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Brown Capital Management Mutual Funds – ‘N-PX’ for 6/30/15

On: Friday, 8/21/15, at 3:32pm ET · Effective: 8/21/15 · For: 6/30/15 · Accession #: 1209286-15-513 · File #: 811-06199

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/21/15  Brown Capital Mgmt Mutual Funds   N-PX        6/30/15    1:2.5M                                   Avery Publishin… Corp/FA
          → The Brown Capital Management International All Co. Fund ⇒ Institutional Shares (BCISX) — Investor Shares (BCIIX)
          → The Brown Capital Management Mid Co. Fund ⇒ Institutional Shares (BCMIX) — Investor Shares (BCMSX)
          → The Brown Capital Management Small Co. Fund ⇒ Institutional Shares (BCSSX) — Investor Shares (BCSIX)

Proxy Voting Record Annual Report by a Management Investment Company — Form N-PX
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-PX        Proxy Voting Record Annual Report by a Management   HTML   2.17M 
                          Investment Company

This is an HTML Document rendered as filed. [ Alternative Formats ]

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-06199

BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
(Exact name of registrant as specified in charter)

1201 North Calvert Street, Baltimore, Maryland 21202
(Address of principal executive offices) (Zip code)

Capitol Services, Inc.
1675 S. State Street, Suite B, Dover, Delaware 19901
(Name and address of agent for service)

With copies to:
John H. Lively
The Law Offices of John H. Lively & Associates, Inc.
A member firm of The 1940 Act Law Group^TM11300 Tomahawk Creek Parkway, Suite 310
Leawood, Kansas 66211

Registrant’s telephone number, including area code: 410-837-3234

Date of fiscal year end: March 31

Date of reporting period: July 1, 2014 - June 30, 2015

ITEM 1. PROXY VOTING RECORD

BROWN CAPITAL MANAGEMENT MID COMPANY FUND

Akamai Technologies, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

AKAM

CUSIP 00971T101

05/13/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect George H. Conrades

Mgmt

For

Elect Jill A. Greenthal

Mgmt

For

Elect F. Thomson Leighton

Mgmt

For

Amendment to the 2013 Stock

Mgmt

For

Incentive Plan

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

ANSYS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ANSS

CUSIP 03662Q105

05/14/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Bradford C. Morley

Mgmt

For

Elect Patrick J. Zilvitis

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Atwood Oceanics, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ATW

CUSIP 050095108

02/18/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Deborah A. Beck

Mgmt

For

1.2

Elect George S. Dotson

Mgmt

For

1.3

Elect Jack E. Golden

Mgmt

For

1.4

Elect Hans Helmerich

Mgmt

For

1.5

Elect Jeffrey A. Miller

Mgmt

For

1.6

Elect James R. Montague

Mgmt

For

1.7

Elect Robert J. Saltiel

Mgmt

For

1.8

Elect Phil D. Wedemeyer

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Biogen Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BIIB

CUSIP 09062X103

06/10/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Alexander J. Denner

Mgmt

For

Elect Caroline Dorsa

Mgmt

For

Elect Nancy L. Leaming

Mgmt

For

Elect Richard C. Mulligan

Mgmt

For

Elect Robert W. Pangia

Mgmt

For

Elect Stelios Papadopoulos

Mgmt

For

Elect Brian S. Posner

Mgmt

For

Elect Eric K. Rowinsky

Mgmt

For

Elect George A. Scangos

Mgmt

For

Elect Lynn Schenk

Mgmt

For

Elect Stephen A. Sherwin

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Approval of the 2015 Employee

Mgmt

For

Stock Purchase Plan

Approval of an Amendment to

Mgmt

For

the 2006 Non-Employee

Directors Equity Plan

Blackbaud, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BLKB

CUSIP 09227Q100

06/09/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Andrew M. Leitch

Mgmt

For

Elect George H. Ellis

Mgmt

For

Elect David G. Golden

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

BorgWarner Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BWA

CUSIP 099724106

04/29/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Alexis P. Michas

Mgmt

For

Elect Richard O. Schaum

Mgmt

For

Elect Thomas T. Stallkamp

Mgmt

For

Amendment to the Executive

Mgmt

For

Incentive Plan

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Elimination of Supermajority

Mgmt

For

Requirement

Right to Call a Special Meeting

Mgmt

For

Shareholder Proposal Regarding

ShrHoldr

Against

For

Right to Call a Special Meeting

Buffalo Wild Wings, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BWLD

CUSIP 119848109

05/07/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Sally J. Smith

Mgmt

For

1.2

Elect J. Oliver Maggard

Mgmt

For

1.3

Elect James M. Damian

Mgmt

For

1.4

Elect Dale M. Applequist

Mgmt

For

1.5

Elect Warren E. Mack

Mgmt

For

1.6

Elect Michael P. Johnson

Mgmt

For

1.7

Elect Jerry R. Rose

Mgmt

For

1.8

Elect Cynthia L. Davis

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Cameron International Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

CAM

CUSIP 13342B105

05/08/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect H. Paulett Eberhart

Mgmt

For

Elect Peter J. Fluor

Mgmt

For

Elect Douglas L. Foshee

Mgmt

For

Elect Rodolfo Landim

Mgmt

For

Elect Jack B. Moore

Mgmt

For

Elect Michael E. Patrick

Mgmt

For

Elect Timothy J. Probert

Mgmt

For

Elect Jon Erik Reinhardsen

Mgmt

For

Elect R. Scott Rowe

Mgmt

For

Elect Brent J. Smolik

Mgmt

For

Elect Bruce W. Wilkinson

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Celgene Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

CELG

CUSIP 151020104

06/17/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Robert J. Hugin

Mgmt

For

1.2

Elect Richard W. Barker

Mgmt

For

1.3

Elect Michael W. Bonney

Mgmt

For

1.4

Elect Michael D. Casey

Mgmt

For

1.5

Elect Carrie S. Cox

Mgmt

For

1.6

Elect Michael A. Friedman

Mgmt

For

1.7

Elect Gilla Kaplan

Mgmt

For

1.8

Elect James J. Loughlin

Mgmt

For

1.9

Elect Ernest Mario

Mgmt

For

Ratification of Auditor

Mgmt

For

Amendment to the 2008 Stock

Mgmt

For

Incentive Plan

Advisory Vote on Executive

Mgmt

For

Compensation

Shareholder Proposal Regarding

ShrHoldr

Against

For

Drug Pricing Report

Covance Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

CVD

CUSIP 222816100

02/18/2015

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Merger

Mgmt

For

Advisory Vote on Golden

Mgmt

For

Parachutes

Dick’s Sporting Goods Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

DKS

CUSIP 253393102

06/03/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Vincent C. Byrd

Mgmt

For

Elect William J. Colombo

Mgmt

For

Elect Larry D. Stone

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Diodes Incorporated

Ticker

Security ID:

Meeting Date

Meeting Status

DIOD

CUSIP 254543101

05/26/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect C.H. Chen

Mgmt

For

Withhold

Against

1.2

Elect Michael R. Giordano

Mgmt

For

1.3

Elect L.P. Hsu

Mgmt

For

1.4

Elect Keh-Shew Lu

Mgmt

For

1.5

Elect Raymond Soong

Mgmt

For

Withhold

Against

1.6

Elect John M. Stich

Mgmt

For

1.7

Elect Michael TSAI Kuo-Chih

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Against

Compensation

Ratification of Auditor

Mgmt

For

Factset Research Systems Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

FDS

CUSIP 303075105

12/16/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Robin A. Abrams

Mgmt

For

Elect Michael F. DiChristina

Mgmt

For

Elect Walter F. Siebecker

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Amendment to the 2008

Mgmt

For

Employee Stock Purchase Plan

FEI Company

Ticker

Security ID:

Meeting Date

Meeting Status

FEIC

CUSIP 30241L109

05/07/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Homa Bahrami

Mgmt

For

1.2

Elect Arie Huijser

Mgmt

For

1.3

Elect Don R. Kania

Mgmt

For

1.4

Elect Thomas F. Kelly

Mgmt

For

1.5

Elect Jan C. Lobbezoo

Mgmt

For

1.6

Elect Jami K. Nachtsheim

Mgmt

For

1.7

Elect James T. Richardson

Mgmt

For

1.8

Elect Richard H. Wills

Mgmt

For

Amendment to the 1995 Stock

Mgmt

For

Incentive Plan

Amendment to the Employee

Mgmt

For

Share Purchase Plan

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Franklin Resources, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BEN

CUSIP 354613101

03/11/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Peter K. Barker

Mgmt

For

Elect Mariann Byerwalter

Mgmt

For

Elect Charles E. Johnson

Mgmt

For

Elect Gregory E. Johnson

Mgmt

For

Elect Rupert H. Johnson, Jr.

Mgmt

For

Elect Mark C. Pigott

Mgmt

For

Elect Chutta Ratnathicam

Mgmt

For

Elect Laura Stein

Mgmt

For

Elect Seth H. Waugh

Mgmt

For

Elect Geoffrey Y. Yang

Mgmt

For

Ratification of Auditor

Mgmt

For

Re-Approval of the Material

Mgmt

For

Terms of the 2002 Universal

Stock Incentive Plan

J.B. Hunt Transport Services,
Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

JBHT

CUSIP 445658107

04/23/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Douglas G. Duncan

Mgmt

For

Elect Francesca M. Edwardson

Mgmt

For

Elect Wayne Garrison

Mgmt

For

Elect Sharilyn S. Gasaway

Mgmt

For

Elect Gary C. George

Mgmt

For

Elect Bryan Hunt

Mgmt

For

Elect Coleman H. Peterson

Mgmt

For

Elect John N. Roberts III

Mgmt

For

Elect James L. Robo

Mgmt

For

Elect Kirk Thompson

Mgmt

For

Elect John A. White

Mgmt

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding

ShrHoldr

Against

For

Reporting and Reducing

Greenhouse Gas Emissions

Jazz Pharmaceuticals, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

JAZZ

CUSIP G50871105

07/31/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Bruce C. Cozadd

Mgmt

For

Elect Heather Ann McSharry

Mgmt

For

Elect Rick E. Winningham

Mgmt

For

Ratification of Auditor

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Lululemon Athletica inc.

Ticker

Security ID:

Meeting Date

Meeting Status

LULU

CUSIP 550021109

06/03/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Steven J. Collins

Mgmt

For

1.2

Elect Martha A. Morfitt

Mgmt

For

1.3

Elect Rhoda M. Pitcher

Mgmt

For

1.4

Elect Emily White

Mgmt

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding

ShrHoldr

Against

For

Prohibition of Down

MasterCard Incorporated

Ticker

Security ID:

Meeting Date

Meeting Status

CUSIP 57636Q104

06/09/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Richard Haythornthwaite

Mgmt

For

Elect Ajay Banga

Mgmt

For

Elect Silvio Barzi

Mgmt

For

Elect David R. Carlucci

Mgmt

For

Elect Steven J. Freiberg

Mgmt

For

Elect Julius Genachowski

Mgmt

For

Elect Merit E. Janow

Mgmt

For

Elect Nancy J. Karch

Mgmt

For

Elect Marc Olivie

Mgmt

For

Elect Rima Qureshi

Mgmt

For

Elect Jose Octavio Reyes

Mgmt

For

Lagunes

Elect Jackson P. Tai

Mgmt

For

Elect Edward Suning Tian

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Amendment to the Senior

Mgmt

For

Executive Annual Incentive

Compensation Plan

Ratification of Auditor

Mgmt

For

Michael Kors Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

KORS

CUSIP G60754101

07/31/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect John D. Idol

Mgmt

For

Elect Silas Chou

Mgmt

For

Elect Ann McLaughlin Korologos

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

MSC Industrial Direct Co., Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MSM

CUSIP 553530106

01/15/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Mitchell Jacobson

Mgmt

For

1.2

Elect David Sandler

Mgmt

For

1.3

Elect Erik Gershwind

Mgmt

For

1.4

Elect Jonathan Byrnes

Mgmt

For

1.5

Elect Roger Fradin

Mgmt

For

1.6

Elect Louise K. Goeser

Mgmt

For

1.7

Elect Denis Kelly

Mgmt

For

1.8

Elect Philip R. Peller

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

2015 Omnibus Incentive Plan

Mgmt

For

Amendment to the Associate

Mgmt

For

Stock Purchase Plan

Myriad Genetics, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MYGN

CUSIP 62855J104

12/04/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Walter Gilbert

Mgmt

For

1.2

Elect Dennis H. Langer

Mgmt

For

1.3

Elect Lawrence C. Best

Mgmt

For

Amendment to the 2010

Mgmt

For

Employee, Director and

Consultant Equity Incentive Plan

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

NetApp, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

NTAP

CUSIP 64110D104

09/05/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Thomas Georgens

Mgmt

For

Elect T. Michael Nevens

Mgmt

For

Elect Jeffry R. Allen

Mgmt

For

Elect Tor R. Braham

Mgmt

For

Elect Alan L. Earhart

Mgmt

For

Elect Gerald D. Held

Mgmt

For

Elect Kathryn M. Hill

Mgmt

For

Elect George T. Shaheen

Mgmt

For

Elect Robert T. Wall

Mgmt

For

Elect Richard P. Wallace

Mgmt

For

Amendment to the 1999 Stock

Mgmt

For

Option Plan

Amendment to the Employee

Mgmt

For

Stock Purchase Plan

Reapproval of the Annual Bonus

Mgmt

For

Plan

Advisory Vote on Executive

Mgmt

For

Compensation

Shareholder Proposal Regarding

ShrHoldr

Against

For

Formation of a Public Policy

Committee of the Board

Ratification of Auditor

Mgmt

For

NVR, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

NVR

CUSIP 62944T105

05/05/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect C. E. Andrews

Mgmt

For

Elect Timothy Donahue

Mgmt

For

Elect Thomas D. Eckert

Mgmt

For

Elect Alfred E. Festa

Mgmt

For

Elect Ed Grier

Mgmt

For

Elect Manuel H. Johnson

Mgmt

For

Elect Mel Martinez

Mgmt

For

Elect William A. Moran

Mgmt

For

Elect David A. Preiser

Mgmt

For

Elect W. Grady Rosier

Mgmt

For

Elect Dwight C. Schar

Mgmt

For

Elect Paul W. Whetsell

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Shareholder Proposal Regarding

ShrHoldr

Against

For

Proxy Access

PAREXEL International Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

PRXL

CUSIP 699462107

12/04/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Patrick J. Fortune

Mgmt

For

1.2

Elect Ellen M. Zane

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Polaris Industries Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PII

CUSIP 731068102

04/30/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Annette K. Clayton

Mgmt

For

1.2

Elect Kevin M. Farr

Mgmt

For

1.3

Elect John P. Wiehoff

Mgmt

For

Amendment to the 2007

Mgmt

For

Omnibus incentive Plan

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

PulteGroup, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PHM

CUSIP 745867101

05/06/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Brian P. Anderson

Mgmt

For

1.2

Elect Bryce Blair

Mgmt

For

1.3

Elect Richard J. Dugas, Jr.

Mgmt

For

1.4

Elect Thomas J. Folliard

Mgmt

For

1.5

Elect Cheryl W. Grise

Mgmt

For

1.6

Elect Andre J. Hawaux

Mgmt

For

1.7

Elect Debra J. Kelly-Ennis

Mgmt

For

1.8

Elect Patrick J. O’Leary

Mgmt

For

1.9

Elect James J. Postl

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Shareholder Proposal Regarding

ShrHoldr

Against

For

Performance-Based Equity

Compensation

Quanta Services, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PWR

CUSIP 74762E102

05/21/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect James R. Ball

Mgmt

For

Elect John Michal Conaway

Mgmt

For

Elect Vincent D. Foster

Mgmt

For

Elect Bernard Fried

Mgmt

For

Elect Louis C. Golm

Mgmt

For

Elect Worthing F. Jackman

Mgmt

For

Elect James F. O’Neil, III

Mgmt

For

Elect Bruce E. Ranck

Mgmt

For

Elect Margaret B. Shannon

Mgmt

For

Elect Pat Wood, III

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Restoration Hardware Holdings
Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

CUSIP 761283100

06/24/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Gary Friedman

Mgmt

For

1.2

Elect Carlos Alberini

Mgmt

For

1.3

Elect J. Michael Chu

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Shire Plc

Ticker

Security ID:

Meeting Date

Meeting Status

SHP

CUSIP 82481R106

04/28/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Elect Dominic Blakemore

Mgmt

For

Elect William M. Burns

Mgmt

For

Elect Steven Gillis

Mgmt

For

Elect David Ginsburg

Mgmt

For

Elect David Kappler

Mgmt

For

Elect Susan Kilsby

Mgmt

For

Elect Anne Minto

Mgmt

For

Elect Flemming Ornskov

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Long Term Incentive Plan 2015

Mgmt

For

Employee Stock Purchase Plan

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

Stericycle, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

SRCL

CUSIP 858912108

05/27/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Mark C. Miller

Mgmt

For

Elect Jack W. Schuler

Mgmt

For

Elect Charles A. Alutto

Mgmt

For

Elect Lynn D. Bleil

Mgmt

For

Elect Thomas D. Brown

Mgmt

For

Elect Thomas F. Chen

Mgmt

For

Elect Rod F. Dammeyer

Mgmt

For

Elect William K. Hall

Mgmt

For

Elect John Patience

Mgmt

For

Elect Mike S. Zafirovski

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Shareholder Proposal Regarding

ShrHoldr

Against

For

Independent Board Chairman

T. Rowe Price Group, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TROW

CUSIP 74144T108

04/23/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Mark S. Bartlett

Mgmt

For

Elect Edward C. Bernard

Mgmt

For

Elect Mary K. Bush

Mgmt

For

Elect Donald B. Hebb, Jr.

Mgmt

For

Elect Freeman A. Hrabowski, III

Mgmt

For

Elect James A.C. Kennedy

Mgmt

For

Elect Robert F. MacLellan

Mgmt

For

Elect Brian C. Rogers

Mgmt

For

Elect Olympia J. Snowe

Mgmt

For

Elect Alfred Sommer

Mgmt

For

Elect Dwight S. Taylor

Mgmt

For

Elect Anne Marie Whittemore

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Toll Brothers, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TOL

CUSIP 889478103

03/10/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Robert I. Toll

Mgmt

For

1.2

Elect Bruce E. Toll

Mgmt

For

1.3

Elect Douglas C. Yearley, Jr.

Mgmt

For

1.4

Elect Robert S. Blank

Mgmt

For

1.5

Elect Edward G. Boehne

Mgmt

For

1.6

Elect Richard J. Braemer

Mgmt

For

1.7

Elect Christine N. Garvey

Mgmt

For

1.8

Elect Carl B. Marbach

Mgmt

For

1.9

Elect Stephen Novick

Mgmt

For

1.10

Elect Paul E. Shapiro

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Senior Officer Bonus Plan

Mgmt

For

Tractor Supply Company

Ticker

Security ID:

Meeting Date

Meeting Status

TSCO

CUSIP 892356106

05/05/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Cynthia T. Jamison

Mgmt

For

1.2

Elect Johnston C. Adams

Mgmt

For

1.3

Elect Peter D. Bewley

Mgmt

For

1.4

Elect Richard W. Frost

Mgmt

For

1.5

Elect Keith R. Halbert

Mgmt

For

1.6

Elect George MacKenzie

Mgmt

For

1.7

Elect Edna K. Morris

Mgmt

For

1.8

Elect Gregory A. Sandfort

Mgmt

For

1.9

Elect Mark J. Weikel

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Trimble Navigation Limited

Ticker

Security ID:

Meeting Date

Meeting Status

TRMB

CUSIP 896239100

05/07/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Steven W. Berglund

Mgmt

For

1.2

Elect Merit E. Janow

Mgmt

For

1.3

Elect Ulf J. Johansson

Mgmt

For

1.4

Elect Ronald S Nersesian

Mgmt

For

1.5

Elect Mark S. Peek

Mgmt

For

1.6

Elect Nickolas W. Vande Steeg

Mgmt

For

1.7

Elect Borge Ekholm

Mgmt

For

1.8

Elect Kaigham (Ken) Gabriel

Mgmt

For

Amendment to the 2002 Stock

Mgmt

For

Plan

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Ulta Salon, Cosmetics &
Fragrance, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ULTA

CUSIP 90384S303

06/03/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Robert F. DiRomualdo

Mgmt

For

1.2

Elect Catherine A. Halligan

Mgmt

For

1.3

Elect Lorna E. Nagler

Mgmt

For

1.4

Elect Michelle L. Collins

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Waters Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

WAT

CUSIP 941848103

05/12/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Joshua Bekenstein

Mgmt

For

1.2

Elect Michael J. Berendt

Mgmt

For

1.3

Elect Douglas A. Berthiaume

Mgmt

For

1.4

Elect Edward Conard

Mgmt

For

1.5

Elect Laurie H. Glimcher

Mgmt

For

1.6

Elect Christopher A. Kuebler

Mgmt

For

1.7

Elect William J. Miller

Mgmt

For

1.8

Elect JoAnn A. Reed

Mgmt

For

1.9

Elect Thomas P. Salice

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

BROWN CAPITAL MANAGEMENT SMALL COMPANY FUND

Abaxis, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ABAX

CUSIP 002567105

10/22/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Clinton H. Severson

Mgmt

For

1.2

Elect Vernon E. Altman

Mgmt

For

1.3

Elect Richard J. Bastiani

Mgmt

For

1.4

Elect Michael D. Casey

Mgmt

For

1.5

Elect Henk J. Evenhuis

Mgmt

For

1.6

Elect Prithipal Singh

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

2014 Equity Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

ACI Worldwide, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ACIW

CUSIP 004498101

06/08/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Philip G. Heasley

Mgmt

For

1.2

Elect James C. McGroddy

Mgmt

For

1.3

Elect Charles E. Peters, Jr.

Mgmt

For

1.4

Elect David A. Poe

Mgmt

For

1.5

Elect Adalio T. Sanchez

Mgmt

For

1.6

Elect John M. Shay, Jr.

Mgmt

For

1.7

Elect Jan H. Suwinski

Mgmt

For

1.8

Elect Thomas W. Warsop III

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Transaction of Other Business

Mgmt

For

Against

American Software, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

AMSWA

CUSIP 029683109

08/19/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect W. Dennis Hogue

Mgmt

For

1.2

Elect John J. Jarvis

Mgmt

For

1.3

Elect James B. Miller, Jr.

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

ANSYS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ANSS

CUSIP 03662Q105

05/14/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Bradford C. Morley

Mgmt

For

Elect Patrick J. Zilvitis

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Balchem Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

BCPC

CUSIP 057665200

06/17/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Paul D. Coombs

Mgmt

For

1.2

Elect Edward L. McMillan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Blackbaud, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BLKB

CUSIP 09227Q100

06/09/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Andrew M. Leitch

Mgmt

For

Elect George H. Ellis

Mgmt

For

Elect David G. Golden

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Bruker Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

BRKR

CUSIP 116794108

05/20/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Marc A. Kastner

Mgmt

For

1.2

Elect Gilles G. Martin

Mgmt

For

1.3

Elect Richard D. Kniss

Mgmt

For

1.4

Elect Joerg C. Laukien

Mgmt

For

1.5

Elect William A. Linton

Mgmt

For

1.6

Elect Chris van Ingen

Mgmt

For

Ratification of Auditor

Mgmt

For

Cantel Medical Corp.

Ticker

Security ID:

Meeting Date

Meeting Status

CMN

CUSIP 138098108

01/08/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Charles M. Diker

Mgmt

For

Elect Alan R. Batkin

Mgmt

For

Elect Ann E. Berman

Mgmt

For

Elect Joseph M. Cohen

Mgmt

For

Elect Mark N. Diker

Mgmt

For

Elect George L. Fotiades

Mgmt

For

Elect Alan J. Hirschfield

Mgmt

For

Elect Andrew A. Krakauer

Mgmt

For

Elect Peter J. Pronovost

Mgmt

For

Elect Bruce Slovin

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Carbo Ceramics Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

CRR

CUSIP 140781105

05/19/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Sigmund L. Cornelius

Mgmt

For

1.2

Elect Chad C. Deaton

Mgmt

For

1.3

Elect James B. Jennings

Mgmt

For

1.4

Elect Gary A. Kolstad

Mgmt

For

1.5

Elect Henry E. Lentz

Mgmt

For

1.6

Elect Randy L. Limbacher

Mgmt

For

1.7

Elect William C. Morris

Mgmt

For

1.8

Elect Robert S. Rubin

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Cognex Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

CGNX

CUSIP 192422103

04/17/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Robert J. Shillman

Mgmt

For

1.2

Elect Jeffrey B. Miller

Mgmt

For

1.3

Elect Reuben Wasserman

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Amendment to the 2007 Stock

Mgmt

For

Option and Incentive Plan

Shareholder Proposal Regarding

ShrHoldr

N/A

For

N/A

Majority Vote for Election of

Directors

Concur Technologies Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

CNQR

CUSIP 206708109

11/19/2014

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Acquisition

Mgmt

For

Advisory Vote on Golden

Mgmt

For

Parachutes

Right to Adjourn Meeting

Mgmt

For

Cyberonics, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

CYBX

CUSIP 23251P102

09/18/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Guy C. Jackson

Mgmt

For

1.2

Elect Joseph E. Laptewicz

Mgmt

For

1.3

Elect Daniel J. Moore

Mgmt

For

1.4

Elect Hugh M. Morrison

Mgmt

For

1.5

Elect Alfred J. Novak

Mgmt

For

1.6

Elect Arthur L. Rosenthal

Mgmt

For

1.7

Elect John T. Tremmel

Mgmt

For

Annual Executive Bonus

Mgmt

For

Program

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Diodes Incorporated

Ticker

Security ID:

Meeting Date

Meeting Status

DIOD

CUSIP 254543101

05/26/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect C.H. Chen

Mgmt

For

Withhold

Against

1.2

Elect Michael R. Giordano

Mgmt

For

1.3

Elect L.P. Hsu

Mgmt

For

1.4

Elect Keh-Shew Lu

Mgmt

For

1.5

Elect Raymond Soong

Mgmt

For

Withhold

Against

1.6

Elect John M. Stich

Mgmt

For

1.7

Elect Michael TSAI Kuo-Chih

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Against

Compensation

Ratification of Auditor

Mgmt

For

Dolby Laboratories, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

DLB

CUSIP 25659T107

02/03/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Kevin Yeaman

Mgmt

For

1.2

Elect Peter Gotcher

Mgmt

For

1.3

Elect Micheline Chau

Mgmt

For

1.4

Elect David Dolby

Mgmt

For

1.5

Elect Nicholas Donatiello, Jr.

Mgmt

For

1.6

Elect Bill Jasper

Mgmt

For

1.7

Elect Simon Segars

Mgmt

For

1.8

Elect Roger S. Siboni

Mgmt

For

1.9

Elect Avadis Tevanian, Jr.

Mgmt

For

Amendment to the 2005 Stock

Mgmt

For

Plan

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

DTS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

DTSI

CUSIP 23335C101

05/14/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect V. Sue Molina

Mgmt

For

Amendment to 2012 Equity

Mgmt

For

Against

Incentive Plan

Advisory Vote on Executive

Mgmt

For

Against

Compensation

Ratification of Auditor

Mgmt

For

Dynamic Materials Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

BOOM

CUSIP 267888105

05/13/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect David C. Aldous

Mgmt

For

1.2

Elect Yvon Pierre Cariou

Mgmt

For

1.3

Elect Robert A. Cohen

Mgmt

For

1.4

Elect James J. Ferris

Mgmt

For

1.5

Elect Richard P. Graff

Mgmt

For

Withhold

Against

1.6

Elect Kevin T. Longe

Mgmt

For

1.7

Elect Gerard E. Munera

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Against

Compensation

Ratification of Auditor

Mgmt

For

Ellie Mae, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ELLI

CUSIP 28849P100

06/17/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Sigmund Anderman

Mgmt

For

1.2

Elect Craig Davis

Mgmt

For

1.3

Elect Frank Schultz

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Against

Compensation

Elimination of Supermajority

Mgmt

For

Requirement

FEI Company

Ticker

Security ID:

Meeting Date

Meeting Status

FEIC

CUSIP 30241L109

05/07/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Homa Bahrami

Mgmt

For

1.2

Elect Arie Huijser

Mgmt

For

1.3

Elect Don R. Kania

Mgmt

For

1.4

Elect Thomas F. Kelly

Mgmt

For

1.5

Elect Jan C. Lobbezoo

Mgmt

For

1.6

Elect Jami K. Nachtsheim

Mgmt

For

1.7

Elect James T. Richardson

Mgmt

For

1.8

Elect Richard H. Wills

Mgmt

For

Amendment to the 1995 Stock

Mgmt

For

Incentive Plan

Amendment to the Employee

Mgmt

For

Share Purchase Plan

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Flir Systems, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

FLIR

CUSIP 302445101

04/24/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect William W. Crouch

Mgmt

For

Elect Catherine A. Halligan

Mgmt

For

Elect Earl R. Lewis

Mgmt

For

Elect Angus L. Macdonald

Mgmt

For

Elect Cathy A. Stauffer

Mgmt

For

Elect Andrew C. Teich

Mgmt

For

Elect Steven E. Wynne

Mgmt

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding

ShrHoldr

Against

For

Against

Eliminating Supermajority

Provisions

Geospace Technologies

Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

GEOS

CUSIP 37364X109

02/12/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Tina M. Langtry

Mgmt

For

1.2

Elect Michael J. Sheen

Mgmt

For

1.3

Elect Charles H. Still

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Reincorporation from Delaware

Mgmt

For

to Texas

Incyte Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

INCY

CUSIP 45337C102

05/22/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Julian C. Baker

Mgmt

For

1.2

Elect Jean-Jacques Bienaime

Mgmt

For

1.3

Elect Paul A. Brooke

Mgmt

For

1.4

Elect Paul J. Clancy

Mgmt

For

1.5

Elect Wendy L. Dixon

Mgmt

For

1.6

Elect Paul A. Friedman

Mgmt

For

1.7

Elect Herve Hoppenot

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Against

Compensation

Ratification of Auditor

Mgmt

For

Manhattan Associates, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MANH

CUSIP 562750109

05/14/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Deepak Raghavan

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Measurement Specialties, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MEAS

CUSIP 583421102

08/26/2014

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Merger

Mgmt

For

Advisory Vote on Golden

Mgmt

For

Parachutes

Right to Adjourn Meeting

Mgmt

For

MedAssets, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MDAS

CUSIP 584045108

06/11/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect C. A. Lance Piccolo

Mgmt

For

Withhold

Against

1.2

Elect Bruce F. Wesson

Mgmt

For

1.3

Elect Carol J. Zierhoffer

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Against

Compensation

Medidata Solutions Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MDSO

CUSIP 58471A105

05/27/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Tarek A. Sherif

Mgmt

For

1.2

Elect Glen M. de Vries

Mgmt

For

1.3

Elect Carlos Dominguez

Mgmt

For

1.4

Elect Neil M. Kurtz

Mgmt

For

1.5

Elect George W. McCulloch

Mgmt

For

1.6

Elect Lee A. Shapiro

Mgmt

For

1.7

Elect Robert B. Taylor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Meridian Bioscience, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

VIVO

CUSIP 589584101

01/22/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect James M. Anderson

Mgmt

For

1.2

Elect Dwight E. Ellingwood

Mgmt

For

1.3

Elect John A. Kraeutler

Mgmt

For

1.4

Elect David C. Phillips

Mgmt

For

1.5

Elect Robert J. Ready

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Neogen Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

NEOG

CUSIP 640491106

10/02/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect James L. Herbert

Mgmt

For

1.2

Elect G. Bruce Papesh

Mgmt

For

1.3

Elect Thomas H. Reed

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

NetScout Systems Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

NTCT

CUSIP 64115T104

06/25/2015

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Issuance of Common Stock for

Mgmt

For

Merger

Right to Adjourn Meeting

Mgmt

For

NetScout Systems, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

NTCT

CUSIP 64115T104

09/09/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Joseph G. Hadzima, Jr.

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

NIC Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

EGOV

CUSIP 62914B100

05/05/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Harry H. Herington

Mgmt

For

1.2

Elect Art N. Burtscher

Mgmt

For

1.3

Elect Venmal (Raji) Arasu

Mgmt

For

1.4

Elect Karen S. Evans

Mgmt

For

1.5

Elect Ross C. Hartley

Mgmt

For

1.6

Elect C. Brad Henry

Mgmt

For

1.7

Elect Alexander C. Kemper

Mgmt

For

1.8

Elect William M. Lyons

Mgmt

For

1.9

Elect Pete Wilson

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Nuance Communications, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

NUAN

CUSIP 67020Y100

01/27/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Paul A. Ricci

Mgmt

For

Elect Robert J. Frankenberg

Mgmt

For

Against

Elect Brett Icahn

Mgmt

For

Elect William H. Janeway

Mgmt

For

Elect Mark R. Laret

Mgmt

For

Against

Elect Katharine A. Martin

Mgmt

For

Against

Elect Mark B. Myers

Mgmt

For

Against

Elect Philip J. Quigley

Mgmt

For

Elect David Schechter

Mgmt

For

Amendment to the 2000 Stock

Mgmt

For

Against

Plan

Amendment to the 1995

Mgmt

For

Employee Stock Purchase Plan

Amendment to the 1995

Mgmt

For

Against

Directors’ Stock Plan

Advisory Vote on Executive

Mgmt

For

Against

Compensation

Ratification of Auditor

Mgmt

For

PROS Holdings, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PRO

CUSIP 74346Y103

05/21/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Ellen Keszler

Mgmt

For

1.2

Elect Leslie Rechan

Mgmt

For

1.3

Elect William Russell

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Against

Compensation

Proto Labs Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PRLB

CUSIP 743713109

05/20/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Lawrence J. Lukis

Mgmt

For

1.2

Elect Victoria M. Holt

Mgmt

For

1.3

Elect Rainer Gawlick

Mgmt

For

1.4

Elect John B. Goodman

Mgmt

For

1.5

Elect Douglas W. Kohrs

Mgmt

For

1.6

Elect Brian K. Smith

Mgmt

For

1.7

Elect Sven A. Wehrwein

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Adoption of Majority Vote for

Mgmt

For

Election of Directors

Quality Systems, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

QSII

CUSIP 747582104

08/11/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Steven T. Plochocki

Mgmt

For

1.2

Elect Craig Barbarosh

Mgmt

For

1.3

Elect George Bristol

Mgmt

For

1.4

Elect James C. Malone

Mgmt

For

1.5

Elect Jeffrey H. Margolis

Mgmt

For

1.6

Elect Morris Panner

Mgmt

For

1.7

Elect Russell Pflueger

Mgmt

For

1.8

Elect Sheldon Razin

Mgmt

For

1.9

Elect Lance Rosenzweig

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Approval of 2014 Employee

Mgmt

For

Share Purchase Plan

Quidel Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

QDEL

CUSIP 74838J101

05/05/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Thomas D. Brown

Mgmt

For

1.2

Elect Douglas C. Bryant

Mgmt

For

1.3

Elect Kenneth F. Buechler

Mgmt

For

1.4

Elect Rod F. Dammeyer

Mgmt

For

1.5

Elect Mary Lake Polan

Mgmt

For

1.6

Elect Mark A. Pulido

Mgmt

For

1.7

Elect Jack W. Schuler

Mgmt

For

1.8

Elect Kenneth J. Widder

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Increase of Authorized Common

Mgmt

For

Stock

Rovi Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

ROVI

CUSIP 779376102

05/13/2015

Take No Action

Meeting Type

Country of Trade

Proxy Contest

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Thomas Carson

Mgmt

For

TNA

N/A

1.2

Elect Alan L. Earhart

Mgmt

For

TNA

N/A

1.3

Elect N. Steven Lucas

Mgmt

For

TNA

N/A

1.4

Elect Andrew K. Ludwick

Mgmt

For

TNA

N/A

1.5

Elect James E. Meyer

Mgmt

For

TNA

N/A

1.6

Elect James P. O’Shaughnessy

Mgmt

For

TNA

N/A

1.7

Elect Ruthann Quindlen

Mgmt

For

TNA

N/A

Ratification of Auditor

Mgmt

For

TNA

N/A

Advisory Vote on Executive

Mgmt

For

TNA

N/A

Compensation

Rovi Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

ROVI

CUSIP 779376102

05/13/2015

Voted

Meeting Type

Country of Trade

Proxy Contest

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect David Lockwood

Mgmt

N/A

Withhold

N/A

1.2

Elect Raghavendra Rau

Mgmt

N/A

For

N/A

1.3

Elect Glenn W. Welling

Mgmt

N/A

For

N/A

1.4

Elect Mgmt. Nominee Thomas

Mgmt

N/A

For

N/A

Carson

1.5

Elect Mgmt. Nominee Alan L.

Mgmt

N/A

For

N/A

Earhart

1.6

Elect Mgmt. Nominee N.S.

Mgmt

N/A

For

N/A

Lucas

1.7

Elect Mgmt. Nominee Ruthann

Mgmt

N/A

For

N/A

Quindlen

Ratification of Auditor

Mgmt

N/A

For

N/A

Advisory Vote on Executive

Mgmt

N/A

For

N/A

Compensation

SolarWinds Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

SWI

CUSIP 83416B109

05/14/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Ellen F. Siminoff

Mgmt

For

Elect Lloyd G. Waterhouse

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Against

Compensation

2015 Performance Incentive

Mgmt

For

Plan

Adjournment or Postponement of

Mgmt

For

Annual Meeting

Sun Hydraulics Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

SNHY

CUSIP 866942105

06/01/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Allen J. Carlson

Mgmt

For

1.2

Elect Wolfgang H. Dangel

Mgmt

For

Amendment to the 2012

Mgmt

For

Nonemployee Director Fees Plan

Ratification of Auditor

Mgmt

For

ADVISORY VOTE ON

Mgmt

For

EXECUTIVE COMPENSATION

Techne Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

TECH

CUSIP 878377100

10/30/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Board Size

Mgmt

For

Elect Charles R. Kummeth

Mgmt

For

Elect Robert V. Baumgartner

Mgmt

For

Elect Roger C. Lucas

Mgmt

For

Elect Howard V. O’Connell

Mgmt

For

Elect Randolph C. Steer

Mgmt

For

Elect Charles A. Dinarello

Mgmt

For

Elect Karen A. Holbrook

Mgmt

For

Elect John L. Higgins

Mgmt

For

Elect Roland Nusse

Mgmt

For

Elect Harold Wiens

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Approval of 2014 Employee

Mgmt

For

Stock Purchase Plan

Company Name Change

Mgmt

For

Tyler Technologies, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TYL

CUSIP 902252105

05/12/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Donald R. Brattain

Mgmt

For

1.2

Elect Glen A. Carter

Mgmt

For

1.3

Elect Brenda A. Cline

Mgmt

For

1.4

Elect J. Luther King, Jr.

Mgmt

For

1.5

Elect John S. Marr, Jr.

Mgmt

For

1.6

Elect Dustin R. Womble

Mgmt

For

Withhold

Against

1.7

Elect John M. Yeaman

Mgmt

For

Amendment to 2010 Stock

Mgmt

For

Option Plan

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding

ShrHoldr

Against

For

Against

Majority Vote for Election of

Directors

Vocera Communications, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

VCRA

CUSIP 92857F107

06/02/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Robert J. Zollars

Mgmt

For

1.2

Elect John N. McMullen

Mgmt

For

1.3

Elect Sharon L. O’Keefe

Mgmt

For

Ratification of Auditor

Mgmt

For

BROWN CAPITAL MANAGEMENT INTERNATIONAL EQUITY FUND

Azimut Holding S.p.A.

Ticker

Security ID:

Meeting Date

Meeting Status

AZM

CINS T0783G106

04/30/2015

Voted

Meeting Type

Country of Trade

Ordinary

Italy

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Accounts and Reports; Allocation

Mgmt

For

of Profits/Dividends

Incentive Plan

Mgmt

For

Against

Authority to Repurchase and

Mgmt

For

Reissue Shares

Remuneration Report

Mgmt

For

BAE Systems plc

Ticker

Security ID:

Meeting Date

Meeting Status

CINS G06940103

05/07/2015

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Roger Carr

Mgmt

For

Elect Gerard J. DeMuro

Mgmt

For

Elect Harriet Green

Mgmt

For

Elect Chris Grigg

Mgmt

For

Elect Ian G. King

Mgmt

For

Elect Peter Lynas

Mgmt

For

Elect Paula Rosput Reynolds

Mgmt

For

Elect Nicholas Rose

Mgmt

For

Elect Carl G. Symon

Mgmt

For

Elect Ian Tyler

Mgmt

For

Against

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authorisation of Political

Mgmt

For

Donations

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Against

Notice Period at 14 Days

Non-Voting Meeting Note

N/A

Bayerische Motoren Werke AG (BMW)

Ticker

Security ID:

Meeting Date

Meeting Status

BMW

CINS D12096109

05/13/2015

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management

Mgmt

For

Board Acts

Ratification of Supervisory Board

Mgmt

For

Acts

Appointment of Auditor

Mgmt

For

Elect Henning Kagermann

Mgmt

For

Elect Simone Menne

Mgmt

For

Elect Norbert Reithofer

Mgmt

For

Amendments to Articles

Mgmt

For

BIC (Societe Bic)

Ticker

Security ID:

Meeting Date

Meeting Status

CINS F10080103

05/06/2015

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Consolidated and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Directors’ Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Elect John Glen

Mgmt

For

Elect Marie-Henriette Poinsot

Mgmt

For

Elect Edouard Bich

Mgmt

For

Elect Pierre Vareille

Mgmt

For

Remuneration of Bruno Bich,

Mgmt

For

Chairman

Remuneration of Mario Guevara,

Mgmt

For

CEO

Remuneration of Francois Bich,

Mgmt

For

Deputy CEO

Remuneration of Marie-Aimee

Mgmt

For

Bich-Dufour, Deputy CEO

Authority to Cancel Shares and

Mgmt

For

Reduce Capital

Amendments Regarding General

Mgmt

For

Meetings

Authorization of Legal

Mgmt

For

Formalities

Non-Voting Meeting Note

N/A

Canadian Natural Resources Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

CNQ

CUSIP 136385101

05/07/2015

Voted

Meeting Type

Country of Trade

Annual

Canada

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

1.1

Elect Catherine M. Best

Mgmt

For

1.2

Elect N. Murray Edwards

Mgmt

For

1.3

Elect Timothy W. Faithfull

Mgmt

For

1.4

Elect Gary A. Filmon

Mgmt

For

1.5

Elect Christopher L. Fong

Mgmt

For

1.6

Elect Gordon D. Giffin

Mgmt

For

1.7

Elect Wilfred A. Gobert

Mgmt

For

1.8

Elect Steve W. Laut

Mgmt

For

1.9

Elect Frank J. McKenna

Mgmt

For

1.10

Elect David A. Tuer

Mgmt

For

1.11

Elect Annette M. Verschuren

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Advisory Vote on Executive

Mgmt

For

Compensation

Carl Zeiss Meditec AG

Ticker

Security ID:

Meeting Date

Meeting Status

AFX

CINS D14895102

03/18/2015

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management

Mgmt

For

Board Acts

Ratification of Supervisory Board

Mgmt

For

Acts

Appointment of Auditor

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Elect Carla Kriwet

Mgmt

For

Carnival plc

Ticker

Security ID:

Meeting Date

Meeting Status

CCL

CUSIP 143658300

04/14/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Elect Micky Arison

Mgmt

For

Elect Sir Jonathon Band

Mgmt

For

Elect Arnold W. Donald

Mgmt

For

Elect Richard J. Glasier

Mgmt

For

Elect Debra J. Kelly-Ennis

Mgmt

For

Elect Sir John Parker

Mgmt

For

Elect Stuart Subotnick

Mgmt

For

Elect Laura A. Weil

Mgmt

For

Elect Randall J. Weisenburger

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Accounts and Reports

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Against

Compensation

Approval of Directors’

Mgmt

For

Against

Remuneration Report

Authority to Issue Shares with

Mgmt

For

Preemptive Rights

Authority to Issue Shares without

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Check Point Software
Technologies Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

CHKP

CUSIP M22465104

06/09/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Elect Gil Shwed

Mgmt

For

Elect Marius Nacht

Mgmt

For

Elect Jerry Ungerman

Mgmt

For

Elect Dan Propper

Mgmt

For

Elect David Rubner

Mgmt

For

Elect Tal Shavit

Mgmt

For

Elect Yoav Chelouche

Mgmt

For

Elect Guy Gecht

Mgmt

For

Appointment of Auditor

Mgmt

For

Amendment to Employee Stock

Mgmt

For

Purchase Plan

Approval of Liability Insurance

Mgmt

For

Coverage of Directors and

Officers

Approval of Compensation to the

Mgmt

For

Chairman and CEO

Authorization of Chairman to

Mgmt

For

Serve as CEO

Declaration of Material Interest

Mgmt

N/A

For

N/A

Declaration of Material Interest

Mgmt

N/A

For

N/A

Declaration of Material Interest

Mgmt

N/A

For

N/A

DCC Plc

Ticker

Security ID:

Meeting Date

Meeting Status

DCC

CINS G2689P101

07/18/2014

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Remuneration Policy (Advisory–

Mgmt

For

Non-UK Issuer)

Elect Tommy Breen

Mgmt

For

Elect Roisin Brennan

Mgmt

For

Elect Michael D. Buckley

Mgmt

For

Elect David Byrne

Mgmt

For

Elect Pamela J. Kirby

Mgmt

For

Elect Jane Lodge

Mgmt

For

Elect Kevin C. Melia

Mgmt

For

Elect John Moloney

Mgmt

For

Elect Donal Murphy

Mgmt

For

Elect Fergal O’Dwyer

Mgmt

For

Elect Leslie Van de Walle

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Increase in Directors’ Fee Cap

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Reissue Treasury

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

Amendment to the Long Term

Mgmt

For

Incentive Plan

Diageo plc

Ticker

Security ID:

Meeting Date

Meeting Status

DGE

CINS G42089113

09/18/2014

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Peggy Bruzelius

Mgmt

For

Elect Laurence M. Danon

Mgmt

For

Elect Lord Mervyn Davies

Mgmt

For

Elect HO Kwon Ping

Mgmt

For

Elect Betsey D. Holden

Mgmt

For

Elect Franz B. Humer

Mgmt

For

Elect Deirdre Mahlan

Mgmt

For

Elect Ivan Menezes

Mgmt

For

Elect Philip Scott

Mgmt

For

Elect Nicola Mendelsohn

Mgmt

For

Elect Alan Stewart

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authorisation of Political

Mgmt

For

Donations

Approval of Long Term Incentive

Mgmt

For

Plan

Dominion Diamond Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

DDC

CUSIP 257287102

07/16/2014

Voted

Meeting Type

Country of Trade

Special

Canada

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

1.1

Elect Graham G. Clow

Mgmt

For

1.2

Elect Robert A. Gannicott

Mgmt

For

1.3

Elect Daniel O. Jarvis

Mgmt

For

1.4

Elect Tom Kenny

Mgmt

For

1.5

Elect Manuel Lino S. De Sousa-

Mgmt

For

Oliveira

1.6

Elect Fiona Perrott-Humphrey

Mgmt

For

1.7

Elect Chuck Strahl

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Advisory Vote on Executive

Mgmt

For

Compensation

Advance Notice By-Law

Mgmt

For

Flamel Technologies SA

Ticker

Security ID:

Meeting Date

Meeting Status

FLML

CUSIP 338488109

06/26/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports;

Mgmt

For

Ratification of Board Acts;

Approval of Non-Tax Deductible

Expenses

Allocation of Profits/Dividends

Mgmt

For

Elect Michael Anderson

Mgmt

For

Elect Guillaume Cerutti

Mgmt

For

Elect Francis J.T Fildes

Mgmt

For

Elect Christophe Navarre

Mgmt

For

Elect Craig R. Stapleton

Mgmt

For

Elect Ben Van Assche

Mgmt

For

Directors’ Fees

Mgmt

For

Related Party Transactions

Mgmt

For

Authority to Issue Free Shares

Mgmt

For

Authority to Grant Warrants

Mgmt

For

Eliminate Pre-Emptive Rights

Mgmt

For

Pursuant to Item 12.00

Employee Stock Purchase Plan

Mgmt

For

Cancel Preemptive Rights in

Mgmt

For

Favour of Employees of the

Company

Authority to Issue American

Mgmt

For

Depository Shares (ADS) w/o

Preemptive Rights to any Public

or Private Company in the

Pharmaceutical Industry

Cancel Preemptive Rights in

Mgmt

For

Favour of any Public or Private

Company in the Pharmaceutical

Industry

Authorization of Legal

Mgmt

For

Formalities

Fomento Economico Mexicano

SAB de CV

Ticker

Security ID:

Meeting Date

Meeting Status

FEMSA

CUSIP 344419106

03/19/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports

Mgmt

For

Report on Tax Compliance

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Election of Directors; Fees

Mgmt

For

Election of Board Committee

Mgmt

For

Members; Fees

Election of Meeting Delegates

Mgmt

For

Minutes

Mgmt

For

Givaudan S.A.

Ticker

Security ID:

Meeting Date

Meeting Status

GIVN

CINS H3238Q102

03/19/2015

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

TNA

N/A

Accounts and Reports

Mgmt

For

TNA

N/A

Remuneration Report

Mgmt

For

TNA

N/A

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Ratification of Board Acts

Mgmt

For

TNA

N/A

Amendments to Articles

Mgmt

For

TNA

N/A

(Qualified Majority Resolutions)

Amendments to Articles (Remit

Mgmt

For

TNA

N/A

of Board)

Elect Jurg Witmer

Mgmt

For

TNA

N/A

Elect Andre Hoffmann

Mgmt

For

TNA

N/A

Elect Lilian Biner

Mgmt

For

TNA

N/A

Elect Peter Kappeler

Mgmt

For

TNA

N/A

Elect Thomas Rufer

Mgmt

For

TNA

N/A

Elect Werner Bauer

Mgmt

For

TNA

N/A

Elect Calvin Grieder

Mgmt

For

TNA

N/A

Elect Michael Carlos

Mgmt

For

TNA

N/A

Elect Ingrid Deltenre

Mgmt

For

TNA

N/A

Elect Jurg Witmer as Chairman

Mgmt

For

TNA

N/A

Elect Andre Hoffmann as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Peter Kappeler as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Werner Bauer as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Appointment of Independent

Mgmt

For

TNA

N/A

Proxy

Appointment of Auditor

Mgmt

For

TNA

N/A

Board Compensation

Mgmt

For

TNA

N/A

Variable Compensation (Short-

Mgmt

For

TNA

N/A

term)

Executive Compensation

Mgmt

For

TNA

N/A

Goodpack Ltd

Ticker

Security ID:

Meeting Date

Meeting Status

G05

CINS Y2808U106

08/14/2014

Voted

Meeting Type

Country of Trade

Court

Singapore

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Merger/Acquisition

Mgmt

For

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Grifols SA

Ticker

Security ID:

Meeting Date

Meeting Status

GRF

CINS E5706X124

05/28/2015

Voted

Meeting Type

Country of Trade

Annual

Spain

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Individual Accounts and Reports;

Mgmt

For

Allocation of Profits/Dividend

Consolidated Accounts and

Mgmt

For

Reports

Ratification of Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

(Individual Accounts)

Appointment of Auditor

Mgmt

For

(Consolidated Accounts)

Amendments to Articles 13, 14,

Mgmt

For

15 and 17

Amendments to Articles 20, 24

Mgmt

For

ter and 24 quater

Amendments to Articles 20 bis

Mgmt

For

and 20 ter

Amendments to General Meeting

Mgmt

For

Regulation Article 7

Amendments to General Meeting

Mgmt

For

Regulation Articles 8, 9, 16, 19

and 20 bis

Amendments to General Meeting

Mgmt

For

Regulation Article 11

Resignation of Edgar Dalzell

Mgmt

For

Jannotta

Resignation of William Brett

Mgmt

For

Ingersoll

Resignation of Jose Antonio

Mgmt

For

Grifols Gras (Thorthol Holdings

B.V.)

Resignation of Juan Ignacio

Mgmt

For

Twose Roura

Elect Carina Szpilka Lazaro

Mgmt

For

Elect Inigo Sanchez-Asiain

Mgmt

For

Mardones

Elect Raimon Grifols Roura

Mgmt

For

Elect Anna Veiga Lluch

Mgmt

For

Elect Tomas Daga Gelabert

Mgmt

For

Board Size

Mgmt

For

Presentation of Report on

Mgmt

For

Amendments to Board of

Directors Regulations

Directors’ Fees

Mgmt

For

Remuneration Report

Mgmt

For

Stock Split

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authorization of Legal

Mgmt

For

Formalities

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Icon Plc

Ticker

Security ID:

Meeting Date

Meeting Status

ICLR

CUSIP G4705A100

07/25/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Elect John Climax

Mgmt

For

Elect Dermot Kelleher

Mgmt

For

Elect Mary K. Pendergast

Mgmt

For

Elect Hugh Brady

Mgmt

For

Accounts and Reports

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for

Mgmt

For

the Issuance of Treasury Shares

Invesco Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

IVZ

CUSIP G491BT108

05/14/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Elect Martin L. Flanagan

Mgmt

For

Elect C. Robert Henrikson

Mgmt

For

Elect Ben F. Johnson III

Mgmt

For

Elect Sir Nigel Sheinwald

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Auditor

Mgmt

For

Japan Tobacco Incorporated

Ticker

Security ID:

Meeting Date

Meeting Status

2914

CINS J27869106

03/20/2015

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Elect Futoshi Nakamura

Mgmt

For

Elect Tomotaka Kojima

Mgmt

For

Elect Yoshinori Imai

Mgmt

For

Elect Hiroshi Ohbayashi

Mgmt

For

Elect Michio Masaki as an

Mgmt

For

Alternate Statutory Auditor

Shareholder Proposal Regarding

ShrHoldr

Against

For

Distribution of Dividends

Shareholder Proposal Regarding

ShrHoldr

Against

For

Share Repurchases

Kingdee International Software Group Co. Ltd

Ticker

Security ID:

Meeting Date

Meeting Status

268

CINS G52568147

05/08/2015

Voted

Meeting Type

Country of Trade

Annual

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Elect CHEN Deng Kun

Mgmt

For

Elect DONG Ming Zhu

Mgmt

For

Elect WU Cheng

Mgmt

For

Directors’ Fees

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Authority to Issue Shares w/o

Mgmt

For

Against

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Repurchased

Mgmt

For

Against

Adoption of New Share Option

Mgmt

For

Against

Scheme

Kingsoft Corporation Limited

Ticker

Security ID:

Meeting Date

Meeting Status

3888

CINS G5264Y108

05/20/2015

Voted

Meeting Type

Country of Trade

Annual

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Allocation of Final Dividend

Mgmt

For

Elect LEI Jun

Mgmt

For

Elect WONG Shun Tak

Mgmt

For

Elect David TANG Yuen Kwan

Mgmt

For

Elect WU Wenjie

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Authority to Issue Shares w/o

Mgmt

For

Against

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Repurchased

Mgmt

For

Against

Refreshment of Kingsoft Cloud

Mgmt

For

Share Option Scheme

Kingsoft Corporation Limited

Ticker

Security ID:

Meeting Date

Meeting Status

3888

CINS G5264Y108

12/26/2014

Voted

Meeting Type

Country of Trade

Special

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Framework Agreement

Mgmt

For

Non-Voting Agenda Item

N/A

Loan Agreement

Mgmt

For

Non-Voting Agenda Item

N/A

Non-Voting Meeting Note

N/A

Kone Oyj

Ticker

Security ID:

Meeting Date

Meeting Status

KNEBV

CINS X4551T105

02/23/2015

Voted

Meeting Type

Country of Trade

Annual

Finland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Ratification of Board and

Mgmt

For

Management Acts

Directors’ Fees

Mgmt

For

Board Size

Mgmt

For

Election of Directors

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Number of Auditors

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Shares w/ or

Mgmt

For

w/o Preemptive Rights

Non-Voting Agenda Item

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Man Group plc

Ticker

Security ID:

Meeting Date

Meeting Status

EMG

CINS G5790V172

05/08/2015

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Against

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Jon Aisbitt

Mgmt

For

Elect Phillip Colebatch

Mgmt

For

Elect John Cryan

Mgmt

For

Elect Andrew D. Horton

Mgmt

For

Elect Matthew Lester

Mgmt

For

Elect Emmanuel Roman

Mgmt

For

Elect Dev Sanyal

Mgmt

For

Elect Nina Shapiro

Mgmt

For

Elect Jonathan Sorrell

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Against

Notice Period at 14 Days

Man Group plc

Ticker

Security ID:

Meeting Date

Meeting Status

EMG

CINS G5790V172

09/05/2014

Voted

Meeting Type

Country of Trade

Ordinary

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Acquisition

Mgmt

For

Management Consulting Group
plc

Ticker

Security ID:

Meeting Date

Meeting Status

MMC

CINS G5775H107

04/22/2015

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Alan J. Barber

Mgmt

For

Elect Marco Capello

Mgmt

For

Elect Stephen A. Ferriss

Mgmt

For

Elect Chiheb Mahjoub

Mgmt

For

Elect Chris J. Povey

Mgmt

For

Elect Emilio Di Spiezio Sardo

Mgmt

For

Elect Andrew H. Simon

Mgmt

For

Elect Nicholas S. Stagg

Mgmt

For

Elect Julian D. Waldron

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

Millicom International Cellular
SA

Ticker

Security ID:

Meeting Date

Meeting Status

MICSDB

CINS L6388F128

05/15/2015

Voted

Meeting Type

Country of Trade

Annual

Luxembourg

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Presentation of Accounts and

Mgmt

For

Reports

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Ratification of Board Acts

Mgmt

For

Board Size

Mgmt

For

Elect Paul Donovan

Mgmt

For

Elect Tomas Eliasson

Mgmt

For

Elect Amelia C. Fawcett

Mgmt

For

Elect Lorenzo Grabau

Mgmt

For

Against

Elect Alejandro Santo Domingo

Mgmt

For

Elect Cristina Stenbeck

Mgmt

For

Elect Odilon Almeida

Mgmt

For

Against

Elect Anders Borg

Mgmt

For

Elect Christina Stenbeck as

Mgmt

For

Chairman

Directors’ Fees

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Nomination Committee

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Remuneration Guidelines

Mgmt

For

Equity Grant for the CEO

Mgmt

For

Against

Mitsubishi Estate Co Limited

Ticker

Security ID:

Meeting Date

Meeting Status

8802

CINS J43916113

06/26/2015

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Elect Keiji Kimura

Mgmt

For

Elect Hirotaka Sugiyama

Mgmt

For

Elect Joh Katoh

Mgmt

For

Elect Toshihiko Kazama

Mgmt

For

Elect Masamichi Ono

Mgmt

For

Elect Naoto Aiba

Mgmt

For

Elect Sohichiroh Hayashi

Mgmt

For

Elect Tohru Ohkusa

Mgmt

For

Elect Junichi Tanisawa

Mgmt

For

Elect Isao Matsuhashi

Mgmt

For

Elect Shin Ebihara

Mgmt

For

Elect Shu Tomioka

Mgmt

For

Elect Setsuko Egami

Mgmt

For

Elect Yutaka Yanagisawa

Mgmt

For

Against

Elect Iwao Taka

Mgmt

For

Nabors Industries Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

NBR

CUSIP G6359F103

06/02/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

1.1

Elect James R. Crane

Mgmt

For

Withhold

Against

1.2

Elect John P. Kotts

Mgmt

For

Withhold

Against

1.3

Elect Michael C. Linn

Mgmt

For

Withhold

Against

1.4

Elect Anthony G. Petrello

Mgmt

For

1.5

Elect Dag Skattum

Mgmt

For

1.6

Elect Howard Wolf

Mgmt

For

Withhold

Against

1.7

Elect John Yearwood

Mgmt

For

Withhold

Against

Ratification of Auditor

Mgmt

For

Bylaw Amendment Regarding

Mgmt

For

Treatment of Broker Non-Votes

Advisory Vote on Executive

Mgmt

For

Against

Compensation

Shareholder Proposal Regarding

ShrHoldr

Against

For

Retention of Shares

Shareholder Proposal Regarding

ShrHoldr

Against

For

Shareholder Approval of Specific

Performance Metrics in Equity

Compensation Plans

Shareholder Proposal Regarding

ShrHoldr

Against

For

Against

Sustainability Report

Shareholder Proposal regarding

ShrHoldr

Against

For

Against

Proxy Access

Shareholder Proposal Regarding

ShrHoldr

Against

For

Against

Majority Vote for Election of

Directors

Nestle S.A.

Ticker

Security ID:

Meeting Date

Meeting Status

NESN

CINS H57312649

04/16/2015

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

TNA

N/A

Accounts and Reports

Mgmt

For

TNA

N/A

Compensation Report

Mgmt

For

TNA

N/A

Ratification of Board and

Mgmt

For

TNA

N/A

Management Acts

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Elect Peter Brabeck-Letmathe

Mgmt

For

TNA

N/A

Elect Paul Bulcke

Mgmt

For

TNA

N/A

Elect Andreas Koopmann

Mgmt

For

TNA

N/A

Elect Beat Hess

Mgmt

For

TNA

N/A

Elect Daniel Borel

Mgmt

For

TNA

N/A

Elect Steven G. Hoch

Mgmt

For

TNA

N/A

Elect Naina Lal Kidwai

Mgmt

For

TNA

N/A

Elect Jean-Pierre Roth

Mgmt

For

TNA

N/A

Elect Ann Veneman

Mgmt

For

TNA

N/A

Elect Henri de Castries

Mgmt

For

TNA

N/A

Elect Eva Cheng

Mgmt

For

TNA

N/A

Elect Ruth Khasaya Oniang’o

Mgmt

For

TNA

N/A

Elect Patrick Aebischer

Mgmt

For

TNA

N/A

Elect Renato Fassbind

Mgmt

For

TNA

N/A

Elect Peter Brabeck-Letmathe as

Mgmt

For

TNA

N/A

Chairman

Elect Beat Hess as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Daniel Borel as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Andreas Koopmann as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Jean-Pierre Roth as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Appointment of Auditor

Mgmt

For

TNA

N/A

Appointment of Independent

Mgmt

For

TNA

N/A

Proxy

Board Compensation

Mgmt

For

TNA

N/A

Executive Compensation

Mgmt

For

TNA

N/A

Cancellation of Shares

Mgmt

For

TNA

N/A

Additional or Miscellaneous

ShrHoldr

For

TNA

N/A

Proposals

Non-Voting Agenda Item

N/A

TNA

N/A

Non-Voting Agenda Item

N/A

TNA

N/A

Novo Nordisk A/S

Ticker

Security ID:

Meeting Date

Meeting Status

NOVO-B

CINS K72807132

03/19/2015

Voted

Meeting Type

Country of Trade

Annual

Denmark

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Directors’ Fees for 2014

Mgmt

For

Directors’ Fees for 2015

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Goran A. Ando

Mgmt

For

Elect Jeppe Christiansen

Mgmt

For

Elect Bruno Angelici

Mgmt

For

Elect Sylvie Gregoire

Mgmt

For

Elect Liz Hewitt

Mgmt

For

Elect Thomas P Koestler

Mgmt

For

Elect Eivind Kolding

Mgmt

For

Elect Mary T. Szela

Mgmt

For

Appointment of Auditor

Mgmt

For

Cancellation of Shares

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Amendments to Articles

Mgmt

For

Regarding Extraordinary

Dividend

Remuneration Guidelines

Mgmt

For

Transaction of Other Business

Mgmt

For

Paddy Power plc

Ticker

Security ID:

Meeting Date

Meeting Status

PAP

CINS G68673105

05/14/2015

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect Andrew McCue

Mgmt

For

Elect Gary McGann

Mgmt

For

Elect Nigel Northridge

Mgmt

For

Elect Cormac McCarthy

Mgmt

For

Elect Tom Grace

Mgmt

For

Elect Michael A. Cawley

Mgmt

For

Elect Danuta Gray

Mgmt

For

Elect Ulric Jerome

Mgmt

For

Elect Stewart Kenny

Mgmt

For

Elect Padraig O Riordain

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for

Mgmt

For

Re-Issuance of Treasury Shares

Amendments to Memorandum

Mgmt

For

(Companies Act 2014)

Amendments to Memorandum

Mgmt

For

(Companies Act 2014)

Amendments to Memorandum

Mgmt

For

(Companies Act 2014)

Amendments to Articles

Mgmt

For

(Companies Act 2014)

Amendments to Articles

Mgmt

For

(Companies Act 2014)

Return of Cash (B Share

Mgmt

For

Scheme)

Share Subdivision (Ordinary

Mgmt

For

Shares - Return of Cash)

Share Consolidation and

Mgmt

For

Subdivision (Intermediate

Ordinary Shares - Return of

Cash)

Repurchase of Deferred Shares

Mgmt

For

(Return of Cash)

Reduction in Share Capital

Mgmt

For

Amendments to Equity Incentive

Mgmt

For

Schemes (Return of Cash)

Qiagen N.V.

Ticker

Security ID:

Meeting Date

Meeting Status

QGEN

CUSIP N72482107

06/23/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports

Mgmt

For

Ratification of Management

Mgmt

For

Board Acts

Ratification of Supervisory Board

Mgmt

For

Acts

Elect Werner Brandt

Mgmt

For

Elect Stephane Bancel

Mgmt

For

Elect James E. Bradner

Mgmt

For

Elect Metin Colpan

Mgmt

For

Elect Manfred Karobath

Mgmt

For

Elect Elaine Mardis

Mgmt

For

Elect Lawrence A. Rosen

Mgmt

For

Elect Elizabeth E. Tallett

Mgmt

For

Elect Peer Schatz

Mgmt

For

Elect Roland Sackers

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Suppress

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Rakuten Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

4755

CINS J64264104

03/27/2015

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Amendments to Articles

Mgmt

For

Elect Hiroshi Mikitani

Mgmt

For

Elect Tohru Shimada

Mgmt

For

Elect Masayuki Hosaka

Mgmt

For

Elect Yoshihisa Yamada

Mgmt

For

Elect Masatada Kobayashi

Mgmt

For

Elect Akio Sugihara

Mgmt

For

Elect Kazunori Takeda

Mgmt

For

Elect Kentaroh Hyakuno

Mgmt

For

Elect Hiroaki Yasutake

Mgmt

For

Elect Charles B. Baxter

Mgmt

For

Elect Kohichi Kusano

Mgmt

For

Elect Ken Kutaragi

Mgmt

For

Elect Hiroshi Fukino

Mgmt

For

Elect Jun Murai

Mgmt

For

Elect Yasufumi Hirai

Mgmt

For

Elect Youngme E. Moon

Mgmt

For

Elect Yoshiaki Senoo

Mgmt

For

Elect Takeo Hirata

Mgmt

For

Elect Hiroshi Takahashi as

Mgmt

For

Alternate Statutory Auditor

Directors’ Fees

Mgmt

For

Equity Compensation Plan for

Mgmt

For

Inside Directors, Executive

Officers and Employees

Equity Compensation Plan for

Mgmt

For

Outside Directors

Equity Compensation Plan for

Mgmt

For

Statutory Auditors

Reed Elsevier Plc

Ticker

Security ID:

Meeting Date

Meeting Status

REL

CINS G74570121

04/23/2015

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Elect Erik Engstrom

Mgmt

For

Elect Anthony Habgood

Mgmt

For

Elect Wolfhart Hauser

Mgmt

For

Elect Adrian Hennah

Mgmt

For

Elect Lisa Hook

Mgmt

For

Elect Nicholas Luff

Mgmt

For

Elect Robert Polet

Mgmt

For

Elect Linda S. Sanford

Mgmt

For

Elect Ben van der Veer

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

Restructuring of Indirect Interest

Mgmt

For

in Reed Elsevier NV

Change of Company Name

Mgmt

For

Non-Voting Meeting Note

N/A

Sanofi

Ticker

Security ID:

Meeting Date

Meeting Status

SAN

CINS F5548N101

05/04/2015

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports; Approval

Mgmt

For

of Non Tax-Deductible Expenses

Consolidated Accounts and

Mgmt

For

Reports

Allocation of Profits/Dividends

Mgmt

For

Related Party Transactions

Mgmt

For

Elect Serge Weinberg

Mgmt

For

Elect Suet-Fern Lee

Mgmt

For

Ratification of the Co-Option of

Mgmt

For

Bonnie Bassler

Elect Bonnie Bassler

Mgmt

For

Elect Olivier Brandicourt

Mgmt

For

Remuneration of Serge

Mgmt

For

Weinberg, Chairman and Interim

CEO

Remuneration of Christopher

Mgmt

For

Viehbacher, Former CEO

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Issue Shares

Mgmt

For

Through Private Placement

Authority to Issue Debt

Mgmt

For

Instruments

Greenshoe

Mgmt

For

Authority to Increase Capital

Mgmt

For

Through Contributions in Kind

Authority to Increase Capital

Mgmt

For

Through Capitalizations

Authority to Cancel Shares and

Mgmt

For

Reduce Capital

Employee Stock Purchase Plan

Mgmt

For

Authority to Issue Performance

Mgmt

For

Amendment to Articles

Mgmt

For

Against

Regarding Share Ownership

Disclosure

Amendment to Articles

Mgmt

For

Regarding Record Date

Authorization of Legal

Mgmt

For

Formalities

Sap SE

Ticker

Security ID:

Meeting Date

Meeting Status

SAP

CINS D66992104

05/20/2015

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management

Mgmt

For

Board Acts

Ratification of Supervisory Board

Mgmt

For

Acts

Appointment of Auditor

Mgmt

For

Increase in Authorized Capital I

Mgmt

For

Increase in Authorized Capital II

Mgmt

For

Supervisory Board Members’

Mgmt

For

Fees

Sapporo Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

2501

CINS J69413128

03/27/2015

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Elect Tsutomu Kamijoh

Mgmt

For

Elect Hidenori Tanaka

Mgmt

For

Elect Yohichi Katoh

Mgmt

For

Elect Junji Watari

Mgmt

For

Elect Toshio Mizokami

Mgmt

For

Elect Hiroyuki Nose

Mgmt

For

Elect Shigehiko Hattori

Mgmt

For

Elect Teruhiko Ikeda

Mgmt

For

Elect Shizuka Uzawa

Mgmt

For

Elect Shohji Osaki

Mgmt

For

Elect Ken Kimoto

Mgmt

For

Elect Tsugio Yada as Alternate

Mgmt

For

Statutory Auditor

Sasol Limited

Ticker

Security ID:

Meeting Date

Meeting Status

SOL

CUSIP 803866300

11/21/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Re-elect Colin Beggs

Mgmt

For

Re-elect David Constable

Mgmt

For

Re-elect Henk Dijkgraaf

Mgmt

For

Re-elect Moses Z. Mkhize

Mgmt

For

Re-elect Peter J. Robertson

Mgmt

For

Elect Bongani Nqwababa

Mgmt

For

Elect Nomgando Matyumza

Mgmt

For

Appointment of Auditor

Mgmt

For

Elect Audit Committee Member

Mgmt

For

(Colin Beggs)

Elect Audit Committee Member

Mgmt

For

(Nomgando Matyumza)

Elect Audit Committee Member

Mgmt

For

(Imogen Mkhize)

Elect Audit Committee Member

Mgmt

For

(Johnson Njeke)

Elect Audit Committee Member

Mgmt

For

(Stephen Westwell)

Approve Remuneration Policy

Mgmt

For

Approve NEDs’ Fees

Mgmt

For

Approve Financial Assistance

Mgmt

For

Amendments to Memorandum

Mgmt

For

(Clause 26)

Amendment to Memorandum

Mgmt

For

(Clause 29.4.2)

General Authority to Repurchase

Mgmt

For

Specific Authority to Repurchase

Mgmt

For

Shire plc

Ticker

Security ID:

Meeting Date

Meeting Status

SHP

CINS G8124V108

04/28/2015

Voted

Meeting Type

Country of Trade

Annual

Jersey

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Elect Dominic Blakemore

Mgmt

For

Elect William M. Burns

Mgmt

For

Elect Steven Gillis

Mgmt

For

Elect David Ginsburg

Mgmt

For

Elect David Kappler

Mgmt

For

Elect Susan Kilsby

Mgmt

For

Elect Anne Minto

Mgmt

For

Elect Flemming Ornskov

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Long Term Incentive Plan 2015

Mgmt

For

Employee Stock Purchase Plan

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

Non-Voting Meeting Note

N/A

Swatch Group Ltd. (The)

Ticker

Security ID:

Meeting Date

Meeting Status

UHR

CINS H83949141

05/28/2015

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Agenda Item

N/A

TNA

N/A

Non-Voting Agenda Item

N/A

TNA

N/A

Non-Voting Agenda Item

N/A

TNA

N/A

Approval of Accounts and

Mgmt

For

TNA

N/A

Reports

Ratification of Board and

Mgmt

For

TNA

N/A

Management Acts

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Fixed Board Compensation

Mgmt

For

TNA

N/A

(Board Functions)

Fixed Board Compensation

Mgmt

For

TNA

N/A

(Executive Directors)

Fixed Executive Compensation

Mgmt

For

TNA

N/A

Variable Compensation

Mgmt

For

TNA

N/A

(Executive Directors)

Variable Compensation

Mgmt

For

TNA

N/A

(Executive Management)

Elect Nayla Hayek

Mgmt

For

TNA

N/A

Elect Ernst Tanner

Mgmt

For

TNA

N/A

Elect Georges Nicolas Hayek

Mgmt

For

TNA

N/A

Elect Claude Nicollier

Mgmt

For

TNA

N/A

Elect Jean-Pierre Roth

Mgmt

For

TNA

N/A

Elect Nayla Hayek as

Mgmt

For

TNA

N/A

Chairwoman

Elect Nayla Hayek as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Ernst Tanner as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Georges N. Hayek as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Claude Nicollier as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Jean-Pierre Roth as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Appointment of Independent

Mgmt

For

TNA

N/A

Proxy

Appointment of Auditor

Mgmt

For

TNA

N/A

Amendments to Articles Relating

Mgmt

For

TNA

N/A

to VeguV

Non-Voting Meeting Note

N/A

TNA

N/A

Teva Pharmaceutical Industries
Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

TEVA

CUSIP 881624209

07/30/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Elect Dan Propper

Mgmt

For

Elect Ory Slonim

Mgmt

For

Against

Elect Joseph Nitzani

Mgmt

For

Against

Elect Jean-Michel Halfon

Mgmt

For

Bonus Incentives of President

Mgmt

For

and CEO

Equity Grants of President and

Mgmt

For

Against

CEO

Liability Insurance of Directors &

Mgmt

For

Against

Officers

Appointment of Auditor

Mgmt

For

Total Produce Plc

Ticker

Security ID:

Meeting Date

Meeting Status

TOT

CINS G8983Q109

05/20/2015

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Rory P. Byrne

Mgmt

For

Elect Jerome J. Kennedy

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for

Mgmt

For

Re-Issuance of Treasury Shares

Amendments to Memorandum

Mgmt

For

(Companies Act 2014)

Amendments to Articles

Mgmt

For

(Companies Act 2014)

Transocean Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

RIG

CUSIP H8817H100

05/15/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports

Mgmt

For

Ratification of Board and

Mgmt

For

Management Acts

Allocation of Losses

Mgmt

For

Distribution of Dividend

Mgmt

For

Elect Glyn Barker

Mgmt

For

Elect Vanessa C.L. Chang

Mgmt

For

Elect Frederico F. Curado

Mgmt

For

Elect Chad Deaton

Mgmt

For

Elect Vincent J. Intrieri

Mgmt

For

Elect Martin B. McNamara

Mgmt

For

Elect Samuel J. Merksamer

Mgmt

For

Elect Merrill A. Miller, Jr.

Mgmt

For

Elect Edward R. Muller

Mgmt

For

Elect TAN Ek Kia

Mgmt

For

Election of Chairman of the

Mgmt

For

Board

Elect Director Curado to

Mgmt

For

Compensation Committee

Elect Director Intrieri to

Mgmt

For

Compensation Committee

Elect Director McNamara to

Mgmt

For

Compensation Committee

Elect Director Tan Ek Kia to

Mgmt

For

Compensation Committee

Appointment of Independent

Mgmt

For

Proxy

Appointment of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Ratification of Maximum

Mgmt

For

Compensation of the Board of

Directors

Ratification of Maximum Amount

Mgmt

For

of Executive Compensation

Approval of the 2015 Long-Term

Mgmt

For

Incentive Plan

Transocean Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

RIG

CUSIP H8817H100

09/22/2014

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Reduce Maximum Board Size

Mgmt

For

Elect Merrill A. Miller, Jr.

Mgmt

For

Tyco International Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

TYC

CUSIP G91442106

03/04/2015

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Elect Edward D. Breen

Mgmt

For

Elect Herman E. Bulls

Mgmt

For

Elect Michael E. Daniels

Mgmt

For

Elect Frank M. Drendel

Mgmt

For

Elect Brian Duperreault

Mgmt

For

Elect Rajiv L. Gupta

Mgmt

For

Elect George R. Oliver

Mgmt

For

Elect Brendan R. O’Neill

Mgmt

For

Elect Jurgen Tinggren

Mgmt

For

Elect Sandra S. Wijnberg

Mgmt

For

Elect R. David Yost

Mgmt

For

Authority to Set Audit Fees

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Authority to Repurchase Shares

Mgmt

For

Authority to set Price Range for

Mgmt

For

Issuance of Treasury Shares

Advisory Vote on Executive

Mgmt

For

Compensation

Tyco International Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

TYC

CUSIP H89128104

09/09/2014

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Redomestication from

Mgmt

For

Switzerland to Ireland

Reduction in Share Premium

Mgmt

For

Account

UBM plc

Ticker

Security ID:

Meeting Date

Meeting Status

UBM

CINS G91709108

05/14/2015

Voted

Meeting Type

Country of Trade

Annual

Jersey

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Elect Helen Alexander

Mgmt

For

Elect Tim Cobbold

Mgmt

For

Elect Robert Gray

Mgmt

For

Elect Alan Gillespie

Mgmt

For

Elect Pradeep Kar

Mgmt

For

Elect Greg Lock

Mgmt

For

Elect John McConnell

Mgmt

For

Elect Mary T. McDowell

Mgmt

For

Elect Terry Neill

Mgmt

For

Elect Jonathan Newcomb

Mgmt

For

Share Incentive Plan

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

UBM plc

Ticker

Security ID:

Meeting Date

Meeting Status

UBM

CINS G91709108

11/26/2014

Voted

Meeting Type

Country of Trade

Ordinary

Jersey

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Acquisition

Mgmt

For

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights (Rights Issue)

Disapply Preemptive Rights

Mgmt

For

(Rights Issue)

UOB Kay Hian Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

U10

CINS Y92991101

04/24/2015

Voted

Meeting Type

Country of Trade

Annual

Singapore

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Directors’ Fees

Mgmt

For

Elect Henry TAY Yun Chwan

Mgmt

For

Elect TANG Wee Loke

Mgmt

For

Elect Esmond CHOO Liong Gee

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Authority to Issue Shares w/ or

Mgmt

For

w/o Preemptive Rights

Authority to Issue Shares under

Mgmt

For

the UOB-Kay Hian Holdings

Limited Scrip Dividend Scheme

Wolters Kluwer NV

Ticker

Security ID:

Meeting Date

Meeting Status

WKL

CINS ADPV09931

04/22/2015

Voted

Meeting Type

Country of Trade

Annual

Netherlands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management

Mgmt

For

Board Acts

Ratification of Supervisory Board

Mgmt

For

Acts

Elect Bruno Angelici

Mgmt

For

Elect Ben J. Noteboom

Mgmt

For

Supervisory Board Fees

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Suppress

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Yamaha Motor Co. Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

7272

CINS J95776126

03/26/2015

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Elect Hiroyuki Yanagi

Mgmt

For

Elect Takaaki Kimura

Mgmt

For

Elect Kohzoh Shinozaki

Mgmt

For

Elect Nobuya Hideshima

Mgmt

For

Elect Masahiro Takizawa

Mgmt

For

Elect Katsuaki Watanabe

Mgmt

For

Elect Toshizumi Katoh

Mgmt

For

Elect Yohichiroh Kojima

Mgmt

For

Elect Tamotsu Adachi

Mgmt

For

Elect Takuya Nakata

Mgmt

For

Elect Atsushi Niimi

Mgmt

For

Elect Hiroshi Itoh

Mgmt

For

Elect Kenji Hironaga

Mgmt

For

Elect Tomomi Yatsu

Mgmt

For

Elect Masayuki Satake as

Mgmt

For

Alternate Statutory Auditor

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

BROWN CAPITAL MANAGEMENT MUTUAL FUNDS

By:	(Signature and Title)	/s/ *Keith A. Lee*
		Keith A. Lee
		Trustee, President and Principal Executive Officer

Date: August 21, 2015

Dates Referenced Herein and Documents Incorporated by Reference

This ‘N-PX’ Filing	Date	Other Filings

Filed on / Effective on:	8/21/15	497
For Period End:	6/30/15
	7/1/14
		List all Filings

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Filing Submission 0001209286-15-000513 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Brown Capital Management Mutual Funds – ‘N-PX’ for 6/30/15

On: Friday, 8/21/15, at 3:32pm ET · Effective: 8/21/15 · For: 6/30/15 · Accession #: 1209286-15-513 · File #: 811-06199

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Proxy Voting Record Annual Report by a Management Investment Company — Form N-PXFiling Table of Contents

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Dates Referenced Herein and Documents Incorporated by Reference

Proxy Voting Record Annual Report by a Management Investment Company — Form N-PX
Filing Table of Contents