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Citigroup Inc – ‘8-K’ for 9/11/19

On:  Thursday, 9/12/19, at 5:22pm ET   ·   For:  9/11/19   ·   Accession #:  1193125-19-244027   ·   File #:  1-09924

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/12/19  Citigroup Inc                     8-K:5,9     9/11/19   17:1.1M                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     35K 
 2: EX-1.1      Underwriting Agreement, Dated September 5, 2019,    HTML    113K 
                Among Citigroup Inc.                                             
 3: EX-3.1      Certificate of Designations of 5.000% Fixed Rate /  HTML    105K 
                Floating Rate                                                    
 4: EX-4.1      Deposit Agreement, Dated September 12, 2019         HTML    249K 
 5: EX-5.1      Opinion of Skadden, Arps, Slate, Meagher & Flom     HTML     29K 
                LLP                                                              
 6: EX-99.1     Citigroup Inc. Securities Registered Pursuant to    HTML     65K 
                Section 12(B)                                                    
14: R1          Cover Page                                          HTML    114K 
17: XML         IDEA XML File -- Filing Summary                      XML     15K 
12: XML         XBRL Instance -- d794758d8k_htm                      XML     77K 
13: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 8: EX-101.CAL  XBRL Calculations -- c-20190911_cal                  XML      8K 
 9: EX-101.DEF  XBRL Definitions -- c-20190911_def                   XML     66K 
10: EX-101.LAB  XBRL Labels -- c-20190911_lab                        XML    100K 
11: EX-101.PRE  XBRL Presentations -- c-20190911_pre                 XML     68K 
 7: EX-101.SCH  XBRL Schema -- c-20190911                            XSD     32K 
16: JSON        XBRL Instance as JSON Data -- MetaLinks               21±    29K 
15: ZIP         XBRL Zipped Folder -- 0001193125-19-244027-xbrl      Zip    112K

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX: 
  Form 8-K  
 i false i 0000831001 0000831001 2019-09-11 2019-09-11
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM
 i 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) September 12, 2019 ( i September 11, 2019​​​​​​​)
 
 i Citigroup Inc.
(Exact name of registrant as specified in its charter)
 
 i Delaware
 
 i 1-9924
 
 i 52-1568099
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
     
 i 388 Greenwich,  i New York,  i New York
 
 i 10013
(Address of principal executive offices)
 
(Zip Code)
( i 212)
 i 559-1000
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i ☐
 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i ☐
 Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
 i ☐
Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
 i ☐
Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934 formatted in Inline XBRL: See Exhibit 99.1.
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule
12b-2
of the Securities Exchange Act of 1934 (17 CFR §
240.12b-2).
Emerging growth company  
 i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  
☐
 
 
 
 
CITIGROUP INC.
Current Report on Form
8-K
Item 5.03
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
(a) On September 11, 2019, Citigroup Inc. filed a Certificate of Designations with the Secretary of State of the State of Delaware, establishing the designations, preferences, powers and rights of the shares of a new series of Citigroup preferred stock, 5.000% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series U. The Certificate of Designations amended Citigroup’s Restated Certificate of Incorporation, as amended, and was effective immediately on filing.
A copy of the Certificate of Designations is being filed as an exhibit to this Form
8-K
and is incorporated herein by reference in its entirety.
Item 9.01
Financial Statements and Exhibits.
(d) Exhibits:
         
Exhibit
No.
    
Description
         
 
  1.1
    
Underwriting Agreement, dated September 5, 2019, among Citigroup Inc. and the underwriters named therein, relating to the offer and sale of Depositary Shares each representing a 1/25th interest in a share of 5.000% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series U, of Citigroup Inc.
         
 
  3.1
    
Certificate of Designations of 5.000% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series U, of Citigroup Inc.
         
 
  4.1
    
Deposit Agreement, dated September 12, 2019 among Citigroup Inc., Computershare Inc., a Delaware corporation, and its wholly-owned subsidiary Computershare Trust Company, N.A., a federally charted national association, jointly as Depositary, Computershare Trust Company N.A., as Registrar and Transfer Agent, and all holders from time to time of Receipts, Depositary Shares and the related 5.000% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series U of Citigroup Inc.
         
 
  5.1
    
Opinion of Skadden, Arps, Slate, Meagher & Flom LLP
         
 
99.1
    
Citigroup Inc. securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934 as of the filing date
         
 
104
    
The cover page of this Current Report on Form
8-K,
formatted in Inline XBRL
  
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated September 12, 2019
 
 
CITIGROUP INC.
         
  
 
/s/ Barbara Politi
         
  
 
By: Barbara Politi
 
 
Assistant Secretary

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:9/12/19424B2,  424B3,  FWP
For Period end:9/11/193,  424B2
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