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Barclays PLC – ‘6-K’ for 8/17/15

On:  Monday, 8/17/15, at 12:40pm ET   ·   For:  8/17/15   ·   Accession #:  1193125-15-292919   ·   File #:  1-09246

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/17/15  Barclays PLC                      6-K         8/17/15    6:13M                                    RR Donnelley/FA

Report of a Foreign Private Issuer   —   Form 6-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 6-K         Report of a Foreign Private Issuer                  HTML     13K 
 2: EX-1.2      Underwriting Agreement                              HTML    233K 
 3: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     62K 
 4: EX-5.1      Opinion re: Legality                                HTML      9K 
 5: EX-5.2      Opinion re: Legality                                HTML     33K 
 6: EX-8.1      Opinion re: Tax Matters                             HTML      6K 


6-K   —   Report of a Foreign Private Issuer


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  Form 6-K  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

under the Securities Exchange Act of 1934

August 17, 2015

 

 

Barclays PLC

(Name of Registrant)

 

 

1 Churchill Place

London E14 5HP

England

(Address of Principal Executive Offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  x             Form 40-F  ¨

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

THIS REPORT ON FORM 6-K (EXCEPT FOR THE EXPECTED ISSUE RATINGS SPECIFIED IN THE PRICING TERM SHEET AND FIXED INCOME INVESTOR PRESENTATION IN SCHEDULE III OF EXHIBIT 1.2 TO THIS FORM 6-K) SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE IN THE REGISTRATION STATEMENT ON FORM F-3 (NO. 333-195645) OF BARCLAYS PLC AND TO BE A PART THEREOF FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.

 

 

 


The Report comprises the following:

 

Exhibit
No.

      

Description

1.1      Underwriting Agreement—Standard Provisions, dated as of September 4, 2014 (incorporated by reference to the Current Report on Form 6-K dated September 11, 2014 (Film No. 141097506)).
1.2      Pricing Agreement between Barclays PLC and Barclays Capital Inc., dated August 10, 2015.
4.1      Senior Debt Securities Indenture, dated as of November 10, 2014, between Barclays PLC and The Bank of New York Mellon, as Trustee (incorporated by reference to the Current Report on Form 6-K dated November 10, 2014 (Film No. 141207282)).
4.2      Barclays PLC Officer’s Certificate pursuant to Sections 1.02, 3.01 and 3.03 of the Indenture, dated as of August 17, 2015.
4.3      The form of Global Note for the 5.25% Fixed Rate Senior Notes due August 17, 2045 (incorporated by reference to Exhibit A to Exhibit 4.2 above).
5.1      Opinion of Sullivan & Cromwell LLP, U.S. counsel to Barclays PLC, as to the validity of the securities.
5.2      Opinion of Clifford Chance LLP, English counsel to Barclays PLC, as to the validity of the securities.
8.1      Opinion of Sullivan & Cromwell LLP, U.S. counsel to Barclays PLC, as to certain matters of U.S. taxation.
8.2      Opinion of Clifford Chance LLP, English counsel to Barclays PLC, as to certain matters of United Kingdom taxation (included in Exhibit 5.2 above).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

   

BARCLAYS PLC

(Registrant)

Date: August 17, 2015     By:   /s/ Marie Smith
      Name: Marie Smith
      Title: Assistant Company Secretary

Signature Page to Form 6-K


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘6-K’ Filing    Date    Other Filings
Filed on / For Period End:8/17/15
8/10/15424B2,  FWP
11/10/146-K,  8-A12B
9/11/146-K,  8-A12B
9/4/14424B2,  FWP
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Filing Submission 0001193125-15-292919   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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