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KCG Americas LLC · SC 13G · Platinum Studios, Inc. · On 2/13/14

Filed On 2/13/14, 4:37pm ET   ·   Accession Number 1193125-14-51270   ·   SEC File 5-87949

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  As Of                Filer                Filing    For/On/As Docs:Size              Issuer               Agent

 2/13/14  KCG Americas LLC                  SC 13G                 1:38K  Platinum Studios, Inc.            RR Donnelley/FA

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                   HTML     28K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  SC 13G  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13G

(Initial Filing)

Under the Securities Exchange Act of 1934

 

 

Platinum Studios, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

727667107

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13G

CUSIP NO. 727667107

 

  1.   

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)

 

KCG Americas LLC

22-3660471

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.      

SOLE VOTING POWER

 

    27,928,407

   6.   

SHARED VOTING POWER

 

    Not applicable

   7.   

SOLE DISPOSITIVE POWER

 

    27,928,407

   8.   

SHARED DISPOSITIVE POWER

 

    Not applicable

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    27,928,407

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

6.4% based on outstanding shares reported in the issuer’s 10-Q filed with the SEC for the period ended September 30, 2011.

12.  

TYPE OF REPORTING PERSON*

 

    BD


ITEM 1    (a).    Name of Issuer
      Platinum Studios, Inc.
ITEM 1    (b).    Address of Issuer’s Principal Executive Offices
     

11400 W. OLYMPIC BOULEVARD

SUITE 1400

LOS ANGELES, CA 90064

ITEM 2    (a).    Names of Persons Filing
      KCG Americas LLC
ITEM 2    (b).    Address of principal business office
     

545 Washington Blvd.,

Jersey City, NJ 07310

ITEM 2    (c).    Citizenship
      Delaware
ITEM 2    (d).    Title of Class of Securities
      Common Stock
ITEM 2    (e).    CUSIP Number
      727667107
ITEM 3.        If this statement is filed pursuant to Rules 13d-1(b), or 13(d)-2(b), check whether the person filing it is a:
   (a)        x        Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).


ITEM 4.    Ownership
   (a)        Amount beneficially owned
      27,928,407
   (b)    Percent of class
      6.4%
   (c)    Number of shares as to which such person has:
      (i)    sole power to vote or to direct the vote
         27,928,407
      (ii)    shared power to vote or to direct the vote
         Not applicable
      (iii)    sole power to dispose or to direct the disposition of
         27,928,407
      (iv)        shared power to dispose or to direct the disposition of
         Not applicable
ITEM 5.    Ownership of Five Percent or Less of a Class
   Not applicable
ITEM 6.    Ownership of More than Five Percent on Behalf of Another Person
   Not applicable
ITEM 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
   Not applicable.
ITEM 8.    Identification and Classification of Members of the Group
   Not applicable.
ITEM 9.    Notice of Dissolution of Group
   Not applicable.
ITEM 10.        Certification
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
   After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 12, 2014

 

KCG Americas LLC
By:   /s/ Matthew Levine
  Matthew Levine
  Director of Compliance

Dates Referenced Herein   and   Documents Incorporated By Reference

This SC 13G Filing   Date   Other Filings
9/30/1110-Q, NT 10-Q
12/31/1313F-NT
2/12/14
Filed On / Filed As Of2/13/14SC 13G, SC 13G/A
 
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Filing Submission 0001193125-14-051270   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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