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Brown Capital Management Mutual Funds – ‘N-PX’ for 6/30/17

On: Wednesday, 8/30/17, at 12:27pm ET · Effective: 8/30/17 · For: 6/30/17 · Accession #: 1209286-17-508 · File #: 811-06199

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/30/17  Brown Capital Mgmt Mutual Funds   N-PX        6/30/17    1:3.6M                                   Avery Publishin… Corp/FA
          → The Brown Capital Management International All Co. Fund ⇒ Institutional Shares (BCISX) — Investor Shares (BCIIX)
          → The Brown Capital Management International Small Co. Fund ⇒ Institutional Shares (BCSFX) — Investor Shares (BCSVX)
          → The Brown Capital Management Mid Co. Fund ⇒ Institutional Shares (BCMIX) — Investor Shares (BCMSX)
          → The Brown Capital Management Small Co. Fund ⇒ Institutional Shares (BCSSX) — Investor Shares (BCSIX)

Proxy Voting Record Annual Report by a Management Investment Company — Form N-PX
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-PX        Proxy Voting Record Annual Report by a Management   HTML   3.10M 
                          Investment Company

This is an HTML Document rendered as filed. [ Alternative Formats ]

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-06199

BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
(Exact name of registrant as specified in charter)

1201 North Calvert Street, Baltimore, Maryland 21202
(Address of principal executive offices) (Zip code)

Capitol Services, Inc.
1675 S. State Street, Suite B, Dover, Delaware 19901
(Name and address of agent for service)

With copies to:
John H. Lively
The Law Offices of John H. Lively & Associates, Inc.
A member firm of The 1940 Act Law Group^TM11300 Tomahawk Creek Parkway, Suite 310
Leawood, Kansas 66211

Registrant’s telephone number, including area code: 410-837-3234

Date of fiscal year end: March 31

Date of reporting period: July 1, 2016 - June 30, 2017

ITEM 1. PROXY VOTING RECORD

BROWN CAPITAL MANAGEMENT MID COMPANY FUND

Acuity Brands, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

AYI

CUSIP 00508Y102

01/06/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect W. Patrick Battle

Mgmt

For

1.2

Elect Gordon D. Harnett

Mgmt

For

1.3

Elect Robert F. McCullough

Mgmt

For

1.4

Elect Dominic J. Pileggi

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Repeal of Classified Board

Mgmt

For

Shareholder Proposal Regarding Dividend Increase

ShrHoldr

Against

For

Akamai Technologies, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

AKAM

CUSIP 00971T101

05/17/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Monte Ford

Mgmt

For

Elect Frederic V. Salerno

Mgmt

For

Elect Bernardus Verwaayen

Mgmt

For

Amendment to the 2013 Stock Incentive Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

ANSYS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ANSS

CUSIP 03662Q105

05/19/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect James E. Cashman III

Mgmt

For

Elect Ajei S. Gopal

Mgmt

For

Elect William R. McDermott

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Blackbaud, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BLKB

CUSIP 09227Q100

06/13/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Timothy C.K. Chou

Mgmt

For

Elect Peter J. Kight

Mgmt

For

Elect Joyce M. Nelson

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Celgene Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

CELG

CUSIP 151020104

06/14/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Robert J. Hugin

Mgmt

For

1.2

Elect Mark J. Alles

Mgmt

For

1.3

Elect Richard W. Barker

Mgmt

For

1.4

Elect Michael W. Bonney

Mgmt

For

1.5

Elect Michael D. Casey

Mgmt

For

1.6

Elect Carrie S. Cox

Mgmt

For

1.7

Elect Michael A. Friedman

Mgmt

For

1.8

Elect Julia A. Haller

Mgmt

For

1.9

Elect Gilla S. Kaplan

Mgmt

For

1.10

Elect James J. Loughlin

Mgmt

For

1.11

Elect Ernest Mario

Mgmt

For

Ratification of Auditor

Mgmt

For

Amendment to the 2008 Stock Incentive Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Shareholder Proposal Regarding Voting Disclosure

ShrHoldr

Against

For

Cerner Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

CERN

CUSIP 156782104

05/24/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Julie L. Gerberding

Mgmt

For

Elect Neal L. Patterson

Mgmt

For

Elect William D. Zollars

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Charles Schwab Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

SCHW

CUSIP 808513105

05/16/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect William S. Haraf

Mgmt

For

Elect Frank C. Herringer

Mgmt

For

Elect Stephen T. McLin

Mgmt

For

Elect Roger O. Walther

Mgmt

For

Elect Robert N. Wilson

Mgmt

For

Ratification of Auditor

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Advisory Vote on Executive Compensation

Mgmt

For

Shareholder Proposal Regarding Lobbying Report

ShrHoldr

Against

For

Shareholder Proposal Regarding Employment Diversity Report

ShrHoldr

Against

For

Shareholder Proposal Regarding Proxy Access

ShrHoldr

Against

For

Against

Shareholder Proposal Regarding Counting Abstentions

ShrHoldr

Against

For

Ellie Mae, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ELLI

CUSIP 28849P100

05/17/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Karen Blasing

Mgmt

For

1.2

Elect Jonathan Corr

Mgmt

For

1.3

Elect Robert J. Levin

Mgmt

For

1.4

Elect Jeb S. Spencer

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

Equifax Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

EFX

CUSIP 294429105

05/04/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Robert D. Daleo

Mgmt

For

Elect Walter W. Driver, Jr.

Mgmt

For

Elect Mark L. Feidler

Mgmt

For

Elect G. Thomas Hough

Mgmt

For

Elect L. Phillip Humann

Mgmt

For

Elect Robert D. Marcus

Mgmt

For

Elect Siri S. Marshall

Mgmt

For

Elect John A. McKinley

Mgmt

For

Elect Richard F. Smith

Mgmt

For

Elect Elane B. Stock

Mgmt

For

Elect Mark B. Templeton

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding Political Contributions and Expenditures Report

ShrHoldr

Against

For

Against

Evercore Partners Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

EVR

CUSIP 29977A105

06/12/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Roger C. Altman

Mgmt

For

1.2

Elect Richard I. Beattie

Mgmt

For

1.3

Elect Gail B. Harris

Mgmt

For

1.4

Elect Robert B. Millard

Mgmt

For

1.5

Elect Willard J. Overlock, Jr.

Mgmt

For

1.6

Elect Sir Simon M. Robertson

Mgmt

For

1.7

Elect Ralph L. Schlosstein

Mgmt

For

1.8

Elect John S. Weinberg

Mgmt

For

1.9

Elect William J. Wheeler

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Expedia, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

EXPE

CUSIP 30212P303

06/13/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Susan C. Athey

Mgmt

For

Elect A. George Battle

Mgmt

For

Elect Chelsea Clinton

Mgmt

For

Elect Pamela L. Coe

Mgmt

For

Elect Barry Diller

Mgmt

For

Elect Jonathan L. Dolgen

Mgmt

For

Elect Craig A. Jacobson

Mgmt

For

Elect Victor A. Kaufman

Mgmt

For

Elect Peter M. Kern

Mgmt

For

Elect Dara Khosrowshahi

Mgmt

For

Elect John C. Malone

Mgmt

For

Elect Scott Rudin

Mgmt

For

Elect Christopher W. Shean

Mgmt

For

Elect Alexander von Furstenberg

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Frequency of Advisory Vote on Executive Compensation

Mgmt

3 Years

1 Year

Against

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding Political Contributions and Expenditures Report

ShrHoldr

Against

For

Against

Expedia, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

EXPE

CUSIP 30212P303

09/14/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Susan C. Athey

Mgmt

For

Elect A. George Battle

Mgmt

For

Elect Pamela L. Coe

Mgmt

For

Elect Barry Diller

Mgmt

For

Elect Jonathan L. Dolgen

Mgmt

For

Elect Craig A. Jacobson

Mgmt

For

Elect Victor A. Kaufman

Mgmt

For

Elect Peter M. Kern

Mgmt

For

Elect Dara Khosrowshahi

Mgmt

For

Elect John C. Malone

Mgmt

For

Elect Scott Rudin

Mgmt

For

Elect Christopher W. Shean

Mgmt

For

Elect Alexander von Furstenberg

Mgmt

For

Amendment to the 2005 Stock and Annual Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Factset Research Systems Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

FDS

CUSIP 303075105

12/20/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Malcolm Frank

Mgmt

For

Elect Sheila B. Jordan

Mgmt

For

Elect James J. McGonigle

Mgmt

For

Elect F. Phillip Snow

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Fastenal Company

Ticker

Security ID:

Meeting Date

Meeting Status

FAST

CUSIP 311900104

04/25/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Willard D. Oberton

Mgmt

For

Elect Michael J. Ancius

Mgmt

For

Elect Michael J. Dolan

Mgmt

For

Elect Stephen L. Eastman

Mgmt

For

Elect Daniel L. Florness

Mgmt

For

Elect Rita J. Heise

Mgmt

For

Elect Darren R. Jackson

Mgmt

For

Elect Daniel J. Johnson

Mgmt

For

Elect Scott A. Satterlee

Mgmt

For

Elect Reyne K. Wisecup

Mgmt

For

Ratification of Auditor

Mgmt

For

Re-approval of the Fastenal Company Incentive Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

J.B. Hunt Transport Services, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

JBHT

CUSIP 445658107

04/20/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Douglas G. Duncan

Mgmt

For

Elect Francesca M. Edwardson

Mgmt

For

Elect Wayne Garrison

Mgmt

For

Elect Sharilyn S. Gasaway

Mgmt

For

Elect Gary C. George

Mgmt

For

Elect Bryan Hunt

Mgmt

For

Elect Coleman H. Peterson

Mgmt

For

Elect John N. Roberts III

Mgmt

For

Elect James L. Robo

Mgmt

For

Elect Kirk Thompson

Mgmt

For

Amendment to the Management Incentive Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding Political Contributions and Expenditures Report

ShrHoldr

Against

For

Against

Jazz Pharmaceuticals plc

Ticker

Security ID:

Meeting Date

Meeting Status

JAZZ

CUSIP G50871105

08/04/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Paul L. Berns

Mgmt

For

Elect Patrick G. Enright

Mgmt

For

Elect Seamus C. Mulligan

Mgmt

For

Elect Norbert G. Riedel

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Amendments to Memorandum of Association

Mgmt

For

Amendments to Articles of Association

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Right to Adjourn Meeting

Mgmt

For

Amendment to the 2011 Equity Incentive Plan

Mgmt

For

Against

Amendment to the 2007 Director Stock Option Plan

Mgmt

For

Manhattan Associates, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MANH

CUSIP 562750109

05/18/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Eddie Capel

Mgmt

For

Elect Charles E. Moran

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Masimo Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

MASI

CUSIP 574795100

06/01/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Steven J. Barker

Mgmt

For

Elect Sanford Fitch

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Approval of the 2017 Equity Incentive Plan

Mgmt

For

Approval of the Executive Bonus Incentive Plan

Mgmt

For

Mastercard Incorporated

Ticker

Security ID:

Meeting Date

Meeting Status

CUSIP 57636Q104

06/27/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Richard Haythornthwaite

Mgmt

For

Elect Ajay Banga

Mgmt

For

Elect Silvio Barzi

Mgmt

For

Elect David R. Carlucci

Mgmt

For

Elect Steven J. Freiberg

Mgmt

For

Elect Julius Genachowski

Mgmt

For

Elect Merit E. Janow

Mgmt

For

Elect Nancy J. Karch

Mgmt

For

Elect Oki Matsumoto

Mgmt

For

Elect Rima Qureshi

Mgmt

For

Elect Jose Octavio Reyes Lagunes

Mgmt

For

Elect Jackson P. Tai

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Approval of Material Terms under the 2006 Long-Term Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding Gender Pay Equity Report

ShrHoldr

Against

For

MAXIMUS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MMS

CUSIP 577933104

03/14/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Anne K. Altman

Mgmt

For

Elect Gayathri Rajan

Mgmt

For

Elect John J. Haley

Mgmt

For

Elect Russell A. Beliveau

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Approval of the Annual Management Bonus Plan

Mgmt

For

Approval of 2017 Equity Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Michael Kors Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

KORS

CUSIP G60754101

08/04/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Michael Kors

Mgmt

For

Elect Judy Gibbons

Mgmt

For

Elect Jane Thompson

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

MSC Industrial Direct Co., Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MSM

CUSIP 553530106

01/26/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Mitchell Jacobson

Mgmt

For

1.2

Elect Erik Gershwind

Mgmt

For

1.3

Elect Jonathan Byrnes

Mgmt

For

1.4

Elect Roger Fradin

Mgmt

For

1.5

Elect Louise K. Goeser

Mgmt

For

1.6

Elect Michael Kaufmann

Mgmt

For

1.7

Elect Denis Kelly

Mgmt

For

1.8

Elect Steven Paladino

Mgmt

For

1.9

Elect Philip R. Peller

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Norwegian Cruise Line Holdings Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

NCLH

CUSIP G66721104

05/25/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect David M. Abrams

Mgmt

For

Elect John W. Chidsey

Mgmt

For

Elect Russell W. Galbut

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

O’Reilly Automotive, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ORLY

CUSIP 67103H107

05/09/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect David E. O’Reilly

Mgmt

For

Elect Charles H. O’Reilly, Jr.

Mgmt

For

Elect Larry P. O’Reilly

Mgmt

For

Elect Rosalie O’Reilly-Wooten

Mgmt

For

Elect Jay D. Burchfield

Mgmt

For

Elect Thomas T. Hendrickson

Mgmt

For

Elect Paul R. Lederer

Mgmt

For

Elect John Murphy

Mgmt

For

Elect Ronald Rashkow

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Approval of the 2017 Incentive Award Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding Special Meeting

ShrHoldr

Against

For

Against

Palo Alto Networks, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PANW

CUSIP 697435105

12/08/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Mark D. McLaughlin

Mgmt

For

Elect Asheem Chandna

Mgmt

For

Elect James J. Goetz

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

PAREXEL International
Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

PRXL

CUSIP 699462107

12/08/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect A. Dana Callow, Jr.

Mgmt

For

1.2

Elect Christopher J. Lindop

Mgmt

For

1.3

Elect Josef H. von Rickenbach

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

PulteGroup, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PHM

CUSIP 745867101

05/03/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Brian P. Anderson

Mgmt

For

Elect Bryce Blair

Mgmt

For

Elect Richard W. Dreiling

Mgmt

For

Elect Thomas J. Folliard

Mgmt

For

Elect Joshua Gotbaum

Mgmt

For

Elect Cheryl W. Grise

Mgmt

For

Elect Andre J. Hawaux

Mgmt

For

Elect Ryan R. Marshall

Mgmt

For

Elect Patrick J. O’Leary

Mgmt

For

Elect John R. Peshkin

Mgmt

For

Elect Scott F. Powers

Mgmt

For

Elect William J. Pulte

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Quanta Services, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PWR

CUSIP 74762E102

05/24/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Earl C. Austin, Jr.

Mgmt

For

Elect Doyle N. Beneby

Mgmt

For

Elect John Michal Conaway

Mgmt

For

Elect Vincent D. Foster

Mgmt

For

Elect Bernard Fried

Mgmt

For

Elect Worthing F. Jackman

Mgmt

For

Elect David M. McClanahan

Mgmt

For

Elect Margaret B. Shannon

Mgmt

For

Elect Pat Wood, III

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Red Hat, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

RHT

CUSIP 756577102

08/11/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Sohaib Abbasi

Mgmt

For

Elect W. Steve Albrecht

Mgmt

For

Elect Charlene T. Begley

Mgmt

For

Elect Jeffrey J. Clarke

Mgmt

For

Elect Narendra K. Gupta

Mgmt

For

Elect Kimberly L Hammonds

Mgmt

For

Elect William S. Kaiser

Mgmt

For

Elect Donald H. Livingstone

Mgmt

For

Elect Henry Hugh Shelton

Mgmt

For

Elect James M. Whitehurst

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Approve 2016 Performance Compensation Plan

Mgmt

For

Approve 2016 Employee Stock Purchase Plan

Mgmt

For

Shire Plc

Ticker

Security ID:

Meeting Date

Meeting Status

SHP

CUSIP 82481R106

04/25/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect Dominic Blakemore

Mgmt

For

Elect Olivier Bohuon

Mgmt

For

Elect William M. Burns

Mgmt

For

Elect Ian T. Clark

Mgmt

For

Elect Gail D. Fosler

Mgmt

For

Elect Steven Gillis

Mgmt

For

Elect David Ginsburg

Mgmt

For

Elect Susan Kilsby

Mgmt

For

Elect Sara Mathew

Mgmt

For

Elect Anne E. Minto

Mgmt

For

Elect Flemming Ornskov

Mgmt

For

Elect Jeffrey Poulton

Mgmt

For

Elect Albert P.L. Stroucken

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment)

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Amendments to Articles

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Stericycle, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

SRCL

CUSIP 858912108

05/24/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Mark C. Miller

Mgmt

For

Elect Jack W. Schuler

Mgmt

For

Against

Elect Charles A. Alutto

Mgmt

For

Elect Brian P. Anderson

Mgmt

For

Elect Lynn D. Bleil

Mgmt

For

Elect Thomas D. Brown

Mgmt

For

Elect Thomas F. Chen

Mgmt

For

Elect Robert S. Murley

Mgmt

For

Elect John Patience

Mgmt

For

Elect Mike S. Zafirovski

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Amendment to the Employee Stock Purchase Plan

Mgmt

For

Approval of the 2017 Long-Term Incentive Plan

Mgmt

For

Shareholder Proposal Regarding Amendments to Proxy Access Bylaw

ShrHoldr

Against

For

Shareholder Proposal Regarding Compensation in the Event of a Change in Control

ShrHoldr

Against

For

T. Rowe Price Group, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TROW

CUSIP 74144T108

04/26/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Mark S. Bartlett

Mgmt

For

Elect Edward C. Bernard

Mgmt

For

Elect Mary K. Bush

Mgmt

For

Elect H. Lawrence Culp

Mgmt

For

Elect Freeman A. Hrabowski III

Mgmt

For

Elect Robert F. MacLellan

Mgmt

For

Elect Brian C. Rogers

Mgmt

For

Elect Olympia J. Snowe

Mgmt

For

Elect William J. Stromberg

Mgmt

For

Elect Dwight S. Taylor

Mgmt

For

Elect Anne Marie Whittemore

Mgmt

For

Elect Sandra S. Wijnberg

Mgmt

For

Elect Alan D. Wilson

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Re-approval of the 2012 Long- Term Incentive Plan for purposes of Section 162(m)

Mgmt

For

Approval of the 2017 Non- Employee Director Equity Plan

Mgmt

For

Approval of the Restated 1986 Employee Stock Purchase Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding Climate Change Proxy Voting Practices

ShrHoldr

Against

For

Shareholder Proposal Regarding Compensation-Related Proxy Voting Policies

ShrHoldr

Against

For

Shareholder Proposal Regarding Employment Diversity Report

ShrHoldr

N/A

For

N/A

Toll Brothers, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TOL

CUSIP 889478103

03/14/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Robert I. Toll

Mgmt

For

Elect Douglas C. Yearley, Jr.

Mgmt

For

Elect Edward G. Boehne

Mgmt

For

Elect Richard J. Braemer

Mgmt

For

Elect Christine N. Garvey

Mgmt

For

Elect Carl B. Marbach

Mgmt

For

Elect John A. McLean

Mgmt

For

Elect Stephen Novick

Mgmt

For

Elect Paul E. Shapiro

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Employee Stock Purchase Plan (2017)

Mgmt

For

Tractor Supply Company

Ticker

Security ID:

Meeting Date

Meeting Status

TSCO

CUSIP 892356106

05/09/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Cynthia T. Jamison

Mgmt

For

1.2

Elect Johnston C. Adams

Mgmt

For

1.3

Elect Peter D. Bewley

Mgmt

For

1.4

Elect Ramkumar Krishnan

Mgmt

For

1.5

Elect George MacKenzie

Mgmt

For

1.6

Elect Edna K. Morris

Mgmt

For

1.7

Elect Mark J. Weikel

Mgmt

For

1.8

Elect Gregory A. Sandfort

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Tyler Technologies, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TYL

CUSIP 902252105

05/10/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Donald R. Brattain

Mgmt

For

Elect Glenn A. Carter

Mgmt

For

Elect Brenda A. Cline

Mgmt

For

Elect J. Luther King, Jr.

Mgmt

For

Elect Larry D. Leinweber

Mgmt

For

Elect John S. Marr, Jr.

Mgmt

For

Elect H. Lynn Moore, Jr.

Mgmt

For

Elect Daniel M. Pope

Mgmt

For

Elect Dustin R. Womble

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Transaction of Other Business

Mgmt

For

Against

Ulta Beauty, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ULTA

CUSIP 90384S303

06/01/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Michelle L. Collins

Mgmt

For

1.2

Elect Dennis K. Eck

Mgmt

For

1.3

Elect Charles J. Philippin

Mgmt

For

1.4

Elect Vanessa A. Wittman

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Under Armour, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

UAA

CUSIP 904311107

05/31/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Kevin A. Plank

Mgmt

For

1.2

Elect George W. Bodenheimer

Mgmt

For

1.3

Elect Douglas E. Coltharp

Mgmt

For

1.4

Elect Anthony W. Deering

Mgmt

For

1.5

Elect Jerri L. DeVard

Mgmt

For

1.6

Elect Karen W. Katz

Mgmt

For

1.7

Elect Alvin B. Krongard

Mgmt

For

1.8

Elect William R. McDermott

Mgmt

For

Withhold

Against

1.9

Elect Eric T. Olson

Mgmt

For

1.10

Elect Harvey L. Sanders

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

United Natural Foods, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

UNFI

CUSIP 911163103

12/15/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Eric F. Artz

Mgmt

For

Elect Ann Torre Bates

Mgmt

For

Elect Denise M. Clark

Mgmt

For

Elect Daphne J. Dufresne

Mgmt

For

Elect Michael S. Funk

Mgmt

For

Elect James P. Heffernan

Mgmt

For

Elect Peter A. Roy

Mgmt

For

Elect Steven L. Spinner

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Shareholder Proposal Regarding Amendments to Proxy Access Bylaw

ShrHoldr

Against

For

Veeva Systems Inc

Ticker

Security ID:

Meeting Date

Meeting Status

VEEV

CUSIP 922475108

06/21/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Paul E. Chamberlain

Mgmt

For

1.2

Elect Paul Sekhri

Mgmt

For

Approval of the Material Terms of the 2013 Equity Incentive Plan for Purposes of Section 162(m)

Mgmt

For

Ratification of Auditor

Mgmt

For

Waters Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

WAT

CUSIP 941848103

05/09/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Michael J. Berendt

Mgmt

For

1.2

Elect Douglas A. Berthiaume

Mgmt

For

1.3

Elect Edward Conard

Mgmt

For

1.4

Elect Laurie H. Glimcher

Mgmt

For

1.5

Elect Christopher A. Kuebler

Mgmt

For

1.6

Elect William J. Miller

Mgmt

For

1.7

Elect Christopher J.O’Connell

Mgmt

For

1.8

Elect JoAnn A. Reed

Mgmt

For

1.9

Elect Thomas P. Salice

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Reapproval of material terms of performance goals under the 2012 Equity Incentive Plan for purposes of section 162(m) of the Internal Revenue Code

Mgmt

For

Shareholder Proposal Regarding Proxy Access

ShrHoldr

Against

For

Against

BROWN CAPITAL MANAGEMENT SMALL COMPANY FUND

Abaxis, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ABAX

CUSIP 002567105

10/26/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Clinton H. Severson

Mgmt

For

1.2

Elect Vernon E. Altman

Mgmt

For

1.3

Elect Richard J. Bastiani

Mgmt

For

1.4

Elect Michael D. Casey

Mgmt

For

1.5

Elect Henk J. Evenhuis

Mgmt

For

1.6

Elect Prithipal Singh

Mgmt

For

Amendment to the 2014 Equity Incentive Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

ABIOMED, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ABMD

CUSIP 003654100

08/10/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Michael R. Minogue

Mgmt

For

1.2

Elect Martin P. Sutter

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Amendment to the 2015 Omnibus Incentive Plan

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

ACI Worldwide, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ACIW

CUSIP 004498101

06/14/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Janet O. Estep

Mgmt

For

1.2

Elect James C. Hale

Mgmt

For

1.3

Elect Philip G. Heasley

Mgmt

For

1.4

Elect James C. McGroddy

Mgmt

For

1.5

Elect Charles E. Peters, Jr.

Mgmt

For

1.6

Elect David A. Poe

Mgmt

For

1.7

Elect Adalio T. Sanchez

Mgmt

For

1.8

Elect John M. Shay, Jr.

Mgmt

For

1.9

Elect Jan H. Suwinski

Mgmt

For

1.10

Elect Thomas W. Warsop III

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Approval of the 2017 Employee Stock Purchase Plan

Mgmt

For

American Software, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

AMSWA

CUSIP 029683109

08/15/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect W. Dennis Hogue

Mgmt

For

Elect James B. Miller, Jr.

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Amendment to the 2011 Equity Compensation Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Transaction of Other Business

Mgmt

For

Against

ANSYS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ANSS

CUSIP 03662Q105

05/19/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect James E. Cashman III

Mgmt

For

Elect Ajei S. Gopal

Mgmt

For

Elect William R. McDermott

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Balchem Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

BCPC

CUSIP 057665200

06/13/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect David B. Fischer

Mgmt

For

1.2

Elect Perry W. Premdas

Mgmt

For

1.3

Elect John Y. Televantos

Mgmt

For

Approval of the 2017 Omnibus Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Bio-Techne Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

TECH

CUSIP 09073M104

10/27/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Set the Number of Directors at Nine

Mgmt

For

Elect Robert V. Baumgartner

Mgmt

For

Elect Charles A. Dinarello

Mgmt

For

Elect John L. Higgins

Mgmt

For

Elect Karen A. Holbrook

Mgmt

For

Elect Charles R. Kummeth

Mgmt

For

Elect Roger C. Lucas

Mgmt

For

Elect Roland Nusse

Mgmt

For

Elect Randolph C. Steer

Mgmt

For

Elect Harold Wiens

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Blackbaud, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BLKB

CUSIP 09227Q100

06/13/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Timothy C.K. Chou

Mgmt

For

Elect Peter J. Kight

Mgmt

For

Elect Joyce M. Nelson

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Bruker Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

BRKR

CUSIP 116794108

05/22/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Cynthia M. Friend

Mgmt

For

1.2

Elect Marc A. Kastner

Mgmt

For

1.3

Elect Gilles G. Martin

Mgmt

For

1.4

Elect Hermann Requardt

Mgmt

For

1.5

Elect Adelene Q. Perkins

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

3 Years

1 Year

Against

Ratification of Auditor

Mgmt

For

Cantel Medical Corp.

Ticker

Security ID:

Meeting Date

Meeting Status

CMN

CUSIP 138098108

01/05/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Charles M. Diker

Mgmt

For

Elect Alan R. Batkin

Mgmt

For

Elect Ann E. Berman

Mgmt

For

Elect Mark N. Diker

Mgmt

For

Elect Anthony B. Evnin

Mgmt

For

Elect Laura L. Forese

Mgmt

For

Elect George L. Fotiades

Mgmt

For

Elect Jorgen B. Hansen

Mgmt

For

Elect Ronnie Myers

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Cognex Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

CGNX

CUSIP 192422103

04/27/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Patrick A. Alias

Mgmt

For

Elect Theodor Krantz

Mgmt

For

Elect J. Bruce Robinson

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding Board Diversity

ShrHoldr

Against

For

Against

Diodes Incorporated

Ticker

Security ID:

Meeting Date

Meeting Status

DIOD

CUSIP 254543101

05/16/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect C.H. Chen

Mgmt

For

Withhold

Against

1.2

Elect Michael R. Giordano

Mgmt

For

1.3

Elect LU Keh-Shew

Mgmt

For

1.4

Elect Raymond Soong

Mgmt

For

Withhold

Against

1.5

Elect John M. Stich

Mgmt

For

1.6

Elect Christina Wen-chi Sung

Mgmt

For

1.7

Elect Michael K.C. Tsai

Mgmt

For

Amendment to the 2013 Equity Incentive Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

DMC Global Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BOOM

CUSIP 23291C103

05/18/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect David C. Aldous

Mgmt

For

1.2

Elect Yvon Pierre Cariou

Mgmt

For

Withhold

Against

1.3

Elect Robert A. Cohen

Mgmt

For

1.4

Elect James J. Ferris

Mgmt

For

1.5

Elect Richard P. Graff

Mgmt

For

1.6

Elect Kevin T. Longe

Mgmt

For

1.7

Elect Gerard E. Munera

Mgmt

For

1.8

Elect Clifton Peter Rose

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Amendment to the Employee Stock Purchase Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Dolby Laboratories, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

DLB

CUSIP 25659T107

02/07/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Kevin Yeaman

Mgmt

For

1.2

Elect Peter Gotcher

Mgmt

For

1.3

Elect Micheline Chau

Mgmt

For

1.4

Elect David Dolby

Mgmt

For

1.5

Elect Nicholas Donatiello, Jr.

Mgmt

For

1.6

Elect Bill Jasper

Mgmt

For

1.7

Elect Simon Segars

Mgmt

For

1.8

Elect Roger S. Siboni

Mgmt

For

1.9

Elect Avadis Tevanian, Jr.

Mgmt

For

Amendment to the Stock Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

DTS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

DTSI

ISIN US23335C1018

12/01/2016

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Merger

Mgmt

For

Advisory Vote on Golden Parachutes

Mgmt

For

Right to Adjourn Meeting

Mgmt

For

Dynamic Materials Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

BOOM

CUSIP 267888105

11/04/2016

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Approval of Change of Company Name

Mgmt

For

Approval of 2016 Omnibus Incentive Plan

Mgmt

For

Against

Ellie Mae, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ELLI

CUSIP 28849P100

05/17/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Karen Blasing

Mgmt

For

1.2

Elect Jonathan Corr

Mgmt

For

1.3

Elect Robert J. Levin

Mgmt

For

1.4

Elect Jeb S. Spencer

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Shareholder Proposal Regarding

ShrHoldr

Against

For

Against

Declassification of the Board

Endologix, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ELGX

CUSIP 29266S106

05/31/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Daniel Lemaitre

Mgmt

For

1.2

Elect Leslie V. Norwalk

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Amendment to the 2015 Stock incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Against

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

FEI Company

Ticker

Security ID:

Meeting Date

Meeting Status

FEIC

CUSIP 30241L109

08/30/2016

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Acquisition

Mgmt

For

Right to Adjourn Meeting

Mgmt

For

Advisory Vote on Golden Parachutes

Mgmt

For

Flir Systems, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

FLIR

CUSIP 302445101

04/21/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect John D. Carter

Mgmt

For

Elect William W. Crouch

Mgmt

For

Elect Catherine A. Halligan

Mgmt

For

Elect Earl R. Lewis

Mgmt

For

Elect Angus L. Macdonald

Mgmt

For

Elect Michael T. Smith

Mgmt

For

Elect Cathy A. Stauffer

Mgmt

For

Elect Andrew Teich

Mgmt

For

Elect John W. Wood, Jr.

Mgmt

For

Elect Steven E. Wynne

Mgmt

For

Amendment to the 2012 Executive Bonus Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Advisory Vote on the Frequency with Which an Advisory Vote on Executive Compensation be Held

Mgmt

1 Year

For

Geospace Technologies Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

GEOS

CUSIP 37364X109

02/09/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Thomas L. Davis

Mgmt

For

1.2

Elect Richard F. Miles

Mgmt

For

1.3

Elect Walter R. Wheeler

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Guidewire Software, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

GWRE

CUSIP 40171V100

12/01/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Craig A. Conway

Mgmt

For

1.2

Elect Guy Dubois

Mgmt

For

Exclusive Forum Provision

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Incyte Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

INCY

CUSIP 45337C102

05/26/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Julian C. Baker

Mgmt

For

1.2

Elect Jean-Jacques Bienaime

Mgmt

For

1.3

Elect Paul A. Brooke

Mgmt

For

1.4

Elect Paul J. Clancy

Mgmt

For

1.5

Elect Wendy L. Dixon

Mgmt

For

1.6

Elect Paul A. Friedman

Mgmt

For

1.7

Elect Herve Hoppenot

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Inogen Inc

Ticker

Security ID:

Meeting Date

Meeting Status

INGN

CUSIP 45780L104

05/11/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Heath Lukatch

Mgmt

For

1.2

Elect Raymond Huggenberger

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on

Mgmt

1 Year

For

Executive Compensation

Ironwood Pharmaceuticals, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

IRWD

CUSIP 46333X108

05/31/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Andrew Dreyfus

Mgmt

For

1.2

Elect Peter M. Hecht

Mgmt

For

1.3

Elect Julie H. McHugh

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Manhattan Associates, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MANH

CUSIP 562750109

05/18/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Eddie Capel

Mgmt

For

Elect Charles E. Moran

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Medidata Solutions Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MDSO

CUSIP 58471A105

05/30/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Tarek A. Sherif

Mgmt

For

Elect Glen M. de Vries

Mgmt

For

Elect Carlos Dominguez

Mgmt

For

Elect Neil M. Kurtz

Mgmt

For

Elect George W. McCulloch

Mgmt

For

Elect Lee A. Shapiro

Mgmt

For

Elect Robert B. Taylor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Approval of the 2017 Long-Term Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Meridian Bioscience, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

VIVO

CUSIP 589584101

01/25/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect James M. Anderson

Mgmt

For

1.2

Elect Dwight E. Ellingwood

Mgmt

For

1.3

Elect John A. Kraeutler

Mgmt

For

1.4

Elect John McIlwraith

Mgmt

For

1.5

Elect David C. Phillips

Mgmt

For

1.6

Elect Catherine Sazdanoff

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Reapproval of Material Terms of
2012 Stock Incentive Plan

Mgmt

For

Neogen Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

NEOG

CUSIP 640491106

10/06/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect William T. Boehm

Mgmt

For

1.2

Elect Jack C. Parnell

Mgmt

For

1.3

Elect James P. Tobin

Mgmt

For

1.4

Elect James C. Borel

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

NetScout Systems, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

NTCT

CUSIP 64115T104

09/20/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Anil K. Singhal

Mgmt

For

1.2

Elect John R. Egan

Mgmt

For

1.3

Elect Robert E. Donahue

Mgmt

For

Increase of Authorized Common Stock

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

NIC Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

EGOV

CUSIP 62914B100

05/02/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Harry H. Herington

Mgmt

For

1.2

Elect Art N. Burtscher

Mgmt

For

1.3

Elect Venmal (Raji) Arasu

Mgmt

For

1.4

Elect Karen S. Evans

Mgmt

For

1.5

Elect Ross C. Hartley

Mgmt

For

1.6

Elect C. Brad Henry

Mgmt

For

1.7

Elect Alexander C. Kemper

Mgmt

For

1.8

Elect William M. Lyons

Mgmt

For

1.9

Elect Pete Wilson

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Amendment to the Executive Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Nuance Communications, Inc

Ticker

Security ID:

Meeting Date

Meeting Status

NUAN

CUSIP 67020Y100

01/30/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Paul A. Ricci

Mgmt

For

1.2

Elect Robert J. Finocchio

Mgmt

For

1.3

Elect Robert J. Frankenberg

Mgmt

For

1.4

Elect William H. Janeway

Mgmt

For

1.5

Elect Mark R. Laret

Mgmt

For

1.6

Elect Katharine A. Martin

Mgmt

For

Withhold

Against

1.7

Elect Philip J. Quigley

Mgmt

For

Amendment to the 2000 Stock Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding Proxy Access

ShrHoldr

N/A

For

N/A

Paycom Software Inc

Ticker

Security ID:

Meeting Date

Meeting Status

PAYC

CUSIP 70432V102

05/01/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Larry Parman

Mgmt

For

1.2

Elect J.C. Watts Jr.

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Amendment to the 2014 Long- Term Incentive Plan

Mgmt

For

Approval of 162(m) material terms of the performance goals in the 2014 Long-Term Incentive Plan

Mgmt

For

PROS Holdings, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PRO

CUSIP 74346Y103

05/18/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Greg B. Petersen

Mgmt

For

1.2

Elect Timothy V. Williams

Mgmt

For

1.3

Elect Mariette M. Woestemeyer

Mgmt

For

Approval of the 2017 Equity Incentive Plan

Mgmt

For

Against

Advisory Vote on Executive Compensation

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Proto Labs Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PRLB

CUSIP 743713109

05/18/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Victoria M. Holt

Mgmt

For

1.2

Elect Archie C. Black

Mgmt

For

1.3

Elect Rainer Gawlick

Mgmt

For

1.4

Elect John B. Goodman

Mgmt

For

1.5

Elect Donald G. Krantz

Mgmt

For

1.6

Elect Sven A. Wehrwein

Mgmt

For

1.7

Elect Sujeet Chand

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Quality Systems, Inc

Ticker

Security ID:

Meeting Date

Meeting Status

QSII

CUSIP 747582104

08/16/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect John Frantz

Mgmt

For

1.2

Elect Craig Barbarosh

Mgmt

For

1.3

Elect George Bristol

Mgmt

For

1.4

Elect James C. Malone

Mgmt

For

1.5

Elect Jeffrey H. Margolis

Mgmt

For

1.6

Elect Morris Panner

Mgmt

For

1.7

Elect Russell Pflueger

Mgmt

For

1.8

Elect Sheldon Razin

Mgmt

For

1.9

Elect Lance Rosenzweig

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Quidel Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

QDEL

CUSIP 74838J101

05/16/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Thomas D. Brown

Mgmt

For

1.2

Elect Douglas C. Bryant

Mgmt

For

1.3

Elect Kenneth F. Buechler

Mgmt

For

1.4

Elect Mary Lake Polan

Mgmt

For

1.5

Elect Jack W. Schuler

Mgmt

For

1.6

Elect Charles P. Slacik

Mgmt

For

1.7

Elect Kenneth J. Widder

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on

Mgmt

1 Year

For

Executive Compensation

Sun Hydraulics Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

SNHY

CUSIP 866942105

06/05/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Christine L. Koski

Mgmt

For

1.2

Elect Alexander Schuetz

Mgmt

For

1.3

Elect Douglas M. Britt

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Tyler Technologies, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TYL

CUSIP 902252105

05/10/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Donald R. Brattain

Mgmt

For

Elect Glenn A. Carter

Mgmt

For

Elect Brenda A. Cline

Mgmt

For

Elect J. Luther King, Jr.

Mgmt

For

Elect Larry D. Leinweber

Mgmt

For

Elect John S. Marr, Jr.

Mgmt

For

Elect H. Lynn Moore, Jr.

Mgmt

For

Elect Daniel M. Pope

Mgmt

For

Elect Dustin R. Womble

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Transaction of Other Business

Mgmt

For

Against

Veeva Systems Inc

Ticker

Security ID:

Meeting Date

Meeting Status

VEEV

CUSIP 922475108

06/21/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Paul E. Chamberlain

Mgmt

For

1.2

Elect Paul Sekhri

Mgmt

For

Approval of the Material Terms of the 2013 Equity Incentive Plan for Purposes of Section 162(m)

Mgmt

For

Ratification of Auditor

Mgmt

For

Vocera Communications, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

VCRA

CUSIP 92857F107

06/02/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Michael Burkland

Mgmt

For

Elect John B. Grotting

Mgmt

For

Elect Howard E. Janzen

Mgmt

For

Elect Alexa King

Mgmt

For

Ratification of Auditor

Mgmt

For

Zoes Kitchen Inc

Ticker

Security ID:

Meeting Date

Meeting Status

ZOES

CUSIP 98979J109

06/08/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Kevin Miles

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

BROWN CAPITAL MANAGEMENT INTERNATIONAL EQUITY FUND

Adient plc

Ticker

Security ID:

Meeting Date

Meeting Status

ADNT

CUSIP G0084W101

03/13/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect John M. Barth

Mgmt

For

Elect Julie L. Bushman

Mgmt

For

Elect Raymond L. Conner

Mgmt

For

Elect Richard A. Goodman

Mgmt

For

Elect Frederick A. Henderson

Mgmt

For

Elect R. Bruce McDonald

Mgmt

For

Elect Barb J. Samardzich

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Advisory Vote on Executive

Mgmt

For

Compensation

Frequency of Advisory Vote on

Mgmt

1 Year

For

Executive Compensation

Approval of the Material Terms

Mgmt

For

of Performance Goals Under

2016 Plan

Avadel Pharmaceuticals plc

Ticker

Security ID:

Meeting Date

Meeting Status

AVDL

CUSIP 05337M104

06/28/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Craig R. Stapleton

Mgmt

For

Elect Michael Anderson

Mgmt

For

Elect Francis J.T. Fildes

Mgmt

For

Elect Christophe Navarre

Mgmt

For

Elect Benoit Van Assche

Mgmt

For

Elect Peter Thornton

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Approval of the 2017 Omnibus

Mgmt

For

Incentive Compensation Plan

Approval of the 2017 Employee

Mgmt

For

Share Purchase Plan

Azimut Holding S.p.A.

Ticker

Security ID:

Meeting Date

Meeting Status

AZM

CINS T0783G106

04/27/2017

Voted

Meeting Type

Country of Trade

Ordinary

Italy

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports; Allocation

Mgmt

For

of Profits/Dividends

Elect Sergio Albarelli

Mgmt

For

Elect Alessandro Zambotti

Mgmt

For

Authority to Repurchase and

Mgmt

For

Reissue Shares

Maximum Variable Pay Ratio

Mgmt

For

Against

Remuneration Policy

Mgmt

For

Against

BAE Systems plc

Ticker

Security ID:

Meeting Date

Meeting Status

CINS G06940103

05/10/2017

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Roger Carr

Mgmt

For

Elect Elizabeth Corley

Mgmt

For

Elect Gerard J. DeMuro

Mgmt

For

Elect Harriet Green

Mgmt

For

Elect Chris Grigg

Mgmt

For

Elect Ian G. King

Mgmt

For

Elect Peter Lynas

Mgmt

For

Elect Paula Rosput Reynolds

Mgmt

For

Elect Nicholas Rose

Mgmt

For

Elect Ian Tyler

Mgmt

For

Elect Charles Woodburn

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authorisation of Political

Mgmt

For

Donations

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

Bayerische Motoren Werke AG

(BMW)

Ticker

Security ID:

Meeting Date

Meeting Status

BMW

CINS D12096109

05/11/2017

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management

Mgmt

For

Board Acts

Ratification of Supervisory Board

Mgmt

For

Acts

Appointment of Auditor

Mgmt

For

Elect Heinrich Hiesinger to the

Mgmt

For

Supervisory Board

BIC (Societe Bic)

Ticker

Security ID:

Meeting Date

Meeting Status

CINS F10080103

05/10/2017

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Consolidated Accounts and

Mgmt

For

Reports

Allocation of Profits/Dividends

Mgmt

For

Directors’ Fees

Mgmt

For

Authority to Repurchase and

Mgmt

For

Reissue Shares

Elect Francois Bich

Mgmt

For

Against

Elect Marie-Pauline Chandon-

Mgmt

For

Moet

Elect Candace Matthews

Mgmt

For

Appointment of Auditor (Deloitte

Mgmt

For

& Associes)

Appointment of Alternate Auditor

Mgmt

For

(BEAS)

Appointment of Auditor (Grant

Mgmt

For

Thornton)

Appointment of Alternate Auditor

Mgmt

For

(IGEC)

Remuneration of Bruno Bich,

Mgmt

For

Chair and CEO (from June 1,

2016)

Remuneration of Mario Guevara,

Mgmt

For

Against

CEO (until June 1, 2016)

Remuneration of Francois Bich,

Mgmt

For

Deputy CEO (until February 29,

2016)

Remuneration of Gonzalve Bich,

Mgmt

For

Against

Deputy CEO (from June 2, 2016)

Remuneration of James

Mgmt

For

DiPietro, Deputy CEO (from

June 2, 2016)

Remuneration of Marie-Aimee

Mgmt

For

Against

Bich-Dufour, deputy CEO

Remuneration Policy

Mgmt

For

Against

Authority to Cancel Shares and

Mgmt

For

Reduce Capital

Amendments to Articles

Mgmt

For

Regarding Employee

Representatives

Authorisation of Legal

Mgmt

For

Formalities

Canadian Natural Resources

Limited

Ticker

Security ID:

Meeting Date

Meeting Status

CNQ

CINS 136385101

05/04/2017

Voted

Meeting Type

Country of Trade

Annual

Canada

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Elect Catherine M. Best

Mgmt

For

Elect N. Murray Edwards

Mgmt

For

Elect Timothy W. Faithfull

Mgmt

For

Elect Gary A. Filmon

Mgmt

For

Elect Christopher L. Fong

Mgmt

For

Elect Gordon D. Giffin

Mgmt

For

Elect Wilfred A. Gobert

Mgmt

For

Elect Steve W. Laut

Mgmt

For

Elect Frank J. McKenna

Mgmt

For

Elect David A. Tuer

Mgmt

For

Elect Annette Verschuren

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Advisory Vote on Executive

Mgmt

For

Compensation

Carl Zeiss Meditec AG

Ticker

Security ID:

Meeting Date

Meeting Status

AFX

CINS D14895102

05/30/2017

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management

Mgmt

For

Board Acts

Ratification of Supervisory Board

Mgmt

For

Acts

Appointment of Auditor

Mgmt

For

Increase in Authorised Capital

Mgmt

For

Approval of Intra-company

Mgmt

For

Control Agreement with

Carl Zeiss Meditec Asset Management

Verwaltungsgesellschaft mbH

Carnival plc

Ticker

Security ID:

Meeting Date

Meeting Status

CCL

CUSIP 143658300

04/05/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Micky Arison

Mgmt

For

Elect Sir Jonathon Band

Mgmt

For

Elect Helen Deeble

Mgmt

For

Elect Arnold W. Donald

Mgmt

For

Elect Richard J. Glasier

Mgmt

For

Elect Debra J. Kelly-Ennis

Mgmt

For

Elect Sir John Parker

Mgmt

For

Elect Stuart Subotnick

Mgmt

For

Elect Laura A. Weil

Mgmt

For

Elect Randall J. Weisenburger

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Frequency of Advisory Vote on

Mgmt

1 Year

For

Executive Compensation

Approval of Directors’

Mgmt

For

Remuneration Report

Approval of Directors’

Mgmt

For

Remuneration Policy

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Accounts and Reports

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Check Point Software

Technologies Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

CHKP

CUSIP M22465104

06/07/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Gil Shwed

Mgmt

For

Elect Marius Nacht

Mgmt

For

Elect Jerry Ungerman

Mgmt

For

Elect Dan Propper

Mgmt

For

Elect David Rubner

Mgmt

For

Abstain

Against

Elect Tal Shavit

Mgmt

For

Elect Irwin Federman

Mgmt

For

Elect Ray Rothrock

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Compensation Terms of CEO

Mgmt

For

Against

Confirmation of Non-Controlling

Mgmt

N/A

Against

N/A

Shareholder

Confirmation of Non-Controlling

Mgmt

N/A

Against

N/A

Shareholder

Dassault Systemes SA

Ticker

Security ID:

Meeting Date

Meeting Status

DSY

CINS F2457H472

05/23/2017

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports; Approval

Mgmt

For

of Non Tax-Deductible Expenses

Consolidated Accounts and

Mgmt

For

Reports

Allocation of Profits/Dividends

Mgmt

For

Scrip Dividend

Mgmt

For

Related Party Transactions

Mgmt

For

Remuneration Policy (Chair)

Mgmt

For

Remuneration Policy (Vice-Chair

Mgmt

For

Against

and CEO)

Remuneration of Charles

Mgmt

For

Edelstenne, Chair

Remuneration of Bernard

Mgmt

For

Against

Charles, Vice Chair and CEO

Elect Odile Desforges

Mgmt

For

Ratification of the Co-option of

Mgmt

For

Catherine Dassault

Elect Soumitra Dutta

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Repurchase and

Mgmt

For

Reissue Shares

Authority to Cancel Shares and

Mgmt

For

Reduce Capital

Authority to Issue Shares and

Mgmt

For

Convertible Debt w/ Preemptive

Rights

Authority to Issue Shares and

Mgmt

For

Against

Convertible Debt w/o

Preemptive Rights

Authority to Issue Shares and

Mgmt

For

Against

Convertible Debt Through

Private Placement

Authority to Increase Capital

Mgmt

For

Through Capitalisations

Authority to Increase Capital in

Mgmt

For

Against

Consideration for Contributions

in Kind

Employee Stock Purchase Plan

Mgmt

For

Authorisation of Legal Formalities

Mgmt

For

DCC Plc

Ticker

Security ID:

Meeting Date

Meeting Status

DCC

CINS G2689P101

07/15/2016

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Final Dividend

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Remuneration Policy (Advisory–

Mgmt

For

Non-UK Issuer)

Elect Tommy Breen

Mgmt

For

Elect Roisin Brennan

Mgmt

For

Elect David Jukes

Mgmt

For

Elect Pamela J. Kirby

Mgmt

For

Elect Jane Lodge

Mgmt

For

Elect Cormac McCarthy

Mgmt

For

Elect John Moloney

Mgmt

For

Elect Donal Murphy

Mgmt

For

Elect Fergal O’Dwyer

Mgmt

For

Elect Leslie Van de Walle

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for

Mgmt

For

Re-Issuance of Treasury Shares

Diageo plc

Ticker

Security ID:

Meeting Date

Meeting Status

DGE

CINS G42089113

09/21/2016

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Peggy Bruzelius

Mgmt

For

Elect Lord Mervyn Davies

Mgmt

For

Elect HO Kwon Ping

Mgmt

For

Elect Betsy D. Holden

Mgmt

For

Elect Franz B. Humer

Mgmt

For

Elect Nicola Mendelsohn

Mgmt

For

Elect Ivan Menezes

Mgmt

For

Elect Philip Scott

Mgmt

For

Elect Alan Stewart

Mgmt

For

Elect Javier Ferran

Mgmt

For

Elect Kathryn A. Mikells

Mgmt

For

Elect Emma Walmsley

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authorisation of Political

Mgmt

For

Donations

Non-Voting Meeting Note

N/A

Dominion Diamond Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

DDC

CUSIP 257287102

06/13/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect James K. Gowans

Mgmt

For

1.2

Elect Thomas A. Andruskevich

Mgmt

For

1.3

Elect Graham G. Clow

Mgmt

For

1.4

Elect Trudy M. Curran

Mgmt

For

1.5

Elect Tim Dabson

Mgmt

For

1.6

Elect David S. Smith

Mgmt

For

1.7

Elect Chuck Strahl

Mgmt

For

1.8

Elect Josef Vejvoda

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Amendments to Bylaws

Mgmt

For

Approval of Advance Notice

Mgmt

For

Bylaw

Advisory Vote on Executive

Mgmt

For

Compensation

Dominion Diamond Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

DDC

CINS 257287102

06/13/2017

Voted

Meeting Type

Country of Trade

Mix

Canada

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Elect James K. Gowans

Mgmt

For

Elect Thomas A. Andruskevich

Mgmt

For

Elect Graham G. Clow

Mgmt

For

Elect Trudy M. Curran

Mgmt

For

Elect Tim Dabson

Mgmt

For

Elect David S. Smith

Mgmt

For

Elect Chuck Strahl

Mgmt

For

Elect Josef Vejvoda

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Amendments to Bylaws

Mgmt

For

Approval of Advance Notice

Mgmt

For

Bylaw

Advisory Vote on Executive

Mgmt

For

Compensation

Dominion Diamond Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

DDC

CUSIP 257287102

07/20/2016

Voted

Meeting Type

Country of Trade

Annual

Canada

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Brendan Bell

Mgmt

For

1.2

Elect Graham G. Clow

Mgmt

For

1.3

Elect Robert A. Gannicott

Mgmt

For

1.4

Elect James K. Gowans

Mgmt

For

1.5

Elect David S. Smith

Mgmt

For

1.6

Elect Chuck Strahl

Mgmt

For

1.7

Elect Josef Vejvoda

Mgmt

For

1.8

Elect Thomas A. Andruskevich

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Advisory Vote on Executive

Mgmt

For

Compensation

Essilor International

Ticker

Security ID:

Meeting Date

Meeting Status

CINS F31668100

05/11/2017

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Consolidated Accounts and

Mgmt

For

Reports

Allocation of Profits/Dividends

Mgmt

For

Related Party Transactions

Mgmt

For

Against

Ratification of the Co-optation of

Mgmt

For

Jeanette Wong

Elect Philippe Alfroid

Mgmt

For

Against

Elect Juliette Favre

Mgmt

For

Elect Yi He

Mgmt

For

Elect Hubert Sagnieres

Mgmt

For

Elect Laurent Vacherot

Mgmt

For

Severance Agreement (Hubert

Mgmt

For

Sagnieres, Chair and CEO)

Severance Agreement (Laurent

Mgmt

For

Vacherot, Deputy CEO)

Remuneration of Hubert

Mgmt

For

Against

Sagnieres, Chair and CEO

Remuneration of Laurent

Mgmt

For

Against

Vacherot, deputy CEO since

December 6, 2016

Remuneration Policy (Corporate

Mgmt

For

Officers)

Directors’ Fees

Mgmt

For

Authority to Repurchase and

Mgmt

For

Reissue Shares

Employee Stock Purchase Plan

Mgmt

For

Employee Stock Purchase Plan

Mgmt

For

for Employee Overseas

Amendments to Articles

Mgmt

For

Adoption of New Articles

Mgmt

For

Merger/Acquisition

Mgmt

For

Authority to Increase Capital in

Mgmt

For

Case of Exchange Offer initiated

by the Company

Internal Restructuring Pursuant

Mgmt

For

to Merger

Amendments to Articles

Mgmt

For

(Company Purpose)

Elect Leonardo Del Vecchio

Mgmt

For

Elect Romolo Bardin

Mgmt

For

Elect Giovanni Giallombardo

Mgmt

For

Elect Rafaella Mazzoli

Mgmt

For

Elect Francesco Milleri

Mgmt

For

Elect Gianni Mion

Mgmt

For

Elect Lucia Morselli

Mgmt

For

Elect Cristina Scocchia

Mgmt

For

Elect Hubert Sagnieres

Mgmt

For

Elect Juliette Favre

Mgmt

For

Elect Henrietta H. Fore

Mgmt

For

Elect Bernard Hours

Mgmt

For

Elect Annette Messemer

Mgmt

For

Elect Olivier Pecoux

Mgmt

For

Authorisation of Legal

Mgmt

For

Formalities

Flamel Technologies SA

Ticker

Security ID:

Meeting Date

Meeting Status

FLML

CUSIP 338488109

08/10/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports;

Mgmt

For

Ratification of Board Acts;

Approval of Non-Tax Deductible

Expenses

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor (Deloitte

Mgmt

For

& Touche LLP)

Appointment of Auditor and

Mgmt

For

Alternate Auditor

Elect Michael Anderson to the

Mgmt

For

Board of Directors

Elect Guillaume Cerutti to the

Mgmt

For

Board of Directors

Elect Francis J.T Fildes to the

Mgmt

For

Board of Directors

Elect Christophe Navarre to the

Mgmt

For

Board of Directors

Elect Craig R. Stapleton to the

Mgmt

For

Board of Directors

Elect Ben Van Assche to the

Mgmt

For

Board of Directors

Directors’ Fees

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Set Frequency of Future

Mgmt

Against

For

Against

Advisory Votes on Executive

Compensation on an Annual

Basis

Set Frequency of Future

Mgmt

For

Against

Advisory Votes on Executive

Compensation Every Two Years

Set Frequency of Future

Mgmt

Against

For

Advisory Votes on Executive

Compensation Every Three

Years

Related Party Transactions

Mgmt

For

Cross-Border Merger

Mgmt

For

Authorization of Legal

Mgmt

For

Formalities in Connection with

the Merger

Dissolution without Liquidation of

Mgmt

For

the Company

Reduction in Share Premium

Mgmt

For

Account

Authority to Issue Free Shares

Mgmt

For

Authority to Grant Stock Options

Mgmt

For

Authority to Issue Warrants

Mgmt

For

Reserved to Non-Executive

Directors

Employee Stock Purchase Plan

Mgmt

Against

For

Authorization of Legal

Mgmt

For

Formalities

Fomento Economico Mexicano

SAB de CV

Ticker

Security ID:

Meeting Date

Meeting Status

FEMSA

CINS P4182H115

03/16/2017

Voted

Meeting Type

Country of Trade

Ordinary

Mexico

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Abstain

Against

Report on Tax Compliance

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Abstain

Against

Authority to Repurchase Shares

Mgmt

For

Abstain

Against

Election of Directors; Fees

Mgmt

For

Abstain

Against

Election of Strategy and Finance

Mgmt

For

Abstain

Against

Committee Members

Election of Audit Committee

Mgmt

For

Abstain

Against

Members

Election of Corporate

Mgmt

For

Abstain

Against

Governance Committee

Members

Election of Meeting Delegates

Mgmt

For

Minutes

Mgmt

For

Givaudan S.A.

Ticker

Security ID:

Meeting Date

Meeting Status

GIVN

CINS H3238Q102

03/23/2017

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

TNA

N/A

Accounts and Reports

Mgmt

For

TNA

N/A

Compensation Report

Mgmt

For

TNA

N/A

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Ratification of Board Acts

Mgmt

For

TNA

N/A

Elect Victor Balli

Mgmt

For

TNA

N/A

Elect Werner J. Bauer

Mgmt

For

TNA

N/A

Elect Lilian Biner

Mgmt

For

TNA

N/A

Elect Michael Carlos

Mgmt

For

TNA

N/A

Elect Ingrid Deltenre

Mgmt

For

TNA

N/A

Elect Calvin Grieder

Mgmt

For

TNA

N/A

Elect Thomas Rufer

Mgmt

For

TNA

N/A

Appoint Calvin Grieder as Board

Mgmt

For

TNA

N/A

Chair

Elect Werner Bauer as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Ingrid Deltenre as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Victor Balli as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Appointment of Independent

Mgmt

For

TNA

N/A

Proxy

Appointment of Auditor

Mgmt

For

TNA

N/A

Board Compensation

Mgmt

For

TNA

N/A

Executive Compensation (Short-

Mgmt

For

TNA

N/A

Term)

Executive Compensation (Fixed

Mgmt

For

TNA

N/A

and Long-Term)

Non-Voting Meeting Note

N/A

TNA

N/A

Grifols SA

Ticker

Security ID:

Meeting Date

Meeting Status

GRF

CINS E5706X215

05/25/2017

Voted

Meeting Type

Country of Trade

Ordinary

Spain

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Individual Accounts and Reports;

Mgmt

For

Allocation of Profits/Dividends

Consolidated Accounts and

Mgmt

For

Reports

Ratification of Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

(Individual Accounts)

Appointment of Auditor

Mgmt

For

(Consolidated Accounts)

Elect Victor Grifols Roura

Mgmt

For

Elect Ramon Riera Roca

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Against

Remuneration Policy (Binding)

Mgmt

For

Against

Amendments to Article 7 of the

Mgmt

For

General Shareholders’ Meeting

Regulations (Competencies)

Amendments to Article 24 (Audit

Mgmt

For

Committee)

Non-Voting Agenda Item

N/A

Renewal of Authority to List

Mgmt

For

Securities

Authorisation of Legal

Mgmt

For

Formalities

Icon Plc

Ticker

Security ID:

Meeting Date

Meeting Status

ICLR

CUSIP G4705A100

07/22/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect William Hall

Mgmt

For

Elect John Climax

Mgmt

For

Elect Steve Cutler

Mgmt

For

Accounts and Reports

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for

Mgmt

For

Issuance of Treasury Shares

Amendments to Articles of

Mgmt

For

Association

Amendments to Memorandum of

Mgmt

For

Association

Ingenico

Ticker

Security ID:

Meeting Date

Meeting Status

ING

CINS F5276G104

05/10/2017

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports; Approval

Mgmt

For

of Non Tax-Deductible Expenses

Consolidated Accounts and

Mgmt

For

Reports

Allocation of Profits/Dividends

Mgmt

For

Scrip Dividend

Mgmt

For

Related Party Transactions

Mgmt

For

Ratify Co-Option of Caroline

Mgmt

For

Parot

Elect Caroline Parot

Mgmt

For

Elect Bernard Bourigeaud

Mgmt

For

Remuneration of Philippe

Mgmt

For

Lazare, Chair and CEO

Remuneration Policy (Chair and

Mgmt

For

CEO)

Authority to Repurchase and

Mgmt

For

Reissue Shares

Authority to Increase Capital

Mgmt

For

Through Capitalisations

Employee Stock Purchase Plan

Mgmt

For

Employee Stock Purchase Plan

Mgmt

For

for Overseas Employees

Amendments to Articles Relating

Mgmt

For

to the Appointment of Directors

Amendments to Articles

Mgmt

For

Authorisation of Legal

Mgmt

For

Formalities

Invesco Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

IVZ

CUSIP G491BT108

05/11/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Sarah E. Beshar

Mgmt

For

Elect Joseph R. Canion

Mgmt

For

Elect Martin L. Flanagan

Mgmt

For

Elect C. Robert Henrikson

Mgmt

For

Elect Ben F. Johnson III

Mgmt

For

Elect Denis Kessler

Mgmt

For

Against

Elect Sir Nigel Sheinwald

Mgmt

For

Elect G. Richard Wagoner Jr.

Mgmt

For

Elect Phoebe A. Wood

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Against

Compensation

Frequency of Advisory Vote on

Mgmt

1 Year

For

Executive Compensation

Bundled Bylaw Amendments

Mgmt

For

Including Adoption of Proxy

Access

Ratification of Auditor

Mgmt

For

Japan Tobacco Incorporated

Ticker

Security ID:

Meeting Date

Meeting Status

2914

CINS J27869106

03/24/2017

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Elect Michio Masaki as Alternate

Mgmt

For

Statutory Auditor

Johnson Controls International plc

Ticker

Security ID:

Meeting Date

Meeting Status

JCI

CUSIP G51502105

03/08/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect David P. Abney

Mgmt

For

Elect Natalie A. Black

Mgmt

For

Elect Michael E. Daniels

Mgmt

For

Elect Brian Duperreault

Mgmt

For

Elect Jeffrey A. Joerres

Mgmt

For

Elect Alex A. Molinaroli

Mgmt

For

Elect George R. Oliver

Mgmt

For

Elect Juan Pablo del Valle

Mgmt

For

Perochena

Elect Jurgen Tinggren

Mgmt

For

Elect Mark P. Vergnano

Mgmt

For

Elect R. David Yost

Mgmt

For

Ratification of

Mgmt

For

PricewaterhouseCoopers

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for

Mgmt

For

Re-Issuance of Treasury Shares

Advisory Vote on Executive

Mgmt

For

Compensation

Frequency of Advisory Vote on

Mgmt

1 Year

For

Executive Compensation

Approve Performance Goals of

Mgmt

For

2012 Share and Incentive Plan

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Kingdee International Software

Group Co. Ltd

Ticker

Security ID:

Meeting Date

Meeting Status

268

CINS G52568147

05/10/2017

Voted

Meeting Type

Country of Trade

Annual

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Elect DONG Ming Zhu

Mgmt

For

Elect CHEN Zhang

Mgmt

For

Against

Elect WU Cheng

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Authority to Issue Shares w/o

Mgmt

For

Against

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Repurchased

Mgmt

For

Against

Kingsoft Corporation Limited

Ticker

Security ID:

Meeting Date

Meeting Status

3888

CINS G5264Y108

05/24/2017

Voted

Meeting Type

Country of Trade

Annual

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect LEI Jun

Mgmt

For

Elect KAU Pak Kwan

Mgmt

For

Elect WONG Shun Tak

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Authority to Issue Shares w/o

Mgmt

For

Against

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Repurchased

Mgmt

For

Against

Amendment to the Share Option

Mgmt

For

Scheme of a Subsidiary

Kingsoft Corporation Limited

Ticker

Security ID:

Meeting Date

Meeting Status

3888

CINS G5264Y108

12/26/2016

Voted

Meeting Type

Country of Trade

Special

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Framework Agreement

Mgmt

For

Amendment to the Seasun

Mgmt

For

Share Option Scheme

Amendment to the Kingsoft

Mgmt

For

Cloud Share Option Scheme

Non-Voting Meeting Note

N/A

Kone Oyj

Ticker

Security ID:

Meeting Date

Meeting Status

KNEBV

CINS X4551T105

02/28/2017

Voted

Meeting Type

Country of Trade

Annual

Finland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Ratification of Board and CEO

Mgmt

For

Acts

Directors’ Fees

Mgmt

For

Board Size

Mgmt

For

Election of Directors

Mgmt

For

Against

Authority to Set Auditor’s Fees

Mgmt

For

Number of Auditors

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Non-Voting Agenda Item

N/A

Man Group plc

Ticker

Security ID:

Meeting Date

Meeting Status

EMG

CINS G5790V172

05/05/2017

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Katharine Barker

Mgmt

For

Elect Richard Berliand

Mgmt

For

Elect Phillip Colebatch

Mgmt

For

Elect John Cryan

Mgmt

For

Elect Luke Ellis

Mgmt

For

Elect Andrew D. Horton

Mgmt

For

Elect Mark Daniel Jones

Mgmt

For

Elect Matthew Lester

Mgmt

For

Elect Ian P. Livingston

Mgmt

For

Elect Dev Sanyal

Mgmt

For

Elect Nina Shapiro

Mgmt

For

Elect Jonathan Sorrell

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authorisation of Political

Mgmt

For

Donations

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights (Specified

Cpital Investment)

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

Mitsubishi Estate Co Limited

Ticker

Security ID:

Meeting Date

Meeting Status

8802

CINS J43916113

06/29/2017

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Elect Hirotaka Sugiyama

Mgmt

For

Elect Junichi Yoshida

Mgmt

For

Elect Joh Katoh

Mgmt

For

Elect Junichi Tanisawa

Mgmt

For

Elect Hiroshi Katayama

Mgmt

For

Elect Noboru Nishigai

Mgmt

For

Elect Yutaka Yanagisawa

Mgmt

For

Against

Elect Tohru Ohkusa

Mgmt

For

Elect Isao Matsuhashi

Mgmt

For

Elect Shin Ebihara

Mgmt

For

Elect Shu Tomioka

Mgmt

For

Elect Masaaki Shirakawa

Mgmt

For

Elect Shin Nagase

Mgmt

For

Elect Setsuko Egami

Mgmt

For

Elect Iwao Taka

Mgmt

For

Nabors Industries Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

NBR

CUSIP G6359F103

06/06/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Tanya S. Beder

Mgmt

For

1.2

Elect James R. Crane

Mgmt

For

Withhold

Against

1.3

Elect John P. Kotts

Mgmt

For

Withhold

Against

1.4

Elect Michael C. Linn

Mgmt

For

Withhold

Against

1.5

Elect Anthony G. Petrello

Mgmt

For

1.6

Elect Dag Skattum

Mgmt

For

1.7

Elect John Yearwood

Mgmt

For

Withhold

Against

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Against

Compensation

Frequency of Advisory Vote on

Mgmt

1 Year

For

Executive Compensation

Shareholder Proposal Regarding

ShrHoldr

Against

For

Against

Proxy Access

Nestle S.A.

Ticker

Security ID:

Meeting Date

Meeting Status

NESN

CINS H57312649

04/06/2017

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

TNA

N/A

Accounts and Reports

Mgmt

For

TNA

N/A

Compensation Report

Mgmt

For

TNA

N/A

Ratification of Board and

Mgmt

For

TNA

N/A

Management Acts

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Elect Paul Bulcke

Mgmt

For

TNA

N/A

Elect Andreas Koopmann

Mgmt

For

TNA

N/A

Elect Henri de Castries

Mgmt

For

TNA

N/A

Elect Beat Hess

Mgmt

For

TNA

N/A

Elect Renato Fassbind

Mgmt

For

TNA

N/A

Elect Steven G. Hoch

Mgmt

For

TNA

N/A

Elect Naina Lal Kidwai

Mgmt

For

TNA

N/A

Elect Jean-Pierre Roth

Mgmt

For

TNA

N/A

Elect Ann Veneman

Mgmt

For

TNA

N/A

Elect Eva Cheng

Mgmt

For

TNA

N/A

Elect Ruth Khasaya Oniang’o

Mgmt

For

TNA

N/A

Elect Patrick Aebischer

Mgmt

For

TNA

N/A

Elect Ulf M. Schneider

Mgmt

For

TNA

N/A

Elect Ursula M. Burns

Mgmt

For

TNA

N/A

Appoint Paul Bulcke as Board

Mgmt

For

TNA

N/A

Chair

Elect Beat Hess as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Andreas Koopmann as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Jean-Pierre Roth as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Patrick Aebischer as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Appointment of Auditor

Mgmt

For

TNA

N/A

Appointment of Independent

Mgmt

For

TNA

N/A

Proxy

Board Compensation

Mgmt

For

TNA

N/A

Executive Compensation

Mgmt

For

TNA

N/A

Additional or Miscellaneous

ShrHoldr

Against

TNA

N/A

Proposals

Non-Voting Meeting Note

N/A

TNA

N/A

Novo Nordisk A/S

Ticker

Security ID:

Meeting Date

Meeting Status

NOVOB

CINS K72807132

03/23/2017

Voted

Meeting Type

Country of Trade

Annual

Denmark

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Directors’ Fees for 2016

Mgmt

For

Directors’ Fees for 2017

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Goran A. Ando

Mgmt

For

Against

Elect Jeppe Christiansen

Mgmt

For

Elect Brian Daniels

Mgmt

For

Elect Sylvie Gregoire

Mgmt

For

Elect Liz Hewitt

Mgmt

For

Elect Kasim Kutay

Mgmt

For

Elect Helge Lund

Mgmt

For

Elect Mary T. Szela

Mgmt

For

Against

Appointment of Auditor

Mgmt

For

Cancellation of Shares

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Amendments to Remuneration

Mgmt

For

Guidelines

Shareholder Proposal Regarding

ShrHoldr

Against

For

Free Parking

Shareholder Proposal Regarding

ShrHoldr

Against

For

Buffet

Paddy Power Betfair Plc

Ticker

Security ID:

Meeting Date

Meeting Status

PPB

CINS G68673113

05/17/2017

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect Zillah Byng-Thorne

Mgmt

For

Elect Michael E. Cawley

Mgmt

For

Elect Breon Corcoran

Mgmt

For

Elect Ian Dyson

Mgmt

For

Elect Alex Gersh

Mgmt

For

Elect Peter Jackson

Mgmt

For

Elect Gary McGann

Mgmt

For

Elect Padraig O Riordain

Mgmt

For

Abstain

Against

Elect Peter Rigby

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for

Mgmt

For

Reissuance of Treasury Shares

PrairieSky Royalty Limited

Ticker

Security ID:

Meeting Date

Meeting Status

PSK

CINS 739721108

04/25/2017

Voted

Meeting Type

Country of Trade

Mix

Canada

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Elect James Estey

Mgmt

For

Elect Margaret A. McKenzie

Mgmt

For

Elect Andrew M. Philips

Mgmt

For

Elect Sheldon B. Steeves

Mgmt

For

Elect Grant A. Zawalsky

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Amendment to the Stock Option

Mgmt

For

Plan

Advisory Vote on Executive

Mgmt

For

Compensation

Qiagen N.V.

Ticker

Security ID:

Meeting Date

Meeting Status

QGEN

CUSIP N72482123

06/21/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Ratification of Management

Mgmt

For

Board Acts

Ratification of Supervisory Board

Mgmt

For

Acts

Elect Stephane Bancel

Mgmt

For

Elect Hakan Bjorklund

Mgmt

For

Elect Metin Colpan

Mgmt

For

Elect Manfred Karobath

Mgmt

For

Elect Ross L. Levine

Mgmt

For

Elect Elaine Mardis

Mgmt

For

Elect Lawrence A. Rosen

Mgmt

For

Elect Elizabeth E. Tallett

Mgmt

For

Elect Peer Schatz

Mgmt

For

Elect Roland Sackers

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Qiagen N.V.

Ticker

Security ID:

Meeting Date

Meeting Status

QGEN

CUSIP N72482107

10/26/2016

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Synthetic Share Repurchase;

Mgmt

For

Capital Repayment

Rakuten Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

4755

CINS J64264104

03/30/2017

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Amendments to Articles

Mgmt

For

Elect Hiroshi Mikitani

Mgmt

For

Elect Masayuki Hosaka

Mgmt

For

Elect Charles B. Baxter

Mgmt

For

Elect Ken Kutaragi

Mgmt

For

Elect Joshua G. James

Mgmt

For

Elect Takashi Mitachi

Mgmt

For

Elect Jun Murai

Mgmt

For

Elect Youngme E. Moon

Mgmt

For

Equity Compensation Plan for

Mgmt

For

Against

Inside Directors, Executive

Officers and Employees

Equity Compensation Plan for

Mgmt

For

Against

Outside Directors

Equity Compensation Plan for

Mgmt

For

Against

Statutory Auditors

RELX Plc

Ticker

Security ID:

Meeting Date

Meeting Status

REL

CINS G74570121

04/20/2017

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Amendment to Long-Term

Mgmt

For

Incentive Plan

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Elect Erik Engstrom

Mgmt

For

Elect Anthony Habgood

Mgmt

For

Elect Wolfhart Hauser

Mgmt

For

Elect Adrian Hennah

Mgmt

For

Elect Marike van Lier Lels

Mgmt

For

Elect Nicholas Luff

Mgmt

For

Elect Robert J. MacLeod

Mgmt

For

Elect Carol G. Mills

Mgmt

For

Elect Linda S. Sanford

Mgmt

For

Elect Ben van der Veer

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights (Specified

Capital Investment)

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

Sanofi

Ticker

Security ID:

Meeting Date

Meeting Status

SAN

CINS F5548N101

05/10/2017

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Consolidated Accounts and

Mgmt

For

Reports

Allocation of Profits/Dividends

Mgmt

For

Related Party Transactions

Mgmt

For

(Olivier Brandicourt)

Directors’ Fees

Mgmt

For

Elect Fabienne Lecorvaisier

Mgmt

For

Elect Bernard Charles

Mgmt

For

Elect Melanie G Lee

Mgmt

For

Remuneration Policy (Chairman)

Mgmt

For

Remuneration Policy (CEO)

Mgmt

For

Remuneration of Serge

Mgmt

For

Weinberg (Chair)

Remuneration of Olivier

Mgmt

For

Against

Brandicourt, CEO

Approval to Reappoint

Mgmt

For

PricewaterhouseCoopers as one

of the Company’s Independent

Auditors for the Next Six Years

Authority to Repurchase and

Mgmt

For

Reissue Shares

Authority to Issue Shares and

Mgmt

For

Convertible Debt w/ Preemptive

Rights

Authority to Issue Shares and

Mgmt

For

Convertible Debt w/o

Preemptive Rights

Authority to Issue Shares

Mgmt

For

Through Private Placement

Authority to Issue Debt

Mgmt

For

Instruments

Greenshoe

Mgmt

For

Authority to Increase Capital in

Mgmt

For

Consideration for Contributions

in Kind

Authority to Increase Capital

Mgmt

For

Through Capitalisations

Employee Stock Purchase Plan

Mgmt

For

Authority to Cancel Shares and

Mgmt

For

Reduce Capital

Amendments to Articles

Mgmt

For

Authorisation of Legal

Mgmt

For

Formalities

Sap SE

Ticker

Security ID:

Meeting Date

Meeting Status

SAP

CINS D66992104

05/10/2017

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management

Mgmt

For

Board Acts

Ratification of Supervisory Board

Mgmt

For

Against

Acts

Appointment of Auditor

Mgmt

For

Sapporo Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

2501

CINS J69413193

03/30/2017

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Amendments to Articles

Mgmt

For

Elect Tsutomu Kamijoh

Mgmt

For

Against

Elect Masaki Oga

Mgmt

For

Elect Hiroyuki Nose

Mgmt

For

Elect Shinichi Soya

Mgmt

For

Elect Mayumi Fukuhara

Mgmt

For

Elect Ikuya Yoshida

Mgmt

For

Elect Shigehiko Hattori

Mgmt

For

Elect Teruhiko Ikeda

Mgmt

For

Elect Shizuka Uzawa

Mgmt

For

Elect Kazuo Sugie as Statutory

Mgmt

For

Auditor

Elect Tsugio Yada as Alternate

Mgmt

For

Against

Statutory Auditor

Directors’ Fees

Mgmt

For

Renewal of Takeover Defense

Mgmt

For

Against

Plan

Sasol Limited

Ticker

Security ID:

Meeting Date

Meeting Status

SOL

CUSIP 803866300

11/25/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Re-elect Colin Beggs

Mgmt

For

Re-elect Henk Dijkgraaf

Mgmt

For

Re-elect JJ Njeke

Mgmt

For

Re-elect Bongani Nqwababa

Mgmt

For

Re-elect Peter Robertson

Mgmt

For

Elect Stephen Cornell

Mgmt

For

Elect Manuel Cuambe

Mgmt

For

Elect Paul Victor

Mgmt

For

Appointment of Auditor

Mgmt

For

Elect Audit Committee Member

Mgmt

For

(Colin Beggs)

Elect Audit Committee Member

Mgmt

For

(Nomgando Matyumza)

Elect Audit Committee Member

Mgmt

For

(Imogen Mkhize)

Elect Audit Committee Member

Mgmt

For

(Johnson Njeke)

Elect Audit Committee Member

Mgmt

For

(Stephen Westwell)

Approve Remuneration Policy

Mgmt

For

Approve Long-Term Incentive

Mgmt

For

Plan

Authority to Issue Shares

Mgmt

For

Pursuant to the Long-Term

Incentive Plan

Approve NEDs’ Fees

Mgmt

For

Approve Financial Assistance

Mgmt

For

Amendments to Memorandum

Mgmt

For

(Clause 9.1)

Amendments to Memorandum

Mgmt

For

(Clause 22.2)

Amendment to Memorandum

Mgmt

For

(Clause 23.1.12)

General Authority to Repurchase

Mgmt

For

Specific Authority to Repurchase

Mgmt

For

Shire plc

Ticker

Security ID:

Meeting Date

Meeting Status

SHP

CINS G8124V108

04/25/2017

Voted

Meeting Type

Country of Trade

Annual

Jersey

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect Dominic Blakemore

Mgmt

For

Elect Olivier Bohuon

Mgmt

For

Elect William M. Burns

Mgmt

For

Elect Ian T. Clark

Mgmt

For

Elect Gail D. Fosler

Mgmt

For

Elect Steven Gillis

Mgmt

For

Elect David Ginsburg

Mgmt

For

Elect Susan Kilsby

Mgmt

For

Elect Sara Mathew

Mgmt

For

Elect Anne E. Minto

Mgmt

For

Elect Flemming Ornskov

Mgmt

For

Elect Jeffrey Poulton

Mgmt

For

Elect Albert P.L. Stroucken

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights (Specific

Capital Investment)

Authority to Repurchase Shares

Mgmt

For

Amendments to Articles

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

Swatch Group Ltd. (The)

Ticker

Security ID:

Meeting Date

Meeting Status

UHRN

CINS H83949141

05/23/2017

Take No Action

Meeting Type

Country of Trade

Ordinary

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

TNA

N/A

Ratification of Board and

Mgmt

For

TNA

N/A

Management Acts

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Fixed Board Compensation (Non-

Mgmt

For

TNA

N/A

Executive Functions)

Fixed Board Compensation

Mgmt

For

TNA

N/A

(Executive Functions)

Fixed Executive Compensation

Mgmt

For

TNA

N/A

Variable Compensation

Mgmt

For

TNA

N/A

(Executive Directors)

Variable Compensation

Mgmt

For

TNA

N/A

(Executive Management)

Elect Nayla Hayek

Mgmt

For

TNA

N/A

Elect Ernst Tanner

Mgmt

For

TNA

N/A

Elect Daniela Aeschlimann

Mgmt

For

TNA

N/A

Elect Georges Nick Hayek

Mgmt

For

TNA

N/A

Elect Claude Nicollier

Mgmt

For

TNA

N/A

Elect Jean-Pierre Roth

Mgmt

For

TNA

N/A

Appoint Nayla Hayek as Board

Mgmt

For

TNA

N/A

Chair

Elect Nayla Hayek as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Ernst Tanner as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Daniela Aeschlimann as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Georges Nick Hayek as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Claude Nicollier as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Elect Jean-Pierre Roth as

Mgmt

For

TNA

N/A

Compensation Committee

Member

Appointment of Independent

Mgmt

For

TNA

N/A

Proxy

Appointment of Auditor

Mgmt

For

TNA

N/A

Total Produce Plc

Ticker

Security ID:

Meeting Date

Meeting Status

T7O

CINS G8983Q109

05/25/2017

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Carl P. McCann

Mgmt

For

Elect J. Frank Gernon

Mgmt

For

Elect Jerome J. Kennedy

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights (Specified

Capital Investment)

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for

Mgmt

For

Re-Issuance of Treasury

Tyco International plc

Ticker

Security ID:

Meeting Date

Meeting Status

TYC

CUSIP G91442106

08/17/2016

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Amendments to Memorandum

Mgmt

For

Amendments to Articles

Mgmt

For

Share Consolidation

Mgmt

For

Increase of Authorized Capital

Mgmt

For

(Pre-Merger)

Merger Issuance

Mgmt

For

Company Name Change

Mgmt

For

Increase of Authorized Capital

Mgmt

For

(Post-Merger)

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights (Post-Merger)

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights (Post-Merger)

Amendment to Nominal Value

Mgmt

For

Reduction in Share Premium

Mgmt

For

Account

UBM plc

Ticker

Security ID:

Meeting Date

Meeting Status

UBM

CINS G9226Z112

05/17/2017

Voted

Meeting Type

Country of Trade

Annual

Jersey

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Elect Helen Alexander

Mgmt

For

Elect Timothy R. Cobbold

Mgmt

For

Elect Marina Wyatt

Mgmt

For

Elect Greg Lock

Mgmt

For

Elect John P. McConnell

Mgmt

For

Elect Mary T. McDowell

Mgmt

For

Elect Terry Neill

Mgmt

For

Elect Trynka Shineman

Mgmt

For

Elect David Wei

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights (Specified

Capital Investment)

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

UBM plc

Ticker

Security ID:

Meeting Date

Meeting Status

UBM

CINS G9226Z112

05/17/2017

Voted

Meeting Type

Country of Trade

Annual

Jersey

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Elect Helen Alexander

Mgmt

For

Elect Timothy R. Cobbold

Mgmt

For

Elect Marina Wyatt

Mgmt

For

Elect Greg Lock

Mgmt

For

Elect John P. McConnell

Mgmt

For

Elect Mary T. McDowell

Mgmt

For

Elect Terry Neill

Mgmt

For

Elect Trynka Shineman

Mgmt

For

Elect David Wei

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights (Specified

Capital Investment)

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

UOB Kay Hian Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

U10

CINS Y92991101

04/28/2017

Voted

Meeting Type

Country of Trade

Annual

Singapore

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Directors’ Fees

Mgmt

For

Elect TANG Wee Loke

Mgmt

For

Elect KUAH Boon Wee

Mgmt

For

Against

Elect Andrew Suckling

Mgmt

For

Appointment of Auditor and

Mgmt

For

Authority to Set Fees

Authority to Issue Shares w/ or

Mgmt

For

w/o Preemptive Rights

Authority to Issue Shares under

Mgmt

For

the UOB-Kay Hian Holdings

Limited Scrip Dividend Scheme

Authority to Repurchase and

Mgmt

For

Reissue Shares

ADOPTION OF NEW

Mgmt

For

CONSTITUTION

Non-Voting Meeting Note

N/A

Wolters Kluwer NV

Ticker

Security ID:

Meeting Date

Meeting Status

WKL

CINS ADPV09931

04/20/2017

Voted

Meeting Type

Country of Trade

Annual

Netherlands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Accounts and Reports

Mgmt

For

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management

Mgmt

For

Board Acts

Ratification of Supervisory Board

Mgmt

For

Acts

Elect Frans Cremers to the

Mgmt

For

Supervisory Board

Elect Ann E. Ziegler to the

Mgmt

For

Supervisory Board

Elect Kevin Entricken to the

Mgmt

For

Management Board

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Suppress

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Cancellation of Shares

Mgmt

For

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Meeting Note

N/A

Yamaha Motor Co. Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

7272

CINS J95776126

03/23/2017

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Elect Hiroyuki Yanagi

Mgmt

For

Against

Elect Takaaki Kimura

Mgmt

For

Elect Masahiro Takizawa

Mgmt

For

Elect Katsuaki Watanabe

Mgmt

For

Elect Toshizumi Katoh

Mgmt

For

Elect Yohichiroh Kojima

Mgmt

For

Elect Katsuhito Yamaji

Mgmt

For

Elect Makoto Shimamoto

Mgmt

For

Elect Yoshihiro Hidaka

Mgmt

For

Elect Tamotsu Adachi

Mgmt

For

Elect Takuya Nakata

Mgmt

For

Against

Elect Atsushi Niimi

Mgmt

For

Elect Genichi Tamatsuka

Mgmt

For

Elect Masahiko Ikaga as

Mgmt

For

Statutory Auditor

Elect Masayuki Satake as

Mgmt

For

Alternate Statutory Auditor

BROWN CAPITAL MANAGEMENT INTERNATIONAL SMALL COMPANY FUND

Abcam plc

Ticker

Security ID:

Meeting Date

Meeting Status

ABC

CINS G0060R118

11/02/2016

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Elect Gavin Wood

Mgmt

For

Elect Murray Hennessy

Mgmt

For

Elect Jonathan Milner

Mgmt

For

Elect Alan Hirzel

Mgmt

For

Elect Jim Warwick

Mgmt

For

Elect Louise A.V.C. Patten

Mgmt

For

Elect Sue Harris

Mgmt

For

Elect Mara G. Aspinall

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Albioma SA

Ticker

Security ID:

Meeting Date

Meeting Status

ABIO

CINS F0190K109

05/31/2017

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports; Approval of Non Tax-Deductible Expenses

Mgmt

For

Consolidated Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Scrip Dividend

Mgmt

For

Remuneration of Jacques Petry, Chair and CEO (until May 31, 2016)

Mgmt

For

Remuneration of Jacques Petry, Chair (from June 1, 2016)

Mgmt

For

Remuneration of Frederic Moyne, CEO (from June 1, 2016)

Mgmt

For

Remuneration Policy (Non-Executive Corporate Officers)

Mgmt

For

Remuneration Policy (Executives)

Mgmt

For

Related Party Transactions

Mgmt

For

Elect Jacques Petry

Mgmt

For

Elect Jean Carlos Angulo

Mgmt

For

Elect Maurice Tchenio

Mgmt

For

Elect Michele Remillieux

Mgmt

For

Elect Emilie Brunet

Mgmt

For

Elect Frederic Moyne

Mgmt

For

Authority to Repurchase and Reissue Shares

Mgmt

For

Authority to Cancel Shares and Reduce Capital

Mgmt

For

Authority to Issue Shares and Convertible Debt w/ Preemptive Rights

Mgmt

For

Greenshoe

Mgmt

For

Employee Stock Purchase Plan

Mgmt

For

Authority to Increase Capital Through Capitalisations

Mgmt

For

Cancellation of Previous Capital Authorities

Mgmt

For

Amendments to Articles Regarding Corporate Headquarters

Mgmt

For

Authorisation of Legal Formalities

Mgmt

For

Ambu A/S

Ticker

Security ID:

Meeting Date

Meeting Status

AMBUB

CINS K03293113

12/12/2016

Voted

Meeting Type

Country of Trade

Annual

Denmark

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Directors’ Fees

Mgmt

For

Amendments to Articles Regarding Share Registration

Mgmt

For

Elect Jens Bager

Mgmt

For

Elect Mikael Worning

Mgmt

For

Elect Oliver Johansen

Mgmt

For

Elect Allan Larsen

Mgmt

For

Elect Christian Sagild

Mgmt

For

Elect Henrik Ehlers Wulff

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Carry Out Formalities

Mgmt

For

Non-Voting Meeting Note

N/A

Avadel Pharmaceuticals plc

Ticker

Security ID:

Meeting Date

Meeting Status

AVDL

CUSIP 05337M104

06/28/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Craig R. Stapleton

Mgmt

For

Elect Michael Anderson

Mgmt

For

Elect Francis J.T. Fildes

Mgmt

For

Elect Christophe Navarre

Mgmt

For

Elect Benoit Van Assche

Mgmt

For

Elect Peter Thornton

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Approval of the 2017 Omnibus Incentive Compensation Plan

Mgmt

For

Approval of the 2017 Employee Share Purchase Plan

Mgmt

For

Azimut Holding S.p.A.

Ticker

Security ID:

Meeting Date

Meeting Status

AZM

CINS T0783G106

04/27/2017

Voted

Meeting Type

Country of Trade

Ordinary

Italy

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

Elect Sergio Albarelli

Mgmt

For

Elect Alessandro Zambotti

Mgmt

For

Authority to Repurchase and Reissue Shares

Mgmt

For

Maximum Variable Pay Ratio

Mgmt

For

Against

Remuneration Policy

Mgmt

For

Against

Crisil Limited

Ticker

Security ID:

Meeting Date

Meeting Status

CRISIL

CINS Y1791U115

04/20/2017

Voted

Meeting Type

Country of Trade

Annual

India

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Douglas L. Peterson

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Elect Martina Cheung

Mgmt

For

Elect John L. Berisford

Mgmt

For

Against

Non-Excutive Directors’ Commission

Mgmt

For

Amendment to the Crisil Employees Stock Option Scheme 2014

Mgmt

For

Against

Non-Voting Meeting Note

N/A

CyberArk Software

Ticker

Security ID:

Meeting Date

Meeting Status

CYBR

CUSIP M2682V108

06/27/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Ron Gutler

Mgmt

For

Elect Kim E. Perdikou

Mgmt

For

Elect Gadi Tirosh

Mgmt

For

Equity Grants of Chair and CEO

Mgmt

For

Against

Amendment to Directors’ Equity Compensation

Mgmt

For

Liability Insurance Coverage for Directors and Officers

Mgmt

For

Declaration of Material Interest

Mgmt

For

Against

Amendment to Maximum Board Size

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Datalex Plc

Ticker

Security ID:

Meeting Date

Meeting Status

DLE

CINS G2659W102

05/23/2017

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect John Bateson

Mgmt

For

Against

Elect Aidan Brogan

Mgmt

For

Elect Roger Conan

Mgmt

For

Elect David Kennedy

Mgmt

For

Elect Peter Lennon

Mgmt

For

Against

Elect Garry Lyons

Mgmt

For

Elect Paschal Taggart

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Dechra Pharmaceuticals plc

Ticker

Security ID:

Meeting Date

Meeting Status

DPH

CINS G2769C145

10/21/2016

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Tony Rice

Mgmt

For

Elect Ian Page

Mgmt

For

Elect Tony Griffin

Mgmt

For

Elect Ishbel Macpherson

Mgmt

For

Elect Julian Heslop

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting

Mgmt

For

Notice Period at 14 Days

Descartes Systems Group Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

DSG

CUSIP 249906108

06/01/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect David I. Beatson

Mgmt

For

1.2

Elect Deborah Close

Mgmt

For

1.3

Elect Eric Demirian

Mgmt

For

1.4

Elect Christopher Hewat

Mgmt

For

Withhold

Against

1.5

Elect Jane O’Hagan

Mgmt

For

1.6

Elect Edward J. Ryan

Mgmt

For

1.7

Elect John Walker

Mgmt

For

1.8

Elect Dennis Maple

Mgmt

For

Appointment of Auditor

Mgmt

For

Amendment to Shareholder Rights Plan

Mgmt

For

Amendment to the Performance and Restricted Share Unit Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Descartes Systems Group Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

DSG

CINS 249906108

06/01/2017

Voted

Meeting Type

Country of Trade

Mix

Canada

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Elect David I. Beatson

Mgmt

For

Elect Deborah Close

Mgmt

For

Elect Eric Demirian

Mgmt

For

Elect Christopher Hewat

Mgmt

For

Abstain

Against

Elect Jane O’Hagan

Mgmt

For

Elect Edward J. Ryan

Mgmt

For

Elect John Walker

Mgmt

For

Elect Dennis Maple

Mgmt

For

Appointment of Auditor

Mgmt

For

Amendment to Shareholder Rights Plan

Mgmt

For

Amendment to the Performance and Restricted Share Unit Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Emami Limited

Ticker

Security ID:

Meeting Date

Meeting Status

EMAMILTD

CINS Y22891132

08/03/2016

Voted

Meeting Type

Country of Trade

Annual

India

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Priti A. Sureka

Mgmt

For

Elect Prashant Goenka

Mgmt

For

Elect Aditya V. Agarwal

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Against

Appointment of Mohan Goenka (Whole-time Director); Approval of Remuneration

Mgmt

For

Appointment H.V. Agarwal (Whole-time Director); Approval of Remuneration

Mgmt

For

Appointment of S.K. Goenka (Managing Director); Approval of Remuneration

Mgmt

For

Elect Rama Bijapurkar

Mgmt

For

Continued Appointment of R.S Agarwal (Executive Chairman)

Mgmt

For

Continued Appointment of R.S Goenkal (Whole-time Director)

Mgmt

For

Authority to Set Cost Auditor’s Fees

Mgmt

For

Evotec AG

Ticker

Security ID:

Meeting Date

Meeting Status

EVT

CINS D1646D105

06/14/2017

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

Elect Michael Shalmi as Supervisory Board Member

Mgmt

For

Increase in Authorized Capital

Mgmt

For

Remuneration Policy

Mgmt

For

Stock Option Plan; Increase in Conditional Capital

Mgmt

For

Famous Brands Ltd

Ticker

Security ID:

Meeting Date

Meeting Status

FBR

CINS S2699W101

07/29/2016

Voted

Meeting Type

Country of Trade

Annual

South Africa

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Appointment of Auditor

Mgmt

For

Re-elect Panagiotis (Peter) Halamandaris

Mgmt

For

Re-elect Periklis Halamandaris

Mgmt

For

Re-elect Susan (Santie) Botha

Mgmt

For

Elect Thembisa Dingaan

Mgmt

For

Elect Kelebogile Ntlha

Mgmt

For

Against

Elect Audit and Risk Committee Member (Moses Kgosana)

Mgmt

For

Elect Audit and Risk Committee Member (Bheki Sibiya)

Mgmt

For

Against

Elect Audit and Risk Committee Member (Norman Adami)

Mgmt

For

General Authority to Issue Shares

Mgmt

For

Authorisation of Legal Formalities

Mgmt

For

Approve Remuneration Policy

Mgmt

For

Against

Approve NEDs’ Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Approve Financial Assistance

Mgmt

For

Fidessa Group Plc

Ticker

Security ID:

Meeting Date

Meeting Status

FDSA

CINS G3469C104

04/26/2017

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Allocation of Profits/Dividends (Special Dividend)

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Remuneration Report (Binding)

Mgmt

For

Elect John Hamer

Mgmt

For

Elect Chris Aspinwall

Mgmt

For

Elect Andrew K. Skelton

Mgmt

For

Elect Ron Mackintosh

Mgmt

For

Elect Elizabeth Lake

Mgmt

For

Elect John Worby

Mgmt

For

Elect Ken Archer

Mgmt

For

Elect Richard Longdon

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Amendments to Articles (Electronic Communications)

Mgmt

For

Flamel Technologies SA

Ticker

Security ID:

Meeting Date

Meeting Status

FLML

CUSIP 338488109

08/10/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax Deductible Expenses

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor (Deloitte & Touche LLP)

Mgmt

For

Appointment of Auditor and Alternate Auditor

Mgmt

For

Elect Michael Anderson to the Board of Directors

Mgmt

For

Elect Guillaume Cerutti to the Board of Directors

Mgmt

For

Elect Francis J.T Fildes to the Board of Directors

Mgmt

For

Elect Christophe Navarre to the Board of Directors

Mgmt

For

Elect Craig R. Stapleton to the Board of Directors

Mgmt

For

Elect Ben Van Assche to the Board of Directors

Mgmt

For

Directors’ Fees

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Set Frequency of Future Advisory Votes on Executive Compensation on an Annual Basis

Mgmt

Against

For

Against

Set Frequency of Future Advisory Votes on Executive Compensation Every Two Years

Mgmt

For

Against

Set Frequency of Future Advisory Votes on Executive Compensation Every Three Years

Mgmt

Against

For

Related Party Transactions

Mgmt

For

Cross-Border Merger

Mgmt

For

Authorization of Legal Formalities in Connection with the Merger

Mgmt

For

Dissolution without Liquidation of the Company

Mgmt

For

Reduction in Share Premium Account

Mgmt

For

Authority to Issue Free Shares

Mgmt

For

Authority to Grant Stock Options

Mgmt

For

Authority to Issue Warrants Reserved to Non-Executive Directors

Mgmt

For

Employee Stock Purchase Plan

Mgmt

Against

For

Authorization of Legal Formalities

Mgmt

For

Fleetmatics Group PLC

Ticker

Security ID:

Meeting Date

Meeting Status

FLTX

CUSIP G35569105

08/01/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Vincent De Palma

Mgmt

For

Elect Andrew G. Flett

Mgmt

For

Elect Jack Noonan

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Fleetmatics Group PLC

Ticker

Security ID:

Meeting Date

Meeting Status

FLTX

CUSIP G35569205

10/12/2016

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Amendment to the Memorandum of Association to Authorize the Merger

Mgmt

For

Approve the Scheme of Arrangement

Mgmt

For

Cancellation of Shares

Mgmt

For

Issuance of New Shares to Verizon

Mgmt

For

Amendment to Articles of Association

Mgmt

For

Advisory Vote on Golden Parachutes

Mgmt

For

Right to Adjourn the Extraordinary General Meeting

Mgmt

For

Fleetmatics Group PLC

Ticker

Security ID:

Meeting Date

Meeting Status

FLTX

CUSIP G35569105

10/12/2016

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Merger

Mgmt

For

Right to Adjourn the Court Meeting

Mgmt

For

GW Pharmaceuticals plc

Ticker

Security ID:

Meeting Date

Meeting Status

GWPH

CUSIP 36197T103

03/14/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect Geoffrey W. Guy

Mgmt

For

Elect Thomas Lynch

Mgmt

For

Elect Cabot Brown

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Approval of the 2017 Long-Term Incentive Plan

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

GW Pharmaceuticals plc

Ticker

Security ID:

Meeting Date

Meeting Status

GWPH

CINS G4210C104

03/14/2017

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect Geoffrey W. Guy

Mgmt

For

Elect Thomas Lynch

Mgmt

For

Elect Cabot Brown

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Approval of the 2017 Long-Term Incentive Plan

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Hiday Hidaka Corp.

Ticker

Security ID:

Meeting Date

Meeting Status

7611

CINS J1934J107

05/26/2017

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Tadashi Kanda

Mgmt

For

Against

Elect Hitoshi Takahashi

Mgmt

For

Elect Yoshio Tanabe

Mgmt

For

Elect Akira Arita

Mgmt

For

Elect Juichi Shima

Mgmt

For

Elect Nobuyuki Yoshida

Mgmt

For

Elect Hiroyuki Kase

Mgmt

For

Elect Tatsutoshi Fuchigami

Mgmt

For

Elect Tokuo Uchida

Mgmt

For

Elect Noriko Ishizaka

Mgmt

For

Hyflux Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

600

CINS Y3817K105

04/28/2017

Voted

Meeting Type

Country of Trade

Annual

Singapore

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Christopher Murugasu

Mgmt

For

Elect LAU Wing Tat

Mgmt

For

Elect Gary KEE Eng Kwee

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

Authority to Issue Preferred Shares

Mgmt

For

Against

Authority to Repurchase and Reissue Shares

Mgmt

For

Adoption of New Articles

Mgmt

For

Non-Voting Meeting Note

N/A

Immunodiagnostic System Holdings plc

Ticker

Security ID:

Meeting Date

Meeting Status

IDH

CINS G4762F109

07/28/2016

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Paul Martin

Mgmt

For

Elect Peter Kaspar

Mgmt

For

Elect Roland Sackers

Mgmt

For

Elect Till Campe

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Inter Parfums SA

Ticker

Security ID:

Meeting Date

Meeting Status

ITP

CINS F5262B119

04/28/2017

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports and Approval of Non-Tax Deductible Expenses

Mgmt

For

Consolidated Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Related Party Transactions

Mgmt

For

Elect Veronique Gabai-Pinsky

Mgmt

For

Remuneration Policy (Chair, CEO and deputy CEOs)

Mgmt

For

Directors’ Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Increase Capital Through Capitalisations

Mgmt

For

Amendments to Articles (Company Purpose)

Mgmt

For

Amendments to Articles (Company Headquarters)

Mgmt

For

Amendments to Articles (Directors Mandate’s Length)

Mgmt

For

Against

Amendments to Articles (Suppression of the Obligation to Possess Company Shares for Directors)

Mgmt

For

Amendments to Articles (Company’s Auditors)

Mgmt

For

Authorisation to Legal Formalities Related to Amendments of Articles

Mgmt

For

Authorisation of Legal Formalities

Mgmt

For

Kakaku.com Inc

Ticker

Security ID:

Meeting Date

Meeting Status

2371

CINS J29258100

06/21/2017

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Elect Kaoru Hayashi

Mgmt

For

Elect Minoru Tanaka

Mgmt

For

Elect Shohnosuke Hata

Mgmt

For

Elect Kenji Fujiwara

Mgmt

For

Elect Hajime Uemura

Mgmt

For

Elect Shingo Yuki

Mgmt

For

Elect Atsuhiro Murakami

Mgmt

For

Elect Yoshiharu Hayakawa

Mgmt

For

Elect Shiho Konno

Mgmt

For

Elect Norihiro Kuretani

Mgmt

For

Elect Tomoharu Katoh

Mgmt

For

Elect Kaori Matsuhashi @ Kaori Hosoya as Statutory Auditor

Mgmt

For

Elect Tetsuo Itoh as Alternate Statutory Auditor

Mgmt

For

Directors’ Fees

Mgmt

For

Kinaxis Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

KXS

CINS 49448Q109

06/15/2017

Voted

Meeting Type

Country of Trade

Mix

Canada

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Elect Douglas Colbeth

Mgmt

For

Elect John (Ian) Giffen

Mgmt

For

Elect Ronald Matricaria

Mgmt

For

Elect Angel Mendez

Mgmt

For

Elect Jill Denham

Mgmt

For

Elect Robert G. Courteau

Mgmt

For

Elect John Sicard

Mgmt

For

Appointment of Auditor

Mgmt

For

Approval of the Canadian Resident Stock Option Plan

Mgmt

For

Approval of the Non-Canadian Resident Stock Option Plan

Mgmt

For

Transaction of Other Business

Mgmt

For

Kingdee International Software Group Co. Ltd

Ticker

Security ID:

Meeting Date

Meeting Status

268

CINS G52568147

05/10/2017

Voted

Meeting Type

Country of Trade

Annual

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Elect DONG Ming Zhu

Mgmt

For

Elect CHEN Zhang

Mgmt

For

Against

Elect WU Cheng

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Repurchased Shares

Mgmt

For

Against

Lifestyle China Group Limited

Ticker

Security ID:

Meeting Date

Meeting Status

2136

CINS G54874105

05/08/2017

Voted

Meeting Type

Country of Trade

Annual

China

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Elect Thomas LAU Luen Hung

Mgmt

For

Elect Amy CHAN Chor Ling

Mgmt

For

Elect CHEUNG Mei Han

Mgmt

For

Elect Raymond CHEUNG Yuet Man

Mgmt

For

Elect LAM Kwong Kai

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

Authority to Issue Repurchased Shares

Mgmt

For

Against

Lifestyle International Holdings Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

1212

CINS G54856128

05/08/2017

Voted

Meeting Type

Country of Trade

Annual

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Thomas LAU Luen Hung

Mgmt

For

Elect Stephen HUI Chiu Chung

Mgmt

For

Against

Elect Albert IP Yuk Keung

Mgmt

For

Against

Directors’ Fees

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

Authority to Issue Repurchased Shares

Mgmt

For

Against

M3, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

2413

CINS J4697J108

06/29/2017

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Itaru Tanimura

Mgmt

For

Against

Elect Akihiko Tomaru

Mgmt

For

Elect Satoshi Yokoi

Mgmt

For

Elect Takahiro Tsuji

Mgmt

For

Elect Eiji Tsuchiya

Mgmt

For

Elect Yasuhiko Yoshida

Mgmt

For

Elect Akinori Urae

Mgmt

For

Elect Kenichiroh Yoshida

Mgmt

For

MercadoLibre, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MELI

CUSIP 58733R102

06/13/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Susan L. Segal

Mgmt

For

1.2

Elect Mario Eduardo Vazquez

Mgmt

For

1.3

Elect Alejandro Nicolas Aguzin

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Ratification of Auditor

Mgmt

For

Mobileye N.V.

Ticker

Security ID:

Meeting Date

Meeting Status

MBLY

CUSIP N51488117

06/13/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Sale of Assets

Mgmt

For

Liquidation

Mgmt

For

Conversion from N.V. to B.V.

Mgmt

For

Article Amendment Regarding Conversion

Mgmt

For

Article Amendment Regarding Delisting

Mgmt

For

Accounts and Reports

Mgmt

For

Ratification of Management Acts

Mgmt

For

Ratification of Management Acts

Mgmt

For

Elect Tomaso A. Poggio

Mgmt

For

Elect Eli Barkat

Mgmt

For

Elect Judith Richter

Mgmt

For

Elect Tiffany D. Silva

Mgmt

For

Elect David J. Miles

Mgmt

For

Elect Nicholas J. Hudson

Mgmt

For

Elect Mark L. Legaspi

Mgmt

For

Elect Gary Kershaw

Mgmt

For

Directors’ Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Appointment of Auditor

Mgmt

For

NNIT A/S

Ticker

Security ID:

Meeting Date

Meeting Status

NNIT

CINS K7S37D101

03/08/2017

Voted

Meeting Type

Country of Trade

Annual

Denmark

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Directors’ Fees

Mgmt

For

Elect Carsten Dilling

Mgmt

For

Elect Peter Haahr

Mgmt

For

Elect John Beck

Mgmt

For

Elect Anne Broeng

Mgmt

For

Elect Eivind Kolding

Mgmt

For

Elect Rene Stockner

Mgmt

For

Appointment of Auditor

Mgmt

For

Abstain

Against

Authority to Repurchase Shares

Mgmt

For

Remuneration Guidelines

Mgmt

For

Amendments to Articles Regarding Language

Mgmt

For

Non-Voting Agenda Item

N/A

Orbotech Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

ORBK

CUSIP M75253100

06/29/2017

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Yochai Richter

Mgmt

For

Elect Yehudit Bronicki

Mgmt

For

Elect Dan Falk

Mgmt

For

Against

Elect Miron Kenneth

Mgmt

For

Elect Jacob Richter

Mgmt

For

Elect Eliezer Tokman

Mgmt

For

Elect Shimon Ullman

Mgmt

For

Elect Arie Weisberg

Mgmt

For

Elect Michael J. Anghel

Mgmt

For

Against

Declaration of Material Interest

Mgmt

N/A

Against

N/A

Elect Joseph Tenne

Mgmt

For

Declaration of Material Interest

Mgmt

N/A

Against

N/A

Appointment of Auditor

Mgmt

For

Orbotech Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

ORBK

CUSIP M75253100

09/12/2016

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Elect Yochai Richter

Mgmt

For

Elect Yehudit Bronicki

Mgmt

For

Elect Dan Falk

Mgmt

For

Elect Miron Kenneth

Mgmt

For

Elect Jacob Richter

Mgmt

For

Elect Eliezer Tokman

Mgmt

For

Elect Shimon Ullman

Mgmt

For

Elect Arie Weisberg

Mgmt

For

Appointment of Auditor

Mgmt

For

Compensation Policy

Mgmt

For

Declaration of Material Interest

Mgmt

N/A

Against

N/A

CEO Equity Bonus

Mgmt

For

Declaration of Material Interest

Mgmt

N/A

Against

N/A

Paddy Power Betfair Plc

Ticker

Security ID:

Meeting Date

Meeting Status

PPB

CINS G68673113

05/17/2017

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect Zillah Byng-Thorne

Mgmt

For

Elect Michael E. Cawley

Mgmt

For

Elect Breon Corcoran

Mgmt

For

Elect Ian Dyson

Mgmt

For

Elect Alex Gersh

Mgmt

For

Elect Peter Jackson

Mgmt

For

Elect Gary McGann

Mgmt

For

Elect Padraig O Riordain

Mgmt

For

Abstain

Against

Elect Peter Rigby

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for Reissuance of Treasury Shares

Mgmt

For

Partners Group Holding

Ticker

Security ID:

Meeting Date

Meeting Status

PGHN

CINS H6120A101

05/10/2017

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

TNA

N/A

Accounts and Reports

Mgmt

For

TNA

N/A

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Compensation Report

Mgmt

For

TNA

N/A

Ratification of Board and Management Acts

Mgmt

For

TNA

N/A

Board Compensation

Mgmt

For

TNA

N/A

Executive Compensation

Mgmt

For

TNA

N/A

Elect Peter Wuffli as Board Chair

Mgmt

For

TNA

N/A

Elect Charles Dallara

Mgmt

For

TNA

N/A

Elect Grace del Rosario-Castano

Mgmt

For

TNA

N/A

Elect Marcel Erni

Mgmt

For

TNA

N/A

Elect Michelle Felman

Mgmt

For

TNA

N/A

Elect Alfred Gantner

Mgmt

For

TNA

N/A

Elect Steffen Meister

Mgmt

For

TNA

N/A

Elect Eric Strutz

Mgmt

For

TNA

N/A

Elect Patrick Ward

Mgmt

For

TNA

N/A

Elect Urs Wietlisbach

Mgmt

For

TNA

N/A

Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Steffen Meister as Nominating and Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Peter Wuffli as Nominating and Compensation Committee Member

Mgmt

For

TNA

N/A

Appointment of Independent Proxy

Mgmt

For

TNA

N/A

Appointment of Auditor

Mgmt

For

TNA

N/A

PayPoint plc

Ticker

Security ID:

Meeting Date

Meeting Status

PAY

CINS G6962B101

07/28/2016

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Gill Barr

Mgmt

For

Elect Neil A.P. Carson

Mgmt

For

Elect George Earle

Mgmt

For

Elect David J. Morrison

Mgmt

For

Elect Dominic Taylor

Mgmt

For

Elect Tim Watkin-Rees

Mgmt

For

Elect Nick Wiles

Mgmt

For

Elect Giles Kerr

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Against

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Playtech Plc

Ticker

Security ID:

Meeting Date

Meeting Status

PTEC

CINS G7132V100

05/17/2017

Voted

Meeting Type

Country of Trade

Annual

ISLE OF MAN

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Remuneration Report (Binding)

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Paul Hewitt

Mgmt

For

Elect John E. Jackson

Mgmt

For

Elect Claire Milne

Mgmt

For

Elect Andrew Thomas

Mgmt

For

Elect Alan Jackson

Mgmt

For

Elect Andrew Smith

Mgmt

For

Elect Mor Weizer

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Non-Voting Meeting Note

N/A

Playtech Plc

Ticker

Security ID:

Meeting Date

Meeting Status

PTEC

CINS G7132V100

05/17/2017

Voted

Meeting Type

Country of Trade

Ordinary

ISLE OF MAN

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Remuneration Policy (Binding)

Mgmt

For

One-Off Award

Mgmt

For

Against

REA Group Limited

Ticker

Security ID:

Meeting Date

Meeting Status

REA

CINS Q8051B108

11/08/2016

Voted

Meeting Type

Country of Trade

Annual

Australia

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Remuneration Report

Mgmt

For

Elect Michael Miller

Mgmt

For

Elect Susan Panuccio

Mgmt

For

Re-Elect Richard J. Freudenstein

Mgmt

For

Approve Increase in NEDs’ Fee Cap

Mgmt

For

Schoeller-Bleckmann Oilfield Equipment AG

Ticker

Security ID:

Meeting Date

Meeting Status

SBO

CINS A7362J104

04/27/2017

Voted

Meeting Type

Country of Trade

Ordinary

Austria

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Agenda Item

N/A

Allocation of Losses

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

Supervisory Board Members’ Fees

Mgmt

For

Elect Norbert Zimmermann as Supervisory Board Member

Mgmt

For

Against

Amendments to Articles

Mgmt

For

Sirtex Medical Limited

Ticker

Security ID:

Meeting Date

Meeting Status

SRX

CINS Q8510U101

10/25/2016

Voted

Meeting Type

Country of Trade

Annual

Australia

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Remuneration Report

Mgmt

For

Re-Elect John Eady

Mgmt

For

Approve Increase in NEDs’ Fee Cap

Mgmt

N/A

For

N/A

Equity Grant (MD/CEO Gilman Wong)

Mgmt

For

Software Service, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

3733

CINS J7599W101

01/27/2017

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Allocation of Profits/Dividends

Mgmt

For

Elect Masaru Miyazaki

Mgmt

For

Against

Elect Akihiro Ohtani

Mgmt

For

Elect Kenichi Mifune

Mgmt

For

Elect Junichiroh Itoh

Mgmt

For

Elect Muneo Maekawa as Statutory Auditor

Mgmt

For

Against

Elect Yoshihiro Matsuo as Alternate Statutory Auditor

Mgmt

For

Against

Stallergenes Greer Plc

Ticker

Security ID:

Meeting Date

Meeting Status

STAGR

CINS G8415V106

06/08/2017

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Against

Remuneration Report (Advisory)

Mgmt

For

Remuneration of Fereydoun Firouz, Chair and CEO

Mgmt

For

Elect Fereydoun Firouz

Mgmt

For

Elect Stefan Meister

Mgmt

For

Elect Paola Ricci

Mgmt

For

Elect Jean-Luc Belingard

Mgmt

For

Against

Elect Patrick Langlois

Mgmt

For

Elect Elmar Schnee

Mgmt

For

Elect Yvonne Schlaeppi

Mgmt

For

Elect Rodolfo Bogni

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Repurchase and Reissue Shares

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

Stratec Biomedical AG

Ticker

Security ID:

Meeting Date

Meeting Status

SBS

CINS D8171G205

06/14/2017

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

Elect Rainer Baule as Supervisory Board Member

Mgmt

For

Approval of Intra-Company Control Agreement with STRATEC PS HOLDING GmbH

Mgmt

For

Towa Pharmaceutical

Ticker

Security ID:

Meeting Date

Meeting Status

4553

CINS J90505108

06/27/2017

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Elect Itsuroh Yoshida

Mgmt

For

Against

Elect Toshio Shirakawa

Mgmt

For

Elect Kazuhiko Konno

Mgmt

For

Elect Sadayuki Morino

Mgmt

For

Elect Shigeru Maeyama

Mgmt

For

Elect Kazuto Okimoto

Mgmt

For

Elect Yasushi Naitoh

Mgmt

For

Against

Elect Masao Tanaka

Mgmt

For

Against

Elect Kinji Nakajima

Mgmt

For

Against

Elect Norikazu Eiki

Mgmt

For

Against

Retirement Allowances for Directors

Mgmt

For

Against

Bonus

Mgmt

For

Against

Vectura Group Plc

Ticker

Security ID:

Meeting Date

Meeting Status

VEC

CINS G9325J100

05/25/2017

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect Dr. Per-Olof Andersson

Mgmt

For

Elect Bruno Angelici

Mgmt

For

Elect Frank C. Condella, Jr.

Mgmt

For

Elect Andrew Derodra

Mgmt

For

Elect Susan E. Foden

Mgmt

For

Elect James Ward-Lilley

Mgmt

For

Elect Neil W. Warner

Mgmt

For

Elect Thomas Werner

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authorisation of Political Donations

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Deferred Bonus Plan

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Non-Voting Meeting Note

N/A

Vectura Group Plc

Ticker

Security ID:

Meeting Date

Meeting Status

VEC

CINS G9325J100

09/07/2016

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect James Ward-Lilley

Mgmt

For

Elect Frank C. Condella, Jr.

Mgmt

For

Against

Elect Andrew Derodra

Mgmt

For

Elect Thomas Werner

Mgmt

For

Elect Bruno Angelici

Mgmt

For

Elect Trevor Phillips

Mgmt

For

Elect Susan E. Foden

Mgmt

For

Elect Neil W. Warner

Mgmt

For

Elect Dr. Per-Olof Andersson

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Share Incentive Plan

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Victrex plc

Ticker

Security ID:

Meeting Date

Meeting Status

VCT

CINS G9358Y107

02/08/2017

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Lawrence C. Pentz

Mgmt

For

Elect Pamela J. Kirby

Mgmt

For

Elect Patrick De Smedt

Mgmt

For

Elect Andrew J.H. Dougal

Mgmt

For

Elect Jane Toogood

Mgmt

For

Elect David Hummel

Mgmt

For

Elect Tim Cooper

Mgmt

For

Elect Louisa Burdett

Mgmt

For

Elect Martin Court

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authorisation of Political Donations

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Vitec Group plc

Ticker

Security ID:

Meeting Date

Meeting Status

VTC

CINS G93682105

05/17/2017

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Accounts and Reports

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect John McDonough

Mgmt

For

Elect Stephen Bird

Mgmt

For

Elect Martin Green

Mgmt

For

Elect Kath Kearney-Croft

Mgmt

For

Elect Christopher Humphrey

Mgmt

For

Elect Lorraine Rienecker

Mgmt

For

Elect Mark Rollins

Mgmt

For

Elect Caroline Thomson

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Authorisation of Political Donations

Mgmt

For

Wirecard AG

Ticker

Security ID:

Meeting Date

Meeting Status

WDI

CINS D22359133

06/20/2017

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Repurchase and Reissue Shares

Mgmt

For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

BROWN CAPITAL MANAGEMENT MUTUAL FUNDS

By: (Signature and Title)		/s/ Keith A. Lee
		Keith A. Lee
		Trustee, President and Principal Executive Officer

Date: August 29, 2017

Dates Referenced Herein and Documents Incorporated by Reference

This ‘N-PX’ Filing	Date	Other Filings

Filed on / Effective on:	8/30/17
	8/29/17
For Period End:	6/30/17	N-Q
	12/6/16
	7/1/16
	6/2/16
	6/1/16
	5/31/16	NSAR-B
	2/29/16	N-Q
		List all Filings

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Filing Submission 0001209286-17-000508 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Brown Capital Management Mutual Funds – ‘N-PX’ for 6/30/17

On: Wednesday, 8/30/17, at 12:27pm ET · Effective: 8/30/17 · For: 6/30/17 · Accession #: 1209286-17-508 · File #: 811-06199

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Proxy Voting Record Annual Report by a Management Investment Company — Form N-PXFiling Table of Contents

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Dates Referenced Herein and Documents Incorporated by Reference

Proxy Voting Record Annual Report by a Management Investment Company — Form N-PX
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