SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Wells Fargo & Company/MN – ‘8-K’ for 3/27/15

On:  Friday, 3/27/15, at 4:50pm ET   ·   For:  3/27/15   ·   Accession #:  1193125-15-109571   ·   File #:  1-02979

Previous ‘8-K’:  ‘8-K’ on / for 3/26/15   ·   Next:  ‘8-K’ on / for 3/31/15   ·   Latest:  ‘8-K’ on / for 3/18/24

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/27/15  Wells Fargo & Company/MN          8-K:9       3/27/15    4:106K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     19K 
 2: EX-4.1      Form of Medium-Term Notes, Series K                 HTML     58K 
 3: EX-5.1      Opinion of Faegre Baker Daniels LLP Regarding the   HTML     15K 
                          Notes                                                  
 4: EX-8.1      Opinion of Davis Polk & Wardwell LLP Regarding the  HTML     11K 
                          Notes                                                  


8-K   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  Form 8-K  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): March 27, 2015

 

 

WELLS FARGO & COMPANY

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-2979   No. 41-0449260

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

420 Montgomery Street,

San Francisco, California 94104

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: 1-866-249-3302

Not applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 9.01. Financial Statements and Exhibits

Exhibits are filed herewith in connection with the Registration Statement on Form S-3 (File No. 333-180728) filed by Wells Fargo & Company with the Securities and Exchange Commission.

On March 27, 2015, Wells Fargo & Company issued the following Medium-Term Notes, Series K: Principal at Risk Securities Linked to the S&P 500® Index due March 29, 2021 (the “Notes”).

The purpose of this Current Report is to file with the Securities and Exchange Commission the form of Note related to such issuance, the opinion of Faegre Baker Daniels LLP regarding the Notes and the opinion of Davis Polk & Wardwell LLP, Wells Fargo & Company’s special tax counsel, regarding the Notes.

 

  (d)

Exhibits

 

  4.1

Form of Medium-Term Notes, Series K, Principal at Risk Securities Linked to the S&P 500® Index due March 29, 2021.

 

  5.1

Opinion of Faegre Baker Daniels LLP regarding the Notes.

 

  8.1

Opinion of Davis Polk & Wardwell LLP regarding the Notes.

 

  23.1

Consent of Faegre Baker Daniels LLP (included as part of Exhibit 5.1).

 

  23.2

Consent of Davis Polk & Wardwell LLP (included as part of Exhibit 8.1).

 

2


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

WELLS FARGO & COMPANY
DATED: March 27, 2015 /s/ Paul R. Ackerman
Paul R. Ackerman
Executive Vice President and Treasurer

 

3


Index to Exhibits

 

Exhibit No. Description Method of Filing
4.1 Form of Medium-Term Notes, Series K, Principal at Risk Securities Linked to the S&P 500® Index due March 29, 2021. Electronic Transmission
5.1 Opinion of Faegre Baker Daniels LLP regarding the Notes. Electronic Transmission
8.1 Opinion of Davis Polk & Wardwell LLP regarding the Notes. Electronic Transmission
23.1 Consent of Faegre Baker Daniels LLP (included as part of Exhibit 5.1).
23.2 Consent of Davis Polk & Wardwell LLP (included as part of Exhibit 8.1).

 

4


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
3/29/21
Filed on / For Period End:3/27/154/A
 List all Filings 
Top
Filing Submission 0001193125-15-109571   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 4:32:22.2pm ET