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Stifel Financial Corp – ‘8-K’ for 12/15/14

On:  Monday, 12/15/14, at 7:06am ET   ·   For:  12/15/14   ·   Accession #:  1193125-14-441854   ·   File #:  1-09305

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/15/14  Stifel Financial Corp             8-K:8,9    12/15/14    2:28K                                    RR Donnelley/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     12K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML      6K 


8-K   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  8-K  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant To Section 13 OR 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 15, 2014

 

 

STIFEL FINANCIAL CORP.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-09305   43-1273600
(State of incorporation)   (Commission File Number)  

(IRS Employer

Identification No.)

501 N. Broadway, St. Louis, Missouri 63102-2188

(Address of principal executive offices and zip code)

(314) 342-2000

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01 Other Events.

On December 15, 2014, Stifel Financial Corp. issued a press release announcing that it will redeem all of its outstanding 6.70% Senior Notes due 2022 on January 15, 2015. The press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit Number

  

Description of Exhibit

99.1    Press Release dated December 15, 2014.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    STIFEL FINANCIAL CORP.
Date: December 15, 2014     By:   /s/ James M. Zemlyak
    Name:   James M. Zemlyak
    Title:   President and Chief Financial Officer

 


EXHIBIT INDEX

 

Exhibit Number

  

Description of Exhibit

99.1    Press Release dated December 15, 2014.

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
1/15/15None on these Dates
Filed on / For Period End:12/15/14
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Filing Submission 0001193125-14-441854   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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