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As Of Filer Filing For·On·As Docs:Size Issuer Agent 4/29/16 Thrivent Var Annuity Account B 485BPOS 4/30/16 5:4.4M RR Donnelley/FA → Thrivent Variable Annuity Account B ⇒ Va B |
Document/Exhibit Description Pages Size 1: 485BPOS Thrivent Variable Annuity Account B HTML 1.42M 3: EX-99.24(B)10 Consent of Independent Registered Public HTML 6K Accounting Firm, Pricewaterhousecoopers 4: EX-99.24(B)10(A) Consent of Independent Registered Public HTML 6K Accounting Firm, Ernst & Young LLP 5: EX-99.24(B)13 Directors' Powers of Attorney HTML 13K 2: EX-99.24(B)9 Opinion and Consent of Counsel HTML 9K
THRIVENT VARIABLE ANNUITY ACCOUNT B |
Registration No. 333-76154
& 811-7934
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-4
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | x | |
Pre-Effective Amendment No. | ¨ | |
Post-Effective Amendment No. 15 | x |
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | x | |
Amendment No. 32 | x |
THRIVENT VARIABLE ANNUITY ACCOUNT B
(Exact Name of Registrant)
THRIVENT FINANCIAL FOR LUTHERANS
(Name of Depositor)
625 Fourth Avenue South, Minneapolis, Minnesota 55415
(Address of Depositor’s Principal Executive Offices)
Depositor’s Telephone Number, including Area Code: (920) 628-2347
NAME AND ADDRESS OF AGENT FOR SERVICE
Cynthia K. Mueller
4321 North Ballard Road
It is proposed that this filing will become effective (check appropriate box):
¨ | immediately upon filing pursuant to paragraph (b) of Rule 485 |
x | on April 30, 2016 pursuant to paragraph (b) of Rule 485 |
¨ | 60 days after filing pursuant to paragraph (a)(1) of Rule 485 |
¨ | on (date) pursuant to paragraph (a)(1) of Rule 485 |
¨ | 75 days after filing pursuant to paragraph (a)(2) of Rule 485 |
¨ | on (date) pursuant to paragraph (a)(2) of Rule 485 |
If appropriate, check the following box:
¨ | this post-effective amendment designates a new effective date for a previously filed post-effective amendment |
TITLE OF SECURITIES BEING REGISTERED
Interest in a separate account under flexible premium deferred variable annuity contracts.
Service Center: | Corporate Office: |
4321
North Ballard Road Appleton, WI 54919-0001 Telephone: (800) 847-4836 E-mail: mail@thrivent.com |
625
Fourth Avenue South Minneapolis, MN 55415-1665 Telephone: (800) 847-4836 E-mail: mail@thrivent.com |
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Sales Load Imposed on Purchase (as a percentage of purchase payments) | 0% |
Maximum Deferred Sales Load (as a percentage of excess amount surrendered) | 6.00% 1 |
Transfer Charge (after 12 free transfers per Contract Year) | 0% |
Annual Contract Fee | $30.00 2 | |
Annual Subaccount Expenses (as a percentage of average daily Accumulated Value or Annuity Unit Value) | ||
Current 3 | Maximum | |
Mortality & Expense Risk Charge | 1.10% | 1.25% |
Total Subaccount Annual Expenses | 1.10% | 1.25% |
Maximum | Minimum | |
(expenses that are deducted from the Portfolio assets, including management fees and other expenses) | 1.70% | 0.26% |
Years | ||||||
1 | 3 | 5 | 10 | |||
If you surrender your Contract at the end of the applicable time period with | ||||||
Minimum Portfolio Expenses: | $712 | $ 876 | $1,037 | $1,802 | ||
Maximum Portfolio Expenses: | $849 | $1,295 | $1,752 | $3,271 | ||
If you annuitize your Contract at the end of the applicable time period with | ||||||
Minimum Portfolio Expenses: | $712 | $ 876 | $1,037 | $1,802 | ||
Maximum Portfolio Expenses: | $849 | $1,295 | $1,752 | $3,271 | ||
If you do not surrender your Contract at end of the applicable time period with | ||||||
Minimum Portfolio Expenses: | $154 | $ 477 | $ 824 | $1,802 | ||
Maximum Portfolio Expenses: | $298 | $ 913 | $1,552 | $3,271 | ||
Subaccount | Corresponding Portfolio | |
Thrivent Aggressive Allocation
Subaccount |
Thrivent Aggressive Allocation Portfolio | |
Thrivent Moderately Aggressive Allocation
Subaccount |
Thrivent Moderately Aggressive Allocation Portfolio | |
Thrivent Moderate Allocation
Subaccount |
Thrivent Moderate Allocation Portfolio | |
Thrivent Moderately Conservative Allocation
Subaccount |
Thrivent Moderately Conservative Allocation Portfolio | |
Thrivent Growth and Income Plus
Subaccount |
Thrivent Growth and Income Plus Portfolio | |
Thrivent Balanced Income Plus
Subaccount |
Thrivent Balanced Income Plus Portfolio | |
Thrivent Diversified Income Plus
Subaccount |
Thrivent Diversified Income Plus Portfolio | |
Thrivent Opportunity Income Plus
Subaccount |
Thrivent Opportunity Income Plus Portfolio | |
Thrivent Partner Healthcare
Subaccount |
Thrivent Partner Healthcare Portfolio | |
Thrivent Partner Emerging Markets Equity
Subaccount |
Thrivent Partner Emerging Markets Equity Portfolio | |
Thrivent Real Estate Securities
Subaccount |
Thrivent Real Estate Securities Portfolio | |
Thrivent Small Cap Stock
Subaccount |
Thrivent Small Cap Stock Portfolio | |
Thrivent Small Cap Index
Subaccount |
Thrivent Small Cap Index Portfolio | |
Thrivent Mid Cap Stock
Subaccount |
Thrivent Mid Cap Stock Portfolio | |
Thrivent Mid Cap Index
Subaccount |
Thrivent Mid Cap Index Portfolio | |
Thrivent Partner Worldwide Allocation
Subaccount |
Thrivent Partner Worldwide Allocation Portfolio | |
Thrivent Partner All Cap
Subaccount |
Thrivent Partner All Cap Portfolio | |
Thrivent Large Cap Growth
Subaccount |
Thrivent Large Cap Growth Portfolio | |
Thrivent Partner Growth Stock
Subaccount |
Thrivent Partner Growth Stock Portfolio | |
Thrivent Large Cap Value
Subaccount |
Thrivent Large Cap Value Portfolio | |
Thrivent Large Cap Stock
Subaccount |
Thrivent Large Cap Stock Portfolio | |
Thrivent Large Cap Index
Subaccount |
Thrivent Large Cap Index Portfolio | |
Thrivent High Yield
Subaccount |
Thrivent High Yield Portfolio | |
Thrivent Income
Subaccount |
Thrivent Income Portfolio | |
Thrivent Bond Index
Subaccount |
Thrivent Bond Index Portfolio | |
Thrivent Limited Maturity Bond
Subaccount |
Thrivent Limited Maturity Bond Portfolio | |
Thrivent Money Market
Subaccount |
Thrivent Money Market Portfolio |
Portfolio | Investment Objective | |
Thrivent Aggressive Allocation
Portfolio |
To seek long-term capital growth. | |
Thrivent Moderately Aggressive Allocation
Portfolio |
To seek long-term capital growth. |
Portfolio | Investment Objective | |
Thrivent Moderate Allocation
Portfolio |
To seek long-term capital growth while providing reasonable stability of principal. | |
Thrivent Moderately Conservative Allocation
Portfolio |
To seek long-term capital growth while providing reasonable stability of principal. | |
Thrivent Growth and Income Plus
Portfolio |
To seek long-term capital growth and income. | |
Thrivent Balanced Income Plus
Portfolio |
To seek long-term total return through a balance between income and the potential for long-term capital growth. | |
Thrivent Diversified Income Plus
Portfolio |
To seek to maximize income while maintaining prospects for capital appreciation. | |
Thrivent Opportunity Income Plus
Portfolio |
To seek a combination of current income and long-term capital appreciation. | |
Thrivent Partner Healthcare
Portfolio |
To seek long-term capital growth. | |
Thrivent Partner Emerging Markets Equity
Portfolio |
To seek long-term capital growth. | |
Thrivent Real Estate Securities
Portfolio |
To seek to provide long-term capital appreciation and high current income. | |
Thrivent Small Cap Stock
Portfolio |
To seek long-term capital growth. | |
Thrivent Small Cap Index
Portfolio |
To seek capital growth that tracks the performance of the S&P SmallCap 600 Index*. | |
Thrivent Mid Cap Stock
Portfolio |
To seek long-term capital growth. | |
Thrivent Mid Cap Index
Portfolio |
To seek total returns that track the performance of the S&P MidCap 400 Index*. | |
Thrivent Partner Worldwide Allocation
Portfolio |
To seek long-term capital growth. | |
Thrivent Partner All Cap
Portfolio |
To seek long-term growth of capital. | |
Thrivent Large Cap Growth
Portfolio |
To achieve long-term growth of capital. | |
Thrivent Partner Growth Stock
Portfolio |
To achieve long-term growth of capital and, secondarily, increase dividend income. | |
Thrivent Large Cap Value
Portfolio |
To achieve long-term growth of capital. | |
Thrivent Large Cap Stock
Portfolio |
To seek long-term capital growth. | |
Thrivent Large Cap Index
Portfolio |
To seek total returns that track the performance of the S&P 500 Index*. | |
Thrivent High Yield
Portfolio |
To achieve a higher level of income, while also considering growth of capital as a secondary objective. | |
Thrivent Income
Portfolio |
To achieve a high level of income over the longer term while providing reasonable safety of capital. | |
Thrivent Bond Index
Portfolio |
To strive for investment results similar to the total return of the Barclays U.S. Aggregate Bond Index. | |
Thrivent Limited Maturity Bond
Portfolio |
To seek a high level of current income consistent with stability of principal. | |
Thrivent Money Market
Portfolio |
To achieve the maximum current income that is consistent with stability of capital and maintenance of liquidity. |
♦ | Changes in state insurance laws; |
♦ | Changes in Federal income tax law; |
♦ | Changes in the investment management of the Fund; or |
♦ | Differences in voting instructions between those given by the Contract Owners from the different separate accounts. |
Subadviser | Portfolio Name | |
Sectoral Asset Management
Inc. |
Thrivent Partner Healthcare Portfolio | |
Aberdeen Asset Managers
Limited |
Thrivent Partner Emerging Markets Equity Portfolio | |
Aberdeen Asset Managers Limited, Goldman Sachs Asset Management, L.P. and Principal Global Investors,
LLC. |
Thrivent Partner Worldwide Allocation Portfolio | |
FIAM
LLC |
Thrivent Partner All Cap Portfolio | |
T. Rowe Price Associates,
Inc. |
Thrivent Partner Growth Stock Portfolio |
♦ | Remove, combine, or add Subaccounts and make the new Subaccounts available to you at our discretion; |
♦ | Substitute shares of another Portfolio, which may have differences such as (among other things) different fees and expenses, objectives, and risks, for shares of an existing Portfolio in which your Subaccount invests at our discretion; |
♦ | Substitute or close Subaccounts to allocations of premiums or Accumulated Value, or both, and to existing investments or the investment of future premiums, or both, at any time in our discretion; |
♦ | Transfer assets supporting the Contract from one Subaccount to another or from the Variable Account to another Variable Account; |
♦ | Combine the Variable Account with other variable accounts, and/or create new variable accounts; |
♦ | Deregister the Variable Account under the 1940 Act, or operate the Variable Account as a management investment company under the 1940 Act, or as any other form permitted by law; and |
♦ | Modify the provisions of the Contract to reflect changes to the Subaccounts and the Variable Account and to comply with applicable law. |
♦ | The investment options you choose may lose value, and the Accumulated Value of your contract can go down; |
♦ | In addition to taxes on gain, there may be a tax penalty if you withdraw money from the annuity prior to age 59 1⁄2; |
♦ | If you elect a Settlement Option, you will only receive periodic annuity payments as frequently as you selected. There is a risk that your annuity |
♦ | You allocate premiums to that Subaccount; |
♦ | You transfer Accumulated Value into that Subaccount from another Subaccount or the Fixed Account. |
♦ | You transfer Accumulated Value out of that Subaccount into another Subaccount or the Fixed Account; |
♦ | You make a surrender from that Subaccount; or |
♦ | We deduct all or part of the administrative charge from that Subaccount. |
♦ | The Accumulated Value on the date we calculate the death benefit; |
♦ | The sum of all premiums we received for the Contract, less the amount of all partial surrenders (including any applicable charges) which you made; and |
♦ | The Accumulated Value on the preceding Minimum Death Benefit Date plus the sum of the premiums we received for the Contract after that date, less the amount of any partial surrenders (including any applicable charges) which you made after that date. |
♦ | Surrender of a value of $100,000 or more; |
♦ | Request to send redemption proceeds to an address other than the one listed on the account; |
♦ | Request to wire funds or directly deposit funds to a bank account with a bank name registration different than the bank name of the account; |
♦ | Request to make redemption proceeds payable to someone other than the current owner; |
♦ | Request to withdraw or surrender if there has been a change of address on the account within the preceding 15 days; and |
♦ | Certain other transactions as determined by us. |
♦ | The total amount transferred must be at least $200. However, if the total value in a Subaccount or the Fixed Account is less than $200, the entire amount may be transferred. |
♦ | We reserve the right to limit the number of transfers in each Contract Year. However, we will always allow at least 12 transfers per Contract Year. We consider all amounts transferred in the same Valuation Period to be one transfer. It is not dependent upon the number of originating or destination Subaccounts. |
♦ | In any Contract Year, only one of your allowed transfers may be from the Fixed Account. Any transfer from the Fixed Account must be made on or within 45 days after a Contract Anniversary before the end of the valuation day. |
Contract Year | Percent Applied | |
1 | 6% | |
2 | 5% | |
3 | 4% | |
4 | 3% | |
5 | 2% | |
6 | 1% |
♦ | Cumulative Percent-of-Premium Limit. For all surrenders, we will limit the surrender charge so that on any date, the sum of all surrender charges applied to that date will not exceed 6.5% of the total of premiums you have paid to that date. |
♦ | Surrenders Paid Under Certain Settlement Options. For surrenders which you make after Contract Year three, there is no surrender charge applied to amounts which you elect to have paid under: |
♦ | Ten Percent Free Each Contract Year. In each Contract Year, you may surrender without a surrender charge up to 10% of the Accumulated Value existing at the time of your first surrender made in that Contract Year. This “Ten Percent Free” is not cumulative. For example, if you make no surrenders during the first three Contract Years, the percentage of Accumulated Value which you may surrender without charge in the fourth Contract Year is 10%, not 40%. |
♦ | Total Disability of the Annuitant. There is no surrender charge if the Annuitant is totally disabled (as defined in your Contract) on the date of a surrender. |
♦ | Series of Substantially Equal Periodic Payments for Life. There is no surrender charge if you receive payments made as one of a series of substantially equal periodic payments for your life or your life expectancy or the joint life expectancies of you and your beneficiary made not less frequently than annually. |
♦ | Mortality Risk. This includes our risk that (1) death benefits paid before the Annuity Commencement Date will be greater than the Accumulated Value available to pay those benefits, and (2) Annuitant payments involving life incomes will continue longer than we expected due to lower than expected death rates of the persons receiving them. |
♦ | Expense Risk. This is the risk that the expenses, with respect to the Contracts, will exceed Contract charges. |
♦ | Option 3V—Income for a Fixed Period. Under this option, we pay an annuity income for a fixed number of years, not to exceed 30. |
♦ | Option 4V—Life Income with Guaranteed Period. Under this option, we pay an annuity income for the lifetime of the payee. If the payee dies during the guaranteed period, payments will be continued to the end of that period and will be paid to the beneficiary. You may select a guaranteed period of 10 or 20 years |
♦ | Option 5V—Joint and Survivor Life Income with Guaranteed Period. Under this option, we pay an annuity income for as long as at least one of two payees is alive. If both payees die during the guaranteed period, payments will be continued to the end of that period and will be paid to the beneficiary. You may select a guaranteed period of 10 or 20 years. |
♦ | the Contract including any attached riders, endorsements or amendments; |
♦ | the application attached to the Contract; and |
♦ | the Thrivent Financial Articles of Incorporation and Bylaws which are in effect on the issue date of the Contract. |
♦ | Contracts used in an employer sponsored retirement plan; |
♦ | Contracts issued in Massachusetts (beginning January 1, 2009); and |
♦ | Contracts issued in Montana (beginning October 1, 1985). |
♦ | sponsorship of marketing, educational, compliance meetings and conferences, including subsidy of travel, meal, lodging, entertainment and other expenses related to these meetings; |
♦ | marketing support related to sales of the Contract including for example, the creation of marketing materials and advertising; and |
♦ | providing services to Contract Owners. |
♦ | Introduction |
♦ | Principal Underwriter |
♦ | Standard and Poor’s Disclaimer |
♦ | Independent Registered Public Accounting Firm and Financial Statements |
(Name) | (Date) | |||
(Street Address) | ||||
(City) | (State) | (Zip Code) |
Year ended Dec. 31, | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 |
Thrivent Aggressive Allocation Subaccount (April 29, 2005) | ||||||||||
Accumulation Unit: | ||||||||||
value at beginning of
period |
$17.91 | $17.08 | $13.59 | $12.24 | $12.89 | $11.09 | $8.58 | $13.82 | $12.78 | $11.36 |
value at end of
period |
$17.64 | $17.91 | $17.08 | $13.59 | $12.24 | $12.89 | $11.09 | $8.58 | $13.82 | $12.78 |
number outstanding at end of period (000
omitted) |
4,678 | 4,900 | 4,901 | 5,261 | 5,593 | 5,892 | 6,241 | 5,933 | 5,640 | 4,801 |
Thrivent Moderately Aggressive Allocation Subaccount (April 29, 2005) | ||||||||||
Accumulation Unit: | ||||||||||
value at beginning of
period |
$17.29 | $16.49 | $13.74 | $12.31 | $12.81 | $11.22 | $8.74 | $13.27 | $12.45 | $11.13 |
value at end of
period |
$16.97 | $17.29 | $16.49 | $13.74 | $12.31 | $12.81 | $11.22 | $8.74 | $13.27 | $12.45 |
number outstanding at end of period (000
omitted) |
16,702 | 17,487 | 17,661 | 17,903 | 19,051 | 19,800 | 20,690 | 20,734 | 20,168 | 14,525 |
Thrivent Moderate Allocation Subaccount (April 29, 2005) | ||||||||||
Accumulation Unit: | ||||||||||
value at beginning of
period |
$16.54 | $15.79 | $13.87 | $12.55 | $12.82 | $11.40 | $9.09 | $12.71 | $12.04 | $10.92 |
value at end of
period |
$16.27 | $16.54 | $15.79 | $13.87 | $12.55 | $12.82 | $11.40 | $9.09 | $12.71 | $12.04 |
number outstanding at end of period (000
omitted) |
23,579 | 24,381 | 24,966 | 25,219 | 26,293 | 26,925 | 27,344 | 27,444 | 27,146 | 18,718 |
Thrivent Moderately Conservative Allocation Subaccount (April 29, 2005) | ||||||||||
Accumulation Unit: | ||||||||||
value at beginning of
period |
$15.26 | $14.65 | $13.58 | $12.53 | $12.65 | $11.48 | $9.47 | $12.06 | $11.55 | $10.66 |
value at end of
period |
$15.02 | $15.26 | $14.65 | $13.58 | $12.53 | $12.65 | $11.48 | $9.47 | $12.06 | $11.55 |
number outstanding at end of period (000
omitted) |
9,799 | 10,436 | 11,033 | 11,913 | 11,932 | 11,646 | 11,399 | 11,526 | 10,589 | 6,625 |
Thrivent Growth and Income Plus Subaccount (April 30, 2008)1 | ||||||||||
Accumulation Unit: | ||||||||||
value at beginning of
period |
$12.14 | $12.01 | $10.01 | $8.95 | $9.27 | $8.07 | $6.99 | $10.00 | $— | $— |
value at end of
period |
$11.91 | $12.14 | $12.01 | $10.01 | $8.95 | $9.27 | $8.07 | $6.99 | $— | $— |
number outstanding at end of period (000
omitted) |
493 | 531 | 562 | 411 | 398 | 223 | 81 | 56 | — | — |
Thrivent Balanced Income Plus Subaccount (April 30, 2002)2 | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$18.75 | $17.87 | $15.32 | $13.78 | $13.37 | $11.93 | $9.91 | $13.55 | $12.99 | $11.79 |
value at end of
period |
$18.52 | $18.75 | $17.87 | $15.32 | $13.78 | $13.37 | $11.93 | $9.91 | $13.55 | $12.99 |
number outstanding at end of period (000
omitted) |
654 | 671 | 629 | 614 | 702 | 787 | 899 | 1,116 | 1,534 | 1,893 |
Thrivent Diversified Income Plus Subaccount (April 30, 2002)3 | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$22.06 | $21.39 | $19.45 | $17.18 | $16.98 | $14.81 | $11.26 | $14.83 | $15.14 | $13.40 |
value at end of
period |
$21.83 | $22.06 | $21.39 | $19.45 | $17.18 | $16.98 | $14.81 | $11.26 | $14.83 | $15.14 |
number outstanding at end of period (000
omitted) |
1,344 | 1,403 | 1,391 | 1,111 | 774 | 758 | 740 | 964 | 1,330 | 989 |
Thrivent Opportunity Income Plus Subaccount (April 30, 2003)4 | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$14.24 | $13.91 | $14.26 | $13.60 | $13.16 | $11.87 | $10.62 | $11.30 | $10.86 | $10.49 |
value at end of
period |
$14.08 | $14.24 | $13.91 | $14.26 | $13.60 | $13.16 | $11.87 | $10.62 | $11.30 | $10.86 |
number outstanding at end of period (000
omitted) |
228 | 209 | 192 | 226 | 225 | 240 | 262 | 345 | 484 | 645 |
Year ended Dec. 31, | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 |
Thrivent Partner Healthcare Subaccount (April 30, 2008) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$21.65 | $17.62 | $13.59 | $11.38 | $11.96 | $10.88 | $8.89 | $10.00 | $— | $— |
value at end of
period |
$22.40 | $21.65 | $17.62 | $13.59 | $11.38 | $11.96 | $10.88 | $8.89 | $— | $— |
number outstanding at end of period (000
omitted) |
522 | 343 | 262 | 190 | 187 | 197 | 177 | 122 | — | — |
Thrivent Partner Emerging Markets Equity Subaccount (April 30, 2008)1 | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$11.86 | $12.27 | $13.39 | $10.75 | $12.19 | $9.68 | $5.60 | $10.00 | $— | $— |
value at end of
period |
$10.14 | $11.86 | $12.27 | $13.39 | $10.75 | $12.19 | $9.68 | $5.60 | $— | $— |
number outstanding at end of period (000
omitted) |
283 | 316 | 344 | 310 | 317 | 327 | 224 | 75 | — | — |
Thrivent Real Estate Securities Subaccount (April 30, 2003) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$34.54 | $26.69 | $26.41 | $22.72 | $21.11 | $16.73 | $13.10 | $21.11 | $25.66 | $19.33 |
value at end of
period |
$35.10 | $34.54 | $26.69 | $26.41 | $22.72 | $21.11 | $16.73 | $13.10 | $21.11 | $25.66 |
number outstanding at end of period (000
omitted) |
408 | 437 | 472 | 519 | 571 | 678 | 797 | 979 | 1,334 | 1,920 |
Thrivent Small Cap Stock Subaccount (April 30, 2002) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$20.71 | $19.99 | $14.87 | $13.74 | $14.68 | $11.86 | $9.96 | $16.12 | $15.36 | $13.77 |
value at end of
period |
$19.85 | $20.71 | $19.99 | $14.87 | $13.74 | $14.68 | $11.86 | $9.96 | $16.12 | $15.36 |
number outstanding at end of period (000
omitted) |
1,022 | 399 | 433 | 492 | 584 | 732 | 892 | 992 | 1,291 | 1,568 |
Thrivent Small Cap Index Subaccount (April 30, 2002) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$26.21 | $25.15 | $18.06 | $15.75 | $15.83 | $12.72 | $10.26 | $15.05 | $15.30 | $13.48 |
value at end of
period |
$25.36 | $26.21 | $25.15 | $18.06 | $15.75 | $15.83 | $12.72 | $10.26 | $15.05 | $15.30 |
number outstanding at end of period (000
omitted) |
430 | 440 | 448 | 445 | 512 | 608 | 694 | 840 | 1,134 | 1,395 |
Thrivent Mid Cap Stock Subaccount (April 30, 2002) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$25.75 | $23.26 | $17.35 | $15.35 | $16.56 | $13.33 | $9.69 | $16.54 | $15.82 | $14.11 |
value at end of
period |
$25.48 | $25.75 | $23.26 | $17.35 | $15.35 | $16.56 | $13.33 | $9.69 | $16.54 | $15.82 |
number outstanding at end of period (000
omitted) |
6,793 | 494 | 541 | 601 | 717 | 841 | 1,012 | 1,114 | 1,465 | 1,672 |
Thrivent Mid Cap Index Subaccount (April 30, 2002) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$26.55 | $24.57 | $18.69 | $16.10 | $16.65 | $13.37 | $9.89 | $15.69 | $14.74 | $13.57 |
value at end of
period |
$25.60 | $26.55 | $24.57 | $18.69 | $16.10 | $16.65 | $13.37 | $9.89 | $15.69 | $14.74 |
number outstanding at end of period (000
omitted) |
462 | 453 | 456 | 444 | 498 | 608 | 695 | 831 | 1,096 | 1,331 |
Thrivent Partner Worldwide Allocation Subaccount (April 30, 2008) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$9.70 | $10.37 | $9.01 | $7.68 | $8.83 | $7.87 | $6.05 | $10.00 | $— | $— |
value at end of
period |
$9.52 | $9.70 | $10.37 | $9.01 | $7.68 | $8.83 | $7.87 | $6.05 | $— | $— |
number outstanding at end of period (000
omitted) |
6,839 | 7,293 | 7,880 | 8,635 | 791 | 826 | 712 | 383 | — | — |
Thrivent Partner All Cap Subaccount (Novmber 30, 2001) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$17.66 | $15.91 | $12.11 | $10.67 | $11.33 | $9.85 | $7.75 | $13.73 | $11.53 | $10.10 |
value at end of
period |
$17.86 | $17.66 | $15.91 | $12.11 | $10.67 | $11.33 | $9.85 | $7.75 | $13.73 | $11.53 |
number outstanding at end of period (000
omitted) |
715 | 720 | 776 | 855 | 1,000 | 1,152 | 1,382 | 1,585 | 2,073 | 2,267 |
Thrivent Large Cap Growth Subaccount (February 3, 1994) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$90.79 | $82.71 | $61.42 | $52.11 | $55.62 | $50.79 | $36.32 | $63.31 | $54.83 | $51.94 |
value at end of
period |
$99.21 | $90.79 | $82.71 | $61.42 | $52.11 | $55.62 | $50.79 | $36.32 | $63.31 | $54.83 |
number outstanding at end of period (000
omitted) |
3,422 | 3,652 | 3,959 | 4,416 | 4,968 | 5,705 | 666 | 7,685 | 9,471 | 12,248 |
Year ended Dec. 31, | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 |
Thrivent Partner Growth Stock Subaccount (Novmber 30, 2001) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$21.79 | $20.30 | $14.78 | $12.60 | $12.93 | $11.21 | $7.91 | $13.83 | $12.80 | $11.43 |
value at end of
period |
$23.85 | $21.79 | $20.30 | $14.78 | $12.60 | $12.93 | $11.21 | $7.91 | $13.83 | $12.80 |
number outstanding at end of period (000
omitted) |
574 | 562 | 600 | 666 | 752 | 897 | 1,071 | 1,326 | 1,861 | 2,180 |
Thrivent Large Cap Value Subaccount (Novmber 30, 2001) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$19.18 | $17.78 | $13.64 | $11.73 | $12.24 | $10.99 | $9.17 | $14.12 | $13.64 | $11.61 |
value at end of
period |
$18.30 | $19.18 | $17.78 | $13.64 | $11.73 | $12.24 | $10.99 | $9.17 | $14.12 | $13.64 |
number outstanding at end of period (000
omitted) |
1,964 | 2,122 | 2,321 | 2,566 | 2,995 | 3,563 | 4,126 | 4,956 | 6,476 | 7,939 |
Thrivent Large Cap Stock Subaccount (April 30, 2002) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$15.66 | $15.04 | $11.73 | $10.32 | $10.94 | $9.98 | $7.91 | $12.83 | $12.06 | $10.89 |
value at end of
period |
$15.97 | $15.66 | $15.04 | $11.73 | $10.32 | $10.94 | $9.98 | $7.91 | $12.83 | $12.06 |
number outstanding at end of period (000
omitted) |
1,231 | 1,177 | 1,299 | 1,256 | 1,477 | 1,722 | 2,093 | 2,610 | 3,477 | 4,342 |
Thrivent Large Cap Index Subaccount (April 30, 2002) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$20.67 | $18.46 | $14.16 | $12.39 | $12.32 | $10.86 | $8.70 | $13.99 | $13.45 | $11.79 |
value at end of
period |
$20.68 | $20.67 | $18.46 | $14.16 | $12.39 | $12.32 | $10.86 | $8.70 | $13.99 | $13.45 |
number outstanding at end of period (000
omitted) |
1,034 | 998 | 986 | 1,000 | 1,081 | 1,248 | 1,514 | 1,909 | 2,578 | 3,082 |
Thrivent High Yield Subaccount (February 3, 1994) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$49.70 | $49.28 | $46.61 | $40.52 | $39.13 | $34.53 | $24.33 | $31.16 | $30.66 | $28.11 |
value at end of
period |
$47.83 | $49.70 | $49.28 | $46.61 | $40.52 | $39.13 | $34.53 | $24.33 | $31.16 | $30.66 |
number outstanding at end of period (000
omitted) |
2,222 | 2,435 | 2,663 | 2,984 | 3,280 | 3,769 | 4,357 | 5,058 | 6,421 | 8,370 |
Thrivent Income Subaccount (February 3, 1994) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$44.71 | $42.37 | $42.87 | $39.05 | $37.27 | $33.78 | $28.15 | $31.93 | $31.10 | $29.83 |
value at end of
period |
$43.92 | $44.71 | $42.37 | $42.87 | $39.05 | $37.27 | $33.78 | $28.15 | $31.93 | $31.10 |
number outstanding at end of period (000
omitted) |
2,058 | 2,269 | 2,532 | 3,006 | 3,256 | 3,784 | 4,359 | 5,215 | 6,664 | 8,412 |
Thrivent Bond Index Subaccount (April 30, 2002) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$15.74 | $14.94 | $15.49 | $14.92 | $13.94 | $12.90 | $12.02 | $12.26 | $11.73 | $11.40 |
value at end of
period |
$15.69 | $15.74 | $14.94 | $15.49 | $14.92 | $13.94 | $12.90 | $12.02 | $12.26 | $11.73 |
number outstanding at end of period (000
omitted) |
553 | 604 | 679 | 819 | 847 | 865 | 932 | 1,200 | 1,421 | 1,667 |
Thrivent Limited Maturity Bond Subaccount (Novmber 30, 2001) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$12.97 | $12.90 | $12.98 | $12.58 | $12.61 | $12.11 | $10.74 | $11.60 | $11.28 | $10.91 |
value at end of
period |
$12.92 | $12.97 | $12.90 | $12.98 | $12.58 | $12.61 | $12.11 | $10.74 | $11.60 | $11.28 |
number outstanding at end of period (000
omitted) |
1,354 | 1,516 | 1,816 | 2,234 | 2,416 | 2,840 | 3,030 | 3,236 | 4,261 | 5,240 |
Thrivent Money Market Subaccount (February 3, 1994) | ||||||||||
Accumulation unit: | ||||||||||
value at beginning of
period |
$1.90 | $1.92 | $1.94 | $1.96 | $1.98 | $2.00 | $2.02 | $1.98 | $1.91 | $1.84 |
value at end of
period |
$1.88 | $1.90 | $1.92 | $1.94 | $1.96 | $1.98 | $2.00 | $2.02 | $1.98 | $1.91 |
number outstanding at end of period (000
omitted) |
7,130 | 7,754 | 9,206 | 10,840 | 13,986 | 17,148 | 24,887 | 42,869 | 41,625 | 36,659 |
Service Center: | Corporate Office: | ||
4321
North Ballard Road Appleton, WI 54919-0001 Telephone: 800-847-4836 E-mail: mail@thrivent.com |
625
Fourth Avenue South Minneapolis, MN 55415-1665 Telephone: 800-847-4836 E-mail: mail@thrivent.com |
TABLE OF CONTENTS | |
PAGE | |
|
2 |
|
2 |
|
2 |
|
3 |
|
5 |
2015 | 2014 | 2013 | ||
$1,978,266 | $1,804,812 | $1,848,102 |
2015 | 2014 | ||
Admitted Assets | |||
Bonds |
$40,508 | $39,036 | |
Stocks |
1,461 | 1,339 | |
Mortgage
loans |
7,558 | 7,378 | |
Real
estate |
50 | 55 | |
Cash, cash equivalents and short-term
investments |
1,808 | 1,503 | |
Contract
loans |
1,172 | 1,192 | |
Receivables for
securities |
39 | 22 | |
Limited
partnerships |
2,684 | 2,639 | |
Other invested
assets |
157 | 155 | |
Total cash and invested
assets |
55,437 | 53,319 | |
Accrued investment
income |
462 | 446 | |
Due premiums and
considerations |
115 | 114 | |
Other
assets |
36 | 36 | |
Assets held in separate
accounts |
24,062 | 23,079 | |
Total Admitted
Assets |
$80,112 | $76,994 | |
Liabilities | |||
Aggregate reserves for life, annuity and health
contracts |
$42,314 | $41,059 | |
Deposit
liabilities |
3,104 | 2,931 | |
Contract
claims |
276 | 265 | |
Dividends due in following calendar
year |
312 | 236 | |
Interest maintenance
reserve |
423 | 428 | |
Asset valuation
reserve |
1,000 | 972 | |
Transfers due from separate
account |
(544) | (550) | |
Payable for
securities |
1,005 | 961 | |
Securities lending
obligation |
385 | 411 | |
Other
liabilities |
701 | 782 | |
Liabilities related to separate
accounts |
24,009 | 23,006 | |
Total
Liabilities |
72,985 | 70,501 | |
Surplus | |||
Unassigned
funds |
7,126 | 6,492 | |
Other
surplus |
1 | 1 | |
Total
Surplus |
7,127 | 6,493 | |
Total Liabilities and
Surplus |
$80,112 | $76,994 |
2015 | 2014 | 2013 | |||
Revenues | |||||
Premiums |
$5,500 | $5,426 | $5,192 | ||
Considerations for supplementary contracts with life
contingencies |
66 | 114 | 140 | ||
Net investment
income |
2,805 | 2,686 | 2,575 | ||
Separate account
fees |
566 | 521 | 421 | ||
Amortization of interest maintenance
reserve |
128 | 145 | 151 | ||
Other
revenues |
56 | 47 | 45 | ||
Total
Revenues |
9,121 | 8,939 | 8,524 | ||
Benefits and Expenses | |||||
Death
benefits |
969 | 919 | 874 | ||
Surrender
benefits |
1,833 | 1,760 | 1,619 | ||
Change in
reserves |
1,339 | 1,165 | 1,121 | ||
Other
benefits |
1,327 | 1,306 | 1,245 | ||
Total
benefits |
5,468 | 5,150 | 4,859 | ||
Commissions |
295 | 293 | 283 | ||
General insurance
expenses |
587 | 546 | 529 | ||
Fraternal benefits and
expenses |
186 | 169 | 155 | ||
Transfers to (from) separate accounts,
net |
1,457 | 1,728 | 1,688 | ||
Total expenses and net
transfers |
2,525 | 2,736 | 2,655 | ||
Total Benefits and
Expenses |
7,993 | 7,886 | 7,514 | ||
Gain from Operations before Dividends and Capital Gains and
Losses |
1,128 | 1,053 | 1,010 | ||
Dividends |
316 | 239 | 232 | ||
Gain from Operations before Capital Gains and
Losses |
812 | 814 | 778 | ||
Realized capital gains (losses),
net |
(42) | (49) | (78) | ||
Net
Income |
$ 770 | $ 765 | $ 700 |
2015 | 2014 | 2013 | |||
Surplus, Beginning of
Year |
$6,493 | $5,798 | $4,386 | ||
Net
income |
770 | 765 | 700 | ||
Change in unrealized investment gains and
losses |
(164) | 108 | 69 | ||
Change in non-admitted
assets |
— | (5) | 129 | ||
Change in asset valuation
reserve |
(28) | (32) | 631 | ||
Change in surplus of separate
account |
(20) | (5) | (36) | ||
Pension liability
adjustment |
76 | (136) | (81) | ||
Surplus, End of
Year |
$7,127 | $6,493 | $5,798 |
2015 | 2014 | 2013 | |||
Cash from Operations | |||||
Premiums |
$ 5,569 | $ 5,542 | $ 5,333 | ||
Net investment
income |
2,303 | 2,326 | 2,357 | ||
Other
revenues |
616 | 560 | 457 | ||
8,488 | 8,428 | 8,147 | |||
Benefit- and loss-related
payments |
(4,006) | (3,862) | (3,617) | ||
Transfers to separate account,
net |
(1,446) | (1,777) | (1,802) | ||
Commissions and
expenses |
(1,094) | (1,015) | (1,248) | ||
Dividends |
(239) | (235) | (251) | ||
Net Cash from
Operations |
1,703 | 1,539 | 1,229 | ||
Cash from Investments | |||||
Proceeds from investments sold, matured or repaid: | |||||
Bonds |
6,405 | 5,712 | 6,923 | ||
Stocks |
753 | 721 | 936 | ||
Mortgage
loans |
921 | 865 | 923 | ||
Other |
864 | 735 | 666 | ||
Total proceeds from investments sold, matured or
repaid |
8,943 | 8,033 | 9,448 | ||
Cost of investments acquired: | |||||
Bonds |
(7,950) | (7,133) | (10,601) | ||
Stocks |
(892) | (840) | (752) | ||
Mortgage
loans |
(1,101) | (954) | (892) | ||
Other |
(486) | (517) | (543) | ||
Total cost of investments acquired or
originated: |
(10,429) | (9,444) | (12,788) | ||
Transactions under mortgage dollar roll program,
net |
83 | (52) | 2,165 | ||
Change in net amounts due to/from
broker |
27 | (37) | (2,085) | ||
Change in collateral held for securities
lending |
(26) | 64 | (75) | ||
Change in contract
loans |
20 | 28 | 23 | ||
Net Cash from
Investments |
(1,382) | (1,408) | (3,312) | ||
Cash from Financing and Miscellaneous Sources | |||||
Net deposits (payments) on deposit-type
contracts |
(19) | (63) | (104) | ||
Other |
3 | 5 | 281 | ||
Net Cash from Financing and Miscellaneous
Sources |
(16) | (58) | 177 | ||
Net Change in Cash, Cash Equivalents and Short-Term
Investments |
305 | 73 | (1,906) | ||
Cash, Cash Equivalents and Short-Term Investments, Beginning of
Year |
1,503 | 1,430 | 3,336 | ||
Cash, Cash Equivalents and Short-Term Investments, End of
Year |
$ 1,808 | $ 1,503 | $ 1,430 | ||
Supplemental information: | |||||
Mortgage Loan
Refinancing |
$ 158 |
Admitted
Value |
Gross Unrealized | Fair
Value | |||||
Gains | Losses | ||||||
December 31, 2015 | |||||||
U.S. government and agency
securities |
$ 2,351 | $ 83 | $ 4 | $ 2,430 | |||
U.S. state and political subdivision
securities |
106 | 31 | — | 137 | |||
Securities issued by foreign
governments |
95 | 9 | — | 104 | |||
Corporate debt
securities |
28,902 | 1,688 | 728 | 29,862 | |||
Residential mortgage-backed
securities |
6,917 | 118 | 34 | 7,001 | |||
Commercial mortgage-backed
securities |
1,741 | 18 | 17 | 1,742 | |||
Collateralized debt
obligations |
3 | 7 | — | 10 | |||
Other debt
obligations |
393 | 4 | 4 | 393 | |||
Total
bonds |
$40,508 | $1,958 | $787 | $41,679 | |||
December 31, 2014 | |||||||
U.S. government and agency
securities |
$ 2,368 | $ 120 | $ 7 | $ 2,481 | |||
U.S. state and political subdivision
securities |
140 | 39 | — | 179 | |||
Securities issued by foreign
governments |
101 | 12 | — | 113 | |||
Corporate debt
securities |
27,790 | 2,664 | 177 | 30,277 | |||
Residential mortgage-backed
securities |
6,531 | 175 | 14 | 6,692 | |||
Commercial mortgage-backed
securities |
1,706 | 58 | 3 | 1,761 | |||
Collateralized debt
obligations |
3 | 8 | — | 11 | |||
Other debt
obligations |
397 | 8 | 2 | 403 | |||
Total
bonds |
$39,036 | $3,084 | $203 | $41,917 |
Admitted
Value |
Fair
Value | ||
December 31, 2015 | |||
Due in one year or
less |
$ 1,262 | $ 1,307 | |
Due after one year through five
years |
8,310 | 8,721 | |
Due after five years through ten
years |
12,408 | 12,424 | |
Due after ten
years |
18,528 | 19,227 | |
Total
bonds |
$40,508 | $41,679 |
Less than 12 Months | 12 Months or More | ||||||||||
Number
of Securities |
Fair
Value |
Gross
Unrealized Losses |
Number
of Securities |
Fair
Value |
Gross
Unrealized Losses | ||||||
December 31, 2015 | |||||||||||
U.S. government and agency
securities |
14 | $ 587 | $ 3 | 2 | $ 28 | $ 1 | |||||
Corporate debt
securities |
1,134 | 8,234 | 479 | 164 | 987 | 249 | |||||
Residential mortgage-backed
securities |
76 | 3,074 | 23 | 30 | 163 | 11 | |||||
Commercial mortgage-backed
securities |
81 | 806 | 17 | — | — | — | |||||
Collateralized debt
obligations |
— | — | — | 2 | — | — | |||||
Other debt
obligations |
72 | 296 | 3 | 7 | 25 | 1 | |||||
Total
bonds |
1,377 | $12,997 | $525 | 205 | $1,203 | $262 | |||||
December 31, 2014 | |||||||||||
U.S. government and agency
securities |
4 | $ 163 | 3 | 6 | $ 183 | $ 4 | |||||
Corporate debt
securities |
407 | 2,859 | 102 | 240 | 1,876 | 75 | |||||
Residential mortgage-backed
securities |
10 | 103 | 1 | 34 | 483 | 13 | |||||
Commercial mortgage-backed
securities |
11 | 102 | — | 14 | 143 | 3 | |||||
Collateralized debt
obligations |
— | — | — | 2 | — | — | |||||
Other debt
obligations |
41 | 163 | — | 8 | 49 | 2 | |||||
Total
bonds |
473 | $ 3,390 | $106 | 304 | $2,734 | $ 97 |
CUSIP | Actual Cost | Fair Value | Book/Adjusted
Carrying Value | |||
|
$ 5 | $ 6 | $ 6 | |||
|
25 | 25 | 28 | |||
|
16 | 18 | 17 | |||
|
64 | 74 | 71 | |||
|
26 | 29 | 29 | |||
|
79 | 80 | 82 | |||
|
27 | 26 | 27 | |||
$242 | $258 | $258 |
2015 | 2014 | ||
Unaffiliated preferred stocks: | |||
Cost/statement
value |
$ 97 | $ 112 | |
Gross unrealized
gains |
6 | 15 | |
Gross unrealized
losses |
(1) | — | |
Fair
value |
102 | 127 | |
Unaffiliated common stocks: | |||
Cost |
$ 896 | $ 710 | |
Gross unrealized
gains |
160 | 186 | |
Gross unrealized
losses |
(42) | (16) | |
Fair value/statement
value |
$1,014 | $ 880 | |
Affiliated common stocks: | |||
Cost |
$ 314 | $ 295 | |
Gross unrealized
gains |
38 | 53 | |
Gross unrealized
losses |
(2) | (1) | |
Fair value/statement
value |
$ 350 | $ 347 | |
Total statement
value |
$1,461 | $1,339 |
Less than 12 Months | 12 Months or More | ||||||||||
Number
of Securities |
Fair
Value |
Gross
Unrealized Losses |
Number
of Securities |
Fair
Value |
Gross
Unrealized Losses | ||||||
December 31, 2015 | |||||||||||
Stocks |
324 | $432 | $45 | — | $— | $— | |||||
December 31, 2014 | |||||||||||
Stocks |
204 | $130 | $17 | — | $— | $— |
2015 | 2014 | ||
In good
standing |
$7,476 | $7,255 | |
In good standing, with restructured
terms |
77 | 114 | |
Delinquent |
— | — | |
In process of
foreclosure |
5 | 9 | |
Total mortgage
loans |
$7,558 | $7,378 |
2015 | 2014 | ||
Loans with interest rates reduced during the year: | |||
Weighted average interest rate
reduction |
1.3% | 1.5% | |
Total principal (in
millions) |
168 | 134 | |
Number of
loans |
177 | 112 | |
Interest rates for loans issued during the year: | |||
Maximum |
5.6% | 6.1% | |
Minimum |
2.9% | 2.8% | |
Maximum loan-to-value ratio for loans issued during the year, exclusive of purchase money
mortgages |
75% | 75% |
2015 | 2014 | ||
Current |
$7,548 | $7,365 | |
30 – 59 days past
due |
2 | 3 | |
60 – 89 days past
due |
2 | 1 | |
90 – 179 days past
due |
— | — | |
180+ days past
due |
6 | 9 | |
Total mortgage
loans |
$7,558 | $7,378 | |
90 – 179 Days Past Due and Accruing Interest: | |||
Investment |
$ — | $ — | |
Interest
accrued |
— | — | |
180+ Days Past Due and Accruing Interest: | |||
Investment |
5 | 9 | |
Interest
accrued |
1 | 1 |
2015 | 2014 | ||
Geographic Region | |||
Pacific |
24% | 24% | |
South
Atlantic |
17 | 16 | |
East North
Central |
12 | 14 | |
West North
Central |
14 | 14 | |
Mountain |
12 | 13 | |
Mid-Atlantic |
8 | 8 | |
West South
Central |
8 | 7 | |
Other |
5 | 4 | |
Total |
100% | 100% |
2015 | 2014 | ||
Property Type | |||
Industrial |
29% | 30% | |
Retail |
23 | 23 | |
Office |
20 | 19 | |
Church |
12 | 12 | |
Apartments |
8 | 7 | |
Other |
8 | 9 | |
Total |
100% | 100% |
2015 | 2014 | ||
Home office
properties |
$ 170 | $ 167 | |
Held-for-sale |
3 | 4 | |
173 | 171 | ||
Accumulated
depreciation |
(123) | (116) | |
Total real
estate |
$ 50 | $ 55 |
Carrying
Value |
Notional
Amount |
Realized
Gain/(Loss) | |||
As of and for the year ended December 31, 2015 | |||||
Assets: | |||||
Call spread
options |
$ 5 | $ 98 | $ (2) | ||
Futures |
— | — | (57) | ||
Foreign currency
swaps |
21 | 153 | — | ||
Total
assets |
$ 26 | $251 | $ (59) | ||
Liabilities: | |||||
Call spread
options |
$ 3 | $102 | $ 1 | ||
Covered written call
options |
1 | 400 | 4 | ||
Foreign currency
swaps |
— | — | — | ||
Total
liabilities |
$ 4 | $502 | $ 5 | ||
As of and for the year ended December 31, 2014 | |||||
Assets: | |||||
Call spread
options |
$ 4 | $ 45 | $ — | ||
Futures |
— | — | (102) | ||
Foreign currency
swaps |
6 | 112 | — | ||
Total
assets |
$ 10 | $157 | $(102) | ||
Liabilities: | |||||
Call spread
options |
$ 2 | $ 47 | $ — | ||
Covered written call
options |
1 | 375 | 2 | ||
Foreign currency
swaps |
1 | 13 | — | ||
Total
liabilities |
$ 4 | $435 | $ 2 |
2015 | 2014 | ||
Loaned securities: | |||
Carrying
value |
$392 | $394 | |
Fair
value |
374 | 401 | |
Cash collateral reinvested: | |||
Carrying
value |
$377 | $403 | |
Fair
value |
377 | 403 | |
Aging of cash collateral liability: | |||
Open collateral
positions |
$385 | $411 |
2015 | 2014 | 2013 | |||
Bonds |
$1,702 | $1,708 | $1,679 | ||
Preferred
Stock |
6 | 7 | 6 | ||
Unaffiliated Common
Stocks |
17 | 14 | 13 | ||
Affiliated Common
Stocks |
34 | 65 | 98 | ||
Mortgage
loans |
411 | 413 | 427 | ||
Real
estate |
23 | 25 | 24 | ||
Contract
loans |
85 | 87 | 88 | ||
Cash, cash equivalents and short-term
investments |
5 | (5) | (1) | ||
Limited
partnerships |
557 | 405 | 268 | ||
Other invested
assets |
11 | 13 | 18 | ||
2,851 | 2,732 | 2,620 | |||
Investment
expenses |
(39) | (39) | (38) | ||
Depreciation on real
estate |
(7) | (7) | (7) | ||
Net investment
income |
$2,805 | $2,686 | $2,575 |
2015 | 2014 | 2013 | |||
Net gains (losses) on sales: | |||||
Bonds: | |||||
Gross
gains |
$ 186 | $ 231 | $ 250 | ||
Gross
losses |
(76) | (31) | (217) | ||
Stocks: | |||||
Gross
gains |
87 | 95 | 118 | ||
Gross
losses |
(37) | (20) | (16) | ||
Futures |
(57) | (102) | (173) | ||
Other |
(1) | 10 | 17 | ||
Net (losses) gains on
sales |
102 | 183 | (21) |
2015 | 2014 | 2013 | |||
Provisions for losses: | |||||
Bonds |
(19) | (7) | (3) | ||
Stocks |
— | (2) | — | ||
Other |
(2) | (5) | (5) | ||
Total provisions for
losses |
(21) | (14) | (8) | ||
Realized capital (losses)
gains |
81 | 169 | (29) | ||
Transfers to interest maintenance
reserve |
(123) | (218) | (49) | ||
Realized capital losses,
net |
$ (42) | $ (49) | $ (78) |
CUSIP | Book
Value Before Impairment |
Impairment
Recognized |
Amortized
Cost After Impairment |
Fair
Value as of Date Impaired |
Period
Impaired | |||||
|
$ 10 | $— | $ 10 | $ 9 | 1Q 2015 | |||||
|
3 | — | 3 | 2 | 4Q 2015 | |||||
|
10 | 1 | 9 | 8 | 4Q 2015 | |||||
Total |
$ 23 | $ 1 | $ 22 | $ 19 | ||||||
|
$ 14 | $— | $ 14 | $ 14 | 4Q 2014 | |||||
|
3 | — | 3 | 3 | 4Q 2014 | |||||
|
4 | — | 4 | 4 | 4Q 2014 | |||||
|
3 | — | 3 | 3 | 4Q 2014 | |||||
|
12 | — | 12 | 12 | 4Q 2014 | |||||
|
7 | — | 7 | 7 | 4Q 2014 | |||||
|
5 | 1 | 4 | 4 | 4Q 2014 | |||||
|
5 | — | 5 | 4 | 4Q 2014 | |||||
|
4 | 1 | 3 | 3 | 4Q 2014 | |||||
|
4 | 1 | 3 | 3 | 4Q 2014 | |||||
|
3 | 1 | 2 | 2 | 4Q 2014 | |||||
|
4 | — | 4 | 3 | 4Q 2014 | |||||
|
2 | — | 2 | 1 | 4Q 2014 | |||||
Total |
$ 70 | $ 4 | $ 66 | $ 63 |
CUSIP | Book
Value Before Impairment |
Impairment
Recognized |
Amortized
Cost After Impairment |
Fair
Value as of Date Impaired |
Period
Impaired | |||||
|
$— | $— | $— | $— | 1Q 2013 | |||||
|
6 | 1 | 5 | 5 | 2Q 2013 | |||||
|
3 | — | 3 | 3 | 2Q 2013 | |||||
|
— | — | — | — | 2Q 2013 | |||||
|
13 | 1 | 12 | 12 | 4Q 2013 | |||||
|
9 | — | 9 | 9 | 4Q 2013 | |||||
|
9 | — | 9 | 9 | 4Q 2013 | |||||
|
9 | 1 | 8 | 8 | 4Q 2013 | |||||
|
5 | — | 5 | 5 | 4Q 2013 | |||||
|
4 | — | 4 | 4 | 4Q 2013 | |||||
Total |
$ 58 | $ 3 | $ 55 | $ 55 |
General
Account |
Separate
Account With Guarantees |
Separate
Account Without Guarantees |
Total | %
of Total | |||||
December 31, 2015 | |||||||||
Subject to discretionary withdrawal: | |||||||||
With market value
adjustment |
$ — | $376 | $ — | $ 376 | 1% | ||||
At book value less a surrender charge of 5% or
more |
4,433 | — | — | 4,433 | 11 | ||||
At fair
value |
— | — | 22,251 | 22,251 | 55 | ||||
At book value without
adjustment |
12,148 | — | — | 12,148 | 30 | ||||
Not subject to discretionary
withdrawal |
1,215 | — | 56 | 1,271 | 3 | ||||
Total |
$17,796 | $376 | $22,307 | $40,479 | 100% |
General
Account |
Separate
Account With Guarantees |
Separate
Account Without Guarantees |
Total | %
of Total | |||||
December 31, 2014 | |||||||||
Subject to discretionary withdrawal: | |||||||||
With market value
adjustment |
$ — | $419 | $ — | $ 419 | 1% | ||||
At book value less a surrender charge of 5% or
more |
4,008 | — | — | 4,008 | 10 | ||||
At fair
value |
— | — | 21,219 | 21,219 | 55 | ||||
At book value without
adjustment |
11,883 | — | — | 11,883 | 31 | ||||
Not subject to discretionary
withdrawal |
1,208 | — | 59 | 1,267 | 3 | ||||
Total |
$17,099 | $419 | $21,278 | $38,796 | 100% |
2015 | 2014 | ||
Aggregate reserves for life, annuity and health
contracts |
$14,692 | $14,168 | |
Deposit
liabilities |
3,104 | 2,931 | |
Liabilities related to separate
accounts |
22,683 | 21,697 | |
Total |
$40,479 | $38,796 |
2015 | 2014 | 2013 | 2012 | 2011 | |||||
Risk charge
paid |
$99 | $86 | $58 | $42 | $31 | ||||
Payments for guaranteed
benefits |
4 | 3 | 3 | 4 | 5 |
2015 | 2014 | ||
Equity
funds |
56% | 54% | |
Bond
funds |
23 | 25 | |
Balanced
funds |
19 | 19 | |
Other |
2 | 2 | |
Total separate account
assets |
100% | 100% |
Non-Indexed
Guarantee |
Non-
Guaranteed |
Total | |||
December 31, 2015 | |||||
Reserves: | |||||
For accounts with assets at fair
value |
$376 | $23,089 | $23,465 | ||
By withdrawal characteristics: | |||||
Subject to discretionary withdrawal: | |||||
With market value
adjustment |
$376 | $ — | $ 376 | ||
At fair
value |
— | 23,033 | 23,033 | ||
Not subject to discretionary
withdrawal |
— | 56 | 56 | ||
Total |
$376 | $23,089 | $23,465 |
Non-Indexed
Guarantee |
Non-
Guaranteed |
Total | |||
December 31, 2014 | |||||
Reserves: | |||||
For accounts with assets at fair
value |
$419 | $22,037 | $22,456 | ||
By withdrawal characteristics: | |||||
Subject to discretionary withdrawal: | |||||
With market value
adjustment |
$419 | $ — | $ 419 | ||
At fair
value |
— | 21,978 | 21,978 | ||
Not subject to discretionary
withdrawal |
— | 59 | 59 | ||
Total |
$419 | $22,037 | $22,456 |
2015 | 2014 | 2013 | |||
Premiums, considerations and deposits: | |||||
Non-indexed
guarantee |
$ 2 | $ 3 | $ 5 | ||
Non-guaranteed |
2,505 | 2,795 | 2,715 | ||
Total |
$2,507 | $2,798 | $2,720 |
2015 | 2014 | 2013 | |||
Transfers to separate
accounts |
$ 2,504 | $ 2,796 | $ 2,718 | ||
Transfers from separate
accounts |
(1,044) | (1,063) | (1,028) | ||
Other
items |
(3) | (5) | (2) | ||
Transfers to separate accounts,
net |
$ 1,457 | $ 1,728 | $ 1,688 |
2015 | 2014 | ||
Net balance at January
1 |
$ 935 | $821 | |
Incurred related to: | |||
Current
year |
403 | 356 | |
Prior
years |
(13) | 60 | |
Total
incurred |
390 | 416 | |
Paid related to: | |||
Current
year |
67 | 69 | |
Prior
years |
252 | 233 | |
Total
paid |
319 | 302 | |
Net balance at December
31 |
$1,006 | $935 |
2015 | 2014 | 2013 | |||
Direct
premiums |
$5,612 | $5,522 | $5,282 | ||
Reinsurance
ceded |
(112) | (96) | (90) | ||
Net
premiums |
$5,500 | $5,426 | $5,192 | ||
Reinsurance claims
recovered |
$ 38 | $ 51 | $ 40 |
2015 | 2014 | ||
Life
insurance |
$620 | $552 | |
Accident and
health |
1 | 2 | |
Total |
$621 | $554 |
2015 | 2014 | ||
Unrealized gains and
losses |
$ 357 | $ 521 | |
Non-admitted
assets |
(98) | (98) | |
Separate account
business |
54 | 74 | |
Asset valuation
reserve |
(1,000) | (972) |
Level 1 | Level 2 | Level 3 | Total | ||||
December 31, 2015 | |||||||
Assets | |||||||
Unaffiliated common stocks: | |||||||
Large-cap |
$384 | $ 11 | $— | $ 395 | |||
Mid-cap |
153 | — | — | 153 | |||
International |
— | 39 | — | 39 | |||
REITs |
76 | — | — | 76 | |||
Other |
318 | 33 | — | 351 | |||
Short-term
investments |
64 | — | — | 64 | |||
Other invested
assets |
— | 21 | 5 | 26 | |||
Assets held in separate
accounts |
— | 24,062 | — | 24,062 | |||
Total |
$995 | $24,166 | $ 5 | $25,166 | |||
Liabilities | |||||||
Other
liabilities |
$— | $ — | $ 3 | $ 3 |
Level 1 | Level 2 | Level 3 | Total | ||||
December 31, 2014 | |||||||
Assets | |||||||
Unaffiliated common stocks: | |||||||
Large-cap |
$319 | $ 9 | $— | $ 328 | |||
Mid-cap |
98 | — | — | 98 | |||
International |
— | 39 | — | 39 | |||
REITs |
77 | — | — | 77 | |||
Other |
304 | 34 | — | 338 | |||
Short-term
investments |
115 | — | — | 115 | |||
Other invested
assets |
— | 6 | 4 | 10 | |||
Assets held in separate
accounts |
— | 23,079 | — | 23,079 | |||
Total |
$913 | $23,167 | $ 4 | $24,084 | |||
Liabilities | |||||||
Other
liabilities |
$— | $ 1 | $ 2 | $ 3 |
2015 | 2014 | ||
Assets: | |||
Balance, January
1 |
$ 4 | $ — | |
Purchases |
1 | 3 | |
Unrealized gains and
losses |
— | 1 | |
Balance, December
31 |
$ 5 | $ 4 | |
Liabilities: | |||
Balance, January
1 |
$ 2 | $— | |
Purchases |
1 | 2 | |
Unrealized gains and
losses |
— | — | |
Balance, December
31 |
$ 3 | $ 2 |
Carrying
Value |
Fair Value | ||||||||
Level 1 | Level 2 | Level 3 | Total | ||||||
December 31, 2015 | |||||||||
Financial assets: | |||||||||
Bonds |
$40,508 | $2,188 | $32,748 | $ 6,743 | $41,679 | ||||
Unaffiliated preferred
stocks |
97 | — | 102 | — | 102 | ||||
Unaffiliated common stocks: | |||||||||
Large-cap |
395 | 384 | 11 | — | 395 | ||||
Mid-cap |
153 | 153 | — | — | 153 | ||||
International |
39 | — | 39 | — | 39 | ||||
REITs |
76 | 76 | — | — | 76 | ||||
Other |
351 | 318 | 33 | — | 351 | ||||
Mortgage
loans |
7,558 | — | — | 7,873 | 7,873 | ||||
Contract
loans |
1,172 | — | — | 1,172 | 1,172 | ||||
Cash, cash equivalents and short-term
investments |
1,808 | 227 | 1,571 | 10 | 1,808 | ||||
Limited
partnerships |
2,684 | — | — | 2,696 | 2,696 | ||||
Real estate —
held-for-sale |
3 | — | — | 5 | 5 | ||||
Assets held in separate
accounts |
24,062 | — | 24,062 | — | 24,062 | ||||
Other invested
assets |
130 | — | 105 | 53 | 158 | ||||
Financial liabilities: | |||||||||
Deferred
annuities |
12,351 | — | — | 11,667 | 11,667 | ||||
Other deposit
contracts |
3,104 | — | — | 3,104 | 3,104 | ||||
Other
liabilities |
3 | — | — | 3 | 3 | ||||
Liabilities related to separate
accounts |
24,009 | — | 24,009 | — | 24,009 |
Carrying
Value |
Fair Value | ||||||||
Level 1 | Level 2 | Level 3 | Total | ||||||
December 31, 2014 | |||||||||
Financial assets: | |||||||||
Bonds |
$39,036 | $2,032 | $33,378 | $ 6,507 | $41,917 | ||||
Unaffiliated preferred
stocks |
112 | — | 127 | — | 127 | ||||
Unaffiliated common stocks: | |||||||||
Large-cap |
328 | 319 | 9 | — | 328 | ||||
Mid-cap |
98 | 98 | — | — | 98 | ||||
International |
39 | — | 39 | — | 39 | ||||
REITs |
77 | 77 | — | — | 77 | ||||
Other |
338 | 304 | 34 | — | 338 | ||||
Mortgage
loans |
7,378 | — | — | 7,841 | 7,841 | ||||
Contract
loans |
1,192 | — | — | 1,192 | 1,192 | ||||
Cash, cash equivalents and short-term
investments |
1,503 | 172 | 1,332 | — | 1,504 | ||||
Limited
partnerships |
2,639 | — | — | 2,645 | 2,645 | ||||
Real estate —
held-for-sale |
4 | — | — | 5 | 5 | ||||
Assets held in separate
accounts |
23,079 | — | 23,079 | — | 24,079 | ||||
Other invested
assets |
155 | — | 118 | 74 | 192 | ||||
Financial liabilities: | |||||||||
Deferred
annuities |
11,630 | — | — | 11,563 | 11,563 | ||||
Other deposit
contracts |
2,931 | — | — | 2,931 | 2,931 | ||||
Other
liabilities |
4 | — | 1 | 3 | 4 | ||||
Liabilities related to separate
accounts |
23,006 | — | 23,006 | — | 23,006 |
Retirement Plan | Other Plans | ||||||||||
2015 | 2014 | 2013 | 2015 | 2014 | 2013 | ||||||
Service
cost |
$ 23 | $ 20 | $ 22 | $ 2 | $ 2 | $ 3 | |||||
Interest
cost |
48 | 49 | 42 | 5 | 6 | 6 | |||||
Expected return on plan
assets |
(69) | (65) | (56) | — | — | — | |||||
Other |
32 | 19 | 31 | 7 | 7 | 9 | |||||
Net periodic
cost |
$ 34 | $ 23 | $ 39 | $ 14 | $ 15 | $ 18 |
Retirement Plan | Other Plans | ||||||
2015 | 2014 | 2015 | 2014 | ||||
Change in projected benefit obligation: | |||||||
Benefit obligation, beginning of
year |
$1,170 | $ 988 | $123 | $121 | |||
Service
cost |
23 | 20 | 2 | 2 | |||
Interest
cost |
48 | 49 | 5 | 6 | |||
Actuarial (gain)
loss |
(89) | 154 | (14) | — | |||
Transfers from Defined Contribution
Plan |
1 | — | — | — | |||
Inclusion of non-vested benefit
obligation |
— | — | — | — | |||
Benefits
paid |
(42) | (41) | (6) | (6) | |||
Benefit obligation, end of
year |
$1,111 | $1,170 | $110 | $123 | |||
Change in plan assets: | |||||||
Fair value of plan assets, beginning of
year |
$ 871 | $ 817 | $— | $— | |||
Actual return on plan
assets |
2 | 56 | — | — | |||
Employer
contribution |
60 | 39 | 6 | 6 | |||
Transfers from Defined Contribution
Plan |
1 | — | — | — | |||
Benefits
paid |
(42) | (41) | (6) | (6) | |||
Fair value of plan assets, end of
year |
$ 892 | $ 871 | $— | $— |
Retirement Plan | Other Plans | ||||||
2015 | 2014 | 2015 | 2014 | ||||
Funded status: | |||||||
Accrued benefit
costs |
$ — | $ — | $(115) | $(108) | |||
Liability for pension
benefits |
(219) | (299) | 6 | (15) | |||
Total unfunded
liabilities |
(219) | (299) | (109) | (123) | |||
Items not yet recognized: | |||||||
Net losses
(gains) |
384 | 439 | (25) | (11) | |||
Net prior service
cost |
(2) | (3) | 19 | 26 | |||
Accumulated amounts recognized in periodic pension
expenses |
$ 163 | $ 137 | $(115) | $(108) | |||
Accumulated benefit
obligation |
$1,061 | $1,111 | $ 109 | $ 123 |
Retirement Plan | Other Plans | ||||||||||
Net
Prior Service Cost |
Net
Recognized (Gains) Losses |
Total | Net
Prior Service Cost |
Net
Recognized (Gains) Losses |
Total | ||||||
Items not yet recognized, January 1,
2014 |
$ (4) | $296 | $292 | $ 33 | $ (11) | $ 22 | |||||
Net prior service cost arising during the
period |
— | — | — | — | — | — | |||||
Net prior service cost
recognized |
1 | — | 1 | (7) | — | (7) | |||||
Net (gain) loss arising during the
period |
— | 163 | 163 | — | (1) | (1) | |||||
Net gain (loss)
recognized |
— | (20) | (20) | — | 1 | 1 | |||||
Items not yet recognized, December 31,
2014 |
$ (3) | $439 | $436 | $ 26 | $ (11) | $ 15 | |||||
Net prior service cost arising during the
period |
— | — | — | — | — | — | |||||
Net prior service cost
recognized |
1 | — | 1 | (7) | — | (7) | |||||
Net (gain) loss arising during the
period |
— | (23) | (23) | — | (14) | (14) | |||||
Net gain (loss)
recognized |
— | (32) | (32) | — | — | — | |||||
Items not yet recognized, December 31,
2015 |
$ (2) | $384 | $382 | $ 19 | $ (25) | $ (6) |
Retirement Plan | Other Plans | ||||||
2015 | 2014 | 2015 | 2014 | ||||
Net prior service
cost |
$ (1) | $ (1) | $ 7 | $ 7 | |||
Net recognized
gains/(losses) |
27 | 32 | (1) | — |
Retirement Plan | Other Plans | ||||||
2015 | 2014 | 2015 | 2014 | ||||
Weighted average assumptions: | |||||||
Discount
rate |
4.60% | 4.20% | 4.60% | 4.20% | |||
Expected return on plan
assets |
8.00 | 8.00 | N/A | N/A | |||
Rate of compensation
increase |
3.00 | 3.00 | N/A | N/A |
Target
Allocation |
Actual Allocation | ||||
2015 | 2014 | ||||
Equity
securities |
60% | 61% | 61% | ||
Fixed income and other
securities |
40 | 39 | 39 | ||
Total |
100% | 100% | 100% |
Level 1 | Level 2 | Level 3 | Total | ||||
December 31, 2015 | |||||||
Fixed maturity securities: | |||||||
U.S. government and agency
securities |
$ 73 | $ 1 | $— | $ 74 | |||
Securities issued by foreign
governments |
— | — | — | — | |||
Corporate debt
securities |
— | 172 | — | 172 | |||
Residential mortgage-backed
securities |
— | 83 | — | 83 | |||
Commercial mortgage-backed
securities |
— | 7 | — | 7 | |||
Other debt
obligations |
— | 3 | — | 3 | |||
Common stocks: | |||||||
Large-cap |
237 | 12 | — | 249 | |||
Mid-cap |
55 | — | — | 55 | |||
Small-cap |
62 | 2 | — | 64 | |||
Other |
28 | 1 | — | 29 | |||
Preferred
stock |
— | 1 | — | 1 | |||
Affiliated mutual funds — equity
funds |
— | 64 | — | 64 | |||
Short-term
investments |
15 | 123 | — | 138 | |||
Limited
partnerships |
— | — | 19 | 19 | |||
Derivatives |
— | 1 | — | 1 | |||
Total |
$470 | $470 | $ 19 | $959 | |||
December 31, 2014 | |||||||
Fixed maturity securities: | |||||||
U.S. government and agency
securities |
$ 61 | $ 1 | $— | $ 62 | |||
Securities issued by foreign
governments |
— | — | — | — | |||
Corporate debt
securities |
— | 208 | 1 | 209 | |||
Residential mortgage-backed
securities |
— | 50 | — | 50 | |||
Commercial mortgage-backed
securities |
— | 2 | — | 2 | |||
Other debt
obligations |
— | 7 | — | 7 | |||
Common stocks: | |||||||
Large-cap |
226 | 8 | — | 234 | |||
Mid-cap |
21 | — | — | 21 | |||
Small-cap |
31 | 2 | — | 33 | |||
Other |
79 | 1 | — | 80 | |||
Preferred
stock |
— | 1 | — | 1 | |||
Affiliated mutual funds — equity
funds |
98 | — | — | 98 | |||
Short-term
investments |
25 | 72 | — | 97 | |||
Limited
partnerships |
— | — | 11 | 11 | |||
Derivatives |
— | 3 | — | 3 | |||
Total |
$541 | $355 | $ 12 | $908 |
Corporate
debt securities |
Residential
mortgage-backed securities |
Limited
Partnerships |
Total | ||||
Balance, January 1,
2014 |
$ 1 | $— | $ 6 | $ 7 | |||
Purchases |
— | — | 11 | 11 | |||
Sales |
(1) | — | (6) | (7) | |||
Transfers out of Level
3 |
1 | — | — | 1 | |||
Balance, December 31,
2014 |
1 | $— | $ 11 | $ 12 | |||
Purchases |
— | — | 11 | 11 | |||
Sales |
(1) | — | (3) | (4) | |||
Transfers into Level
3 |
— | — | — | — | |||
Balance, December 31,
2015 |
$— | $— | $ 19 | $ 19 |
Type of Investment | Amortized
Cost |
Fair
Value |
Amount
Shown on Balance Sheet | |||
Bonds: | ||||||
U.S. government and agency
securities |
$ 2,351 | $ 2,430 | $ 2,351 | |||
U.S. state and political subdivision
securities |
106 | 137 | 106 | |||
Securities issued by foreign
governments |
95 | 104 | 95 | |||
Corporate debt
securities |
28,902 | 29,862 | 28,902 | |||
Residential mortgage-backed
securities |
6,917 | 7,001 | 6,917 | |||
Commercial mortgage-backed
securities |
1,741 | 1,742 | 1,741 | |||
Collateralized debt
obligations |
3 | 10 | 3 | |||
Other debt
obligations |
393 | 393 | 393 | |||
Total
bonds |
40,508 | 41,679 | 40,508 | |||
Stocks: | ||||||
Preferred
stocks |
97 | 102 | 97 | |||
Unaffiliated common
stocks |
896 | 1,014 | 1014 | |||
Affiliated common
stocks |
314 | 350 | 350 | |||
Total
stocks |
1,307 | 1,466 | 1,461 | |||
Mortgage
loans |
7,558 | xxxxx | 7,558 | |||
Cash, cash equivalents and short term
investments |
1,808 | xxxxx | 1,808 | |||
Contract
loans |
1,172 | xxxxx | 1,172 | |||
Limited
partnerships |
2,684 | xxxxx | 2,684 | |||
Other |
246 | xxxxx | 246 | |||
Total cash and invested
assets |
$55,283 | $55,437 |
Aggregate
Reserves |
Deposit
Liabilities |
Contract
Claims | |||
Life |
$22,318 | $ 72 | $141 | ||
Annuity |
14,691 | 3,032 | 95 | ||
Health |
5,305 | — | 40 | ||
$42,314 | $3,104 | $276 |
Premiums
and Considerations |
Net
Investment Income |
Separate
Account Fees and Other |
Benefits,
Claims, etc. |
Commissions
and Other Expenses | |||||
Life |
$1,420 | $1,263 | $ 92 | $1,969 | $ 694 | ||||
Annuity |
3,828 | 870 | 572 | 4,399 | 632 | ||||
Health |
316 | 297 | 3 | 557 | 33 | ||||
Other |
— | 375 | 83 | — | 25 | ||||
$5,564 | $2,805 | $750 | $6,925 | $1,384 |
Aggregate
Reserves |
Deposit
Liabilities |
Contract
Claims | |||
Life |
$21,818 | $ 75 | $132 | ||
Annuity |
14,168 | 2,856 | 100 | ||
Health |
5,073 | — | 33 | ||
$41,059 | $2,931 | $265 |
Premiums
and Considerations |
Net
Investment Income |
Separate
Account Fees and Other |
Benefits,
Claims, etc. |
Commissions
and Other Expenses | |||||
Life |
$1,396 | $1,237 | $ 89 | $1,853 | $ 656 | ||||
Annuity |
3,830 | 890 | 532 | 4,344 | 624 | ||||
Health |
314 | 285 | 3 | 681 | 8 | ||||
Other |
— | 274 | 89 | — | (41) | ||||
$5,540 | $2,686 | $713 | $6,878 | $1,247 |
Aggregate
Reserves |
Deposit
Liabilities |
Contract
Claims | |||
Life |
$21,361 | $ 76 | $128 | ||
Annuity |
13,836 | 2,811 | 85 | ||
Health |
4,697 | — | 31 | ||
$39,894 | $2,887 | $244 |
Premiums
and Considerations |
Net
Investment Income |
Separate
Account Fees and Other |
Benefits,
Claims, etc. |
Commissions
and Other Expenses | |||||
Life |
$1,483 | $1,202 | $ 98 | $1,956 | $ 637 | ||||
Annuity |
3,538 | 852 | 447 | 4,028 | 551 | ||||
Health |
311 | 274 | 2 | 563 | 47 | ||||
Other |
— | 247 | 70 | — | (36) | ||||
$5,332 | $2,575 | $617 | $6,547 | $1,199 |
Direct
Amount |
Ceded
to Other Companies |
Assumed
from Other Companies |
Net Amount | Percentage
of Amount Assumed to Net | |||||
Life insurance
in-force |
$187,363 | $55,278 | $— | $132,085 | — | ||||
Premiums: | |||||||||
Life |
1,532 | 112 | — | 1,420 | — | ||||
Annuity |
3,764 | — | — | 3,764 | — | ||||
Health |
316 | — | — | 316 | — | ||||
$ 5,612 | $ 112 | $— | $ 5,500 | — |
Direct
Amount |
Ceded
to Other Companies |
Assumed
from Other Companies |
Net Amount | Percentage
of Amount Assumed to Net | |||||
Life insurance
in-force |
$182,527 | $50,926 | $— | $131,601 | —- | ||||
Premiums: | |||||||||
Life |
1,491 | 95 | — | 1,396 | — | ||||
Annuity |
3,716 | — | — | 3,716 | — | ||||
Health |
315 | 1 | — | 314 | — | ||||
$ 5,522 | $ 96 | $— | $ 5,426 | — |
Direct
Amount |
Ceded
to Other Companies |
Assumed
from Other Companies |
Net Amount | Percentage
of Amount Assumed to Net | |||||
Life insurance
in-force |
$178,306 | $46,685 | $— | $131,620 | — | ||||
Premiums: | |||||||||
Life |
1,572 | 89 | — | 1,483 | — | ||||
Annuity |
3,398 | — | — | 3,398 | — | ||||
Health |
312 | 1 | — | 311 | — | ||||
$ 5,282 | $ 90 | $— | $ 5,192 | — |
Subaccount | Investments
at fair value |
Receivable
from Thrivent Financial for annuity reserve adjustment |
Total
Assets |
Payable
to Thrivent Financial for annuity reserve adjustment |
Net
Assets |
Contracts
in accumulation period |
Reserves
for contracts in annuity payment period |
Net
Assets |
Accumulation
units outstanding |
Unit
value (accumulation) |
Deathclaim
units |
Deathclaim
unit value |
Series
funds, at cost |
Series
funds shares owned | ||||||||||||||
Aggressive
Allocation |
$ 82,708,101 | $ — | $ 82,708,101 | $5,084 | $ 82,703,017 | $ 82,519,490 | $ 183,527 | $ 82,703,017 | 4,678,172 | $17.64 | 606 | $16.67 | $ 72,210,216 | 5,828,948 | ||||||||||||||
Moderately Aggressive
Allocation |
$285,776,246 | $ 27,896 | $285,804,142 | $ — | $285,804,142 | $283,584,383 | $2,219,759 | $285,804,142 | 16,701,821 | $16.97 | 4,423 | $16.27 | $252,374,997 | 20,750,224 | ||||||||||||||
Moderate
Allocation |
$388,597,956 | $247,256 | $388,845,212 | $ — | $388,845,212 | $383,988,054 | $4,857,158 | $388,845,212 | 23,579,475 | $16.27 | 29,068 | $15.79 | $351,751,425 | 29,688,669 | ||||||||||||||
Moderately Conservative
Allocation |
$148,862,552 | $ 38,916 | $148,901,468 | $ — | $148,901,468 | $147,422,987 | $1,478,481 | $148,901,468 | 9,798,800 | $15.02 | 15,428 | $14.75 | $139,629,306 | 12,135,006 | ||||||||||||||
Growth and Income
Plus |
$ 5,925,141 | $ 1,682 | $ 5,926,823 | $ — | $ 5,926,823 | $ 5,871,738 | $ 55,085 | $ 5,926,823 | 493,116 | $11.91 | — | $12.05 | $ 5,971,320 | 594,142 | ||||||||||||||
Balanced Income
Plus |
$ 12,492,632 | $ 3,204 | $ 12,495,836 | $ — | $ 12,495,836 | $ 12,119,794 | $ 376,042 | $ 12,495,836 | 653,970 | $18.52 | 509 | $16.42 | $ 13,151,574 | 890,715 | ||||||||||||||
Diversified Income
Plus |
$ 29,990,784 | $ 1,464 | $ 29,992,248 | $ — | $ 29,992,248 | $ 29,370,874 | $ 621,374 | $ 29,992,248 | 1,344,444 | $21.83 | 964 | $16.77 | $ 28,532,180 | 3,983,739 | ||||||||||||||
Opportunity Income
Plus |
$ 3,281,892 | $ 1,066 | $ 3,282,958 | $ — | $ 3,282,958 | $ 3,211,209 | $ 71,749 | $ 3,282,958 | 228,096 | $14.08 | 51 | $13.67 | $ 3,388,824 | 334,608 | ||||||||||||||
Partner
Healthcare |
$ 11,705,085 | $ 1,277 | $ 11,706,362 | $ — | $ 11,706,362 | $ 11,679,232 | $ 27,130 | $ 11,706,362 | 521,502 | $22.40 | — | $22.65 | $ 10,484,347 | 601,693 | ||||||||||||||
Partner Emerging Markets
Equity |
$ 2,892,649 | $ 15 | $ 2,892,664 | $ — | $ 2,892,664 | $ 2,866,958 | $ 25,706 | $ 2,892,664 | 282,846 | $10.14 | — | $10.25 | $ 3,083,505 | 280,504 | ||||||||||||||
Real Estate
Securities |
$ 14,775,012 | $ 4,185 | $ 14,779,197 | $ — | $ 14,779,197 | $ 14,330,104 | $ 449,093 | $ 14,779,197 | 408,172 | $35.10 | 220 | $19.53 | $ 10,898,835 | 671,134 | ||||||||||||||
Small Cap
Stock |
$ 20,581,232 | $ — | $ 20,581,232 | $ 861 | $ 20,580,371 | $ 20,291,805 | $ 288,566 | $ 20,580,371 | 1,022,020 | $19.85 | 527 | $15.40 | $ 20,245,030 | 1,325,573 | ||||||||||||||
Small Cap
Index |
$ 11,070,772 | $ 1,882 | $ 11,072,654 | $ — | $ 11,072,654 | $ 10,905,058 | $ 167,596 | $ 11,072,654 | 430,031 | $25.36 | — | $19.75 | $ 10,499,199 | 701,881 | ||||||||||||||
Mid Cap
Stock |
$176,805,386 | $103,470 | $176,908,856 | $ — | $176,908,856 | $173,391,478 | $3,517,378 | $176,908,856 | 6,793,110 | $25.48 | 13,933 | $19.45 | $168,017,937 | 10,569,112 | ||||||||||||||
Mid Cap
Index |
$ 12,027,107 | $ 5,336 | $ 12,032,443 | $ — | $ 12,032,443 | $ 11,823,983 | $ 208,460 | $ 12,032,443 | 461,875 | $25.60 | — | $20.31 | $ 10,447,640 | 795,475 | ||||||||||||||
Partner Worldwide
Allocation |
$ 66,280,825 | $ 41,996 | $ 66,322,821 | $ — | $ 66,322,821 | $ 65,202,749 | $1,120,072 | $ 66,322,821 | 6,839,159 | $ 9.52 | 8,451 | $ 9.63 | $ 58,930,672 | 7,361,429 | ||||||||||||||
Partner All
Cap |
$ 12,976,355 | $ 8,140 | $ 12,984,495 | $ — | $ 12,984,495 | $ 12,767,140 | $ 217,355 | $ 12,984,495 | 714,628 | $17.86 | 69 | $19.24 | $ 10,219,407 | 1,002,762 | ||||||||||||||
Large Cap
Growth |
$347,934,190 | $359,252 | $348,293,442 | $ — | $348,293,442 | $340,092,252 | $8,201,190 | $348,293,442 | 3,421,777 | $99.21 | 29,846 | $20.27 | $224,097,979 | 11,260,735 | ||||||||||||||
Partner Growth
Stock |
$ 13,822,749 | $ 8,359 | $ 13,831,108 | $ — | $ 13,831,108 | $ 13,687,790 | $ 143,318 | $ 13,831,108 | 573,773 | $23.85 | 219 | $22.30 | $ 9,459,078 | 740,515 | ||||||||||||||
Large Cap
Value |
$ 36,680,007 | $ 19,253 | $ 36,699,260 | $ — | $ 36,699,260 | $ 35,998,938 | $ 700,322 | $ 36,699,260 | 1,964,210 | $18.30 | 3,978 | $16.80 | $ 25,035,833 | 2,363,783 | ||||||||||||||
Large Cap
Stock |
$ 20,082,098 | $ 6,364 | $ 20,088,462 | $ — | $ 20,088,462 | $ 19,689,446 | $ 399,016 | $ 20,088,462 | 1,230,968 | $15.97 | 2,085 | $15.47 | $ 16,585,421 | 1,727,180 | ||||||||||||||
Large Cap
Index |
$ 21,764,685 | $ 5,351 | $ 21,770,036 | $ — | $ 21,770,036 | $ 21,404,976 | $ 365,060 | $ 21,770,036 | 1,034,457 | $20.68 | 888 | $18.56 | $ 16,160,682 | 762,648 | ||||||||||||||
High
Yield |
$109,738,613 | $116,276 | $109,854,889 | $ — | $109,854,889 | $106,491,203 | $3,363,686 | $109,854,889 | 2,222,175 | $47.83 | 11,271 | $17.54 | $148,266,506 | 24,506,714 | ||||||||||||||
Income |
$ 93,280,464 | $160,796 | $ 93,441,260 | $ — | $ 93,441,260 | $ 90,513,466 | $2,927,794 | $ 93,441,260 | 2,058,284 | $43.92 | 7,817 | $15.05 | $ 93,757,920 | 9,488,787 | ||||||||||||||
Bond
Index |
$ 8,846,338 | $ 9,733 | $ 8,856,071 | $ — | $ 8,856,071 | $ 8,679,287 | $ 176,784 | $ 8,856,071 | 552,735 | $15.69 | 474 | $14.06 | $ 8,699,373 | 812,224 | ||||||||||||||
Limited Maturity
Bond |
$ 18,003,301 | $ 18,020 | $ 18,021,321 | $ — | $ 18,021,321 | $ 17,513,270 | $ 508,051 | $ 18,021,321 | 1,353,984 | $12.92 | 1,411 | $12.06 | $ 18,253,408 | 1,851,601 | ||||||||||||||
Money
Market |
$ 13,634,666 | $ 18,655 | $ 13,653,321 | $ — | $ 13,653,321 | $ 13,396,019 | $ 257,302 | $ 13,653,321 | 7,130,098 | $ 1.88 | 10,319 | $ 1.04 | $ 13,634,666 | 13,634,666 |
Subaccount | Investment
Income |
Expenses | Net
investment income (loss) |
Realized and unrealized gain (loss) on investments | Net
gain (loss) on investments |
Net
increase (decrease) in net assets resulting from operations | ||||||||||
Dividends | Mortality
& expense risk charges |
Net
realized gain (loss) on sale of investments |
Capital
gain distributions |
Change
in unrealized appreciation (depreciation) of investments |
||||||||||||
Aggressive
Allocation |
$ 911,277 | $ (963,780) | $ (52,503) | $ 1,569,064 | $ 5,847,483 | $ (8,540,424) | $ (1,123,877) | $ (1,176,380) | ||||||||
Moderately Aggressive
Allocation |
$3,882,901 | $(3,324,602) | $ 558,299 | $ 3,751,393 | $13,565,418 | $(23,170,518) | $ (5,853,707) | $ (5,295,408) | ||||||||
Moderate
Allocation |
$6,067,858 | $(4,476,685) | $ 1,591,173 | $ 4,214,171 | $15,655,610 | $(27,887,549) | $ (8,017,768) | $ (6,426,595) | ||||||||
Moderately Conservative
Allocation |
$2,753,131 | $(1,735,698) | $ 1,017,433 | $ 1,736,923 | $ 4,199,114 | $ (9,231,896) | $ (3,295,859) | $ (2,278,426) | ||||||||
Growth and Income
Plus |
$ 142,328 | $ (72,194) | $ 70,134 | $ 29,654 | $ 270,831 | $ (502,619) | $ (202,134) | $ (132,000) | ||||||||
Balanced Income
Plus |
$ 281,026 | $ (144,026) | $ 137,000 | $ (5,288) | $ 448,811 | $ (735,507) | $ (291,984) | $ (154,984) | ||||||||
Diversified Income
Plus |
$1,032,412 | $ (346,385) | $ 686,027 | $ 317,601 | $ 615,682 | $ (1,910,173) | $ (976,890) | $ (290,863) | ||||||||
Opportunity Income
Plus |
$ 109,264 | $ (35,447) | $ 73,817 | $ (2,520) | $ — | $ (110,529) | $ (113,049) | $ (39,232) | ||||||||
Partner
Healthcare |
$ 594 | $ (114,071) | $ (113,477) | $ 97,467 | $ 593,077 | $ (529,350) | $ 161,194 | $ 47,717 | ||||||||
Partner Emerging Markets
Equity |
$ 40,840 | $ (37,433) | $ 3,407 | $ 52,227 | $ — | $ (552,092) | $ (499,865) | $ (496,458) | ||||||||
Real Estate
Securities |
$ 222,803 | $ (169,918) | $ 52,885 | $ 530,794 | $ 643,120 | $ (1,028,365) | $ 145,549 | $ 198,434 | ||||||||
Small Cap
Stock |
$ 37,020 | $ (146,343) | $ (109,323) | $ 257,873 | $ 1,075,542 | $ (2,138,782) | $ (805,367) | $ (914,690) | ||||||||
Small Cap
Index |
$ 91,035 | $ (128,267) | $ (37,232) | $ 153,828 | $ 808,713 | $ (1,289,865) | $ (327,324) | $ (364,556) | ||||||||
Mid Cap
Stock |
$ 75,286 | $ (802,935) | $ (727,649) | $ 603,323 | $ 1,369,423 | $ 4,276,034 | $ 6,248,780 | $ 5,521,131 | ||||||||
Mid Cap
Index |
$ 90,161 | $ (139,104) | $ (48,943) | $ 224,334 | $ 568,218 | $ (1,201,718) | $ (409,166) | $ (458,109) | ||||||||
Partner Worldwide
Allocation |
$1,787,613 | $ (788,532) | $ 999,081 | $ 992,889 | $ — | $ (3,195,433) | $ (2,202,544) | $ (1,203,463) | ||||||||
Partner All
Cap |
$ 45,277 | $ (146,594) | $ (101,317) | $ 280,321 | $ 1,407,430 | $ (1,432,094) | $ 255,657 | $ 154,340 | ||||||||
Large Cap
Growth |
$1,412,204 | $(3,832,454) | $(2,420,250) | $10,841,806 | $ — | $ 22,549,036 | $33,390,842 | $30,970,592 | ||||||||
Partner Growth
Stock |
$ — | $ (144,271) | $ (144,271) | $ 469,809 | $ 1,268,726 | $ (440,469) | $ 1,298,066 | $ 1,153,795 | ||||||||
Large Cap
Value |
$ 509,301 | $ (435,643) | $ 73,658 | $ 1,368,811 | $ 1,171,903 | $ (4,415,912) | $ (1,875,198) | $ (1,801,540) | ||||||||
Large Cap
Stock |
$ 219,862 | $ (215,891) | $ 3,971 | $ 651,753 | $ 1,402,195 | $ (1,593,920) | $ 460,028 | $ 463,999 | ||||||||
Large Cap
Index |
$ 295,019 | $ (239,757) | $ 55,262 | $ 596,066 | $ 101,922 | $ (739,874) | $ (41,886) | $ 13,376 | ||||||||
High
Yield |
$6,956,614 | $(1,335,912) | $ 5,620,702 | $ (3,558,291) | $ — | $ (6,256,100) | $ (9,814,391) | $ (4,193,689) | ||||||||
Income |
$3,684,232 | $(1,106,262) | $ 2,577,970 | $ 392,301 | $ 2,226,270 | $ (6,869,187) | $ (4,250,616) | $ (1,672,646) | ||||||||
Bond
Index |
$ 166,929 | $ (103,562) | $ 63,367 | $ 45,000 | $ — | $ (133,792) | $ (88,792) | $ (25,425) | ||||||||
Limited Maturity
Bond |
$ 320,517 | $ (211,582) | $ 108,935 | $ (16,012) | $ — | $ (152,037) | $ (168,049) | $ (59,114) | ||||||||
Money
Market |
$ — | $ (152,966) | $ (152,966) | $ — | $ — | $ — | $ — | $ (152,966) |
Subaccount | Increase (decrease) in net assets from operations | Net
Change in Net Assets from Operations |
Increase (decrease) in net assets from contract related transactions | Net
Change in Net Assets from Unit Transactions |
Net
Change in Net Assets |
Net
Assets Beginning of Year |
Net
Assets End of Year | |||||||||||||||||||
Net
investment income (loss) |
Net
realized gain (loss) on investments and capital gain distributions |
Change
in net unrealized appreciation (depreciation) on investments |
Proceeds
from units issued |
Transfers
for contract benefits and terminations |
Administrative charges | Adjustments
to annuity reserves |
Transfers
between subaccounts |
|||||||||||||||||||
Aggressive
Allocation |
$ (52,503) | $ 7,416,547 | $ (8,540,424) | $ (1,176,380) | $ 2,589,079 | $ (5,218,630) | $ (5,811) | $ (8,803) | $ (1,371,009) | $ (4,015,174) | $ (5,191,554) | $ 87,894,571 | $ 82,703,017 | |||||||||||||
Moderately Aggressive
Allocation |
$ 558,299 | $17,316,811 | $(23,170,518) | $ (5,295,408) | $ 9,291,802 | $(17,501,507) | $(12,575) | $ 3,857 | $ (5,494,569) | $ (13,712,992) | $ (19,008,400) | $304,812,542 | $285,804,142 | |||||||||||||
Moderate
Allocation |
$ 1,591,173 | $19,869,781 | $(27,887,549) | $ (6,426,595) | $14,567,234 | $(28,010,494) | $(10,950) | $ 40,297 | $ (168,586) | $ (13,582,499) | $ (20,009,094) | $408,854,306 | $388,845,212 | |||||||||||||
Moderately Conservative
Allocation |
$ 1,017,433 | $ 5,936,037 | $ (9,231,896) | $ (2,278,426) | $ 4,687,848 | $(12,026,673) | $ (4,444) | $ 15,747 | $ (2,853,337) | $ (10,180,859) | $ (12,459,285) | $161,360,753 | $148,901,468 | |||||||||||||
Growth and Income
Plus |
$ 70,134 | $ 300,485 | $ (502,619) | $ (132,000) | $ 176,620 | $ (309,813) | $ (114) | $ 278 | $ (317,001) | $ (450,030) | $ (582,030) | $ 6,508,853 | $ 5,926,823 | |||||||||||||
Balanced Income
Plus |
$ 137,000 | $ 443,523 | $ (735,507) | $ (154,984) | $ 232,928 | $ (921,125) | $ (369) | $ 3,064 | $ 319,060 | $ (366,442) | $ (521,426) | $ 13,017,262 | $ 12,495,836 | |||||||||||||
Diversified Income
Plus |
$ 686,027 | $ 933,283 | $ (1,910,173) | $ (290,863) | $ 1,373,076 | $ (2,118,923) | $ (547) | $ 6,297 | $ (675,561) | $ (1,415,658) | $ (1,706,521) | $ 31,698,769 | $ 29,992,248 | |||||||||||||
Opportunity Income
Plus |
$ 73,817 | $ (2,520) | $ (110,529) | $ (39,232) | $ 93,816 | $ (217,286) | $ (70) | $ 1,463 | $ 380,565 | $ 258,488 | $ 219,256 | $ 3,063,702 | $ 3,282,958 | |||||||||||||
Partner
Healthcare |
$ (113,477) | $ 690,544 | $ (529,350) | $ 47,717 | $ 752,976 | $ (293,564) | $ (103) | $ 1,092 | $ 3,757,118 | $ 4,217,519 | $ 4,265,236 | $ 7,441,126 | $ 11,706,362 | |||||||||||||
Partner Emerging Markets
Equity |
$ 3,407 | $ 52,227 | $ (552,092) | $ (496,458) | $ 141,480 | $ (219,924) | $ (71) | $ 1,875 | $ (318,817) | $ (395,457) | $ (891,915) | $ 3,784,579 | $ 2,892,664 | |||||||||||||
Real Estate
Securities |
$ 52,885 | $ 1,173,914 | $ (1,028,365) | $ 198,434 | $ 561,706 | $ (1,205,697) | $ (575) | $ 462 | $ (385,692) | $ (1,029,796) | $ (831,362) | $ 15,610,559 | $ 14,779,197 | |||||||||||||
Small Cap
Stock |
$ (109,323) | $ 1,333,415 | $ (2,138,782) | $ (914,690) | $ 284,080 | $ (831,364) | $ (501) | $ 796 | $ 13,638,996 | $ 13,092,007 | $ 12,177,317 | $ 8,403,054 | $ 20,580,371 | |||||||||||||
Small Cap
Index |
$ (37,232) | $ 962,541 | $ (1,289,865) | $ (364,556) | $ 307,515 | $ (594,444) | $ (432) | $ 1,957 | $ (954) | $ (286,358) | $ (650,914) | $ 11,723,568 | $ 11,072,654 | |||||||||||||
Mid Cap
Stock |
$ (727,649) | $ 1,972,746 | $ 4,276,034 | $ 5,521,131 | $ 968,073 | $ (5,157,251) | $ (6,912) | $104,929 | $162,457,503 | $158,366,342 | $163,887,473 | $ 13,021,383 | $176,908,856 | |||||||||||||
Mid Cap
Index |
$ (48,943) | $ 792,552 | $ (1,201,718) | $ (458,109) | $ 376,817 | $ (834,131) | $ (454) | $ 2,091 | $ 670,851 | $ 215,174 | $ (242,935) | $ 12,275,378 | $ 12,032,443 | |||||||||||||
Partner Worldwide
Allocation |
$ 999,081 | $ 992,889 | $ (3,195,433) | $ (1,203,463) | $ 2,022,100 | $ (4,180,442) | $ (7,014) | $ 21,154 | $ (2,426,876) | $ (4,571,078) | $ (5,774,541) | $ 72,097,362 | $ 66,322,821 | |||||||||||||
Partner All
Cap |
$ (101,317) | $ 1,687,751 | $ (1,432,094) | $ 154,340 | $ 398,727 | $ (673,620) | $ (771) | $ 4,552 | $ 159,662 | $ (111,450) | $ 42,890 | $ 12,941,605 | $ 12,984,495 | |||||||||||||
Large Cap
Growth |
$(2,420,250) | $10,841,806 | $ 22,549,036 | $30,970,592 | $ 7,298,664 | $(22,600,657) | $(36,505) | $224,981 | $ (7,957,575) | $ (23,071,092) | $ 7,899,500 | $340,393,942 | $348,293,442 | |||||||||||||
Partner Growth
Stock |
$ (144,271) | $ 1,738,535 | $ (440,469) | $ 1,153,795 | $ 214,729 | $ (623,244) | $ (660) | $ 5,615 | $ 688,525 | $ 284,965 | $ 1,438,760 | $ 12,392,348 | $ 13,831,108 | |||||||||||||
Large Cap
Value |
$ 73,658 | $ 2,540,714 | $ (4,415,912) | $ (1,801,540) | $ 612,956 | $ (2,293,626) | $ (1,858) | $ 14,836 | $ (1,354,832) | $ (3,022,524) | $ (4,824,064) | $ 41,523,324 | $ 36,699,260 | |||||||||||||
Large Cap
Stock |
$ 3,971 | $ 2,053,948 | $ (1,593,920) | $ 463,999 | $ 495,036 | $ (1,232,835) | $ (714) | $ 2,969 | $ 1,501,907 | $ 766,363 | $ 1,230,362 | $ 18,858,100 | $ 20,088,462 | |||||||||||||
Large Cap
Index |
$ 55,262 | $ 697,988 | $ (739,874) | $ 13,376 | $ 817,650 | $ (1,420,809) | $ (731) | $ 3,937 | $ 1,318,797 | $ 718,844 | $ 732,220 | $ 21,037,816 | $ 21,770,036 | |||||||||||||
High
Yield |
$ 5,620,702 | $ (3,558,291) | $ (6,256,100) | $ (4,193,689) | $ 2,760,306 | $ (8,685,872) | $ (9,988) | $ 85,082 | $ (5,285,943) | $ (11,136,415) | $ (15,330,104) | $125,184,993 | $109,854,889 | |||||||||||||
Income |
$ 2,577,970 | $ 2,618,571 | $ (6,869,187) | $ (1,672,646) | $ 2,368,320 | $ (7,715,690) | $ (7,295) | $ 90,701 | $ (4,552,828) | $ (9,816,792) | $ (11,489,438) | $104,930,698 | $ 93,441,260 | |||||||||||||
Bond
Index |
$ 63,367 | $ 45,000 | $ (133,792) | $ (25,425) | $ 274,212 | $ (644,266) | $ (330) | $ 1,886 | $ (470,399) | $ (838,897) | $ (864,322) | $ 9,720,393 | $ 8,856,071 | |||||||||||||
Limited Maturity
Bond |
$ 108,935 | $ (16,012) | $ (152,037) | $ (59,114) | $ 492,853 | $ (1,569,776) | $ (997) | $ 13,016 | $ (1,121,256) | $ (2,186,160) | $ (2,245,274) | $ 20,266,595 | $ 18,021,321 | |||||||||||||
Money
Market |
$ (152,966) | $ — | $ — | $ (152,966) | $ 2,747,163 | $ (2,006,052) | $ (2,441) | $ 5,649 | $ (1,970,652) | $ (1,226,333) | $ (1,379,299) | $ 15,032,620 | $ 13,653,321 |
Subaccount | Increase (decrease) in net assets from operations | Net
Change in Net Assets from Operations |
Increase (decrease) in net assets from contract related transactions | Net
Change in Net Assets from Unit Transactions |
Net
Change in Net Assets |
Net
Assets Beginning of Year |
Net
Assets End of Year | |||||||||||||||||||
Net
investment income (loss) |
Net
realized gain (loss) on investments and capital gain distributions |
Change
in net unrealized appreciation (depreciation) on investments |
Proceeds
from units issued |
Transfers
for contract benefits and terminations |
Administrative charges | Adjustments
to annuity reserves |
Transfers
between subaccounts |
|||||||||||||||||||
Aggressive
Allocation |
$ (570,084) | $ 3,751,090 | $ 973,150 | $ 4,154,156 | $ 2,774,039 | $ (4,206,332) | $ (5,871) | $ 1,173 | $ 1,337,813 | $ (99,178) | $ 4,054,978 | $ 83,839,593 | $ 87,894,571 | |||||||||||||
Moderately Aggressive
Allocation |
$ (740,662) | $11,220,183 | $ 3,886,756 | $14,366,277 | $11,146,347 | $(16,020,512) | $(13,031) | $ 30,183 | $ 1,702,217 | $ (3,154,796) | $ 11,211,481 | $293,601,061 | $304,812,542 | |||||||||||||
Moderate
Allocation |
$ 118,804 | $14,626,161 | $ 3,957,861 | $18,702,826 | $11,288,129 | $(26,212,133) | $(10,926) | $ 38,370 | $ 5,239,924 | $ (9,656,636) | $ 9,046,190 | $399,808,116 | $408,854,306 | |||||||||||||
Moderately Conservative
Allocation |
$ 751,385 | $ 5,272,836 | $ 667,301 | $ 6,691,522 | $ 4,066,198 | $(12,319,307) | $ (4,486) | $ 34,977 | $ (979,177) | $ (9,201,795) | $ (2,510,273) | $163,871,026 | $161,360,753 | |||||||||||||
Growth and Income
Plus |
$ 100,009 | $ 647,495 | $ (667,307) | $ 80,197 | $ 87,449 | $ (730,710) | $ (112) | $ 9,702 | $ 270,780 | $ (362,891) | $ (282,694) | $ 6,791,547 | $ 6,508,853 | |||||||||||||
Balanced Income
Plus |
$ 62,474 | $ 2,328,197 | $ (1,783,114) | $ 607,557 | $ 285,096 | $ (1,040,185) | $ (407) | $ 1,945 | $ 1,444,256 | $ 690,705 | $ 1,298,262 | $ 11,719,000 | $ 13,017,262 | |||||||||||||
Diversified Income
Plus |
$ 590,496 | $ 350,644 | $ 14,356 | $ 955,496 | $ 1,225,102 | $ (2,786,490) | $ (598) | $ 13,091 | $ 1,715,946 | $ 167,051 | $ 1,122,547 | $ 30,576,222 | $ 31,698,769 | |||||||||||||
Opportunity Income
Plus |
$ 66,975 | $ 6,866 | $ (10,074) | $ 63,767 | $ 60,903 | $ (258,595) | $ (58) | $ 914 | $ 441,955 | $ 245,119 | $ 308,886 | $ 2,754,816 | $ 3,063,702 | |||||||||||||
Partner
Healthcare |
$ (66,666) | $ 611,284 | $ 634,933 | $ 1,179,551 | $ 374,060 | $ (312,716) | $ (99) | $ 1,662 | $ 1,577,791 | $ 1,640,698 | $ 2,820,249 | $ 4,620,877 | $ 7,441,126 | |||||||||||||
Partner Emerging Markets
Equity |
$ (5,816) | $ 102,943 | $ (224,618) | $ (127,491) | $ 125,815 | $ (232,909) | $ (82) | $ (1,826) | $ (239,800) | $ (348,802) | $ (476,293) | $ 4,260,872 | $ 3,784,579 | |||||||||||||
Real Estate
Securities |
$ 45,766 | $ 760,661 | $ 2,846,154 | $ 3,652,581 | $ 293,587 | $ (1,258,198) | $ (562) | $ 8,250 | $ (99,438) | $ (1,056,361) | $ 2,596,220 | $ 13,014,339 | $ 15,610,559 | |||||||||||||
Small Cap
Stock |
$ (74,266) | $ 408,919 | $ (51,306) | $ 283,347 | $ 174,728 | $ (475,739) | $ (381) | $ 1,472 | $ (405,457) | $ (705,377) | $ (422,030) | $ 8,825,084 | $ 8,403,054 | |||||||||||||
Small Cap
Index |
$ (38,536) | $ 979,138 | $ (472,694) | $ 467,908 | $ 320,393 | $ (808,658) | $ (478) | $ 622 | $ 165,951 | $ (322,170) | $ 145,738 | $ 11,577,830 | $ 11,723,568 | |||||||||||||
Mid Cap
Stock |
$ (102,831) | $ 1,361,228 | $ 53,049 | $ 1,311,446 | $ 286,465 | $ (790,570) | $ (447) | $ 2,553 | $ (698,390) | $ (1,200,389) | $ 111,057 | $ 12,910,326 | $ 13,021,383 | |||||||||||||
Mid Cap
Index |
$ (40,064) | $ 817,586 | $ 157,596 | $ 935,118 | $ 342,914 | $ (768,441) | $ (424) | $ 2,938 | $ 320,911 | $ (102,102) | $ 833,016 | $ 11,442,362 | $ 12,275,378 | |||||||||||||
Partner Worldwide
Allocation |
$ 741,585 | $ 1,645,780 | $ (7,365,930) | $ (4,978,565) | $ 2,449,143 | $ (5,253,070) | $ (8,480) | $ 22,284 | $ (3,473,358) | $ (6,263,481) | $(11,242,046) | $ 83,339,408 | $ 72,097,362 | |||||||||||||
Partner All
Cap |
$ (62,704) | $ 471,561 | $ 912,770 | $ 1,321,627 | $ 336,574 | $ (853,247) | $ (787) | $ 3,962 | $ (453,156) | $ (966,654) | $ 354,973 | $ 12,586,632 | $ 12,941,605 | |||||||||||||
Large Cap
Growth |
$(1,635,396) | $ 8,886,647 | $24,301,671 | $31,552,922 | $ 8,020,749 | $(23,563,019) | $(39,144) | $224,170 | $(12,888,545) | $(28,245,789) | $ 3,307,133 | $337,086,809 | $340,393,942 | |||||||||||||
Partner Growth
Stock |
$ (134,826) | $ 1,603,122 | $ (604,192) | $ 864,104 | $ 268,183 | $ (862,742) | $ (586) | $ 1,467 | $ (214,818) | $ (808,496) | $ 55,608 | $ 12,336,740 | $ 12,392,348 | |||||||||||||
Large Cap
Value |
$ 57,581 | $ 1,797,213 | $ 1,302,939 | $ 3,157,733 | $ 834,305 | $ (3,386,913) | $ (1,889) | $ 14,947 | $ (1,292,172) | $ (3,831,722) | $ (673,989) | $ 42,197,313 | $ 41,523,324 | |||||||||||||
Large Cap
Stock |
$ (44,553) | $ 733,958 | $ 113,115 | $ 802,520 | $ 485,321 | $ (1,469,250) | $ (693) | $ 4,364 | $ (900,697) | $ (1,880,955) | $ (1,078,435) | $ 19,936,535 | $ 18,858,100 | |||||||||||||
Large Cap
Index |
$ 64,929 | $ 532,305 | $ 1,670,186 | $ 2,267,420 | $ 658,440 | $ (1,254,248) | $ (685) | $ 2,734 | $ 807,958 | $ 214,199 | $ 2,481,619 | $ 18,556,197 | $ 21,037,816 | |||||||||||||
High
Yield |
$ 6,395,160 | $ (3,099,838) | $ (1,941,937) | $ 1,353,385 | $ 2,646,692 | $ (9,830,879) | $(11,466) | $ 68,275 | $ (5,027,986) | $(12,155,364) | $(10,801,979) | $135,986,972 | $125,184,993 | |||||||||||||
Income |
$ 2,896,068 | $ 2,247,815 | $ 779,243 | $ 5,923,126 | $ 2,186,017 | $ (9,089,854) | $ (8,339) | $ 76,290 | $ (5,602,774) | $(12,438,660) | $ (6,515,534) | $111,446,232 | $104,930,698 | |||||||||||||
Bond
Index |
$ 111,350 | $ 22,897 | $ 388,464 | $ 522,711 | $ 167,094 | $ (886,440) | $ (359) | $ 4,758 | $ (473,557) | $ (1,188,504) | $ (665,793) | $ 10,386,186 | $ 9,720,393 | |||||||||||||
Limited Maturity
Bond |
$ 135,729 | $ (3,390) | $ 9,013 | $ 141,352 | $ 1,420,900 | $ (2,398,080) | $ (1,165) | $ 9,297 | $ (3,121,530) | $ (4,090,578) | $ (3,949,226) | $ 24,215,821 | $ 20,266,595 | |||||||||||||
Money
Market |
$ (179,782) | $ — | $ — | $ (179,782) | $ 1,917,080 | $ (2,641,575) | $ (2,729) | $ 6,925 | $ (2,196,994) | $ (2,917,293) | $ (3,097,075) | $ 18,129,695 | $ 15,032,620 |
Subaccount | Series | |
Aggressive
Allocation |
Thrivent Series Fund, Inc. — Aggressive Allocation Portfolio | |
Moderately Aggressive
Allocation |
Thrivent Series Fund, Inc. — Moderately Aggressive Allocation Portfolio | |
Moderate
Allocation |
Thrivent Series Fund, Inc. — Moderate Allocation Portfolio | |
Moderately Conservative
Allocation |
Thrivent Series Fund, Inc. — Moderately Conservative Allocation Portfolio | |
Growth and Income Plus
(j) |
Thrivent Series Fund, Inc. — Growth and Income Plus Portfolio | |
Balanced Income Plus
(k) |
Thrivent Series Fund, Inc. — Balanced Income Plus Portfolio | |
Diversified Income Plus
(o) |
Thrivent Series Fund, Inc. — Diversified Income Plus Portfolio | |
Opportunity Income Plus
(l) |
Thrivent Series Fund, Inc. — Opportunity Income Plus Portfolio | |
Partner
Healthcare |
Thrivent Series Fund, Inc. — Partner Healthcare Portfolio | |
Partner Emerging Markets Equity
(q) |
Thrivent Series Fund, Inc. — Partner Emerging Markets Equity Portfolio | |
Real Estate
Securities |
Thrivent Series Fund, Inc. — Real Estate Securities Portfolio | |
Small Cap Stock (a,
b) |
Thrivent Series Fund, Inc. — Small Cap Stock Portfolio | |
Small Cap
Index |
Thrivent Series Fund, Inc. — Small Cap Index Portfolio | |
Mid Cap Stock (c,
d) |
Thrivent Series Fund, Inc. — Mid Cap Stock Portfolio | |
Mid Cap
Index |
Thrivent Series Fund, Inc. — Mid Cap Index Portfolio | |
Partner Worldwide Allocation
(m) |
Thrivent Series Fund, Inc. — Partner Worldwide Allocation Portfolio | |
Partner All
Cap |
Thrivent Series Fund, Inc. — Partner All Cap Portfolio | |
Large Cap Growth (f,
n) |
Thrivent Series Fund, Inc. — Large Cap Growth Portfolio | |
Partner Growth
Stock |
Thrivent Series Fund, Inc. — Partner Growth Stock Portfolio | |
Large Cap
Value |
Thrivent Series Fund, Inc. — Large Cap Value Portfolio | |
Large Cap Stock (e, g, h,
i) |
Thrivent Series Fund, Inc. — Large Cap Stock Portfolio | |
Large Cap
Index |
Thrivent Series Fund, Inc. — Large Cap Index Portfolio | |
High
Yield |
Thrivent Series Fund, Inc. — High Yield Portfolio | |
Income
(p) |
Thrivent Series Fund, Inc. — Income Portfolio | |
Bond
Index |
Thrivent Series Fund, Inc. — Bond Index Portfolio | |
Limited Maturity
Bond |
Thrivent Series Fund, Inc. — Limited Maturity Bond Portfolio | |
Money
Market |
Thrivent Series Fund, Inc. — Money Market Portfolio |
(a) | Partner Small Cap Growth merged into the Small Cap Stock Portfolio as of August 21, 2015 |
(b) | Partner Small Cap Value merged into the Small Cap Stock Portfolio as of August 21, 2015 |
(c) | Mid Cap Growth merged into the Mid Cap Stock Portfolio as of August 21, 2015 |
(d) | Partner Mid Cap Value merged into the Mid Cap Stock Portfolio as of August 21, 2015 |
(e) | Natural Resources merged into the Large Cap Stock Portfolio as of August 21, 2015 |
(f) | Partner Technology merged into the Large Cap Growth Portfolio as of August 21, 2015 |
(g) | Partner All Cap Value Portfolio merged into the Large Cap Stock Portfolio as of August 16, 2013. |
(h) | Partner All Cap Growth Portfolio merged into the Large Cap Stock Portfolio as of August 16, 2013. |
(i) | Partner Socially Responsible Stock Portfolio merged into the Large Cap Stock Portfolio as of August 16, 2013. |
(j) | Formerly known as Equity Income Plus, name change effective August 16, 2013 |
(k) | Formerly known as Balanced, name change effective August 16, 2013 |
(l) | Formerly known as Mortgage Securities, name change effective August 16, 2013 |
(m) | Partner International Stock Portfolio merged into the Partner Worldwide Allocation Portfolio as of July 27, 2012. |
(n) | Large Cap Growth Portfolio II merged into the Large Cap Growth Portfolio as of July 27, 2012. |
(o) | Partner Utilities Portfolio merged into the Diversified Income Plus Portfolio as of July 27, 2012. |
(p) | Partner Socially Responsible Bond Portfolio merged into the Income Portfolio as of July 27, 2012. |
(q) | Formerly Partner Emerging Markets, name change effective July 27, 2012 |
Level 1: | Fair value based on quoted prices for identical assets in active markets that are accessible. |
Level 2: | Fair value based on quoted prices for similar instruments in active markets that are accessible; quoted prices for identical or similar instruments in markets that are not active; or model-derived valuations where the significant value driver inputs are observable. |
Level 3: | Fair value based on significant value driver inputs that are not observable. |
Units
Outstanding at January 1, 2014 |
Units
Issued |
Units
Redeemed |
Units
Outstanding at December 31, 2014 |
Units
Issued |
Units
Issued as a result of merger |
Units
Redeemed |
Units
Outstanding at December 31, 2015 | ||||||||
Aggressive
Allocation |
4,900,554 | 490,664 | (490,856) | 4,900,362 | 306,210 | (527,794) | 4,678,778 | ||||||||
Moderately Aggressive
Allocation |
17,660,511 | 1,384,506 | (1,556,447) | 17,488,570 | 974,050 | (1,756,376) | 16,706,244 | ||||||||
Moderate
Allocation |
24,976,046 | 1,942,214 | (2,519,221) | 24,399,039 | 1,991,641 | (2,782,137) | 23,608,543 | ||||||||
Moderately Conservative
Allocation |
11,046,614 | 831,502 | (1,425,569) | 10,452,547 | 852,637 | (1,490,956) | 9,814,228 | ||||||||
Growth and Income
Plus |
562,062 | 75,586 | (107,144) | 530,504 | 50,485 | (87,873) | 493,116 | ||||||||
Balanced Income
Plus |
633,482 | 134,343 | (96,413) | 671,412 | 66,168 | (83,101) | 654,479 | ||||||||
Diversified Income
Plus |
1,399,527 | 213,393 | (209,484) | 1,403,436 | 153,755 | (211,783) | 1,345,408 | ||||||||
Opportunity Income
Plus |
191,533 | 59,494 | (41,538) | 209,489 | 53,711 | (35,053) | 228,147 | ||||||||
Partner
Healthcare |
261,508 | 147,279 | (65,921) | 342,866 | 227,898 | (49,262) | 521,502 | ||||||||
Partner Emerging Markets
Equity |
343,968 | 36,570 | (64,321) | 316,217 | 40,262 | (73,633) | 282,846 | ||||||||
Real Estate
Securities |
472,264 | 54,775 | (89,073) | 437,966 | 47,918 | (77,492) | 408,392 | ||||||||
Small Cap
Stock |
432,708 | 32,709 | (66,362) | 399,055 | 44,757 | 693,967 | (115,232) | 1,022,547 | |||||||
Small Cap
Index |
451,062 | 57,991 | (68,998) | 440,055 | 46,795 | (56,819) | 430,031 | ||||||||
Mid Cap
Stock |
541,085 | 60,020 | (107,150) | 493,955 | 30,848 | 6,680,539 | (398,299) | 6,807,043 | |||||||
Mid Cap
Index |
455,691 | 59,820 | (62,158) | 453,353 | 72,080 | (63,558) | 461,875 | ||||||||
Partner Worldwide
Allocation |
7,885,489 | 426,052 | (1,013,361) | 7,298,180 | 428,807 | (879,377) | 6,847,610 | ||||||||
Partner All
Cap |
776,121 | 60,448 | (116,864) | 719,705 | 67,184 | (72,192) | 714,697 | ||||||||
Large Cap
Growth |
3,992,467 | 343,515 | (672,646) | 3,663,336 | 338,487 | 42,444 | (592,644) | 3,451,623 |
Units
Outstanding at January 1, 2014 |
Units
Issued |
Units
Redeemed |
Units
Outstanding at December 31, 2014 |
Units
Issued |
Units
Issued as a result of merger |
Units
Redeemed |
Units
Outstanding at December 31, 2015 | ||||||||
Partner Growth
Stock |
599,524 | 42,886 | (80,430) | 561,980 | 77,663 | (65,651) | 573,992 | ||||||||
Large Cap
Value |
2,321,269 | 119,765 | (318,729) | 2,122,305 | 80,611 | (234,728) | 1,968,188 | ||||||||
Large Cap
Stock |
1,299,457 | 89,946 | (212,309) | 1,177,094 | 113,952 | 138,111 | (196,104) | 1,233,053 | |||||||
Large Cap
Index |
986,397 | 136,233 | (124,147) | 998,483 | 178,483 | (141,621) | 1,035,345 | ||||||||
High
Yield |
2,668,276 | 177,425 | (404,222) | 2,441,479 | 178,609 | (386,642) | 2,233,446 | ||||||||
Income |
2,546,422 | 206,361 | (480,729) | 2,272,054 | 188,688 | (394,641) | 2,066,101 | ||||||||
Bond
Index |
679,074 | 56,778 | (131,783) | 604,069 | 66,257 | (117,117) | 553,209 | ||||||||
Limited Maturity
Bond |
1,816,453 | 203,999 | (503,666) | 1,516,786 | 184,561 | (345,952) | 1,355,395 | ||||||||
Money
Market |
9,228,790 | 4,067,820 | (5,529,345) | 7,767,265 | 4,818,449 | (5,445,297) | 7,140,417 |
Subaccount | Purchases | Sales | ||
Aggressive
Allocation |
$ 9,969,924 | $ 8,181,314 | ||
Moderately Aggressive
Allocation |
24,321,550 | 23,914,681 | ||
Moderate
Allocation |
36,010,398 | 32,386,411 | ||
Moderately Conservative
Allocation |
13,074,898 | 18,054,957 | ||
Growth and Income
Plus |
963,367 | 1,072,712 | ||
Balanced Income
Plus |
1,705,173 | 1,488,868 | ||
Diversified Income
Plus |
3,823,301 | 3,943,549 | ||
Opportunity Income
Plus |
770,292 | 439,452 | ||
Partner
Healthcare |
5,484,536 | 788,510 | ||
Partner Emerging Markets
Equity |
381,508 | 775,431 | ||
Real Estate
Securities |
1,786,147 | 2,120,398 | ||
Small Cap
Stock |
16,184,539 | 2,127,109 | ||
Small Cap
Index |
1,716,304 | 1,233,139 | ||
Mid Cap
Stock |
168,124,106 | 9,220,921 | ||
Mid Cap
Index |
1,926,909 | 1,194,551 | ||
Partner Worldwide
Allocation |
3,363,926 | 6,957,076 | ||
Partner All
Cap |
2,272,257 | 1,082,146 | ||
Large Cap
Growth |
7,864,938 | 33,581,261 | ||
Partner Growth
Stock |
2,772,148 | 1,368,344 | ||
Large Cap
Value |
2,211,334 | 4,003,133 | ||
Large Cap
Stock |
5,057,912 | 2,888,352 | ||
Large Cap
Index |
3,103,437 | 2,231,345 | ||
High
Yield |
8,743,600 | 14,344,394 | ||
Income |
7,367,953 | 12,471,207 | ||
Bond
Index |
891,624 | 1,669,041 | ||
Limited Maturity
Bond |
1,943,302 | 4,033,545 | ||
Money
Market |
7,453,925 | 8,838,873 |
Subaccount | 2015 | 2014 | 2013 | 2012 | 2011 | |||||
Aggressive
Allocation |
||||||||||
Units
(a) |
4,689,039 | 4,906,772 | 4,900,554 | 5,261,428 | 5,592,819 | |||||
Unit
value |
$ 17.64 | $ 17.91 | $ 17.08 | $ 13.59 | $ 12.24 | |||||
Deathclaim
units |
606 | 11 | — | — | — | |||||
Deathclaim unit
value |
$ 16.67 | $ 16.91 | $ 16.10 | $ 12.79 | $ 11.51 | |||||
Net
assets |
$ 82,703,017 | $ 87,894,571 | $ 83,839,593 | $ 71,638,465 | $ 68,774,654 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
1.04% | 0.44% | 1.26% | 0.62% | 1.30% | |||||
Total return
(d) |
(1.54)-(1.39)% | 4.86-5.02% | 25.66-25.85% | 11.01-11.18% | (4.98)-(4.83)% | |||||
Moderately
Aggressive Allocation |
||||||||||
Units
(a) |
16,832,814 | 17,626,118 | 17,660,511 | 17,903,206 | 19,051,270 | |||||
Unit
value |
$ 16.97 | $ 17.29 | $ 16.49 | $ 13.74 | $ 12.31 | |||||
Deathclaim
units |
4,423 | 1,689 | — | — | 10,525 | |||||
Deathclaim unit
value |
$ 16.27 | $ 16.55 | $ 15.75 | $ 13.11 | $ 11.73 | |||||
Net
assets |
$ 285,804,142 | $304,812,542 | $293,601,060 | $248,188,430 | $ 236,874,155 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
1.29% | 0.86% | 1.50% | 1.18% | 1.97% | |||||
Total return
(d) |
(1.83)-(1.69)% | 4.89-5.05% | 19.97-20.15% | 11.62-11.79% | (3.92)-(3.78)% | |||||
Moderate
Allocation |
||||||||||
Units
(a) |
23,866,225 | 24,695,811 | 24,966,116 | 25,219,046 | 26,292,774 | |||||
Unit
value |
$ 16.27 | $ 16.54 | $ 15.79 | $ 13.87 | $ 12.55 | |||||
Deathclaim
units |
29,068 | 17,708 | 9,930 | 19,535 | 14,916 | |||||
Deathclaim unit
value |
$ 15.79 | $ 16.03 | $ 15.29 | $ 13.41 | $ 12.12 | |||||
Net
assets |
$ 388,845,212 | $408,854,306 | $399,808,115 | $354,251,532 | $ 334,295,141 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
1.49% | 1.13% | 1.53% | 1.56% | 2.22% | |||||
Total return
(d) |
(1.65)-(1.50)% | 4.72-4.88% | 13.86-14.03% | 10.50-10.66% | (2.11)-(1.96)% | |||||
Moderately
Conservative Allocation |
||||||||||
Units
(a) |
9,895,998 | 10,559,783 | 11,032,773 | 11,913,245 | 11,932,130 | |||||
Unit
value |
$ 15.02 | $ 15.26 | $ 14.65 | $ 13.58 | $ 12.53 | |||||
Deathclaim
units |
15,428 | 16,275 | 13,841 | 11,746 | 6,115 | |||||
Deathclaim unit
value |
$ 14.75 | $ 14.96 | $ 14.34 | $ 13.28 | $ 12.23 | |||||
Net
assets |
$ 148,901,468 | $161,360,753 | $163,871,025 | $164,180,586 | $ 151,710,560 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
1.75% | 1.56% | 1.51% | 1.60% | 2.17% | |||||
Total return
(d) |
(1.55)-(1.40)% | 4.17-4.32% | 7.83-7.99% | 8.39-8.55% | (0.90)-(0.75)% |
Subaccount | 2015 | 2014 | 2013 | 2012 | 2011 | |||||
Growth
and Income Plus |
||||||||||
Units
(a) |
497,635 | 536,168 | 561,597 | 410,897 | 398,080 | |||||
Unit
value |
$ 11.91 | $ 12.14 | $ 12.01 | $ 10.01 | $ 8.95 | |||||
Deathclaim
units |
— | — | 465 | — | — | |||||
Deathclaim unit
value |
$ 12.05 | $ 12.26 | $ 12.11 | $ 10.08 | $ 9.00 | |||||
Net
assets |
$ 5,926,823 | $ 6,508,853 | $ 6,791,546 | $ 4,158,494 | $ 3,592,895 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
2.17% | 2.57% | 1.94% | 1.55% | 0.28% | |||||
Total return
(d) |
(1.90)-(1.75)% | 1.09-1.24% | 19.91-20.09% | 11.92-12.09% | (3.52)-(3.37)% | |||||
Balanced
Income Plus |
||||||||||
Units
(a) |
673,559 | 693,580 | 629,125 | 613,858 | 701,850 | |||||
Unit
value |
$ 18.52 | $ 18.75 | $ 17.87 | $ 15.32 | $ 13.78 | |||||
Deathclaim
units |
509 | — | 4,357 | 263 | 2,447 | |||||
Deathclaim unit
value |
$ 16.42 | $ 16.60 | $ 15.80 | $ 13.53 | $ 12.15 | |||||
Net
assets |
$ 12,495,836 | $13,017,262 | $ 11,719,001 | $ 9,790,236 | $ 10,017,997 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
2.15% | 1.59% | 1.78% | 2.16% | 2.21% | |||||
Total return
(d) |
(1.24)-(1.09)% | 4.91-5.07% | 16.66-16.83% | 11.19-11.35% | 3.04-3.20% | |||||
Diversified
Income Plus |
||||||||||
Units
(a) |
1,372,167 | 1,435,984 | 1,390,841 | 1,111,336 | 774,223 | |||||
Unit
value |
$ 21.83 | $ 22.06 | $ 21.39 | $ 19.45 | $ 17.18 | |||||
Deathclaim
units |
964 | 609 | 8,686 | 148 | 5,855 | |||||
Deathclaim unit
value |
$ 16.77 | $ 16.92 | $ 16.38 | $ 14.88 | $ 13.12 | |||||
Net
assets |
$ 29,992,248 | $31,698,769 | $ 30,576,220 | $ 22,311,765 | $ 13,901,719 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
3.28% | 2.96% | 2.45% | 3.42% | 5.09% | |||||
Total return
(d) |
(1.02)-(0.87)% | 3.13-3.29% | 9.96-10.12% | 13.23-13.40% | 1.20-1.35% | |||||
Opportunity
Income Plus |
||||||||||
Units
(a) |
233,165 | 214,631 | 191,533 | 226,044 | 224,933 | |||||
Unit
value |
$ 14.08 | $ 14.24 | $ 13.91 | $ 14.26 | $ 13.60 | |||||
Deathclaim
units |
51 | 683 | — | — | — | |||||
Deathclaim unit
value |
$ 13.67 | $ 13.81 | $ 13.47 | $ 13.79 | $ 13.13 | |||||
Net
assets |
$ 3,282,958 | $ 3,063,702 | $ 2,754,815 | $ 3,327,073 | $ 3,155,892 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
3.40% | 3.43% | 2.51% | 1.56% | 2.88% | |||||
Total return
(d) |
(1.13)-(0.98)% | 2.35-2.51% | (2.47)-(2.32)% | 4.83-4.99% | 3.38-3.54% |
Subaccount | 2015 | 2014 | 2013 | 2012 | 2011 | |||||
Partner
Healthcare |
||||||||||
Units
(a) |
522,664 | 343,519 | 261,508 | 190,268 | 186,573 | |||||
Unit
value |
$ 22.40 | $ 21.65 | $ 17.62 | $ 13.59 | $ 11.38 | |||||
Deathclaim
units |
— | 247 | — | — | — | |||||
Deathclaim unit
value |
$ 22.65 | $ 21.86 | $ 17.77 | $ 13.68 | $ 11.45 | |||||
Net
assets |
$ 11,706,362 | $ 7,441,126 | $ 4,620,875 | $ 2,587,850 | $ 2,131,459 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
0.01% | 0.00% | 0.35% | 0.26% | 0.00% | |||||
Total return
(d) |
3.46-3.62% | 22.87-23.06% | 29.66-29.85% | 19.35-19.53% | (4.84)-(4.70)% | |||||
Partner
Emerging Markets Equity |
||||||||||
Units
(a) |
285,410 | 319,274 | 343,968 | 491,519 | 316,832 | |||||
Unit
value |
$ 10.14 | $ 11.86 | $ 12.27 | $ 13.39 | $ 10.75 | |||||
Deathclaim
units |
— | — | — | — | — | |||||
Deathclaim unit
value |
$ 10.25 | $ 11.98 | $ 12.38 | $ 13.49 | $ 10.81 | |||||
Net
assets |
$ 2,892,664 | $ 3,784,579 | $ 4,260,873 | $ 7,456,215 | $ 3,429,654 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
1.20% | 0.96% | 1.04% | 0.00% | 1.09% | |||||
Total return
(d) |
(14.54)-(14.41)% | (3.36)-(3.21)% | (8.36)-(8.22)% | (8.36)-(8.22)% | (11.80)-(11.67)% | |||||
Real
Estate Securities |
||||||||||
Units
(a) |
420,962 | 451,709 | 471,556 | 519,007 | 570,798 | |||||
Unit
value |
$ 35.10 | $ 34.54 | $ 26.69 | $ 26.41 | $ 22.72 | |||||
Deathclaim
units |
220 | 519 | 708 | 2,099 | 2,538 | |||||
Deathclaim unit
value |
$ 19.53 | $ 19.19 | $ 14.81 | $ 14.63 | $ 12.56 | |||||
Net
assets |
$ 14,779,197 | $ 15,610,559 | $ 13,014,340 | $ 14,189,194 | $ 13,434,208 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
1.45% | 1.42% | 1.43% | 3.67% | 0.00% | |||||
Total return
(d) |
1.62-1.77% | 29.39-29.59% | 1.06-1.22% | 16.25-16.42% | 7.64-7.80% | |||||
Small
Cap Stock |
||||||||||
Units
(a) |
1,035,261 | 405,567 | 432,708 | 491,519 | 584,303 | |||||
Unit
value |
$ 19.85 | $ 20.71 | $ 19.99 | $ 14.87 | $ 13.74 | |||||
Deathclaim
units |
527 | — | — | — | 205 | |||||
Deathclaim unit
value |
$ 15.40 | $ 16.05 | $ 15.47 | $ 11.49 | $ 10.60 | |||||
Net
assets |
$ 20,580,371 | $ 8,403,054 | $ 8,825,083 | $ 7,456,215 | $ 8,179,882 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
0.28% | 0.22% | 0.36% | 0.00% | 0.00% | |||||
Total return
(d) |
(4.19)-(4.05)% | 3.61-3.76% | 34.41-34.62% | 8.22-8.38% | (6.35)-(6.21)% |
Subaccount | 2015 | 2014 | 2013 | 2012 | 2011 | |||||
Small
Cap Index |
||||||||||
Units
(a) |
435,820 | 446,296 | 448,341 | 444,682 | 511,568 | |||||
Unit
value |
$ 25.36 | $ 26.21 | $ 25.15 | $ 18.06 | $ 15.75 | |||||
Deathclaim
units |
— | 265 | 2,721 | 307 | 3,079 | |||||
Deathclaim unit
value |
$ 19.75 | $ 20.38 | $ 19.52 | $ 14.00 | $ 12.19 | |||||
Net
assets |
$ 11,072,654 | $ 11,723,568 | $ 11,577,830 | $ 8,230,431 | $ 8,280,132 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
0.78% | 0.76% | 1.20% | 0.67% | 0.85% | |||||
Total return
(d) |
(3.24)-(3.10)% | 4.21-4.37% | 39.29-39.50% | 14.67-14.85% | (0.56)-(0.41)% | |||||
Mid
Cap Stock |
||||||||||
Units
(a) |
6,917,299 | 505,274 | 541,085 | 601,303 | 717,411 | |||||
Unit
value |
$ 25.48 | $ 25.75 | $ 23.26 | $ 17.35 | $ 15.35 | |||||
Deathclaim
units |
13,933 | 2 | — | 233 | 1,873 | |||||
Deathclaim unit
value |
$ 19.45 | $ 19.62 | $ 17.70 | $ 13.19 | $ 11.65 | |||||
Net
assets |
$ 176,908,856 | $ 13,021,383 | $ 12,910,326 | $ 10,708,917 | $ 11,321,445 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
0.10% | 0.31% | 0.37% | 0.25% | 0.05% | |||||
Total return
(d) |
(1.01)-(0.86)% | 10.70-10.87% | 34.02-34.22% | 13.03-13.20% | (7.30)-(7.16)% | |||||
Mid
Cap Index |
||||||||||
Units
(a) |
468,637 | 460,686 | 455,604 | 443,621 | 497,542 | |||||
Unit
value |
$ 25.60 | $ 26.55 | $ 24.57 | $ 18.69 | $ 16.10 | |||||
Deathclaim
units |
— | 256 | 87 | 168 | 712 | |||||
Deathclaim unit
value |
$ 20.31 | $ 21.04 | $ 19.44 | $ 14.76 | $ 12.70 | |||||
Net
assets |
$ 12,032,443 | $ 12,275,378 | $ 11,442,363 | $ 8,496,606 | $ 8,215,335 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
0.71% | 0.76% | 0.87% | 0.76% | 0.80% | |||||
Total return
(d) |
(3.59)-(3.44)% | 8.08-8.24% | 31.47-31.67% | 16.08-16.26% | (3.30)-(3.16)% | |||||
Partner
Worldwide Allocation |
||||||||||
Units
(a) |
6,952,748 | 7,423,497 | 7,879,566 | 8,634,727 | 790,685 | |||||
Unit
value |
$ 9.52 | $ 9.70 | $ 10.37 | $ 9.01 | $ 7.68 | |||||
Deathclaim
units |
8,451 | 4,860 | 5,923 | 3,899 | 67 | |||||
Deathclaim unit
value |
$ 9.63 | $ 9.80 | $ 10.45 | $ 9.07 | $ 7.72 | |||||
Net
assets |
$ 66,322,821 | $ 72,097,362 | $ 83,339,410 | $ 79,412,887 | $ 6,077,873 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
2.50% | 2.04% | 0.03% | 2.98% | 1.97% | |||||
Total return
(d) |
(1.87)-(1.72)% | (6.39)-(6.25)% | 15.04-15.21% | 17.35-17.53% | (13.08)-(12.95)% |
Subaccount | 2015 | 2014 | 2013 | 2012 | 2011 | |||||
Partner
All Cap |
||||||||||
Units
(a) |
724,018 | 729,792 | 775,820 | 855,385 | 999,603 | |||||
Unit
value |
$ 17.86 | $ 17.66 | $ 15.91 | $ 12.11 | $ 10.67 | |||||
Deathclaim
units |
69 | 161 | 301 | 67 | 67 | |||||
Deathclaim unit
value |
$ 19.24 | $ 18.99 | $ 17.08 | $ 12.98 | $ 11.42 | |||||
Net
assets |
$ 12,984,495 | $ 12,941,605 | $ 12,586,632 | $ 10,559,444 | $ 10,875,080 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
0.34% | 0.60% | 0.75% | 0.45% | 0.63% | |||||
Total return
(d) |
1.14-1.29% | 11.03-11.20% | 31.40-31.60% | 13.47-13.65% | (5.86)-(5.72)% | |||||
Large
Cap Growth |
||||||||||
Units
(a) |
3,563,697 | 3,815,160 | 3,959,140 | 4,416,000 | 4,967,530 | |||||
Unit
value |
$ 99.21 | $ 90.79 | $ 82.71 | $ 61.42 | $ 52.11 | |||||
Deathclaim
units |
29,846 | 10,941 | 33,327 | 10,433 | 25,284 | |||||
Deathclaim unit
value |
$ 20.27 | $ 18.52 | $ 16.85 | $ 12.49 | $ 10.58 | |||||
Net
assets |
$ 348,293,442 | $340,393,942 | $337,086,809 | $279,108,805 | $ 266,581,427 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
0.41% | 0.62% | 0.63% | 1.12% | 0.54% | |||||
Total return
(d) |
9.27-9.43% | 9.78-9.94% | 34.65-34.85% | 17.86-18.04% | (6.31)-(6.17)% | |||||
Partner
Growth Stock |
||||||||||
Units
(a) |
578,677 | 567,595 | 599,508 | 665,503 | 752,104 | |||||
Unit
value |
$ 23.85 | $ 21.79 | $ 20.30 | $ 14.78 | $ 12.60 | |||||
Deathclaim
units |
219 | 117 | 16 | 559 | 194 | |||||
Deathclaim unit
value |
$ 22.30 | $ 20.35 | $ 18.93 | $ 13.76 | $ 11.71 | |||||
Net
assets |
$ 13,831,108 | $ 12,392,348 | $ 12,336,740 | $ 9,985,124 | $ 9,610,053 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
0.00% | 0.00% | 0.03% | 0.00% | 0.00% | |||||
Total return
(d) |
9.44-9.61% | 7.33-7.49% | 37.33-37.53% | 17.35-17.53% | (2.56)-(2.41)% | |||||
Large
Cap Value |
||||||||||
Units
(a) |
1,999,647 | 2,163,028 | 2,320,685 | 2,566,040 | 2,995,213 | |||||
Unit
value |
$ 18.30 | $ 19.18 | $ 17.78 | $ 13.64 | $ 11.73 | |||||
Deathclaim
units |
3,978 | 418 | 584 | 580 | 1,584 | |||||
Deathclaim unit
value |
$ 16.80 | $ 17.58 | $ 16.28 | $ 12.47 | $ 10.70 | |||||
Net
assets |
$ 36,699,260 | $ 41,523,324 | $ 42,197,313 | $ 35,802,852 | $ 35,941,544 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
1.29% | 1.24% | 1.49% | 1.72% | 0.02% | |||||
Total return
(d) |
(4.59)-(4.44)% | 7.84-8.00% | 30.38-30.58% | 16.28-16.45% | (4.14)-(4.00)% |
Subaccount | 2015 | 2014 | 2013 | 2012 | 2011 | |||||
Large
Cap Stock |
||||||||||
Units
(a) |
1,253,330 | 1,201,736 | 1,299,457 | 1,256,401 | 1,477,389 | |||||
Unit
value |
$ 15.97 | $ 15.66 | $ 15.04 | $ 11.73 | $ 10.32 | |||||
Deathclaim
units |
2,085 | — | — | — | 1,272 | |||||
Deathclaim unit
value |
$ 15.47 | $ 15.15 | $ 14.53 | $ 11.32 | $ 9.94 | |||||
Net
assets |
$ 20,088,462 | $ 18,858,100 | $ 19,936,535 | $ 15,074,558 | $ 15,609,617 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
1.12% | 0.87% | 1.09% | 1.03% | 0.01% | |||||
Total return
(d) |
1.99-2.14% | 4.14-4.29% | 28.18-28.38% | 13.64-13.81% | (5.62)-(5.48)% | |||||
Large
Cap Index |
||||||||||
Units
(a) |
1,049,749 | 1,015,090 | 986,397 | 999,916 | 1,080,613 | |||||
Unit
value |
$ 20.68 | $ 20.67 | $ 18.46 | $ 14.16 | $ 12.39 | |||||
Deathclaim
units |
888 | 113 | — | 556 | 2,600 | |||||
Deathclaim unit
value |
$ 18.56 | $ 18.53 | $ 16.51 | $ 12.65 | $ 11.05 | |||||
Net
assets |
$ 21,770,036 | $ 21,037,816 | $ 18,556,196 | $ 14,443,721 | $ 13,692,976 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
1.35% | 1.43% | 1.62% | 1.68% | 1.65% | |||||
Total return
(d) |
0.01-0.16% | 12.01-12.18% | 30.36-30.56% | 14.27-14.44% | .60-.75% | |||||
High
Yield |
||||||||||
Units
(a) |
2,313,337 | 2,542,279 | 2,663,005 | 2,983,757 | 3,280,186 | |||||
Unit
value |
$ 47.83 | $ 49.70 | $ 49.28 | $ 46.61 | $ 40.52 | |||||
Deathclaim
units |
11,271 | 6,096 | 5,271 | 5,410 | 8,912 | |||||
Deathclaim unit
value |
$ 17.54 | $ 18.20 | $ 18.02 | $ 17.01 | $ 14.77 | |||||
Net
assets |
$ 109,854,889 | $125,184,993 | $ 135,986,972 | $144,253,068 | $ 138,091,324 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
5.74% | 5.89% | 6.29% | 7.10% | 7.74% | |||||
Total return
(d) |
(3.76)-(3.61)% | 0.85-1.00% | 5.74-5.90% | 15.03-15.20% | 3.56-3.71% | |||||
Income
|
||||||||||
Units
(a) |
2,147,085 | 2,374,364 | 2,532,432 | 3,006,352 | 3,256,335 | |||||
Unit
value |
$ 43.92 | $ 44.71 | $ 42.37 | $ 42.87 | $ 39.05 | |||||
Deathclaim
units |
7,817 | 2,627 | 13,990 | 8,922 | 20,239 | |||||
Deathclaim unit
value |
$ 15.05 | $ 15.29 | $ 14.47 | $ 14.62 | $ 13.30 | |||||
Net
assets |
$ 93,441,260 | $104,930,698 | $ 111,446,233 | $133,611,261 | $ 132,145,290 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
3.67% | 3.76% | 3.76% | 3.83% | 4.49% | |||||
Total return
(d) |
(1.76)-(1.62)% | 5.52-5.67% | (1.16)-(1.01)% | 9.77-9.94% | 4.79-4.95% |
Subaccount | 2015 | 2014 | 2013 | 2012 | 2011 | |||||
Bond
Index |
||||||||||
Units
(a) |
563,952 | 617,711 | 679,074 | 818,510 | 847,305 | |||||
Unit
value |
$ 15.69 | $ 15.74 | $ 14.94 | $ 15.49 | $ 14.92 | |||||
Deathclaim
units |
474 | 44 | — | 788 | 2,058 | |||||
Deathclaim unit
value |
$ 14.06 | $ 14.08 | $ 13.34 | $ 13.81 | $ 13.29 | |||||
Net
assets |
$ 8,856,071 | $ 9,720,393 | $ 10,386,186 | $ 12,967,161 | $ 12,934,779 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
1.78% | 2.22% | 1.94% | 2.03% | 2.81% | |||||
Total return
(d) |
(0.31)-(0.16)% | 5.36-5.52% | (3.53)-(3.39)% | 3.80-3.96% | 7.03-7.19% | |||||
Limited
Maturity Bond |
||||||||||
Units
(a) |
1,392,405 | 1,561,894 | 1,816,453 | 2,234,123 | 2,415,818 | |||||
Unit
value |
$ 12.92 | $ 12.97 | $ 12.90 | $ 12.98 | $ 12.58 | |||||
Deathclaim
units |
1,411 | 973 | — | 8,845 | 2,121 | |||||
Deathclaim unit
value |
$ 12.06 | $ 12.09 | $ 12.00 | $ 12.06 | $ 11.67 | |||||
Net
assets |
$ 18,021,321 | $ 20,266,595 | $ 24,215,821 | $ 30,046,167 | $ 31,447,498 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
1.67% | 1.71% | 1.51% | 1.65% | 2.24% | |||||
Total return
(d) |
(0.37)-(0.22)% | 0.57-0.72% | (0.64)-(0.50)% | 3.17-3.33% | (0.20)-(0.05)% | |||||
Money
Market |
||||||||||
Units
(a) |
7,233,008 | 7,876,012 | 9,205,772 | 10,839,676 | 13,986,434 | |||||
Unit
value |
$ 1.88 | $ 1.90 | $ 1.92 | $ 1.94 | $ 1.96 | |||||
Deathclaim
units |
10,319 | 12,832 | 23,018 | 32,408 | 47,650 | |||||
Deathclaim unit
value |
$ 1.04 | $ 1.05 | $ 1.06 | $ 1.07 | $ 1.08 | |||||
Net
assets |
$ 13,653,321 | $ 15,032,620 | $ 18,129,696 | $ 21,543,894 | $ 28,057,479 | |||||
Ratio of expenses to net assets
(b) |
0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | 0.95-1.10% | |||||
Investment income ratio
(c) |
0.00% | 0.00% | 0.00% | 0.00% | 0.00% | |||||
Total return
(d) |
(1.10)-(0.94)% | (1.09)-(0.95)% | (1.09)-(0.95)% | (1.10)-(0.95)% | (1.09)-(0.94)% |
(a) | For 2014 and 2015, these amounts represent the units for contracts in accumulation and contracts in payout. Units for contracts in accumulation are presented in 2011-2013. |
(b) | These amounts represent the annualized contract expenses of the separate account, consisting primarily of mortality and expense charges, for each period indicated. The ratios include only those expenses that result in a direct reduction to unit values. Charges made directly to contract owner accounts through the redemption of units and expenses of the underlying fund have been excluded. |
(c) | These amounts represent the dividends, excluding distributions of capital gains, received by the subaccount from the underlying mutual fund net of management fees assessed by the fund manager, divided by the average net assets. These ratios exclude those expenses, such as mortality and expense charges, that are assessed against the contract owner accounts either through reductions in the unit values or the redemption of units. The recognition of investment income is affected by the timing of the declaration of dividends by the underlying fund in which the subaccount invests. |
(d) | These amounts represent the total return for periods indicated, including changes in the value of the underlying fund, and expenses assessed through the reduction of unit values. These ratios do not include any expenses assessed through the redemption of units. Investment options with a date notation in Note 1 indicate the effective date of the investment option in the Variable Account. The total return is calculated using accumulation unit values. |
The Target Portfolio | The Acquiring Portfolio | |||
Merger
1 |
Thrivent Partner Small Cap Growth | → | Thrivent Small Cap Stock | |
Merger
2 |
Thrivent Partner Small Cap Value | → | Thrivent Small Cap Stock | |
Merger
3 |
Thrivent Mid Cap Growth | → | Thrivent Mid Cap Stock | |
Merger
4 |
Thrivent Partner Mid Cap Value | → | Thrivent Mid Cap Stock | |
Merger
5 |
Thrivent Natural Resources | → | Thrivent Large Cap Stock | |
Merger
6 |
Thrivent Partner Technology | → | Thrivent Large Cap Growth |
Merger 1 and 2 | Net
Assets as of August 21, 2015 |
Shares
as of August 21, 2015 | ||
Acquiring
Portfolio |
$ 8,357,395 | 507,145 | ||
Target Portfolio (Merger
1) |
$ 6,904,077 | 438,722 | ||
Target Portfolio (Merger
2) |
$ 7,799,042 | 351,857 | ||
After
Acquisition |
$23,060,514 | 1,297,724 |
Merger 3 and 4 | Net
Assets as of August 21, 2015 |
Shares
as of August 21, 2015 | ||
Acquiring
Portfolio |
$ 12,393,048 | 750,716 | ||
Target Portfolio (Merger
3) |
$167,346,453 | 7,462,728 | ||
Target Portfolio (Merger
4) |
$ 3,277,640 | 239,190 | ||
After
Acquisition |
$183,017,141 | 8,452,634 |
Merger 5 | Net
Assets as of August 21, 2015 |
Shares
as of August 21, 2015 | ||
Acquiring
Portfolio |
$18,314,190 | 1,587,169 | ||
Target
Portfolio |
$ 2,200,051 | 430,025 | ||
After
Acquisition |
$20,514,241 | 2,017,194 |
Merger 6 | Net
Assets as of August 21, 2015 |
Shares
as of August 21, 2015 | ||
Acquiring
Portfolio |
$342,332,467 | 11,525,647 | ||
Target
Portfolio |
$ 3,888,246 | 376,152 | ||
After
Acquisition |
$346,220,713 | 11,901,799 |
Portfolio | Unrealized
Appreciation (Depreciation) |
Net
Investment Income (loss) |
Accumulated
Net Realized Gain (Loss) | |||
Thrivent Partner Small Cap
Growth |
$ (1,967,866) | $ (49,369) | $ 2,353,676 | |||
Thrivent Partner Small Cap
Value |
$ (3,280,069) | $ 263,868 | $ 2,675,226 | |||
Thrivent Mid Cap
Growth |
$(66,428,946) | $(699,843) | $67,515,134 | |||
Thrivent Partner Mid Cap
Value |
$ (810,510) | $ 7,517 | $ 572,715 | |||
Thrivent Natural
Resources |
$ 794,095 | $ 1,953 | $ (1,278,246) | |||
Thrivent Partner
Technology |
$ (852,816) | $ (88,486) | $ 1,657,035 |
Portfolio | Unrealized
Appreciation (Depreciation) |
Net
Investment Income (loss) |
Accumulated
Net Realized Gain (Loss) | |||
Thrivent Small Cap
Stock |
$ (7,386,717) | $ 105,176 | $ 6,362,317 | |||
Thrivent Mid Cap
Stock |
$(62,963,422) | $(1,419,974) | $70,060,595 | |||
Thrivent Large Cap
Stock |
$ (799,825) | $ 5,924 | $ 775,703 | |||
Thrivent Large Cap
Growth |
$ 21,696,220 | $(2,508,735) | $12,498,841 |
Portfolio | Unrealized
Appreciation (Depreciation) |
Net
Investment Income (loss) |
Accumulated
Net Realized Gain (Loss) | |||
Thrivent Small Cap
Stock |
$ (1,512,306) | $ (226,387) | $ 2,207,760 | |||
Thrivent Mid Cap
Stock |
$ (6,828,750) | $(1,583,595) | $23,573,350 | |||
Thrivent Large Cap
Stock |
$ (460,741) | $ (66,209) | $ 681,679 | |||
Thrivent Large Cap
Growth |
$24,503,953 | $(1,670,326) | $ 8,996,809 |
(a) | Financial Statements | |
PART A: | None | |
(b) | PART B: | Financial
Statements of Depositor. (*) Financial Statements of Thrivent Variable Annuity Account B (*) |
Exhibit
(b) |
Description | Filed Herewith / Incorporated by reference from |
1 | Resolution of the Board of Directors of Lutheran Brotherhood authorizing the establishment of Thrivent Variable Annuity Account B (“Registrant”) | Post-Effective Amendment No. 8 to the registration statement of Thrivent Variable Annuity Account B, Registration Statement No. 33-67012, filed on April 30, 1998 |
2 | Not Applicable | |
3(a) | Principal Underwriting Agreement between Depositor and Thrivent Investment Management Inc. | Post-Effective Amendment No. 5 to the registration statement of Thrivent Variable Annuity Account B, Registration Statement No. 333-76154, filed on April 20, 2006 |
(b) | Specimen of Distribution Agreement with Registered Representatives | Post-Effective Amendment No. 10 to the registration statement of Thrivent Variable Annuity Account B, Registration Statement No. 333-76154, filed on April 18, 2011 |
4(a) | Form of Contract | Post-Effective Amendment No. 8 to the registration statement of Thrivent Variable Annuity Account B, Registration Statement No. 33-67012, filed on April 30, 1998 |
(b) | 403(b) Tax Sheltered Annuity Endorsement | Post-Effective Amendment No. 9 to the registration statement of Thrivent Variable Annuity Account B, Registration Statement No. 333-76154, filed on April 19, 2010 |
(c) | Roth Individual Retirement Annuity Endorsement | Post-Effective Amendment No. 9 to the registration statement of Thrivent Variable Annuity Account B, Registration Statement No. 333-76154, filed on April 19, 2010 |
(d) | SIMPLE Individual Retirement Annuity Endorsement | Post-Effective Amendment No. 9 to the registration statement of Thrivent Variable Annuity Account B, Registration Statement No. 333-76154, filed on April 19, 2010 |
(e) | Individual Retirement Annuity Endorsement | Post-Effective Amendment No. 9 to the registration statement of Thrivent Variable Annuity Account B, Registration Statement No. 333-76154, filed on April 19, 2010 |
5 | Contract Application Form | Post-Effective Amendment No. 8 to the registration statement of Thrivent Variable Annuity Account B, Registration Statement No. 33-67012, filed on April 30, 1998 |
6 | Articles of Incorporation and Bylaws of Depositor | Post-Effective Amendment No. 9 to the registration statement of Thrivent Variable Annuity Account B, Registration Statement No. 333-76154, filed on April 19, 2010 |
7 | Not Applicable | |
8 | Participation Agreement between the Depositor and the Fund as of December 15, 2003 | Post-Effective Amendment No. 1 to the registration statement of Thrivent Variable Life Account I, Registration Statement No. 333-103454, filed on April 19, 2004 |
9 | Opinion of Counsel as to the legality of the securities being registered (including written consent) | Filed herewith |
10 | Consent of Independent Registered Public Accounting Firm, PricewaterhouseCoopers LLP | Filed herewith |
Exhibit
(b) |
Description | Filed Herewith / Incorporated by reference from |
(a) | Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP | Filed herewith |
11 | Not Applicable | |
12 | Not Applicable | |
13 | Directors’ Powers of Attorney | Filed herewith |
(*) | Filed Herewith |
Name and Principal Business Address | Positions and Offices with Depositor |
N.
Cornell Boggs, III Dow Corning Corporation 2200 W. Salzburg Road Midland, Michigan 48686 |
Director |
Kenneth
A. Carow Kelley School of Business BS 3024F 801 W. Michigan Street Indianapolis, Indiana 46142 |
Director |
Eric
J. Draut 524 S. Banbury Road Arlington Heights, Illinois 60005 |
Director |
Kirk
D. Farney Wheaton College 501 College Avenue Wheaton, IL 60187 |
Director |
Rev.
Mark A. Jeske St. Marcus Lutheran Church 2215 North Palmer Street Milwaukee, Wisconsin 55312-3299 |
Director |
Frederick
G. Kraegel Parham Partners LLC 1225 Hyde Lane Henrico, VA 23229-6064 |
Director |
F.
Mark Kuhlmann 1711 Stone Ridge Trails Drive Kirkwood, Missouri 63122 |
Director |
Kathryn
V. Marinello 107 Hispaniola Lane Bonita Springs, Florida 34134 |
Director |
Frank
H. Moeller Enovate Enterprises 8701 North Mopac Expressway, Suite 105 Austin, Texas 78759 |
Chair of the Board of Directors |
Bonnie
E. Raquet 412 Rivers Edge Williamsburg, VA 23185-8945 |
Director |
Alice
M. Richter 2774 Wilds Lane NW Prior Lake, Minnesota 55372 |
Director |
Name and Principal Business Address | Positions and Offices with Depositor |
James
H. Scott 2853 Tansey Lane Chester Springs, Pennsylvania 19425 |
Director |
Allan
R. Spies 9305 E Harvard Avenue Denver, Colorado 80231 |
Director |
Bradford L. Hewitt | Executive Officer, Director |
Randall L. Boushek | Chief Financial Officer and Treasurer |
Teresa J. Rasmussen | President |
Russell W. Swansen | Chief Investment Officer |
James A. Thomsen | President, Thrivent Holdings |
Terry
W. Timm 4321 North Ballard Road Appleton, Wisconsin 54919 |
Chief Administrative Officer |
Paul R. Johnston | General Counsel & Secretary |
Christopher J. Kopka | President, Thrivent Church Services Group |
James M. Odland | Vice President and Chief Compliance Officer |
Thrivent Financial Entities | Primary Business | State of Incorporation | ||
Thrivent Financial | Fraternal benefit society offering financial services and products | Wisconsin | ||
Thrivent Financial Holdings, Inc. | Holding company with no independent operations | Delaware | ||
Thrivent Trust Company | Federally chartered limited purpose trust bank | Federal Charter | ||
Thrivent Investment Management Inc. | Broker-dealer and investment adviser | Delaware | ||
North Meadows Investment Ltd. | Organized for the purpose of holding and investing in real estate | Wisconsin | ||
Thrivent Financial Investor Services Inc. | Transfer agent | Pennsylvania | ||
Thrivent Insurance Agency Inc. | Licensed life and health agency | Minnesota | ||
Newman Financial Services, LLC | Limited Liability Company | Minnesota | ||
NewLife Insurance Agency, LLC5 | Limited Liability Company | Minnesota | ||
Thrivent Life Insurance Company | Life insurance company | Minnesota | ||
cuLearn, LLC6 | Limited Liability Company | Delaware | ||
PREPARE/ENRICH, LLC | Limited Liability Company | Delware | ||
Thrivent Asset Management, LLC1 | Investment adviser | Delaware | ||
Thrivent Distributors, LLC | Limited Liability Company | Delaware | ||
White Rose GP I, LLC2 | General partner | Delaware | ||
White Rose Fund I Mezzanine Direct, L.P.3 | Private equity fund | Delaware | ||
White Rose Fund I Equity Direct, L.P.3 | Private equity fund | Delaware | ||
White Rose Fund I Fund of Funds, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund GP II, LLC2 | General partner | Delaware | ||
Thrivent White Rose Fund II Mezzanine Direct, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund II Equity Direct, L.P.3 | Private equity fund | Delaware |
Thrivent Financial Entities | Primary Business | State of Incorporation | ||
Thrivent White Rose Fund II Fund of Funds, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund GP III, LLC2 | General partner | Delaware | ||
Thrivent White Rose Fund III Mezzanine Direct, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund III Equity Direct, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund III Fund of Funds, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund GP IV, LLC2 | General partner | Delaware | ||
Thrivent White Rose Fund IV Mezzanine Direct, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund IV Equity Direct, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund IV Fund of Funds, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund GP V, LLC2 | General partner | Delaware | ||
Thrivent White Rose Fund V Equity Direct, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund V Fund of Funds, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund GP VI, LLC2 | General partner | Delaware | ||
Thrivent White Rose Fund VI Equity Direct, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund VI Fund of Funds, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund GP VII, LLC2 | General partner | Delaware | ||
Thrivent White Rose Fund VII Equity Direct, L.P.3 | Private equity fund | Delaware | ||
White Rose Fund VII Equity Direct Corporation3 | Private equity fund | Deleware | ||
Thrivent White Rose Fund VII Fund of Funds, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund GP VIII, LLC2 | General partner | Delaware | ||
Thrivent White Rose Fund VIII Equity Direct, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund VIII Fund of Funds, L.P.3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund GP IX, LLC2 | General partner | Delaware | ||
Thrivent White Rose Fund IX Equity Direct, L.P.3 | Private equity fund | Delaware | ||
White Rose Fund IX Equity Direct Corporation3 | Private equity fund | Delaware | ||
Thrivent White Rose Fund IX Fund of Funds, L.P.3 | Private equity fund | Delaware | ||
Gold Ring Holdings, LLC | Investment subsidiary | Delaware | ||
Twin Bridge Capital Partner, LLC4 | Managing Member | Delaware | ||
Red Heart Funding, LLC | Limited Liability Company | Delaware |
1 | Thrivent Asset Management, LLC (“TAM”) is a subsidiary of both Thrivent Financial Holdings, Inc., (“TFH”) and Thrivent Life Insurance Company (“TLIC”), both of which are wholly owned subsidiaries of Thrivent Financial. TFH and TLIC own respectively 80% and 20% of TAM’s membership interests. |
2 | Thrivent Financial owns a majority interest in the limited liability company and is also its managing member. |
3 | The Fund is organized for the purpose of holding investments in Thrivent Financial’s general account. |
4 | Thrivent Financial owns 49% of the managing member’s membership interests. Twin Bridge Capital Partners, LLC is the managing member of a general partner of limited partnerships. |
5 | Newman Financial Services, LLC owns a 50% membership interest in NewLife Insurance Agency, LLC. |
1. | Thrivent Variable Life Account I |
2. | Thrivent Variable Insurance Account A |
3. | Thrivent Variable Annuity Account I |
4. | Thrivent Variable Annuity Account II |
5. | Thrivent Variable Annuity Account A |
6. | Thrivent Variable Annuity Account B |
7. | TLIC Variable Insurance Account A |
8. | TLIC Variable Insurance Account B |
9. | TLIC Variable Annuity Account A |
Name and Principal Business Address | Position and Offices with Underwriter |
Michael J. Haglin | Vice President |
Nikki L. Sorum | Vice President |
Christopher J. Osborne | Vice President, Supervision |
David J. Kloster | Vice President |
Jennifer
J. Glovacki 4321 North Ballard Road Appleton, WI 54919 |
Vice President |
Peter Bado | Secretary and Chief Legal Officer |
Andrea C. Golis | Chief Compliance Officer |
Kurt S. Tureson | Director Affiliate Finance, CFO and Treasurer |
Tracy A. Salwei | Assistant Secretary |
Bruce
Kornaus 4321 North Ballard Road Appleton, WI 54919 |
Vice President, Service Operations |
Susan
Plamann 4321 North Ballard Road Appleton, WI 54919 |
Vice President, Corporate Administration |
Thrivent
Variable Annuity Account B (Registrant) | |
By: | Thrivent
Financial for Lutherans (Depositor) |
By: | /s/ Bradford L. Hewitt |
Bradford
L. Hewitt Chief Executive Officer and Director (Principal Executive Officer) |
/s/ Bradford L. Hewitt | Chief
Executive Officer and Director (Principal Executive Officer) |
April 29, 2016 |
Bradford L. Hewitt | Date |
/s/ Randall L. Boushek | Senior
Vice President, Chief Financial Officer and Treasurer (Principal Financial Officer) |
April 29, 2016 |
Randall L. Boushek | Date |
N. Cornell Boggs, III | Kenneth A. Carow | Eric J. Draut |
Kirk D. Farney | Mark A. Jeske | Frederick G. Kraegel |
F. Mark Kuhlmann | Kathryn V. Marinello | Frank H. Moeller |
Bonnie E. Raquet | Alice M. Richter | James H. Scott |
Allan R. Spies | Bradford L. Hewitt |
* | James M. Odland, by signing his name hereto, does hereby sign this document on behalf of each of the above-named directors and officers of Thrivent Financial for Lutherans pursuant to powers of attorney duly executed by such persons. |
EXHIBIT NO. | |
EX 99.24(b)9 | Opinion and Consent of Counsel |
EX 99.24(b)10 | Consent of Independent Registered Public Accounting Firm, PricewaterhouseCoopers LLP |
EX 99.24(b)10(a) | Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP |
EX 99.24(b)13 | Directors’ Powers of Attorney |
This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
5/31/16 | ||||
Effective on: | 4/30/16 | |||
Filed on: | 4/29/16 | |||
3/31/16 | ||||
2/16/16 | ||||
12/31/15 | 24F-2NT, NSAR-U | |||
8/21/15 | ||||
8/20/15 | ||||
8/14/15 | ||||
5/20/15 | ||||
1/1/15 | ||||
12/31/14 | 24F-2NT, NSAR-U | |||
4/24/14 | ||||
2/18/14 | ||||
1/1/14 | ||||
12/31/13 | 24F-2NT, NSAR-U | |||
8/16/13 | ||||
1/1/13 | ||||
7/27/12 | ||||
4/18/11 | 485BPOS | |||
4/19/10 | 485BPOS | |||
1/1/09 | ||||
4/30/08 | 485BPOS | |||
4/20/06 | 485BPOS | |||
4/29/05 | 485BPOS | |||
4/19/04 | ||||
12/15/03 | ||||
4/30/03 | 485BPOS | |||
4/30/02 | 485BPOS | |||
4/30/98 | 485BPOS | |||
2/3/94 | ||||
List all Filings |