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As Of Filer Filing For·On·As Docs:Size Issuer Agent 4/29/16 Wells Fargo & Company/MN 8-K:9 4/29/16 8:463K RR Donnelley/FA |
Document/Exhibit Description Pages Size
1: 8-K Current Report HTML 21K
2: EX-4.1 Form of Medium-Term Notes, Series K HTML 57K
3: EX-4.2 Form of Medium-Term Notes, Series K HTML 54K
4: EX-4.3 Form of Medium-Term Notes, Series K HTML 34K
5: EX-4.4 Form of Medium-Term Notes, Series K HTML 68K
6: EX-4.5 Form of Medium-Term Notes, Series K HTML 54K
7: EX-4.6 Form of Medium-Term Notes, Series K HTML 58K
8: EX-5.1 Opinion of Faegre Baker Daniels LLP Regarding the HTML 14K
Notes
| Form 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): April 29, 2016
WELLS FARGO & COMPANY
(Exact name of registrant as specified in its charter)
| Delaware | 001-2979 | No. 41-0449260 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
420 Montgomery Street, San Francisco, California 94104
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: 1-866-249-3302
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 9.01. | Financial Statements and Exhibits |
Exhibits are filed herewith in connection with the Registration Statement on Form S-3 (File No. 333-202840) filed by Wells Fargo & Company with the Securities and Exchange Commission.
On April 29, 2016, Wells Fargo & Company issued the following Medium-Term Notes, Series K: (i) Principal at Risk Securities Linked to the Russell 2000® Index due April 28, 2022, (ii) Principal at Risk Securities Linked to the Russell 2000® Index due October 28, 2022, (iii) Notes due April 29, 2026, (iv) Principal at Risk Securities Linked to the Worst Performing of the S&P 500® Index and the EURO STOXX 50® Index due May 1, 2026, (v) Principal at Risk Securities Linked to the Russell 2000® Index due December 29, 2017 and (vi) Principal at Risk Securities Linked to the Worst Performing of the S&P 500® Index and the Russell 2000® Index due May 3, 2021 (collectively, the “Notes”).
The purpose of this Current Report is to file with the Securities and Exchange Commission the form of Note related to such issuance and the opinion of Faegre Baker Daniels LLP regarding the Notes.
| (d) | Exhibits |
| 4.1 | Form of Medium-Term Notes, Series K, Principal at Risk Securities Linked to the Russell 2000® Index due April 28, 2022. |
| 4.2 | Form of Medium-Term Notes, Series K, Principal at Risk Securities Linked to the Russell 2000® Index due October 28, 2022. |
| 4.3 | Form of Medium-Term Notes, Series K, Notes due April 29, 2026. |
| 4.4 | Form of Medium-Term Notes, Series K, Principal at Risk Securities Linked to the Worst Performing of the S&P 500® Index and the EURO STOXX 50® Index due May 1, 2026. |
| 4.5 | Form of Medium-Term Notes, Series K, Principal at Risk Securities Linked to the Russell 2000® Index due December 29, 2017. |
| 4.6 | Form of Medium-Term Notes, Series K, Principal at Risk Securities Linked to the Worst Performing of the S&P 500® Index and the Russell 2000® Index due May 3, 2021. |
| 5.1 | Opinion of Faegre Baker Daniels LLP regarding the Notes. |
| 23.1 | Consent of Faegre Baker Daniels LLP (included as part of Exhibit 5.1). |
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| WELLS FARGO & COMPANY | ||||||
| DATED: April 29, 2016 | /s/ Neal A. Blinde | |||||
| Neal A. Blinde | ||||||
| Executive Vice President and Treasurer | ||||||
3
| Exhibit No. | Description | Method of Filing | ||
| 4.1 | Form of Medium-Term Notes, Series K, Principal at Risk Securities Linked to the Russell 2000® Index due April 28, 2022. | Electronic Transmission | ||
| 4.2 | Form of Medium-Term Notes, Series K, Principal at Risk Securities Linked to the Russell 2000® Index due October 28, 2022. | Electronic Transmission | ||
| 4.3 | Form of Medium-Term Notes, Series K, Notes due April 29, 2026. | Electronic Transmission | ||
| 4.4 | Form of Medium-Term Notes, Series K, Principal at Risk Securities Linked to the Worst Performing of the S&P 500® Index and the EURO STOXX 50® Index due May 1, 2026. | Electronic Transmission | ||
| 4.5 | Form of Medium-Term Notes, Series K, Principal at Risk Securities Linked to the Russell 2000® Index due December 29, 2017. | Electronic Transmission | ||
| 4.6 | Form of Medium-Term Notes, Series K, Principal at Risk Securities Linked to the Worst Performing of the S&P 500® Index and the Russell 2000® Index due May 3, 2021. | Electronic Transmission | ||
| 5.1 | Opinion of Faegre Baker Daniels LLP regarding the Notes. | Electronic Transmission | ||
| 23.1 | Consent of Faegre Baker Daniels LLP (included as part of Exhibit 5.1). | |||
4
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 5/1/26 | ||||
| 4/29/26 | ||||
| 10/28/22 | ||||
| 4/28/22 | ||||
| 5/3/21 | ||||
| 12/29/17 | ||||
| Filed on / For Period End: | 4/29/16 | 424B2, 8-K | ||
| List all Filings | ||||