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KCG Holdings, Inc. – ‘8-K’ for 2/27/15

On:  Monday, 3/2/15, at 5:09pm ET   ·   For:  2/27/15   ·   Accession #:  1193125-15-73601   ·   File #:  0-54991

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/02/15  KCG Holdings, Inc.                8-K:5,8,9   2/27/15    2:38K                                    RR Donnelley/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     12K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     11K 


8-K   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  Form 8-K  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 27, 2015

 

 

KCG HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

DELAWARE   000-54991   38-3898306

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

545 Washington Boulevard, Jersey City, NJ 07310

(Address of principal executive offices) (Zip Code)

(201) 222-9400

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b) On February 27, 2015, George Sohos informed KCG Holdings, Inc. (the “Company”) that he is resigning as Global Head of Client Market Making of the Company, effective as of March 2, 2015. Transition and separation arrangements with Mr. Sohos will be determined at a later date.

 

Item 8.01 Other Events.

On February 27, 2015, the Company issued a press release announcing that it expects to launch a capital markets debt transaction, subject to market conditions. A copy of the press release is attached as Exhibit 99.1 hereto and is incorporated by reference herein.

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits

Exhibit 99.1 Press Release of KCG Holdings, Inc., dated February 27, 2015.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned’s duly authorized signatory.

Dated: March 2, 2015

 

KCG HOLDINGS, INC.
By:

/s/ John McCarthy

Name: John McCarthy
Title: General Counsel


EXHIBIT INDEX

 

Exhibit
No.

  

Description

99.1    Press Release of KCG Holdings, Inc., dated February 27, 2015.

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:3/2/1510-K
For Period End:2/27/15
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Filing Submission 0001193125-15-073601   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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