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Lehman Brothers Holdings Inc. Plan Trust – ‘8-K’ for 7/25/08

On:  Tuesday, 7/29/08, at 3:32pm ET   ·   For:  7/25/08   ·   Accession #:  1193125-8-160104   ·   File #:  1-09466

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/29/08  Lehman Brothers Holdings Inc … Tr 8-K:9       7/25/08    2:96K                                    RR Donnelley/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     15K 
 2: EX-4.01     Form of Senior Debt Security --Medium-Term Note     HTML     79K 


8-K   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  Form 8-K  

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (date of earliest event reported):

July 25, 2008

Lehman Brothers Holdings Inc.

(Exact name of registrant as specified in its charter)

Delaware

(State of or other jurisdiction of incorporation)

 

1-9466   13-3216325
(Commission File Number)   (I.R.S. Employer Identification No.)
745 Seventh Avenue  
New York, New York   10019
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code:

(212) 526-7000

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 


Item 9.01.         Financial Statements and Exhibits
   (d)      Exhibits

The following Exhibit is incorporated by reference into Registration Statement on Form S-3 No. 333-134553 as an exhibit thereto and is filed as part of this Report.

 

4.01

  Form of senior debt security—medium-term note (Annual Review Notes with Contingent Protection Linked to the Financial Sector SPDR® Fund due July 25, 2011)

 

 

 

 

 


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

LEHMAN BROTHERS HOLDINGS INC.
 

        (Registrant)

By:  

/s/ James J. Killerlane III

  James J. Killerlane III
  Vice President

Date: July 29, 2008

 

 

 

 

 


EXHIBIT INDEX

 

Exhibit
No.

  

Exhibits

4.01    Form of senior debt security—medium-term note (Annual Review Notes with Contingent Protection Linked to the Financial Sector SPDR® Fund due July 25, 2011)

 

 

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
7/25/11
Filed on:7/29/08424B2,  FWP
For Period End:7/25/0825-NSE,  424B2
 List all Filings 
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Filing Submission 0001193125-08-160104   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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