billeadeau

Mgmt

For

Elect Philip A. Hadley

Mgmt

For

Elect Laurie Siegal

Mgmt

For

Elect Phillip Snow

Mgmt

For

Elect Joseph R. Zimmel

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

FEI Company

Ticker

Security ID:

Meeting Date

Meeting Status

FEIC

CUSIP 30241L109

05/12/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Homa Bahrami

Mgmt

For

1.2

Elect Arie Huijser

Mgmt

For

1.3

Elect Don R. Kania

Mgmt

For

1.4

Elect Thomas F. Kelly

Mgmt

For

1.5

Elect Jan C. Lobbezoo

Mgmt

For

1.6

Elect Jami K. Nachtsheim

Mgmt

For

1.7

Elect James T. Richardson

Mgmt

For

1.8

Elect Richard H. Wills

Mgmt

For

Amendment to the 1995 Stock Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Gentherm Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

THRM

CUSIP 37253A103

05/26/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lewis Booth

Mgmt

For

1.2

Elect Francois Castaing

Mgmt

For

1.3

Elect Daniel Coker

Mgmt

For

1.4

Elect Sophie Desormiere

Mgmt

For

1.5

Elect Maurice Gunderson

Mgmt

For

1.6

Elect Yvonne Hao

Mgmt

For

1.7

Elect Ronald Hundzinski

Mgmt

For

1.8

Elect Oscar B. Marx III

Mgmt

For

1.9

Elect Byron Shaw

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Approval of Amended and Restated Bylaws to Change the Size of the Board

Mgmt

For

J.B. Hunt Transport Services, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

JBHT

CUSIP 445658107

04/21/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Douglas G. Duncan

Mgmt

For

Elect Francesca M. Edwardson

Mgmt

For

Elect Wayne Garrison

Mgmt

For

Elect Sharilyn S. Gasaway

Mgmt

For

Elect Gary C. George

Mgmt

For

Elect Bryan Hunt

Mgmt

For

Elect Coleman H. Peterson

Mgmt

For

Elect John N. Roberts III

Mgmt

For

Elect James L. Robo

Mgmt

For

Elect Kirk Thompson

Mgmt

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity and Expression Anti-Bias Policy

ShrHoldr

Against

For

Jazz Pharmaceuticals plc

Ticker

Security ID:

Meeting Date

Meeting Status

JAZZ

CUSIP G50871105

07/30/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Peter Gray

Mgmt

For

Elect Kenneth W. O’Keefe

Mgmt

For

Elect Elmar Schnee

Mgmt

For

Elect Catherine A. Sohn

Mgmt

For

Ratification of Auditor

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Manhattan Associates, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MANH

CUSIP 562750109

05/12/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect John J. Huntz, Jr.

Mgmt

For

Elect Thomas E. Noonan

Mgmt

For

Elect John H. Heyman

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Approval of the Performance Criteria Under the 2007 Stock Incentive Plan

Mgmt

For

Approval of the 2016 Annual Cash Bonus Plan

Mgmt

For

Masimo Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

MASI

CUSIP 574795100

04/20/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Craig Reynolds

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

MasterCard Incorporated

Ticker

Security ID:

Meeting Date

Meeting Status

CUSIP 57636Q104

06/28/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Richard Haythornthwaite

Mgmt

For

Elect Ajay Banga

Mgmt

For

Elect Silvio Barzi

Mgmt

For

Elect David R. Carlucci

Mgmt

For

Elect Steven J. Freiberg

Mgmt

For

Elect Julius Genachowski

Mgmt

For

Elect Merit E. Janow

Mgmt

For

Elect Nancy J. Karch

Mgmt

For

Elect Oki Matsumoto

Mgmt

For

Elect Rima Qureshi

Mgmt

For

Elect Jose Octavio Reyes Lagunes

Mgmt

For

Elect Jackson P. Tai

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

MAXIMUS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MMS

CUSIP 577933104

03/16/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Paul R. Lederer

Mgmt

For

Elect Peter B. Pond

Mgmt

For

Elect James R. Thompson, Jr.

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Michael Kors Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

KORS

CUSIP G60754101

07/30/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect M. W. Benedetto

Mgmt

For

Elect Stephen F. Reitman

Mgmt

For

Elect Jean Tomlin

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Amendment to the Omnibus Incentive Plan

Mgmt

For

Monster Beverage Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

MNST

CUSIP 61174X109

08/07/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Rodney C. Sacks

Mgmt

For

1.2

Elect Hilton H. Schlosberg

Mgmt

For

1.3

Elect Mark J. Hall

Mgmt

For

1.4

Elect Norman C. Epstein

Mgmt

For

1.5

Elect Gary P. Fayard

Mgmt

For

1.6

Elect Benjamin M. Polk

Mgmt

For

1.7

Elect Sydney Selati

Mgmt

For

1.8

Elect Harold C. Taber, Jr.

Mgmt

For

1.9

Elect Kathy N. Waller

Mgmt

For

1.10

Elect Mark S. Vidergauz

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Shareholder Proposal Regarding Proxy Access

ShrHoldr

Against

For

MSC Industrial Direct Co., Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MSM

CUSIP 553530106

01/21/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mitchell Jacobson

Mgmt

For

1.2

Elect David Sandler

Mgmt

For

1.3

Elect Erik Gershwind

Mgmt

For

1.4

Elect Jonathan Byrnes

Mgmt

For

1.5

Elect Roger Fradin

Mgmt

For

1.6

Elect Louise K. Goeser

Mgmt

For

1.7

Elect Michael Kaufmann

Mgmt

For

1.8

Elect Denis Kelly

Mgmt

For

1.9

Elect Steven Paladino

Mgmt

For

1.10

Elect Philip R. Peller

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Myriad Genetics, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MYGN

CUSIP 62855J104

12/03/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John T. Henderson

Mgmt

For

1.2

Elect S. Louise Phanstiel

Mgmt

For

Amendment to the 2010 Employee, Director and Consultant Equity Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Norwegian Cruise Line Holdings Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

NCLH

CUSIP G66721104

05/19/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Steve Martinez

Mgmt

For

Elect Frank J. Del Rio

Mgmt

For

Elect Chad A. Leat

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Amendment to the 2013 Performance Incentive Plan

Mgmt

For

NVR, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

NVR

CUSIP 62944T105

05/03/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect C. E. Andrews

Mgmt

For

Elect Timothy Donahue

Mgmt

For

Elect Thomas D. Eckert

Mgmt

For

Elect Alfred E. Festa

Mgmt

For

Elect Ed Grier

Mgmt

For

Elect Manuel H. Johnson

Mgmt

For

Elect Mel Martinez

Mgmt

For

Elect William A. Moran

Mgmt

For

Elect David A. Preiser

Mgmt

For

Elect W. Grady Rosier

Mgmt

For

Elect Dwight C. Schar

Mgmt

For

Elect Paul W. Whetsell

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

O’Reilly Automotive, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ORLY

CUSIP 67103H107

05/03/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect David E. O’Reilly

Mgmt

For

Elect Charles H. O’Reilly, Jr.

Mgmt

For

Elect Larry P. O’Reilly

Mgmt

For

Elect Rosalie O’Reilly-Wooten

Mgmt

For

Elect Jay D. Burchfield

Mgmt

For

Elect Thomas T. Hendrickson

Mgmt

For

Elect Paul R. Lederer

Mgmt

For

Elect John Murphy

Mgmt

For

Elect Ronald Rashkow

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding Proxy Access

ShrHoldr

Against

For

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

For

PAREXEL International
Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

PRXL

CUSIP 699462107

12/03/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Eduard E. Holdener

Mgmt

For

1.2

Elect Richard L. Love

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

2015 Stock Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Polaris Industries Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PII

CUSIP 731068102

04/28/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gwenne A. Henricks

Mgmt

For

1.2

Elect Bernd F. Kessler

Mgmt

For

1.3

Elect Lawrence D. Kingsley

Mgmt

For

1.4

Elect Scott W. Wine

Mgmt

For

Amendment to the Employee Stock Purchase Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

PulteGroup, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PHM

CUSIP 745867101

05/04/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Brian P. Anderson

Mgmt

For

1.2

Elect Bryce Blair

Mgmt

For

1.3

Elect Richard W. Dreiling

Mgmt

For

1.4

Elect Richard J. Dugas, Jr.

Mgmt

For

1.5

Elect Thomas J. Folliard

Mgmt

For

1.6

Elect Cheryl W. Grise

Mgmt

For

1.7

Elect Andre J. Hawaux

Mgmt

For

1.8

Elect Debra J. Kelly-Ennis

Mgmt

For

1.9

Elect Patrick J. O’Leary

Mgmt

For

1.10

Elect James J. Postl

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Extension of Section 382 Rights Agreement

Mgmt

For

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

Quanta Services, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PWR

CUSIP 74762E102

05/26/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Earl C. Austin, Jr.

Mgmt

For

Elect Doyle N. Beneby

Mgmt

For

Elect John Michal Conaway

Mgmt

For

Elect Vincent D. Foster

Mgmt

For

Elect Bernard Fried

Mgmt

For

Elect Worthing F. Jackman

Mgmt

For

Elect David M. McClanahan

Mgmt

For

Elect Bruce E. Ranck

Mgmt

For

Elect Margaret B. Shannon

Mgmt

For

Elect Pat Wood III

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Amendment to the 2011 Omnibus Equity Incentive Plan

Mgmt

For

Restoration Hardware Holdings Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

CUSIP 761283100

06/22/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mark Demilio

Mgmt

For

1.2

Elect Leonard Schlesinger

Mgmt

For

1.3

Elect Eri Chaya

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Robert Half International Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

RHI

CUSIP 770323103

05/16/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Andrew S. Berwick, Jr.

Mgmt

For

1.2

Elect Harold M. Messmer, Jr.

Mgmt

For

1.3

Elect Marc H. Morial

Mgmt

For

1.4

Elect Barbara J. Novogradac

Mgmt

For

1.5

Elect Robert J. Pace

Mgmt

For

1.6

Elect Fredrick A. Richman

Mgmt

For

1.7

Elect M. Keith Waddell

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Shire Plc

Ticker

Security ID:

Meeting Date

Meeting Status

SHP

CUSIP 82481R106

04/28/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect Dominic Blakemore

Mgmt

For

Elect Olivier Bohuon

Mgmt

For

Elect William M. Burns

Mgmt

For

Elect Steven Gillis

Mgmt

For

Elect David Ginsburg

Mgmt

For

Elect Susan Kilsby

Mgmt

For

Elect Sara Mathew

Mgmt

For

Elect Anne Minto

Mgmt

For

Elect Flemming Ornskov

Mgmt

For

Elect Jeffrey Poulton

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Increase in Authorised Capital

Mgmt

For

Amendments to Articles

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Shire Plc

Ticker

Security ID:

Meeting Date

Meeting Status

SHP

CUSIP 82481R106

05/27/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Merger

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

SolarWinds Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

SWI

CUSIP 83416B109

01/08/2016

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Acquisition

Mgmt

For

Right to Adjourn Meeting

Mgmt

For

Advisory Vote on Golden Parachutes

Mgmt

For

Stericycle, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

SRCL

CUSIP 858912108

05/25/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Mark C. Miller

Mgmt

For

Elect Jack W. Schuler

Mgmt

For

Elect Charles A. Alutto

Mgmt

For

Elect Lynn D. Bleil

Mgmt

For

Elect Thomas D. Brown

Mgmt

For

Elect Thomas F. Chen

Mgmt

For

Elect Rod F. Dammeyer

Mgmt

For

Elect William K. Hall

Mgmt

For

Elect John Patience

Mgmt

For

Elect Mike S. Zafirovski

Mgmt

For

Canadian Employee Stock Purchase Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Shareholder Proposal Regarding Independent Board Chairman

ShrHoldr

Against

For

Shareholder Proposal Regarding Proxy Access

ShrHoldr

Against

For

Stifel Financial Corp.

Ticker

Security ID:

Meeting Date

Meeting Status

CUSIP 860630102

07/07/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles A. Dill

Mgmt

For

1.2

Elect Richard J. Himelfarb

Mgmt

For

1.3

Elect Alton F. Irby III

Mgmt

For

1.4

Elect Victor J. Nesi

Mgmt

For

1.5

Elect James M. Zemlyak

Mgmt

For

1.6

Elect Michael J. Zimmerman

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Approval of Executive Incentive Performance Plan for Purposes of Section 162 (m)

Mgmt

For

Ratification of Auditor

Mgmt

For

T. Rowe Price Group, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TROW

CUSIP 74144T108

04/27/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Mark S. Bartlett

Mgmt

For

Elect Edward C. Bernard

Mgmt

For

Elect Mary K. Bush

Mgmt

For

Elect H. Lawrence Culp

Mgmt

For

Elect Freeman A. Hrabowski, III

Mgmt

For

Elect Robert F. MacLellan

Mgmt

For

Elect Brian C. Rogers

Mgmt

For

Elect Olympia J. Snowe

Mgmt

For

Elect William J. Stromberg

Mgmt

For

Elect Dwight S. Taylor

Mgmt

For

Elect Anne Marie Whittemore

Mgmt

For

Elect Alan D. Wilson

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding Proxy Voting Practices

ShrHoldr

Against

For

Toll Brothers, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TOL

CUSIP 889478103

03/08/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert I. Toll

Mgmt

For

1.2

Elect Bruce E. Toll

Mgmt

For

1.3

Elect Douglas C. Yearley, Jr.

Mgmt

For

1.4

Elect Robert S. Blank

Mgmt

For

1.5

Elect Edward G. Boehne

Mgmt

For

1.6

Elect Richard J. Braemer

Mgmt

For

1.7

Elect Christine N. Garvey

Mgmt

For

1.8

Elect Carl B. Marbach

Mgmt

For

1.9

Elect John A. Mclean

Mgmt

For

1.10

Elect Stephen Novick

Mgmt

For

1.11

Elect Paul E. Shapiro

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Stock Incentive Plan for Non-Executive Directors

Mgmt

For

Amendment to Certificate of Incorporation Regarding Removal of Directors

Mgmt

For

Tractor Supply Company

Ticker

Security ID:

Meeting Date

Meeting Status

TSCO

CUSIP 892356106

05/03/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Cynthia T. Jamison

Mgmt

For

1.2

Elect Johnston C. Adams

Mgmt

For

1.3

Elect Peter D. Bewley

Mgmt

For

1.4

Elect Keith R. Halbert

Mgmt

For

1.5

Elect George MacKenzie

Mgmt

For

1.6

Elect Edna K. Morris

Mgmt

For

1.7

Elect Mark J. Weikel

Mgmt

For

1.8

Elect Gregory A. Sandfort

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Tyler Technologies, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TYL

CUSIP 902252105

05/11/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Donald R. Brattain

Mgmt

For

Elect Glen A. Carter

Mgmt

For

Elect Brenda A. Cline

Mgmt

For

Elect J. Luther King, Jr.

Mgmt

For

Elect Larry D. Leinweber

Mgmt

For

Elect John S. Marr, Jr.

Mgmt

For

Elect Daniel M. Pope

Mgmt

For

Elect Dustin R. Womble

Mgmt

For

Elect John M. Yeaman

Mgmt

For

Ratification of Auditor

Mgmt

For

Transaction of Other Business

Mgmt

For

Against

Ulta Salon, Cosmetics &
Fragrance, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ULTA

CUSIP 90384S303

06/01/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mary N. Dillon

Mgmt

For

1.2

Elect Charles Heilbronn

Mgmt

For

1.3

Elect Michael R. MacDonald

Mgmt

For

1.4

Elect George R. Mrkonic

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Amendment to the 2011 Incentive Award Plan

Mgmt

For

Under Armour, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

CUSIP 904311107

04/28/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kevin A. Plank

Mgmt

For

1.2

Elect Byron K. Adams, Jr.

Mgmt

For

1.3

Elect George W. Bodenheimer

Mgmt

For

1.4

Elect Douglas E. Coltharp

Mgmt

For

1.5

Elect Anthony W. Deering

Mgmt

For

1.6

Elect Karen W. Katz

Mgmt

For

1.7

Elect Alvin B. Krongard

Mgmt

For

1.8

Elect William R. McDermott

Mgmt

For

1.9

Elect Eric T. Olson

Mgmt

For

1.10

Elect Harvey L. Sanders

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

United Natural Foods, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

UNFI

CUSIP 911163103

12/16/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Eric F. Artz

Mgmt

For

Elect Ann Torre Bates

Mgmt

For

Elect Denise M. Clark

Mgmt

For

Elect Michael S. Funk

Mgmt

For

Elect Gail A. Graham

Mgmt

For

Elect James P. Heffernan

Mgmt

For

Elect Peter Roy

Mgmt

For

Elect Steven L. Spinner

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Amendment to the 2012 Equity Incentive Plan

Mgmt

For

Shareholder Proposal Regarding Compensation in the Event of a Change in Control

ShrHoldr

Against

For

Waters Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

WAT

CUSIP 941848103

05/11/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joshua Bekenstein

Mgmt

For

1.2

Elect Michael J. Berendt

Mgmt

For

1.3

Elect Douglas A. Berthiaume

Mgmt

For

1.4

Elect Edward Conard

Mgmt

For

1.5

Elect Laurie H. Glimcher

Mgmt

For

1.6

Elect Christopher A. Kuebler

Mgmt

For

1.7

Elect William J. Miller

Mgmt

For

1.8

Elect Christopher J.O’Connell

Mgmt

For

1.9

Elect JoAnn A. Reed

Mgmt

For

1.10

Elect Thomas P. Salice

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

BROWN CAPITAL MANAGEMENT SMALL COMPANY FUND

Abaxis, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ABAX

CUSIP 002567105

10/28/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Clinton H. Severson

Mgmt

For

1.2

Elect Vernon E. Altman

Mgmt

For

1.3

Elect Richard J. Bastiani

Mgmt

For

1.4

Elect Michael D. Casey

Mgmt

For

1.5

Elect Henk J. Evenhuis

Mgmt

For

1.6

Elect Prithipal Singh

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

ACI Worldwide, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ACIW

CUSIP 004498101

06/14/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Janet O. Estep

Mgmt

For

1.2

Elect James C. Hale

Mgmt

For

1.3

Elect Philip G. Heasley

Mgmt

For

1.4

Elect James C. McGroddy

Mgmt

For

1.5

Elect Charles E. Peters, Jr.

Mgmt

For

1.6

Elect David A. Poe

Mgmt

For

1.7

Elect Adalio T. Sanchez

Mgmt

For

1.8

Elect John M. Shay, Jr.

Mgmt

For

1.9

Elect Jan H. Suwinski

Mgmt

For

1.10

Elect Thomas W. Warsop III

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

2016 Equity and Performance Incentive Plan

Mgmt

For

Against

American Software, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

AMSWA

CUSIP 029683109

08/17/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect W. Dennis Hogue

Mgmt

For

1.2

Elect John J. Jarvis

Mgmt

For

1.3

Elect James B. Miller, Jr.

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Amendment to the 2011 Equity Compensation Plan

Mgmt

For

Amendment to the 2011 Equity Compensation Plan to Require Shareholder Approval Prior to Repricing of Awards

Mgmt

For

Ratification of Auditor

Mgmt

For

ANSYS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ANSS

CUSIP 03662Q105

05/20/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Ronald W. Hovsepian

Mgmt

For

Elect Barbara V. Scherer

Mgmt

For

Elect Michael C. Thurk

Mgmt

For

Amendment to the 1996 Stock Option and Grant Plan

Mgmt

For

Amendment to the Employee Stock Purchase Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Balchem Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

BCPC

CUSIP 057665200

06/15/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Dino A. Rossi

Mgmt

For

1.2

Elect Theodore L. Harris

Mgmt

For

1.3

Elect Matthew D. Wineinger

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Bio-Techne Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

TECH

CUSIP 09073M104

10/29/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Set the Number of Directors at Nine

Mgmt

For

Elect Robert V. Baumgartner

Mgmt

For

Elect Charles A. Dinarello

Mgmt

For

Elect John L. Higgins

Mgmt

For

Elect Karen A. Holbrook

Mgmt

For

Elect Charles R. Kummeth

Mgmt

For

Elect Roger C. Lucas

Mgmt

For

Elect Roland Nusse

Mgmt

For

Elect Randolph C. Steer

Mgmt

For

Elect Harold Wiens

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Amendment to 2010 Equity Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Blackbaud, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BLKB

CUSIP 09227Q100

06/15/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Sarah E. Nash

Mgmt

For

Elect Michael P. Gianoni

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Approval of the 2016 Equity and Incentive Compensation Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Bruker Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

BRKR

CUSIP 116794108

05/20/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Frank H. Laukien

Mgmt

For

1.2

Elect John Ornell

Mgmt

For

1.3

Elect Richard A. Packer

Mgmt

For

1.4

Elect Robert Rosenthal

Mgmt

For

1.5

Elect Cynthia M. Friend

Mgmt

For

2016 Incentive Compensation Plan

Mgmt

For

Cantel Medical Corp.

Ticker

Security ID:

Meeting Date

Meeting Status

CMN

CUSIP 138098108

01/07/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Charles M. Diker

Mgmt

For

Elect Alan R. Batkin

Mgmt

For

Elect Ann E. Berman

Mgmt

For

Elect Joseph M. Cohen

Mgmt

For

Elect Mark N. Diker

Mgmt

For

Elect Laura L. Forese

Mgmt

For

Elect George L. Fotiades

Mgmt

For

Elect Andrew A. Krakauer

Mgmt

For

Elect Bruce Slovin

Mgmt

For

2016 Equity Incentive Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Cognex Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

CGNX

CUSIP 192422103

04/28/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Robert J. Shillman

Mgmt

For

1.2

Elect Anthony Sun

Mgmt

For

1.3

Elect Robert J. Willett

Mgmt

For

Adoption of Majority Vote for Election of Directors

Mgmt

For

Increase of Authorized Common Stock

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Cyberonics, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

CYBX

CUSIP 23251P102

09/22/2015

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Merger

Mgmt

For

Right to Adjourn Meeting

Mgmt

For

Advisory Vote on Golden Parachutes

Mgmt

For

Against

Diodes Incorporated

Ticker

Security ID:

Meeting Date

Meeting Status

DIOD

CUSIP 254543101

05/10/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect C.H. Chen

Mgmt

For

Withhold

Against

1.2

Elect Michael R. Giordano

Mgmt

For

1.3

Elect L.P. Hsu

Mgmt

For

1.4

Elect Keh-Shew Lu

Mgmt

For

1.5

Elect Raymond Soong

Mgmt

For

Withhold

Against

1.6

Elect John M. Stich

Mgmt

For

1.7

Elect Michael K.C. Tsai

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

Dolby Laboratories, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

DLB

CUSIP 25659T107

02/02/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Kevin Yeaman

Mgmt

For

1.2

Elect Peter Gotcher

Mgmt

For

1.3

Elect Micheline Chau

Mgmt

For

1.4

Elect David Dolby

Mgmt

For

1.5

Elect Nicholas Donatiello, Jr.

Mgmt

For

1.6

Elect Bill Jasper

Mgmt

For

1.7

Elect Simon Segars

Mgmt

For

1.8

Elect Roger S. Siboni

Mgmt

For

1.9

Elect Avadis Tevanian, Jr.

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

DTS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

DTSI

CUSIP 23335C101

05/12/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Craig S. Andrews

Mgmt

For

1.2

Elect L. Gregory Ballard

Mgmt

For

Amendment to the 2013 Employee Stock Purchase Plan

Mgmt

For

Amendment to the 2013 Foreign Subsidiary Employee Stock Purchase Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

Dynamic Materials Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

BOOM

CUSIP 267888105

05/12/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect David C. Aldous

Mgmt

For

1.2

Elect Yvon Pierre Cariou

Mgmt

For

Withhold

Against

1.3

Elect Robert A. Cohen

Mgmt

For

Withhold

Against

1.4

Elect James J. Ferris

Mgmt

For

Withhold

Against

1.5

Elect Richard P. Graff

Mgmt

For

1.6

Elect Kevin T. Longe

Mgmt

For

1.7

Elect Gerard E. Munera

Mgmt

For

Withhold

Against

Advisory Vote on Executive Compensation

Mgmt

For

Against

Amendment to the 2006 Stock Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Ellie Mae, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ELLI

CUSIP 28849P100

05/25/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Carl Buccellato

Mgmt

For

1.2

Elect A. Barr Dolan

Mgmt

For

1.3

Elect Marina Levinson

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Approval of the Executive Incentive Plan

Mgmt

For

Shareholder Proposal Regarding Proxy Access

ShrHoldr

Against

For

Against

FEI Company

Ticker

Security ID:

Meeting Date

Meeting Status

FEIC

CUSIP 30241L109

05/12/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Homa Bahrami

Mgmt

For

1.2

Elect Arie Huijser

Mgmt

For

1.3

Elect Don R. Kania

Mgmt

For

1.4

Elect Thomas F. Kelly

Mgmt

For

1.5

Elect Jan C. Lobbezoo

Mgmt

For

1.6

Elect Jami K. Nachtsheim

Mgmt

For

1.7

Elect James T. Richardson

Mgmt

For

1.8

Elect Richard H. Wills

Mgmt

For

Amendment to the 1995 Stock Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Flir Systems, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

FLIR

CUSIP 302445101

04/22/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect John D. Carter

Mgmt

For

Elect William W. Crouch

Mgmt

For

Elect Catherine A. Halligan

Mgmt

For

Elect Earl R. Lewis

Mgmt

For

Elect Angus L. Macdonald

Mgmt

For

Elect Michael T. Smith

Mgmt

For

Elect Cathy A. Stauffer

Mgmt

For

Elect Andrew C. Teich

Mgmt

For

Elect John W. Wood, Jr.

Mgmt

For

Elect Steven E. Wynne

Mgmt

For

Ratification of Auditor

Mgmt

For

Removal of Supermajority Requirement Regarding Removal of Directors

Mgmt

For

Elimination of Supermajority Requirement to Amend Article Regarding Removal of Directors

Mgmt

For

Shareholder Proposal Regarding Proxy Access

ShrHoldr

Against

For

Against

Geospace Technologies

Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

GEOS

CUSIP 37364X109

02/04/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Edgar R. Giesinger

Mgmt

For

1.2

Elect William H. Moody

Mgmt

For

Withhold

Against

1.3

Elect Gary D. Owens

Mgmt

For

1.4

Elect Walter R. Wheeler

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Guidewire Software, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

GWRE

CUSIP 40171V100

12/03/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Peter Gassner

Mgmt

For

1.2

Elect Paul Lavin

Mgmt

For

1.3

Elect Marcus S. Ryu

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Incyte Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

INCY

CUSIP 45337C102

05/27/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Julian C. Baker

Mgmt

For

1.2

Elect Jean-Jacques Bienaime

Mgmt

For

1.3

Elect Paul A. Brooke

Mgmt

For

1.4

Elect Paul J. Clancy

Mgmt

For

1.5

Elect Wendy L. Dixon

Mgmt

For

1.6

Elect Paul A. Friedman

Mgmt

For

1.7

Elect Herve Hoppenot

Mgmt

For

Amendment to the Stock Incentive Plan

Mgmt

For

Amendment to the Stock Purchase Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

Manhattan Associates, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MANH

CUSIP 562750109

05/12/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect John J. Huntz, Jr.

Mgmt

For

Elect Thomas E. Noonan

Mgmt

For

Elect John H. Heyman

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Approval of the Performance Criteria Under the 2007 Stock Incentive Plan

Mgmt

For

Approval of the 2016 Annual Cash Bonus Plan

Mgmt

For

MedAssets, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MDAS

CUSIP 584045108

01/14/2016

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Merger

Mgmt

For

Advisory Vote on Golden Parachutes

Mgmt

For

Right to Adjourn Meeting

Mgmt

For

Medidata Solutions Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MDSO

CUSIP 58471A105

06/01/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Tarek A. Sherif

Mgmt

For

1.2

Elect Glen M. de Vries

Mgmt

For

1.3

Elect Carlos Dominguez

Mgmt

For

1.4

Elect Neil M. Kurtz

Mgmt

For

1.5

Elect George W. McCulloch

Mgmt

For

1.6

Elect Lee A. Shapiro

Mgmt

For

1.7

Elect Robert B. Taylor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Amendment to the 2014 Employee Stock Purchase Plan

Mgmt

For

Elimination of Restrictions on Removal of Directors

Mgmt

For

Ratification of Auditor

Mgmt

For

Meridian Bioscience, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

VIVO

CUSIP 589584101

01/27/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect James M. Anderson

Mgmt

For

1.2

Elect Dwight E. Ellingwood

Mgmt

For

1.3

Elect John A. Kraeutler

Mgmt

For

1.4

Elect John McIlwraith

Mgmt

For

1.5

Elect David C. Phillips

Mgmt

For

1.6

Elect Catherine Sazdanoff

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Neogen Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

NEOG

CUSIP 640491106

10/01/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Richard T. Crowder

Mgmt

For

1.2

Elect A. Charles Fischer

Mgmt

For

1.3

Elect Ronald D. Green

Mgmt

For

2015 Omnibus Incentive Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

NetScout Systems, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

NTCT

CUSIP 64115T104

09/22/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Victor A. DeMarines

Mgmt

For

1.2

Elect Vincent J. Mullarkey

Mgmt

For

1.3

Elect James A. Lico

Mgmt

For

Amendment to the 2007 Equity Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

NIC Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

EGOV

CUSIP 62914B100

05/03/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Harry H. Herington

Mgmt

For

1.2

Elect Art N. Burtscher

Mgmt

For

1.3

Elect Venmal (Raji) Arasu

Mgmt

For

1.4

Elect Karen S. Evans

Mgmt

For

1.5

Elect Ross C. Hartley

Mgmt

For

1.6

Elect C. Brad Henry

Mgmt

For

1.7

Elect Alexander C. Kemper

Mgmt

For

1.8

Elect William M. Lyons

Mgmt

For

1.9

Elect Pete Wilson

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Nuance Communications, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

NUAN

CUSIP 67020Y100

01/27/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Paul A. Ricci

Mgmt

For

1.2

Elect Robert J. Finocchio

Mgmt

For

1.3

Elect Robert J. Frankenberg

Mgmt

For

1.4

Elect Brett Icahn

Mgmt

For

1.5

Elect William H. Janeway

Mgmt

For

1.6

Elect Mark R. Laret

Mgmt

For

1.7

Elect Katharine A. Martin

Mgmt

For

1.8

Elect Philip J. Quigley

Mgmt

For

1.9

Elect David Schechter

Mgmt

For

Amendment to the 2000 Stock Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

PROS Holdings, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PRO

CUSIP 74346Y103

05/19/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Andres D. Reiner

Mgmt

For

1.2

Elect Ronald F. Woestemeyer

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Proto Labs Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PRLB

CUSIP 743713109

05/19/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Lawrence J. Lukis

Mgmt

For

1.2

Elect Victoria M. Holt

Mgmt

For

1.3

Elect Archie C. Black

Mgmt

For

1.4

Elect Rainer Gawlick

Mgmt

For

1.5

Elect John B. Goodman

Mgmt

For

1.6

Elect Brian K. Smith

Mgmt

For

1.7

Elect Sven A. Wehrwein

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Approval of the Material Terms Under the 2012 Long-Term Incentive Plan

Mgmt

For

Shareholder Proposal Regarding Proxy Access

ShrHoldr

Against

For

Against

Quality Systems, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

QSII

CUSIP 747582104

08/11/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect John Frantz

Mgmt

For

1.2

Elect Craig Barbarosh

Mgmt

For

1.3

Elect George Bristol

Mgmt

For

1.4

Elect James C. Malone

Mgmt

For

1.5

Elect Jeffrey H. Margolis

Mgmt

For

1.6

Elect Morris Panner

Mgmt

For

1.7

Elect Russell Pflueger

Mgmt

For

1.8

Elect Sheldon Razin

Mgmt

For

1.9

Elect Lance Rosenzweig

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

2015 Equity Incentive Plan

Mgmt

For

Against

Quidel Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

QDEL

CUSIP 74838J101

05/17/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Thomas D. Brown

Mgmt

For

1.2

Elect Douglas C. Bryant

Mgmt

For

1.3

Elect Kenneth F. Buechler

Mgmt

For

1.4

Elect Mary Lake Polan

Mgmt

For

1.5

Elect Jack W. Schuler

Mgmt

For

1.6

Elect Charles P. Slacik

Mgmt

For

1.7

Elect Kenneth J. Widder

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Approval of the 2016 Equity Incentive Plan

Mgmt

For

Amendment to the 1983 Employee Stock Purchase Plan

Mgmt

For

SolarWinds Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

SWI

CUSIP 83416B109

01/08/2016

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Acquisition

Mgmt

For

Right to Adjourn Meeting

Mgmt

For

Advisory Vote on Golden Parachutes

Mgmt

For

Sun Hydraulics Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

SNHY

CUSIP 866942105

05/23/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Marc Bertoneche

Mgmt

For

1.2

Elect David W. Grzelak

Mgmt

For

1.3

Elect Philippe Lemaitre

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Textura Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

TXTR

CUSIP 883211104

05/02/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Kristi Ross

Mgmt

For

Ratification of Auditor

Mgmt

For

Tyler Technologies, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TYL

CUSIP 902252105

05/11/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Donald R. Brattain

Mgmt

For

Elect Glen A. Carter

Mgmt

For

Elect Brenda A. Cline

Mgmt

For

Elect J. Luther King, Jr.

Mgmt

For

Elect Larry D. Leinweber

Mgmt

For

Elect John S. Marr, Jr.

Mgmt

For

Elect Daniel M. Pope

Mgmt

For

Elect Dustin R. Womble

Mgmt

For

Elect John M. Yeaman

Mgmt

For

Ratification of Auditor

Mgmt

For

Transaction of Other Business

Mgmt

For

Against

Veeva Systems Inc

Ticker

Security ID:

Meeting Date

Meeting Status

VEEV

CUSIP 922475108

06/22/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Ronald E. F. Codd

Mgmt

For

1.2

Elect Peter P. Gassner

Mgmt

For

Ratification of Auditor

Mgmt

For

Vocera Communications, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

VCRA

CUSIP 92857F107

06/01/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Jeffrey H. Hillebrand

Mgmt

For

Withhold

Against

1.2

Elect Brent D. Lang

Mgmt

For

Ratification of Auditor

Mgmt

For

BROWN CAPITAL MANAGEMENT INTERNATIONAL EQUITY FUND

Azimut Holding S.p.A.

Ticker

Security ID:

Meeting Date

Meeting Status

AZM

CINS T0783G106

04/28/2016

Voted

Meeting Type

Mix

Italy

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Amendments to Article 17

Mgmt

For

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

Board Size

Mgmt

For

Board Term Length

Mgmt

For

List of Directors Presented by Timone Fiduciaria S.p.A.

Mgmt

For

Directors’ Fees

Mgmt

For

Election of Chairman of Board

Mgmt

For

Bonus for Outgoing Board of Directors

Mgmt

For

Against

List of Statutory Auditors Presented by Timone Fiduciaria S.p.A.

Mgmt

N/A

For

N/A

Statutory Auditors’ Fees

Mgmt

For

Bonus for Outgoing Board of Statutory Auditors

Mgmt

For

Against

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Repurchase and Reissue Shares

Mgmt

For

Remuneration Report

Mgmt

For

Assessment of Transfer of Registered Office

Mgmt

For

Maximum Variable Pay Ratio

Mgmt

For

BAE Systems plc

Ticker

Security ID:

Meeting Date

Meeting Status

CINS G06940103

05/04/2016

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Roger Carr

Mgmt

For

Elect Gerard J. DeMuro

Mgmt

For

Elect Harriet Green

Mgmt

For

Elect Chris Grigg

Mgmt

For

Elect Ian G. King

Mgmt

For

Elect Peter Lynas

Mgmt

For

Elect Paula Rosput Reynolds

Mgmt

For

Elect Nicholas Rose

Mgmt

For

Elect Ian Tyler

Mgmt

For

Elect Elizabeth Corley

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authorisation of Political Donations

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice at 14 Days

Mgmt

For

Bayerische Motoren Werke AG (BMW)

Ticker

Security ID:

Meeting Date

Meeting Status

BMW

CINS D12096109

05/12/2016

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

Elect Simone Menne to the Supervisory Board

Mgmt

For

Amendments to Articles

Mgmt

For

BIC (Societe Bic)

Ticker

Security ID:

Meeting Date

Meeting Status

CINS F10080103

05/18/2016

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Consolidated Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Directors’ Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Elect Bruno Bich to the Board of Directors

Mgmt

For

Elect Mario Guevara to the Board of Directors

Mgmt

For

Elect Elizabeth Bastoni to the Board of Directors

Mgmt

For

Remuneration of Bruno Bich, Chairman

Mgmt

For

Remuneration of Mario Guevara, CEO

Mgmt

For

Remuneration of Francois Bich, Deputy CEO

Mgmt

For

Against

Remuneration of Marie-Aimee Bich-Dufour, Deputy CEO

Mgmt

For

Against

Related Party Transaction (Cello Pens Private Ltd)

Mgmt

For

Authority to Cancel Shares and Reduce Capital

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Greenshoe

Mgmt

For

Authority to Increase Capital Through Capitalisations

Mgmt

For

Employee Stock Purchase Plan

Mgmt

For

Suppression of Preemptive Rights for Shares Issued Under Employee Stock Purchase Plan

Mgmt

For

Authority to Issue Performance Shares

Mgmt

For

Authority to Issue Stock Options

Mgmt

For

Amendments to Article Regarding Age Limits of Chairman. CEO and Deputy CEO’s

Mgmt

For

Authorisation of Legal Formalities

Mgmt

For

Canadian Natural Resources Limited

Ticker

Security ID:

Meeting Date

Meeting Status

CNQ

CUSIP 136385101

05/05/2016

Voted

Meeting Type

Country of Trade

Special

Canada

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Catherine M. Best

Mgmt

For

Withhold

Against

1.2

Elect N. Murray Edwards

Mgmt

For

1.3

Elect Timothy W. Faithfull

Mgmt

For

1.4

Elect Gary A. Filmon

Mgmt

For

1.5

Elect Christopher L. Fong

Mgmt

For

1.6

Elect Gordon D. Giffin

Mgmt

For

1.7

Elect Wilfred A. Gobert

Mgmt

For

1.8

Elect Steve W. Laut

Mgmt

For

1.9

Elect Frank J. McKenna

Mgmt

For

1.10

Elect David A. Tuer

Mgmt

For

1.11

Elect Annette Verschuren

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Stock Option Plan Renewal

Mgmt

For

Return of Capital and Reduction in Stated Capital

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Carl Zeiss Meditec AG

Ticker

Security ID:

Meeting Date

Meeting Status

AFX

CINS D14895102

04/06/2016

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

Elect Michael Kaschke

Mgmt

For

Against

Elect Markus Guthoff

Mgmt

For

Elect Thomas Spitzenpfeil

Mgmt

For

Increase in Authorised Capital

Mgmt

For

Against

Carnival plc

Ticker

Security ID:

Meeting Date

Meeting Status

CCL

CUSIP 143658300

04/14/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Micky Arison

Mgmt

For

Elect Sir Jonathon Band

Mgmt

For

Elect Arnold W. Donald

Mgmt

For

Elect Richard J. Glasier

Mgmt

For

Elect Debra J. Kelly-Ennis

Mgmt

For

Elect Sir John Parker

Mgmt

For

Elect Stuart Subotnick

Mgmt

For

Elect Laura A. Weil

Mgmt

For

Elect Randall J. Weisenburger

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Approval of Directors’ Remuneration Report

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Accounts and Reports

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Check Point Software
Technologies Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

CHKP

CUSIP M22465104

06/07/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Gil Shwed

Mgmt

For

Elect Marius Nacht

Mgmt

For

Elect Jerry Ungerman

Mgmt

For

Elect Dan Propper

Mgmt

For

Elect David Rubner

Mgmt

For

Elect Tal Shavit

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Compensation of CEO

Mgmt

For

Compensation Policy

Mgmt

For

Declaration of Material Interest

Mgmt

N/A

Against

N/A

Declaration of Material Interest

Mgmt

N/A

Against

N/A

Dassault Systèmes SA

Ticker

Security ID:

Meeting Date

Meeting Status

DSY

CINS F2457H472

09/04/2015

Voted

Meeting Type

Country of Trade

Special

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Authority to Issue Restricted Shares

Mgmt

For

Against

Employee Stock Purchase Plan

Mgmt

For

Amendments to Corporate Purpose

Mgmt

For

Authorization of Legal Formalities

Mgmt

For

Dassault Systèmes SE

Ticker

Security ID:

Meeting Date

Meeting Status

DSY

CINS F2457H472

05/26/2016

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports; Approval of Non-Tax Deductible Expenses

Mgmt

For

Consolidated Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Scrip Dividend

Mgmt

For

Related Party Transactions

Mgmt

For

Remuneration of Charles Edelstenne (Chairman)

Mgmt

For

Remuneration of Bernard Charles (CEO)

Mgmt

For

Elect Marie-Helene Habert to the Board of Directors

Mgmt

For

Elect Laurence Lescourret to the Board of Directors

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor (Ernst & Young)

Mgmt

For

Appointment of Alternate Auditor (Auditex)

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Cancel Shares and Reduce Capital

Mgmt

For

Authority to Grant Stock Options

Mgmt

For

Employee Stock Purchase Plan

Mgmt

For

Amendments to Articles Regarding the Board of Directors

Mgmt

For

Authorisation of Legal Formalities

Mgmt

For

Shareholder Proposal (A1) Regarding the Election of Employee Representatives by Direct Vote

ShrHoldr

Against

For

Shareholder Proposal (A2) Regarding the Election of Employee Representatives by Works Council

ShrHoldr

Against

For

Shareholder Proposal (B) Regarding the Appointment of an Employee Representative to the Nomination Committee

ShrHoldr

Against

For

Shareholder Proposal Regarding the Allocation of Fees to Employee Representatives

ShrHoldr

Against

For

Shareholder Proposal Regarding Reporting of Board Meeting Proceedings to Employees

ShrHoldr

Against

For

Non-Voting Meeting Note

N/A

DCC Plc

Ticker

Security ID:

Meeting Date

Meeting Status

DCC

CINS G2689P101

07/17/2015

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect Tommy Breen

Mgmt

For

Elect Roisin Brennan

Mgmt

For

Elect David Byrne

Mgmt

For

Elect David Jukes

Mgmt

For

Elect Pamela J. Kirby

Mgmt

For

Elect Jane Lodge

Mgmt

For

Elect John Moloney

Mgmt

For

Elect Donal Murphy

Mgmt

For

Elect Fergal O’Dwyer

Mgmt

For

Elect Leslie Van de Walle

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for Re-Issuance of Treasury Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Amendments to Memorandum (Companies Act 2014)

Mgmt

For

Amendments to Articles (Companies Act 2014)

Mgmt

For

Diageo plc

Ticker

Security ID:

Meeting Date

Meeting Status

DGE

CINS G42089113

09/23/2015

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Peggy Bruzelius

Mgmt

For

Elect Lord Mervyn Davies

Mgmt

For

Elect HO Kwon Ping

Mgmt

For

Elect Betsey D. Holden

Mgmt

For

Elect Franz B. Humer

Mgmt

For

Elect Deirdre Mahlan

Mgmt

For

Elect Nicola Mendelsohn

Mgmt

For

Elect Ivan Menezes

Mgmt

For

Elect Philip Scott

Mgmt

For

Elect Alan Stewart

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authorisation of Political Donations

Mgmt

For

Dominion Diamond Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

DDC

CUSIP 257287102

07/15/2015

Voted

Meeting Type

Country of Trade

Annual

Canada

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Graham G. Clow

Mgmt

For

1.2

Elect Robert A. Gannicott

Mgmt

For

1.3

Elect Daniel O. Jarvis

Mgmt

For

1.4

Elect Tom Kenny

Mgmt

For

1.5

Elect Manuel Lino S. De Sousa-Oliveira

Mgmt

For

1.6

Elect Fiona Perrott-Humphrey

Mgmt

For

1.7

Elect Chuck Strahl

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Essilor International

Ticker

Security ID:

Meeting Date

Meeting Status

CINS F31668100

05/11/2016

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Consolidated Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Scrip Dividend

Mgmt

For

Ratification of the Co-option of Juliette Favre

Mgmt

For

Elect Maureen Cavanagh to the Board of Directors

Mgmt

For

Elect Henrietta H. Fore to the Board of Directors

Mgmt

For

Elect Annette Messemer to the Board of Directors

Mgmt

For

Remuneration of Hubert Sagnieres, Chairman and CEO

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Cancel Shares and Reduce Capital

Mgmt

For

Employee Stock Purchase Plan

Mgmt

For

Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights

Mgmt

For

Authority to Issue Shares and/or Convertible Securities Through Private Placement

Mgmt

For

Greenshoe

Mgmt

For

Authority to Increase Capital in Consideration for Contributions in Kind

Mgmt

For

Authority to Set Offering Price

Mgmt

For

Global Ceiling on Capital Increases

Mgmt

For

Authority to Increase Capital Through Capitalisations

Mgmt

For

Authorisation of Legal Formalities

Mgmt

For

Fomento Economico Mexicano
SAB de CV

Ticker

Security ID:

Meeting Date

Meeting Status

FEMSA

CUSIP 344419106

03/08/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Report on Tax Compliance

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Election of Directors; Fees

Mgmt

For

Election of Board Committee Members; Fees

Mgmt

For

Election of Meeting Delegates

Mgmt

For

Minutes

Mgmt

For

Fomento Economico Mexicano
SAB de CV

Ticker

Security ID:

Meeting Date

Meeting Status

FEMSA

CINS P4182H115

03/08/2016

Voted

Meeting Type

Country of Trade

Annual

Mexico

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Report on Tax Compliance

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Election of Directors; Fees

Mgmt

For

Election of Finance and Planning Committee Members

Mgmt

For

Election of Audit Committee Members

Mgmt

For

Election of Corporate Governance Committee Members

Mgmt

For

Election of Meeting Delegates

Mgmt

For

Minutes

Mgmt

For

Givaudan S.A.

Ticker

Security ID:

Meeting Date

Meeting Status

GIVN

CINS H3238Q102

03/17/2016

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

TNA

N/A

Accounts and Reports

Mgmt

For

TNA

N/A

Compensation Report

Mgmt

For

TNA

N/A

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Ratification of Board Acts

Mgmt

For

TNA

N/A

Elect Werner Bauer

Mgmt

For

TNA

N/A

Elect Lilian Biner

Mgmt

For

TNA

N/A

Elect Michael Carlos

Mgmt

For

TNA

N/A

Elect Ingrid Deltenre

Mgmt

For

TNA

N/A

Elect Calvin Grieder

Mgmt

For

TNA

N/A

Elect Thomas Rufer

Mgmt

For

TNA

N/A

Elect Jurg Witmer

Mgmt

For

TNA

N/A

Elect Victor Balli

Mgmt

For

TNA

N/A

Elect Jurg Witmer as Chairman

Mgmt

For

TNA

N/A

Elect Werner Bauer as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Ingrid Deltenre as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Calvin Grieder as Compensation Committee Member

Mgmt

For

TNA

N/A

Appointment of Independent Proxy

Mgmt

For

TNA

N/A

Appointment of Auditor

Mgmt

For

TNA

N/A

Board Compensation

Mgmt

For

TNA

N/A

Executive Compensation (Short-Term Incentive)

Mgmt

For

TNA

N/A

Executive Compensation (Fixed and Long-Term Incentive)

Mgmt

For

TNA

N/A

Non-Voting Meeting Note

N/A

TNA

N/A

Grifols SA

Ticker

Security ID:

Meeting Date

Meeting Status

GRF

CINS E5706X215

05/26/2016

Voted

Meeting Type

Country of Trade

Annual

Spain

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Individual Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

Consolidated Accounts and Reports

Mgmt

For

Ratification of Board Acts

Mgmt

For

Appointment of Auditor (Individual Accounts)

Mgmt

For

Appointment of Auditor (Consolidated Accounts)

Mgmt

For

Elect Victor Grifols Deu

Mgmt

For

Elect Luis Isasi Fernandez de Bobadilla

Mgmt

For

Elect Steven F. Mayer

Mgmt

For

Elect Thomas Glanzmann

Mgmt

For

Board Size

Mgmt

For

Remuneration Report

Mgmt

For

Against

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

Authorisation of Legal Formalities

Mgmt

For

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Icon Plc

Ticker

Security ID:

Meeting Date

Meeting Status

ICLR

CUSIP G4705A100

07/24/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Ciaran Murray

Mgmt

For

Elect Ronan Lambe

Mgmt

For

Elect Declan McKeon

Mgmt

For

Accounts and Reports

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for the Issuance of Treasury Shares

Mgmt

For

Ingenico

Ticker

Security ID:

Meeting Date

Meeting Status

ING

CINS F5276G104

04/29/2016

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports; Approval of Non Tax-Deductible Expenses

Mgmt

For

Consolidated Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Scrip Dividend

Mgmt

For

Related Party Transactions

Mgmt

For

Severance Agreement with Philippe Lazare, Chairman and CEO

Mgmt

For

Appointment of Auditor (Mazars)

Mgmt

For

Appointment of Alternate Auditor (Jean-Louis Simon)

Mgmt

For

Appointment of Auditor (KPMG)

Mgmt

For

Appointment of Alternate Auditor (Salustro Reydel)

Mgmt

For

Ratification of the Co-option of Colette Lewiner

Mgmt

For

Elect Bernard Bourigeaud to the Board of Directors

Mgmt

For

Resignation of Jean-Pierre Cojan

Mgmt

For

Elect Diaa Elyaacoubi to the Board of Directors

Mgmt

For

Elect Florence Parly to the Board of Directors

Mgmt

For

Elect Thibault Poutrel to the Board of Directors

Mgmt

For

Elect Philippe Lazare to the Board of Directors

Mgmt

For

Remuneration of Philippe Lazare, Chairman and CEO

Mgmt

For

Directors’ Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Cancel Shares and Reduce Capital

Mgmt

For

Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights

Mgmt

For

Authority to Increase Capital in Case of Exchange Offer

Mgmt

For

Authority to Issue Shares and/or Convertible Securities Through Private Placement

Mgmt

For

Greenshoe

Mgmt

For

Authority to Increase Capital in Consideration for Contributions in Kind

Mgmt

For

Global Ceiling on Capital Increase and Debt Issuances

Mgmt

For

Employee Stock Purchase Plan

Mgmt

For

Employee Stock Purchase Plan for Overseas Employees

Mgmt

For

Authority to Issue Performance Shares

Mgmt

For

Amendment Regarding Director Terms

Mgmt

For

Amendments to Articles Regarding Censor Terms

Mgmt

For

Internal Spin-off (Ingenico France)

Mgmt

For

Internal Spin-off (Ingenico Terminals)

Mgmt

For

Internal Spin-off (Ingenico Business Support)

Mgmt

For

Authorization of Legal Formalities

Mgmt

For

Invesco Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

IVZ

CUSIP G491BT108

05/12/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Joseph R. Canion

Mgmt

For

Elect Martin L. Flanagan

Mgmt

For

Elect C. Robert Henrikson

Mgmt

For

Elect Ben F. Johnson III

Mgmt

For

Elect Edward P. Lawrence

Mgmt

For

Elect Sir Nigel Sheinwald

Mgmt

For

Elect Phoebe A. Wood

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

2016 Global Equity Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Japan Tobacco Incorporated

Ticker

Security ID:

Meeting Date

Meeting Status

2914

CINS J27869106

03/23/2016

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Amendments to Articles

Mgmt

For

Elect Yasutake Tango

Mgmt

For

Elect Mitsuomi Koizumi

Mgmt

For

Elect Yasushi Shingai

Mgmt

For

Elect Mutsuo Iwai

Mgmt

For

Elect Hideki Miyazaki

Mgmt

For

Elect Motoyuki Oka

Mgmt

For

Elect Main Kohda

Mgmt

For

Elect Michio Masaki as Alternate Statutory Auditor

Mgmt

For

Kingdee International Software
Group Co. Ltd

Ticker

Security ID:

Meeting Date

Meeting Status

268

CINS G52568147

05/10/2016

Voted

Meeting Type

Country of Trade

Annual

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Elect XU Shao Chun

Mgmt

For

Elect Gary C. Biddle

Mgmt

For

Elect LIU Chia Yung

Mgmt

For

Elect CHEN Zhang

Mgmt

For

Elect LIN Bo

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Repurchased Shares

Mgmt

For

Against

Kingsoft Corporation Limited

Ticker

Security ID:

Meeting Date

Meeting Status

3888

CINS G5264Y108

05/20/2016

Voted

Meeting Type

Country of Trade

Annual

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Allocation of Final Dividend

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Repurchased Shares

Mgmt

For

Against

Elect NG Yuk Keung

Mgmt

For

Elect ZOU Tao

Mgmt

For

Elect LAU Chi Ping

Mgmt

For

Directors’ Fees

Mgmt

For

Kone Oyj

Ticker

Security ID:

Meeting Date

Meeting Status

KNEBV

CINS X4551T105

03/07/2016

Voted

Meeting Type

Country of Trade

Annual

Finland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Ratification of Board and CEO Acts

Mgmt

For

Directors’ Fees

Mgmt

For

Board Size

Mgmt

For

Election of Directors

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Number of Auditors

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Non-Voting Agenda Item

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Man Group plc

Ticker

Security ID:

Meeting Date

Meeting Status

EMG

CINS G5790V172

05/06/2016

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Richard Berliand

Mgmt

For

Elect Phillip Colebatch

Mgmt

For

Elect John Cryan

Mgmt

For

Elect Andrew D. Horton

Mgmt

For

Elect Matthew Lester

Mgmt

For

Elect Ian P. Livingston

Mgmt

For

Elect Emmanuel Roman

Mgmt

For

Elect Dev Sanyal

Mgmt

For

Elect Nina Shapiro

Mgmt

For

Elect Jonathan Sorrell

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authorisation of Political Donations

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Management Consulting Group plc

Ticker

Security ID:

Meeting Date

Meeting Status

MMC

CINS G5775H107

12/17/2015

Voted

Meeting Type

Country of Trade

Ordinary

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Disposal

Mgmt

For

Amendment to the Restricted Share Plan

Mgmt

For

Transaction Bonus

Mgmt

For

Against

Mitsubishi Estate Co Limited

Ticker

Security ID:

Meeting Date

Meeting Status

8802

CINS J43916113

06/29/2016

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Amendments to Articles

Mgmt

For

Elect Keiji Kimura

Mgmt

For

Elect Hirotaka Sugiyama

Mgmt

For

Elect Joh Katoh

Mgmt

For

Elect Junichi Tanisawa

Mgmt

For

Elect Junichi Yoshida

Mgmt

For

Elect Hiroshi Katayama

Mgmt

For

Elect Yutaka Yanagisawa

Mgmt

For

Elect Tohru Ohkusa

Mgmt

For

Elect Isao Matsuhashi

Mgmt

For

Elect Shin Ebihara

Mgmt

For

Elect Shu Tomioka

Mgmt

For

Elect Masaaki Shirakawa

Mgmt

For

Elect Shin Nagase

Mgmt

For

Elect Setsuko Egami

Mgmt

For

Elect Iwao Taka

Mgmt

For

Renewal of Takeover Defense Plan

Mgmt

For

Against

Nabors Industries Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

NBR

CUSIP G6359F103

06/07/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James R. Crane

Mgmt

For

Withhold

Against

1.2

Elect John P. Kotts

Mgmt

For

Withhold

Against

1.3

Elect Michael C. Linn

Mgmt

For

Withhold

Against

1.4

Elect Anthony G. Petrello

Mgmt

For

1.5

Elect Dag Skattum

Mgmt

For

1.6

Elect Howard Wolf

Mgmt

For

Withhold

Against

1.7

Elect John Yearwood

Mgmt

For

Withhold

Against

Ratification of Auditor and Authority to Set Fees

Mgmt

For

Approval of the 2016 Stock Plan

Mgmt

For

Against

Advisory Vote on Executive Compensation

Mgmt

For

Against

Shareholder Proposal Regarding Proxy Access

ShrHoldr

Against

For

Against

Nestle S.A.

Ticker

Security ID:

Meeting Date

Meeting Status

NESN

CINS H57312649

04/07/2016

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

TNA

N/A

Accounts and Reports

Mgmt

For

TNA

N/A

Compensation Report

Mgmt

For

TNA

N/A

Ratification of Board and Management Acts

Mgmt

For

TNA

N/A

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Elect Peter Brabeck-Letmathe

Mgmt

For

TNA

N/A

Elect Paul Bulcke

Mgmt

For

TNA

N/A

Elect Andreas Koopmann

Mgmt

For

TNA

N/A

Elect Beat Hess

Mgmt

For

TNA

N/A

Elect Renato Fassbind

Mgmt

For

TNA

N/A

Elect Steven G. Hoch

Mgmt

For

TNA

N/A

Elect Naina Lal Kidwai

Mgmt

For

TNA

N/A

Elect Jean-Pierre Roth

Mgmt

For

TNA

N/A

Elect Ann Veneman

Mgmt

For

TNA

N/A

Elect Henri de Castries

Mgmt

For

TNA

N/A

Elect Eva Cheng

Mgmt

For

TNA

N/A

Elect Ruth Khasaya Oniang’o

Mgmt

For

TNA

N/A

Elect Patrick Aebischer

Mgmt

For

TNA

N/A

Elect Peter Brabeck-Letmathe as Chairman

Mgmt

For

TNA

N/A

Elect Beat Hess as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Andreas Koopmann as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Jean-Pierre Roth as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Patrick Aebischer as Compensation Committee Member

Mgmt

For

TNA

N/A

Appointment of Auditor

Mgmt

For

TNA

N/A

Appointment of Independent Proxy

Mgmt

For

TNA

N/A

Board Compensation

Mgmt

For

TNA

N/A

Executive Compensation

Mgmt

For

TNA

N/A

Cancellation of Shares and Reduction in Share Capital

Mgmt

For

TNA

N/A

Additional or Miscellaneous Proposals

ShrHoldr

Against

TNA

N/A

Novo Nordisk A/S

Ticker

Security ID:

Meeting Date

Meeting Status

NOVO-B

CINS K72807132

03/18/2016

Voted

Meeting Type

Country of Trade

Annual

Denmark

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Accounts and Reports

Mgmt

For

Directors’ Fees for 2015

Mgmt

For

Directors’ Fees for 2016

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Goran A. Ando

Mgmt

For

Elect Jeppe Christiansen

Mgmt

For

Elect Bruno Angelici

Mgmt

For

Elect Brian Daniels

Mgmt

For

Elect Sylvie Gregoire

Mgmt

For

Elect Liz Hewitt

Mgmt

For

Elect Mary T. Szela

Mgmt

For

Appointment of Auditor

Mgmt

For

Cancellation of Shares

Mgmt

For

Amendments to Articles Regarding Bearer Shares

Mgmt

For

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Amendments to Articles Regarding Trademark

Mgmt

For

Amendments to Articles Regarding Executive Management Registration

Mgmt

For

Amendments to Articles Regarding Report Language

Mgmt

For

Amendment to Remuneration Guidelines

Mgmt

For

Non-Voting Agenda Item

N/A

Paddy Power Betfair Plc

Ticker

Security ID:

Meeting Date

Meeting Status

PPB

CINS G68673113

05/18/2016

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Against

Elect Zillah Byng-Thorne

Mgmt

For

Elect Breon Corcoran

Mgmt

For

Elect Ian Dyson

Mgmt

For

Elect Alex Gersh

Mgmt

For

Elect Peter Jackson

Mgmt

For

Elect Peter Rigby

Mgmt

For

Elect Gary McGann

Mgmt

For

Elect Michael A. Cawley

Mgmt

For

Elect Danuta Gray

Mgmt

For

Elect Stewart Kenny

Mgmt

For

Elect Padraig O Riordain

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for Re-Issuance of Treasury Shares

Mgmt

For

Paddy Power plc

Ticker

Security ID:

Meeting Date

Meeting Status

PAP

CINS G68673113

12/21/2015

Voted

Meeting Type

Country of Trade

Special

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Merger/Acquisition

Mgmt

For

Increase in Authorised Share Capital

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Change in Company Name

Mgmt

For

Amendments to Memorandum (Authorised Share Capital)

Mgmt

For

Amendments to Articles (Authorised Share Capital)

Mgmt

For

Executive Compensatory Arrangements

Mgmt

For

Reduction in Share Premium Account

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Increase in NEDs’ Fee Cap

Mgmt

For

Amendments to Articles

Mgmt

For

Long Term Incentive Plan

Mgmt

For

Medium Term Incentive Plan

Mgmt

For

Deferred Share Incentive Plan

Mgmt

For

Remuneration Policy (Advisory– Non-UK Issuer)

Mgmt

For

Amendments to Sharesave Scheme

Mgmt

For

Non-Voting Meeting Note

N/A

Qiagen N.V.

Ticker

Security ID:

Meeting Date

Meeting Status

QGEN

CUSIP N72482107

06/21/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Opening

Mgmt

For

Report of the Management Board

Mgmt

For

Report of the Supervisory Board

Mgmt

For

Amendments to Articles to Permit Staggered Director Terms

Mgmt

For

Against

Elect Stephane Bancel

Mgmt

For

Elect Metin Colpan

Mgmt

For

Elect Manfred Karobath

Mgmt

For

Elect Ross L. Levine

Mgmt

For

Elect Elaine Mardis

Mgmt

For

Elect Lawrence A. Rosen

Mgmt

For

Elect Elizabeth E. Tallett

Mgmt

For

Elect Peer Schatz

Mgmt

For

Elect Roland Sackers

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Suppress Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Rakuten Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

4755

CINS J64264104

03/30/2016

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Amendments to Articles

Mgmt

For

Elect Hiroshi Mikitani

Mgmt

For

Elect Masayuki Hosaka

Mgmt

For

Elect Charles B. Baxter

Mgmt

For

Elect Ken Kutaragi

Mgmt

For

Elect Jun Murai

Mgmt

For

Elect Youngme E. Moon

Mgmt

For

Elect Joshua G. James

Mgmt

For

Elect Takashi Mitachi

Mgmt

For

Elect Katsuyuki Yamaguchi

Mgmt

For

Against

Elect Takahide Uchida

Mgmt

For

Equity Compensation Plan for Inside Directors, Executive Officers and Employees

Mgmt

For

Against

Equity Compensation Plan for Outside Directors

Mgmt

For

Against

Equity Compensation Plan for Statutory Auditors

Mgmt

For

Against

Adoption of Appendix Concerning Share Options for California Residents

Mgmt

For

RELX Plc

Ticker

Security ID:

Meeting Date

Meeting Status

REL

CINS G74570121

04/21/2016

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Elect Marike van Lier Lels

Mgmt

For

Elect Carol G. Mills

Mgmt

For

Elect Robert J. MacLeod

Mgmt

For

Elect Erik Engstrom

Mgmt

For

Elect Anthony Habgood

Mgmt

For

Elect Wolfhart Hauser

Mgmt

For

Elect Adrian Hennah

Mgmt

For

Elect Nicholas Luff

Mgmt

For

Elect Linda S. Sanford

Mgmt

For

Elect Ben van der Veer

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Non-Voting Meeting Note

N/A

Sanofi

Ticker

Security ID:

Meeting Date

Meeting Status

SAN

CINS F5548N101

05/04/2016

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports; Approval of Non-Tax Deductible Expenses

Mgmt

For

Consolidated Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Laurent Attal to the Board of Directors

Mgmt

For

Elect Claudie Haignere to the Board of Directors

Mgmt

For

Elect Carole Piwnica to the Board of Directors

Mgmt

For

Elect Thomas Sudhof to the Board of Directors

Mgmt

For

Elect Diane Souza to the Board of Directors

Mgmt

For

Remuneration of Serge Weinberg, Chairman

Mgmt

For

Remuneration of Olivier Brandicourt, CEO

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Grant Stock Options

Mgmt

For

Authority to Issue Performance Shares

Mgmt

For

Authorisation of Legal Formalities

Mgmt

For

Sap SE

Ticker

Security ID:

Meeting Date

Meeting Status

SAP

CINS D66992104

05/12/2016

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Compensation Report

Mgmt

For

Against

Appointment of Auditor

Mgmt

For

Elect Gesche Joost as Supervisory Board Member

Mgmt

For

Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital

Mgmt

For

Sapporo Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

2501

CINS J69413128

03/30/2016

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Share Consolidation/Reverse Stock Split

Mgmt

For

Amendments to Articles

Mgmt

For

Elect Tsutomu Kamijoh

Mgmt

For

Elect Junji Watari

Mgmt

For

Elect Toshio Mizokami

Mgmt

For

Elect Hiroyuki Nose

Mgmt

For

Elect Shinichi Soya

Mgmt

For

Elect Mayumi Fukuhara

Mgmt

For

Elect Shigehiko Hattori

Mgmt

For

Elect Teruhiko Ikeda

Mgmt

For

Elect Shizuka Uzawa

Mgmt

For

Elect Tetsuo Seki

Mgmt

For

Elect Junya Satoh

Mgmt

For

Elect Tsugio Yada as Alternate Statutory Auditor

Mgmt

For

Performance-Linked Equity Compensation Plan

Mgmt

For

Sasol Limited

Ticker

Security ID:

Meeting Date

Meeting Status

SOL

CUSIP 803866300

12/04/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Re-elect Nolitha Fakude

Mgmt

For

Re-elect Mandla Gantsho

Mgmt

For

Re-elect Imogen Mkhize

Mgmt

For

Re-elect Stephen Westwell

Mgmt

For

Appointment of Auditor

Mgmt

For

Elect Audit Committee Member (Colin Beggs)

Mgmt

For

Elect Audit Committee Member (Nomgando Matyumza)

Mgmt

For

Elect Audit Committee Member (Imogen Mkhize)

Mgmt

For

Elect Audit Committee Member (Johnson Njeke)

Mgmt

For

Elect Audit Committee Member (Stephen Westwell)

Mgmt

For

Approve Remuneration Policy

Mgmt

For

Approve NEDs’ Fees

Mgmt

For

General Authority to Repurchase Shares

Mgmt

For

Specific Authority to Repurchase Shares

Mgmt

For

Shire plc

Ticker

Security ID:

Meeting Date

Meeting Status

SHP

CINS G8124V108

04/28/2016

Voted

Meeting Type

Country of Trade

Annual

Jersey

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect Dominic Blakemore

Mgmt

For

Elect Olivier Bohuon

Mgmt

For

Elect William M. Burns

Mgmt

For

Elect Steven Gillis

Mgmt

For

Elect David Ginsburg

Mgmt

For

Elect Susan Kilsby

Mgmt

For

Elect Sara Mathew

Mgmt

For

Elect Anne Minto

Mgmt

For

Elect Flemming Ornskov

Mgmt

For

Elect Jeffrey Poulton

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Increase in Authorised Capital

Mgmt

For

Amendments to Articles

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Shire plc

Ticker

Security ID:

Meeting Date

Meeting Status

SHP

CINS G8124V108

05/27/2016

Voted

Meeting Type

Country of Trade

Ordinary

Jersey

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Merger

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Non-Voting Meeting Note

N/A

Swatch Group Ltd. (The)

Ticker

Security ID:

Meeting Date

Meeting Status

UHR

CINS H83949141

05/11/2016

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

TNA

N/A

Ratification of Board and Management Acts

Mgmt

For

TNA

N/A

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Fixed Board Compensation (Non-Executive Functions)

Mgmt

For

TNA

N/A

Fixed Board Compensation (Executive Functions)

Mgmt

For

TNA

N/A

Fixed Executive Compensation

Mgmt

For

TNA

N/A

Variable Compensation (Executive Directors)

Mgmt

For

TNA

N/A

Variable Compensation (Executive Management)

Mgmt

For

TNA

N/A

Elect Nayla Hayek as Chair

Mgmt

For

TNA

N/A

Elect Ernst Tanner

Mgmt

For

TNA

N/A

Elect Georges Nick Hayek

Mgmt

For

TNA

N/A

Elect Claude Nicollier

Mgmt

For

TNA

N/A

Elect Jean-Pierre Roth

Mgmt

For

TNA

N/A

Elect Daniela Aeschlimann

Mgmt

For

TNA

N/A

Elect Nayla Hayek as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Ernst Tanner as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Georges Nicolas Hayek as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Claude Nicollier as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Jean-Pierre Roth as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Daniela Aeschlimann as Compensation Committee Member

Mgmt

For

TNA

N/A

Appointment of Independent Proxy

Mgmt

For

TNA

N/A

Appointment of Auditor

Mgmt

For

TNA

N/A

Teva Pharmaceutical Industries Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

TEVA

CUSIP 881624209

04/18/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Yitzhak Peterburg

Mgmt

For

Elect Arie S. Belldegrun

Mgmt

For

Elect Amir Elstein

Mgmt

For

Amendment of Compensation Policy

Mgmt

For

Against

Declaration of Material Interest

Mgmt

N/A

Against

N/A

Salary Increase of CEO

Mgmt

For

Amendment of CEO’s Bonus Scheme

Mgmt

For

Amendment of CEO’s Annual Equity Grants

Mgmt

For

Amendment of 2015 Long-Term Equity-Based Incentive Plan

Mgmt

For

Appointment of Auditor

Mgmt

For

Teva Pharmaceutical Industries Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

TEVA

CUSIP 881624209

09/03/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Roger Abravanel

Mgmt

For

Elect Rosemary A. Crane

Mgmt

For

Elect Gerald M. Lieberman

Mgmt

For

Elect Galia Maor

Mgmt

For

Elect Gabrielle Greene-Sulzberger

Mgmt

For

Amendment to Compensation Policy

Mgmt

For

Against

Declaration of Material Interest

Mgmt

N/A

Against

N/A

Remuneration of Directors

Mgmt

For

Against

Remuneration of Chairman

Mgmt

For

Salary Increase of CEO

Mgmt

For

Special Bonus of CEO

Mgmt

For

2015 Long-Term Equity-Based Incentive Plan

Mgmt

For

Appointment of Auditor

Mgmt

For

Teva Pharmaceutical Industries Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

TEVA

CUSIP 881624209

11/05/2015

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Creation of Preferred Shares

Mgmt

For

Total Produce Plc

Ticker

Security ID:

Meeting Date

Meeting Status

T7O

CINS G8983Q109

05/25/2016

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Kevin Toland

Mgmt

For

Elect Rose B. Hynes

Mgmt

For

Elect Frank J. Davis

Mgmt

For

Elect Seamus Taaffe

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Amendments to Articles

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for Re-Issuance of Treasury Shares

Mgmt

For

Reduction in Share Capital

Mgmt

For

Transocean Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

RIG

CUSIP H8817H100

10/29/2015

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Amendment to Par Value

Mgmt

For

Cancellation of Repurchased Shares

Mgmt

For

Cancellation of Dividend Payments

Mgmt

For

Elect Jeremy D. Thigpen

Mgmt

For

Tyco International Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

TYC

CUSIP G91442106

03/09/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Edward D. Breen

Mgmt

For

Elect Herman E. Bulls

Mgmt

For

Elect Michael E. Daniels

Mgmt

For

Elect Frank M. Drendel

Mgmt

For

Elect Brian Duperreault

Mgmt

For

Elect Rajiv L. Gupta

Mgmt

For

Elect George R. Oliver

Mgmt

For

Elect Brendan R. O’Neill

Mgmt

For

Elect Jurgen Tinggren

Mgmt

For

Elect Sandra S. Wijnberg

Mgmt

For

Elect R. David Yost

Mgmt

For

Ratification of Deloitte & Touche

Mgmt

For

Authority to Set Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Issuance of Treasury Shares

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

UBM plc

Ticker

Security ID:

Meeting Date

Meeting Status

UBM

CINS G91709108

01/07/2016

Voted

Meeting Type

Country of Trade

Ordinary

Jersey

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Disposal of PR Newswire

Mgmt

For

Share Consolidation

Mgmt

For

UBM plc

Ticker

Security ID:

Meeting Date

Meeting Status

UBM

CINS G91709108

05/18/2016

Voted

Meeting Type

Country of Trade

Annual

Jersey

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Elect Helen Alexander

Mgmt

For

Elect Timothy R. Cobbold

Mgmt

For

Elect Marina Wyatt

Mgmt

For

Elect Alan Gillespie

Mgmt

For

Elect Pradeep Kar

Mgmt

For

Elect Greg Lock

Mgmt

For

Elect John McConnell

Mgmt

For

Elect Mary T. McDowell

Mgmt

For

Elect Terry Neill

Mgmt

For

Elect Katryn Blake

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Non-Voting Meeting Note

N/A

UOB Kay Hian Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

U10

CINS Y92991101

04/27/2016

Voted

Meeting Type

Country of Trade

Annual

Singapore

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Directors’ Fees

Mgmt

For

Elect Francis LEE Chin Yong

Mgmt

For

Against

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Against

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

Authority to Issue Shares under the UOB-Kay Hian Holdings Limited Scrip Dividend Scheme

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Wolters Kluwer NV

Ticker

Security ID:

Meeting Date

Meeting Status

WKL

CINS ADPV09931

04/21/2016

Voted

Meeting Type

Country of Trade

Annual

Netherlands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Accounts and Reports

Mgmt

For

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Elect Rene Hooft Graafland

Mgmt

For

Elect Jeanette Horan

Mgmt

For

Elect Fidelma Russo

Mgmt

For

Supervisory Board’s Fees

Mgmt

For

Amendments to Articles

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Suppress Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Yamaha Motor Co. Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

7272

CINS J95776126

03/25/2016

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Amendments to Articles

Mgmt

For

Elect Hiroyuki Yanagi

Mgmt

For

Elect Takaaki Kimura

Mgmt

For

Elect Kohzoh Shinozaki

Mgmt

For

Elect Nobuya Hideshima

Mgmt

For

Elect Masahiro Takizawa

Mgmt

For

Elect Katsuaki Watanabe

Mgmt

For

Elect Toshizumi Katoh

Mgmt

For

Elect Yohichiroh Kojima

Mgmt

For

Elect Tamotsu Adachi

Mgmt

For

Elect Takuya Nakata

Mgmt

For

Elect Atsushi Niimi

Mgmt

For

Elect Masayuki Satake as Alternate Statutory Auditor

Mgmt

For

BROWN CAPITAL MANAGEMENT INTERNATIONAL SMALL COMPANY FUND

Abcam plc

Ticker

Security ID:

Meeting Date

Meeting Status

ABC

CINS G0060R118

11/05/2015

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Remuneration Policy (Advisory - AIM listed)

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Elect Mara Aspinall

Mgmt

For

Elect Sue Harris

Mgmt

For

Elect Murray Hennessy

Mgmt

For

Elect Jonathan Milner

Mgmt

For

Elect Alan Hirzel

Mgmt

For

Elect Jeff Iliffe

Mgmt

For

Elect Jim Warwick

Mgmt

For

Elect Anthony F. Martin

Mgmt

For

Elect Louise A.V.C. Patten

Mgmt

For

Elect Michael Ross

Mgmt

For

Share Option Plan

Mgmt

For

Against

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Albioma SA

Ticker

Security ID:

Meeting Date

Meeting Status

ABIO

CINS F0190K109

05/24/2016

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports; Approval of Non Tax-Deductible Expenses

Mgmt

For

Consolidated Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Scrip Dividend

Mgmt

For

Remuneration of Jacques Petry, Chairman and CEO

Mgmt

For

Against

Severance Agreement of Frederic Moyne, CEO

Mgmt

For

Non-Compete Agreement of Frederic Moyne, CEO

Mgmt

For

Related Party Transactions

Mgmt

For

Ratification of the Co-option of Valerie Landon to the Board of Directors

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor (PricewaterhouseCoopers Audit) and Alternate Auditor (Jean-Baptiste Deschryver)

Mgmt

For

Appointment of Auditor (Mazars) and Alternate Auditor (Simon Beillevaire)

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Cancel Shares and Reduce Capital

Mgmt

For

Authority to Issue Performance Shares

Mgmt

For

Authorisation of Legal Formalities

Mgmt

For

Ambu A/S

Ticker

Security ID:

Meeting Date

Meeting Status

AMBU’B

CINS K03293113

12/10/2015

Voted

Meeting Type

Country of Trade

Annual

Denmark

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Directors’ Fees

Mgmt

For

Amendments to Articles Regarding Election of Chairman and Vice-chairman

Mgmt

For

Amendments to Articles Regarding English in Annual Reports

Mgmt

For

Elect Jens Bager as Chairman

Mgmt

For

Abstain

Against

Elect Mikael Worning as Vice Chairman

Mgmt

For

Elect Allan Larsen

Mgmt

For

Elect Christian Sagild

Mgmt

For

Elect Henrik Ehlers Wulff

Mgmt

For

Elect Oliver Johansen

Mgmt

For

Appointment of Auditor

Mgmt

For

Abstain

Against

Authority to Carry out Formalities

Mgmt

For

Azimut Holding S.p.A.

Ticker

Security ID:

Meeting Date

Meeting Status

AZM

CINS T0783G106

04/28/2016

Voted

Meeting Type

Country of Trade

Mix

Italy

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Amendments to Article 17

Mgmt

For

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

Board Size

Mgmt

For

Board Term Length

Mgmt

For

List of Directors Presented by Timone Fiduciaria S.p.A.

Mgmt

For

Directors’ Fees

Mgmt

For

Election of Chairman of Board

Mgmt

For

Bonus for Outgoing Board of Directors

Mgmt

For

Against

List of Statutory Auditors Presented by Timone Fiduciaria S.p.A.

Mgmt

N/A

For

N/A

Statutory Auditors’ Fees

Mgmt

For

Bonus for Outgoing Board of Statutory Auditors

Mgmt

For

Against

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Repurchase and Reissue Shares

Mgmt

For

Remuneration Report

Mgmt

For

Assessment of Transfer of Registered Office

Mgmt

For

Maximum Variable Pay Ratio

Mgmt

For

Crisil Limited

Ticker

Security ID:

Meeting Date

Meeting Status

CRISIL

CINS Y1791U115

04/19/2016

Voted

Meeting Type

Country of Trade

Annual

India

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Yann L. Pallec

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Against

Elect John Francis Callahan

Mgmt

For

Against

CyberArk Software

Ticker

Security ID:

Meeting Date

Meeting Status

CYBR

CUSIP M2682V108

06/30/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Raphael Kesten

Mgmt

For

Elect Amnon Shoshani

Mgmt

For

Appoint Ehud Mokady as Chairman

Mgmt

For

Declaration of Material Interest

Mgmt

N/A

For

N/A

Approval of an annual grant of options and RSUs to the president and CEO

Mgmt

For

Against

Declaration of Material Interest

Mgmt

N/A

For

N/A

Annual Grant of Options/RSUs to Directors other than the President and CEO

Mgmt

For

Against

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Datalex Plc

Ticker

Security ID:

Meeting Date

Meeting Status

DLE

CINS G2659W102

05/24/2016

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect John Bateson

Mgmt

For

Against

Elect Aidan Brogan

Mgmt

For

Elect Roger Conan

Mgmt

For

Elect David Kennedy

Mgmt

For

Elect Peter Lennon

Mgmt

For

Against

Elect Garry Lyons

Mgmt

For

Elect Paschal Taggart

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Amendments to Articles (Irish Companies Act 2014)

Mgmt

For

Dechra Pharmaceuticals plc

Ticker

Security ID:

Meeting Date

Meeting Status

DPH

CINS G2769C145

10/23/2015

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Michael Redmond

Mgmt

For

Elect Ian Page

Mgmt

For

Elect Anne-Francoise Nesmes

Mgmt

For

Elect Tony Griffin

Mgmt

For

Elect Ishbel Macpherson

Mgmt

For

Elect Christopher Richards

Mgmt

For

Elect Julian Heslop

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Amendments to Articles

Mgmt

For

Descartes Systems Group Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

DSG

CUSIP 249906108

05/26/2016

Voted

Meeting Type

Country of Trade

Special

Canada

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David Anderson

Mgmt

For

1.2

Elect David I. Beatson

Mgmt

For

1.3

Elect Deborah Close

Mgmt

For

1.4

Elect Eric Demirian

Mgmt

For

1.5

Elect Christopher Hewat

Mgmt

For

Withhold

Against

1.6

Elect Jane O’Hagan

Mgmt

For

1.7

Elect Edward J. Ryan

Mgmt

For

1.8

Elect John Walker

Mgmt

For

Appointment of Auditor

Mgmt

For

Amendment to the 1998 Stock Option Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Evotec AG

Ticker

Security ID:

Meeting Date

Meeting Status

EVT

CINS D1646D105

06/14/2016

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital

Mgmt

For

Fidessa Group Plc

Ticker

Security ID:

Meeting Date

Meeting Status

FDSA

CINS G3469C104

04/27/2016

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Special Dividend

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect John Hamer

Mgmt

For

Elect Chris Aspinwall

Mgmt

For

Elect Ron Mackintosh

Mgmt

For

Elect Elizabeth Lake

Mgmt

For

Elect John Worby

Mgmt

For

Elect Ken Archer

Mgmt

For

Elect Andrew K. Skelton

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

GW Pharmaceuticals plc

Ticker

Security ID:

Meeting Date

Meeting Status

GWP

CINS G4210C104

03/23/2016

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Against

Elect Adam George

Mgmt

For

Elect James Noble

Mgmt

For

Against

Elect Chris Tovey

Mgmt

For

Elect Julian Gangoli

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Increase in Non-Executive Directors’ Fee Cap

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

Hiday Hidaka Corp.

Ticker

Security ID:

Meeting Date

Meeting Status

7611

CINS J1934J107

05/25/2016

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Amendments to Articles

Mgmt

For

Against

Elect Tadashi Kanda

Mgmt

For

Elect Hitoshi Takahashi

Mgmt

For

Elect Yoshio Tanabe

Mgmt

For

Elect Akira Arita

Mgmt

For

Elect Juichi Shima

Mgmt

For

Elect Nobuyuki Yoshida

Mgmt

For

Elect Tokuo Uchida

Mgmt

For

Elect Noriko Ishizaka

Mgmt

For

Elect Atsuhiro Yoshimoto

Mgmt

For

Elect Hiroshi Fujimoto

Mgmt

For

Elect Hiroshi Ninomiya

Mgmt

For

Elect Takeshi Yoshida as Alternate Statutory Auditor

Mgmt

For

Directors’ & Statutory Auditors’ Fees

Mgmt

For

Hyflux Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

600

CINS Y3817K105

04/27/2016

Voted

Meeting Type

Country of Trade

Annual

Singapore

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect LEE Joo Hai

Mgmt

For

Against

Elect GAY Chee Cheong

Mgmt

For

Elect TEO Kiang Kok

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

Authority to Issue Preference Shares

Mgmt

For

Against

Authority to Repurchase Shares

Mgmt

For

Inter Parfums SA

Ticker

Security ID:

Meeting Date

Meeting Status

ITP

CINS F5262B119

04/22/2016

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports; Approval of Non-Tax Deductible Expenses

Mgmt

For

Consolidated Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Related Party Transactions

Mgmt

For

Elect Dominique Cyrot to the Board of Directors

Mgmt

For

Directors’ Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Cancel Shares and Reduce Capital

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights but w/ Binding Priority Right

Mgmt

For

Authority to Issue Shares and/or Convertible Securities Through Private Placement

Mgmt

For

Authority to Set Offering Price of Shares

Mgmt

For

Greenshoe

Mgmt

For

Authority to Increase Capital in Consideration for Contributions in Kind

Mgmt

For

Authority to Issue Restricted Shares

Mgmt

For

Against

Authority to Issue Stock Options

Mgmt

For

Against

Employee Stock Purchase Plan

Mgmt

For

Authorisation of Legal Formalities

Mgmt

For

Kakaku.com Inc

Ticker

Security ID:

Meeting Date

Meeting Status

2371

CINS J29258100

06/23/2016

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Elect Kaoru Hayashi

Mgmt

For

Elect Minoru Tanaka

Mgmt

For

Elect Shohnosuke Hata

Mgmt

For

Elect Kenji Fujiwara

Mgmt

For

Elect Hajime Uemura

Mgmt

For

Elect Shingo Yuki

Mgmt

For

Elect Atsuhiro Murakami

Mgmt

For

Elect Ohki Matsumoto

Mgmt

For

Elect Yoshiharu Hayakawa

Mgmt

For

Elect Nobuyuki Tohya

Mgmt

For

Elect Shiho Konno

Mgmt

For

Equity Compensation Plan

Mgmt

For

Kingdee International Software
Group Co. Ltd

Ticker

Security ID:

Meeting Date

Meeting Status

268

CINS G52568147

05/10/2016

Voted

Meeting Type

Country of Trade

Annual

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Elect XU Shao Chun

Mgmt

For

Elect Gary C. Biddle

Mgmt

For

Elect LIU Chia Yung

Mgmt

For

Elect CHEN Zhang

Mgmt

For

Elect LIN Bo

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Repurchased Shares

Mgmt

For

Against

Lifestyle International Holdings Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

1212

CINS G54856128

04/18/2016

Voted

Meeting Type

Country of Trade

Annual

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect LAU Kam Shim

Mgmt

For

Elect Amy LAU Yuk-wai

Mgmt

For

Against

Elect Simon LAM Siu Lun

Mgmt

For

Against

Elect Abraham SHEK Lai Him

Mgmt

For

Against

Directors’ Fees

Mgmt

For

Appointment of Auditor and Authority to set fee

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

Authority to Issue Repurchased Shares

Mgmt

For

Against

M3, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

2413

CINS J4697J108

06/29/2016

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Amendments to Articles

Mgmt

For

Elect Itaru Tanimura

Mgmt

For

Against

Elect Akihiko Tomaru

Mgmt

For

Elect Satoshi Yokoi

Mgmt

For

Elect Takahiro Tsuji

Mgmt

For

Elect Eiji Tsuchiya

Mgmt

For

Elect Yasuhiko Yoshida

Mgmt

For

Elect Akinori Urae

Mgmt

For

Elect Kenichiroh Yoshida

Mgmt

For

Elect Nobuto Horino

Mgmt

For

Elect Akiko Suzuki

Mgmt

For

Elect Ryohko Tohyama

Mgmt

For

Non-Audit Committee Directors’ Fees

Mgmt

For

Audit Committee Directors’ Fees

Mgmt

For

Equity Compensation Plan

Mgmt

For

Against

MercadoLibre, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MELI

CUSIP 58733R102

06/10/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Emiliano Calemzuk

Mgmt

For

Withhold

Against

1.2

Elect Marcos Galperin

Mgmt

For

1.3

Elect Roberto Balls Sallouti

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

NNIT A/S

Ticker

Security ID:

Meeting Date

Meeting Status

NNIT

CINS K7S37D101

03/11/2016

Voted

Meeting Type

Country of Trade

Annual

Denmark

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Directors’ Fees

Mgmt

For

Elect Jesper Brandgaard

Mgmt

For

Elect Carsten Dilling

Mgmt

For

Elect John Beck

Mgmt

For

Elect Anne Broeng

Mgmt

For

Elect Eivind Kolding

Mgmt

For

Elect Rene Stockner

Mgmt

For

Appointment of Auditor

Mgmt

For

Abstain

Against

Authority to Repurchase Shares

Mgmt

For

Authority to Decide to Distribute Interim Dividend

Mgmt

For

Amendments to Articles Regarding Language of General Meeting

Mgmt

For

Amendments to Articles Regarding Language of Announcements

Mgmt

For

Non-Voting Agenda Item

N/A

Paddy Power Betfair Plc

Ticker

Security ID:

Meeting Date

Meeting Status

PPB

CINS G68673113

05/18/2016

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Against

Elect Zillah Byng-Thorne

Mgmt

For

Elect Breon Corcoran

Mgmt

For

Elect Ian Dyson

Mgmt

For

Elect Alex Gersh

Mgmt

For

Elect Peter Jackson

Mgmt

For

Elect Peter Rigby

Mgmt

For

Elect Gary McGann

Mgmt

For

Elect Michael A. Cawley

Mgmt

For

Elect Danuta Gray

Mgmt

For

Elect Stewart Kenny

Mgmt

For

Elect Padraig O Riordain

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for Re-Issuance of Treasury Shares

Mgmt

For

Paddy Power plc

Ticker

Security ID:

Meeting Date

Meeting Status

PAP

CINS G68673113

12/21/2015

Voted

Meeting Type

Country of Trade

Special

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Merger/Acquisition

Mgmt

For

Increase in Authorised Share Capital

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Change in Company Name

Mgmt

For

Amendments to Memorandum (Authorised Share Capital)

Mgmt

For

Amendments to Articles (Authorised Share Capital)

Mgmt

For

Executive Compensatory Arrangements

Mgmt

For

Reduction in Share Premium Account

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Increase in NEDs’ Fee Cap

Mgmt

For

Amendments to Articles

Mgmt

For

Long Term Incentive Plan

Mgmt

For

Medium Term Incentive Plan

Mgmt

For

Deferred Share Incentive Plan

Mgmt

For

Remuneration Policy (Advisory– Non-UK Issuer)

Mgmt

For

Amendments to Sharesave Scheme

Mgmt

For

Non-Voting Meeting Note

N/A

Partners Group Holding

Ticker

Security ID:

Meeting Date

Meeting Status

PGHN

CINS H6120A101

05/11/2016

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

TNA

N/A

Accounts and Reports

Mgmt

For

TNA

N/A

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Compensation Report

Mgmt

For

TNA

N/A

Ratification of Board and Management Acts

Mgmt

For

TNA

N/A

Amendments to Articles

Mgmt

For

TNA

N/A

Board Compensation

Mgmt

For

TNA

N/A

Executive Compensation

Mgmt

For

TNA

N/A

Elect Peter Wuffli as Chairman

Mgmt

For

TNA

N/A

Elect Charles Dallara

Mgmt

For

TNA

N/A

Elect Marcel Erni

Mgmt

For

TNA

N/A

Elect Michelle Felman

Mgmt

For

TNA

N/A

Elect Alfred Gantner

Mgmt

For

TNA

N/A

Elect Steffen Meister

Mgmt

For

TNA

N/A

Elect Grace del Rosario-Castano

Mgmt

For

TNA

N/A

Elect Eric Strutz

Mgmt

For

TNA

N/A

Elect Patrick Ward

Mgmt

For

TNA

N/A

Elect Urs Wietlisbach

Mgmt

For

TNA

N/A

Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Steffen Meister as Nominating and Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Peter Wuffli as Nominating and Compensation Committee Member

Mgmt

For

TNA

N/A

Appointment of Independent Proxy

Mgmt

For

TNA

N/A

Appointment of Auditor

Mgmt

For

TNA

N/A

Playtech Plc

Ticker

Security ID:

Meeting Date

Meeting Status

PTEC

CINS G7132V100

05/18/2016

Voted

Meeting Type

Country of Trade

Annual

ISLE OF MAN

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Paul Hewitt

Mgmt

For

Elect John Jackson

Mgmt

For

Elect Andrew Thomas

Mgmt

For

Elect Alan Jackson

Mgmt

For

Elect Ron Hoffman

Mgmt

For

Elect Mor Weizer

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Non-Voting Meeting Note

N/A

REA Group Limited

Ticker

Security ID:

Meeting Date

Meeting Status

REA

CINS Q8051B108

11/12/2015

Voted

Meeting Type

Country of Trade

Annual

Australia

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Remuneration Report

Mgmt

For

Re-elect Kathleen Conlon

Mgmt

For

Re-elect Hamish McLennan

Mgmt

For

Schoeller-Bleckmann AG

Ticker

Security ID:

Meeting Date

Meeting Status

SBOE

CINS A7362J104

04/27/2016

Voted

Meeting Type

Country of Trade

Ordinary

Austria

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

Supervisory Board Members’ Fees

Mgmt

For

Elect Wolfram Littich as Supervisory Board Member

Mgmt

For

Cancellation of Authority to Repurchase Shares

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Cancel or Reissue Treasury Shares

Mgmt

For

Authority to Reissue Treasury Shares

Mgmt

For

Sirtex Medical Limited

Ticker

Security ID:

Meeting Date

Meeting Status

SRX

CINS Q8510U101

10/27/2015

Voted

Meeting Type

Country of Trade

Annual

Australia

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Remuneration Report

Mgmt

For

Re-elect Grant Boyce

Mgmt

For

Elect Katherine Woodthorpe

Mgmt

For

Approve Executive Rights Plan

Mgmt

For

Equity Grant (MD/CEO Gilman Wong)

Mgmt

For

Non-Voting Meeting Note

N/A

Software Service, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

3733

CINS J7599W101

01/22/2016

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Allocation of Profits/Dividends

Mgmt

For

Elect Masaru Miyazaki

Mgmt

For

Against

Elect Akihiro Ootani

Mgmt

For

Elect Kenichi Mifune

Mgmt

For

Elect Junichiroh Itoh

Mgmt

For

Elect Kiyoshi Tsuno as Statutory Auditor

Mgmt

For

Against

Elect Yoshihiro Matsuo as Alternate Statutory Auditor

Mgmt

For

Against

Stallergenes Greer Plc

Ticker

Security ID:

Meeting Date

Meeting Status

STAGR

CINS G8415V106

06/09/2016

Voted

Meeting Type

Country of Trade

Mix

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Against

Remuneration Report (Advisory)

Mgmt

For

Elect Fereydoun Firouz to the Board of Directors

Mgmt

For

Elect Stefan Meister to the Board of Directors

Mgmt

For

Elect Paola Ricci to the Board of Directors

Mgmt

For

Elect Jean-Luc Belingard to the Board of Directors

Mgmt

For

Elect Patrick Langlois to the Board of Directors

Mgmt

For

Elect Elmar Schnee to the Board of Directors

Mgmt

For

Elect Yvonne Schlaeppi to the Board of Directors

Mgmt

For

Elect Rodolfo Bogni to the Board of Directors

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Stratec Biomedical Systems

Ticker

Security ID:

Meeting Date

Meeting Status

SBS

CINS D8171G205

06/09/2016

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

Approval of Profit-and-Loss Transfer Agreement with STRATEC Capital GmbH

Mgmt

For

Towa Pharmaceutical

Ticker

Security ID:

Meeting Date

Meeting Status

4553

CINS J90505108

06/24/2016

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Allocation of Profits/Dividends

Mgmt

For

Elect Shigehiko Okazawa as Alternate Statutory Auditors

Mgmt

For

Against

Bonus

Mgmt

For

Against

Vectura Group Plc

Ticker

Security ID:

Meeting Date

Meeting Status

VEC

CINS G9325J100

05/05/2016

Voted

Meeting Type

Country of Trade

Ordinary

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Merger

Mgmt

For

Victrex plc

Ticker

Security ID:

Meeting Date

Meeting Status

VCT

CINS G9358Y107

02/10/2016

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Lawrence C. Pentz

Mgmt

For

Elect Pamela J. Kirby

Mgmt

For

Elect Patrick De Smedt

Mgmt

For

Elect Andrew J.H. Dougal

Mgmt

For

Elect Jane Toogood

Mgmt

For

Elect David Hummel

Mgmt

For

Elect Tim Cooper

Mgmt

For

Elect Louisa Burdett

Mgmt

For

Elect Martin Court

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Vitec Group plc

Ticker

Security ID:

Meeting Date

Meeting Status

VTC

CINS G93682105

05/18/2016

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect John McDonough

Mgmt

For

Elect Stephen Bird

Mgmt

For

Elect Paul Hayes

Mgmt

For

Elect Christopher Humphrey

Mgmt

For

Elect Lorraine Rienecker

Mgmt

For

Elect Mark Rollins

Mgmt

For

Elect Caroline Thomson

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Non-Voting Meeting Note

N/A

Wirecard AG

Ticker

Security ID:

Meeting Date

Meeting Status

WDI

CINS D22359133

06/16/2016

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

Election of Wulf Matthias to the Supervisory Board

Mgmt

For

Supervisory Board Size

Mgmt

For

Elect Tina Kleingarn

Mgmt

For

Elect Vuyiswa V. M’Cwabeni,

Mgmt

For

Supervisory Board Members’ Fees

Mgmt

For

Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital

Mgmt

For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

BROWN CAPITAL MANAGEMENT MUTUAL FUNDS

By: (Signature and Title)		/s/ *Keith A. Lee*

		Keith A. Lee
		Trustee, President and Principal Executive Officer



Date: August 17, 2016

Dates Referenced Herein and Documents Incorporated by Reference

This ‘N-PX’ Filing	Date	Other Filings

Filed on / Effective on:	8/22/16
	8/17/16	485BPOS
For Period End:	6/30/16
	7/1/15
		List all Filings

↑Top

Filing Submission 0001209286-16-001270 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Brown Capital Management Mutual Funds – ‘N-PX’ for 6/30/16

On: Monday, 8/22/16, at 4:32pm ET · Effective: 8/22/16 · For: 6/30/16 · Accession #: 1209286-16-1270 · File #: 811-06199

Previous ‘N-PX’: ‘N-PX’ on 8/21/15 for 6/30/15 · Next: ‘N-PX’ on 8/30/17 for 6/30/17 · Latest: ‘N-PX’ on 8/31/23 for 6/30/23

Proxy Voting Record Annual Report by a Management Investment Company — Form N-PXFiling Table of Contents

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Proxy Voting Record Annual Report by a Management Investment Company — Form N-PX
Filing Table of Contents