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Barclays PLC – ‘6-K’ for 1/17/18

On:  Wednesday, 1/17/18, at 10:12am ET   ·   For:  1/17/18   ·   Accession #:  1193125-18-11874   ·   File #:  1-09246

Previous ‘6-K’:  ‘6-K’ on / for 1/2/18   ·   Next:  ‘6-K’ on / for 2/1/18   ·   Latest:  ‘6-K’ on / for 4/3/24   ·   12 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/17/18  Barclays PLC                      6-K         1/17/18    7:634K                                   Donnelley … Solutions/FA

Report by a Foreign Private Issuer   —   Form 6-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 6-K         Report by a Foreign Private Issuer                  HTML     14K 
 2: EX-1.2      Underwriting Agreement                              HTML     46K 
 3: EX-4.1      Instrument Defining the Rights of Security Holders  HTML    280K 
 4: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     94K 
 5: EX-5.1      Opinion re: Legality                                HTML      9K 
 6: EX-5.2      Opinion re: Legality                                HTML     30K 
 7: EX-8.1      Opinion re: Tax Matters                             HTML      6K 


6-K   —   Report by a Foreign Private Issuer


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  6-K  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

under the Securities Exchange Act of 1934

January 17, 2018

 

 

Barclays PLC

(Name of Registrant)

 

 

1 Churchill Place

London E14 5HP

England

(Address of Principal Executive Offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒            Form 40-F  ☐

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE IN THE REGISTRATION STATEMENT ON FORM F-3 (NO. 333-216377) OF BARCLAYS PLC AND TO BE A PART THEREOF FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.

 

 

 


The Report comprises the following:

 

Exhibit
No.

       

Description

1.1       Underwriting Agreement—Standard Provisions, dated as of May 2, 2017 (incorporated by reference to the Current Report on Form 6-K dated May 9, 2017 (Film No. 17826053)).
1.2       Pricing Agreement between Barclays PLC and Barclays Bank PLC, dated January 8, 2017 for the 3.250% Fixed Rate Senior Notes due 2033.
4.1       Senior Debt Securities Indenture, dated as of January 17, 2018, between Barclays PLC and The Bank of New York Mellon, London Branch, as Trustee.
4.2       First Supplemental Indenture to the Senior Debt Securities Indenture, dated as of January 17, 2018, between Barclays PLC and The Bank of New York Mellon, London Branch, as Trustee.
4.3       The form of Global Note for the 3.250% Fixed Rate Senior Notes due 2033 (incorporated by reference to the Exhibit A to Exhibit 4.2 above).
5.1       Opinion of Sullivan & Cromwell LLP, U.S. counsel to Barclays PLC, as to the validity of the 3.250% Fixed Rate Senior Notes due 2033.
5.2       Opinion of Clifford Chance LLP, English counsel to Barclays PLC, as to the validity of the 3.250% Fixed Rate Senior Notes due 2033.
8.1       Opinion of Sullivan & Cromwell LLP, U.S. counsel to Barclays PLC, as to certain matters of U.S. taxation with respect to the 3.250% Fixed Rate Senior Notes due 2033.
8.2       Opinion of Clifford Chance LLP, English counsel to Barclays PLC, as to certain matters of United Kingdom taxation with respect to the 3.250% Fixed Rate Senior Notes due 2033 (incorporated by reference to Exhibit 5.2 above).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    BARCLAYS PLC
    (Registrant)
Date: January 17, 2018     By:  

/s/ Garth Wright

      Name: Garth Wright
      Title:   Assistant Secretary

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘6-K’ Filing    Date    Other Filings
Filed on / For Period End:1/17/18SC 13G/A
5/9/176-K,  8-A12B
5/2/176-K
1/8/17
 List all Filings 


12 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/12/24  Barclays plc                      8-A12B                 1:36K                                    Donnelley … Solutions/FA
 3/12/24  Barclays plc                      6-K         3/12/24    6:718K                                   Donnelley … Solutions/FA
 3/01/24  Barclays plc                      F-3ASR      3/01/24   12:1.3M                                   Donnelley … Solutions/FA
 9/13/23  Barclays plc                      8-A12B                 1:34K                                    Donnelley … Solutions/FA
 9/13/23  Barclays plc                      6-K         9/13/23    5:668K                                   Donnelley … Solutions/FA
 5/09/23  Barclays plc                      8-A12B                 1:30K                                    Donnelley … Solutions/FA
 5/09/23  Barclays plc                      6-K         5/09/23    5:497K                                   Donnelley … Solutions/FA
11/02/22  Barclays plc                      8-A12B                 1:29K                                    Donnelley … Solutions/FA
11/02/22  Barclays plc                      6-K        11/02/22    5:555K                                   Donnelley … Solutions/FA
 8/09/22  Barclays plc                      6-K         8/09/22    5:551K                                   Donnelley … Solutions/FA
11/24/21  Barclays plc                      6-K        11/24/21    5:462K                                   Donnelley … Solutions/FA
 3/01/21  Barclays plc                      F-3ASR      3/01/21   14:1.5M                                   Donnelley … Solutions/FA
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Filing Submission 0001193125-18-011874   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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