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Bank of New York Mellon Corp · 10-K · For 12/31/07 · EX-10.20

Filed On 2/28/08, 5:03pm ET   ·   Accession Number 1193125-8-41952   ·   SEC File 0-52710

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  As Of                Filer                Filing    For/On/As Docs:Size              Issuer               Agent

 2/28/08  Bank of New York Mellon Corp      10-K       12/31/07   15:4.5M                                   RR Donnelley/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    435K 
 2: EX-10.20    Amendment No. 19 to the Trust Agreement             HTML     20K 
 3: EX-10.71    The Bank of New York Mellon Corporation Deferred    HTML    110K 
                          Compensation Plan for Directors                        
 4: EX-10.98    Mellon Financial Corporation Long-Term Incentive    HTML     30K 
                          Plan (2004)                                            
 5: EX-10.99    Mellon Financial Corporation Long-Term Profit       HTML     22K 
                          Incentive Plan (2004)                                  
 6: EX-12.1     Computation of Ratio of Earnings to Fixed Charges   HTML     34K 
 7: EX-13.1     All Portions of the Bank of New York Mellon         HTML   2.98M 
                          Corporation 2007 Annual Report                         
 8: EX-21.1     Primary Subsidiaries of the Corporation             HTML     38K 
 9: EX-23.1     Consent of Kpmg LLP                                 HTML     14K 
10: EX-23.2     Consent of Ernst & Young LLP                        HTML     13K 
11: EX-24.1     Powers of Attorney                                  HTML     19K 
12: EX-31.1     Section 302 Certification of the CEO                HTML     16K 
13: EX-31.2     Section 302 Certification of the CFO                HTML     17K 
14: EX-32.1     Section 906 Certification of the CEO                HTML      9K 
15: EX-32.2     Section 906 Certification of the CFO                HTML     10K 


EX-10.20   —   Amendment No. 19 to the Trust Agreement


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  Amendment No. 19 to the Trust Agreement  

Exhibit 10.20

AMENDMENT NUMBER NINETEEN

TO

GRANTOR TRUST AGREEMENT

THIS AGREEMENT, made as of the 31st day of July, 2007 by and between THE BANK OF NEW YORK MELLON CORPORATION (successor in interest to The Bank of New York Company, Inc.), a corporation organized and existing under the laws of the State of Delaware (hereinafter referred to as the “Company”), and JPMORGAN CHASE BANK (formerly known as THE CHASE MANHATTAN BANK), a corporation organized and existing under the laws of the New York (hereinafter referred to as the “Trustee”).

W I T N E S S E T H :

WHEREAS, the Company and the Trustee entered into a Grantor Trust Agreement dated as of November 16, 1993 (as amended from time to time, the “Agreement”);

WHEREAS, The Bank of New York Company, Inc. merged into The Bank of New York Mellon Corporation on July 1, 2007 pursuant to the Agreement and Plan of Merger dated December 3, 2006, as amended and restated as of February 23, 2007, by and among The Bank of New York Company, Inc., Mellon Financial Corporation and The Bank of New York Mellon Corporation;

WHEREAS, Article TWELFTH of the Agreement provides that the Company may amend the Agreement; and

WHEREAS, the Company desires to amend the Agreement;

NOW, THEREFORE, the Company and the Trustee agree as follows, effective July 31, 2007:

1. The Agreement shall be amended by deleting each reference to “The Bank of New York Company, Inc.” therein and substituting therefor a reference to “The Bank of New York Mellon Corporation” provided that each reference to “The Bank of New York Company, Inc.” as it appears in Exhibit I to the Agreement shall remain a reference to “The Bank of New York Company, Inc.”.

2. The Preamble to the Agreement shall be amended by deleting the phrase “State of New York” as it first appears in the first paragraph of the Preamble and substituting therefor the phrase “State of Delaware”.

3. The Agreement shall be amended by deleting Exhibit I in its entirety and substituting therefor Exhibit I in the form attached hereto.

 


IN WITNESS WHEREOF, the parties hereto have caused this agreement to be executed in their respective names by their duly authorized officers under their corporate seals as of the day and year first above written.

 

ATTEST:

    THE BANK OF NEW YORK MELLON CORPORATION

/s/ Patricia A. Bicket

    By:  

/s/ Bruce Van Saun

    Name:   Bruce Van Saun
    Title:   Chief Financial Officer

ATTEST:

    JPMORGAN CHASE BANK

/s/ Thomas Verley

    By:  

/s/ Mark Pensec

Name:

  Thomas Verley     Name:   Mark Pensec

Title:

  Vice President     Title:   Vice President

 

2


EXHIBIT I

 

1. The Bank of New York Company, Inc. Excess Benefit Plan

 

2. The Bank of New York Company, Inc. Supplemental Executive Retirement Plan

 

3. Severance Agreements between The Bank of New York Company, Inc. and the following persons:

 

Individual

  

Date of Agreement

Thomas P. Gibbons

   July 11, 2000

Gerald L. Hassell

   July 11, 2000

Donald R. Monks

   July 11, 2000

Thomas A. Renyi

   July 11, 2000

Brian G. Rogan

   July 11, 2000

Bruce W. Van Saun

   July 11, 2000

Kurt D. Woetzel

   July 8, 2003

Dates Referenced Herein   and   Documents Incorporated By Reference

This 10-K Filing   Date   Other Filings
11/16/93
7/11/00
7/8/03
12/3/06
2/23/07S-4
7/1/073, 4, 4/A
7/31/07424B2
For The Period Ended12/31/0711-K, 13F-HR, 4, 5
Filed On / Filed As Of2/28/08
 
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Filing Submission 0001193125-08-041952   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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