SEC Info - Xcel Energy Inc - ‘8-K’ for 11/7/19

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) i November 7, 2019

Xcel Energy Inc.

(Exact name of registrant as specified in its charter)

i Minnesota

(State or other jurisdiction of incorporation)


i 001-3034		i 41-0448030
(Commission File Number)		(IRS Employer Identification No.)


i 414 Nicollet Mall, i Minneapolis, i Minnesota		i 55401
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code i (612) i 330-5500

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading

Symbol(s)

Name of each exchange

on which registered

i Common Stock, $2.50 par value per share

i XEL

i Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01.

Other Events.

On November 7, 2019, Xcel Energy Inc., a Minnesota corporation (the “Company”), issued $500,000,000 in aggregate principal amount of 2.60% Senior Notes, Series due December 1, 2029 and $500,000,000 in aggregate principal amount of 3.50% Senior Notes, Series due December 1, 2049 pursuant to an Underwriting Agreement, dated November 4, 2019, by and among the Company and Barclays Capital Inc., Credit Suisse Securities (USA) LLC and J.P. Morgan Securities LLC, as representatives of the underwriters named therein. The notes are being issued pursuant to the registration statement on Form S-3 (File No. 333-224333). A prospectus supplement relating to the offering and sale of the notes was filed with the Securities and Exchange Commission on November 5, 2019. The notes will be governed by the Company’s Indenture, dated as of December 1, 2000, as supplemented, between the Company and Wells Fargo Bank, National Association, as trustee, and the Supplemental Indenture No. 12, dated as of November 7, 2019.

This Current Report on Form 8-K is being filed to report as exhibits certain documents in connection with that offering and sale for incorporation by reference into the registration statement.

Item 9.01.

Financial Statements and Exhibits.

(d) Exhibits


Exhibit		Description

	4.01	Supplemental Indenture No. 12, dated as of November 7, 2019, by and between Xcel Energy Inc. and Wells Fargo Bank, National Association, as Trustee, creating $500,000,000 aggregate principal amount of 2.60% Senior Notes, Series due December 1, 2029 and $500,000,000 aggregate principal amount of 3.50% Senior Notes, Series due December 1, 2049.

	5.01	Opinion of Wendy B. Mahling regarding the validity of the notes.

	104	Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	Xcel Energy Inc. (a Minnesota Corporation)

	By:	/s/ *Sarah W. Soong*
	Name:	Sarah W. Soong
	Title:	Vice President and Treasurer

Date: November 7, 2019

This ‘8-K’ Filing	Date	Other Filings

	12/1/29
Filed on / For Period end:	11/7/19
	11/5/19	424B2
	11/4/19	424B5, 8-K, FWP
	12/1/00
		List all Filings

Xcel Energy Inc – ‘8-K’ for 11/7/19

On: Thursday, 11/7/19, at 11:18am ET · For: 11/7/19 · Accession #: 1193125-19-286898 · File #: 1-03034

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Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
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