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Opexa Therapeutics, Inc. – ‘8-K’ for 4/9/15

On:  Thursday, 4/9/15, at 7:05am ET   ·   For:  4/9/15   ·   Accession #:  1193125-15-123472   ·   File #:  1-33004

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/09/15  Opexa Therapeutics, Inc.          8-K:8,9     4/09/15    2:63K                                    RR Donnelley/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     13K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     13K 


8-K   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  Form 8-K  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): April 9, 2015

 

 

OPEXA THERAPEUTICS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Texas   001-33004   76-0333165

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

2635 Technology Forest Blvd., The Woodlands, Texas   77381
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (281) 272-9331

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01. Other Events

On April 9, 2015, Opexa Therapeutics, Inc. issued a press release entitled “Opexa Therapeutics, Inc. Announces Completion of Rights Offering,” a copy of which is hereby filed as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

 

(d)

 

Exhibit No.

  

Description

99.1    Press Release issued by Opexa Therapeutics, Inc. on April 9, 2015.

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Dated: April 9, 2015 OPEXA THERAPEUTICS, INC.
By: /s/ Neil K. Warma
Neil K. Warma
President and Chief Executive Officer

 

3


EXHIBIT INDEX

 

Exhibit No.

  

Description

99.1    Press Release issued by Opexa Therapeutics, Inc. on April 9, 2015.

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period End:4/9/15None on these Dates
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