SEC Info - Bank of New York Mellon Corp - ‘10-K’ for 12/31/07

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Bank of New York Mellon Corp – ‘10-K’ for 12/31/07 – EX-10.20

On: Thursday, 2/28/08, at 5:03pm ET · For: 12/31/07 · Accession #: 1193125-8-41952 · File #: 0-52710

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/28/08  Bank of New York Mellon Corp      10-K       12/31/07   15:4.5M                                   RR Donnelley/FA

Annual Report — Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    435K 
 2: EX-10.20    Amendment No. 19 to the Trust Agreement             HTML     20K 
 3: EX-10.71    The Bank of New York Mellon Corporation Deferred    HTML    110K 
                          Compensation Plan for Directors                        
 4: EX-10.98    Mellon Financial Corporation Long-Term Incentive    HTML     30K 
                          Plan (2004)                                            
 5: EX-10.99    Mellon Financial Corporation Long-Term Profit       HTML     22K 
                          Incentive Plan (2004)                                  
 6: EX-12.1     Computation of Ratio of Earnings to Fixed Charges   HTML     34K 
 7: EX-13.1     All Portions of the Bank of New York Mellon         HTML   2.98M 
                          Corporation 2007 Annual Report                         
 8: EX-21.1     Primary Subsidiaries of the Corporation             HTML     38K 
 9: EX-23.1     Consent of Kpmg LLP                                 HTML     14K 
10: EX-23.2     Consent of Ernst & Young LLP                        HTML     13K 
11: EX-24.1     Powers of Attorney                                  HTML     19K 
12: EX-31.1     Section 302 Certification of the CEO                HTML     16K 
13: EX-31.2     Section 302 Certification of the CFO                HTML     17K 
14: EX-32.1     Section 906 Certification of the CEO                HTML      9K 
15: EX-32.2     Section 906 Certification of the CFO                HTML     10K

EX-10.20 — Amendment No. 19 to the Trust Agreement

This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Amendment No. 19 to the Trust Agreement

Exhibit 10.20

AMENDMENT NUMBER NINETEEN

GRANTOR TRUST AGREEMENT

THIS AGREEMENT, made as of the 31st day of July, 2007 by and between THE BANK OF NEW YORK MELLON CORPORATION (successor in interest to The Bank of New York Company, Inc.), a corporation organized and existing under the laws of the State of Delaware (hereinafter referred to as the “Company”), and JPMORGAN CHASE BANK (formerly known as THE CHASE MANHATTAN BANK), a corporation organized and existing under the laws of the New York (hereinafter referred to as the “Trustee”).

W I T N E S S E T H :

WHEREAS, the Company and the Trustee entered into a Grantor Trust Agreement dated as of November 16, 1993 (as amended from time to time, the “Agreement”);

WHEREAS, The Bank of New York Company, Inc. merged into The Bank of New York Mellon Corporation on July 1, 2007 pursuant to the Agreement and Plan of Merger dated December 3, 2006, as amended and restated as of February 23, 2007, by and among The Bank of New York Company, Inc., Mellon Financial Corporation and The Bank of New York Mellon Corporation;

WHEREAS, Article TWELFTH of the Agreement provides that the Company may amend the Agreement; and

WHEREAS, the Company desires to amend the Agreement;

NOW, THEREFORE, the Company and the Trustee agree as follows, effective July 31, 2007:

1. The Agreement shall be amended by deleting each reference to “The Bank of New York Company, Inc.” therein and substituting therefor a reference to “The Bank of New York Mellon Corporation” provided that each reference to “The Bank of New York Company, Inc.” as it appears in Exhibit I to the Agreement shall remain a reference to “The Bank of New York Company, Inc.”.

2. The Preamble to the Agreement shall be amended by deleting the phrase “State of New York” as it first appears in the first paragraph of the Preamble and substituting therefor the phrase “State of Delaware”.

3. The Agreement shall be amended by deleting Exhibit I in its entirety and substituting therefor Exhibit I in the form attached hereto.

IN WITNESS WHEREOF, the parties hereto have caused this agreement to be executed in their respective names by their duly authorized officers under their corporate seals as of the day and year first above written.


ATTEST:		THE BANK OF NEW YORK MELLON CORPORATION

/s/ *Patricia A. Bicket*		By:	/s/ *Bruce Van Saun*
		Name:	Bruce Van Saun
		Title:	Chief Financial Officer

ATTEST:		JPMORGAN CHASE BANK

/s/ *Thomas Verley*		By:	/s/ *Mark Pensec*
Name:	Thomas Verley	Name:	Mark Pensec
Title:	Vice President	Title:	Vice President

EXHIBIT I

1.	The Bank of New York Company, Inc. Excess Benefit Plan

2.	The Bank of New York Company, Inc. Supplemental Executive Retirement Plan

3.	Severance Agreements between The Bank of New York Company, Inc. and the following persons:


Individual		Date of Agreement
Thomas P. Gibbons		July 11, 2000
Gerald L. Hassell		July 11, 2000
Donald R. Monks		July 11, 2000
Thomas A. Renyi		July 11, 2000
Brian G. Rogan		July 11, 2000
Bruce W. Van Saun		July 11, 2000
Kurt D. Woetzel		July 8, 2003

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-K’ Filing	Date	Other Filings

Filed on:	2/28/08
For Period End:	12/31/07	11-K, 13F-HR, 4, 5
	7/31/07	424B2
	7/1/07	3, 4, 4/A
	2/23/07	S-4
	12/3/06
	7/8/03
	7/11/00
	11/16/93
		List all Filings

4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Bank of New York Mellon Corp.     10-K       12/31/23  186:40M
 2/27/23  Bank of New York Mellon Corp.     10-K       12/31/22  180:45M
 2/25/22  Bank of New York Mellon Corp.     10-K       12/31/21  183:46M
 2/25/21  Bank of New York Mellon Corp.     10-K       12/31/20  185:44M

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Filing Submission 0001193125-08-041952 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)