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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/29/18 Canadian Imperial B… Commerce/CAN 40-F 10/31/18 279:56M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 40-F Registration Statement or Annual Report by a HTML 108K Canadian Issuer 10: EX-99.B.10 Principal Accountant Fees and Services HTML 84K 11: EX-99.B.12 Tabular Disclosure of Contractual Obligations HTML 140K 2: EX-99.B.3(A) Annual Information Form HTML 292K 3: EX-99.B.3(B) Audited Consolidated Financial Statements for HTML 3.18M the Year Ended October 31, 2018 4: EX-99.B.3(C) Management's Discussion and Analysis HTML 2.99M 5: EX-99.B.3(D) Other Pages of Cibc's 2018 Annual Report HTML 157K Incorporated in Annual Information Form 6: EX-99.B.6(A)(1) Certifications Required by Rule 13A-14(A) HTML 94K 7: EX-99.B.6(A)(2) Certifications Required by Rule 13A-14(B) HTML 89K 8: EX-99.B.8 Disclosure Regarding Audit Committee Financial HTML 85K Expert 9: EX-99.B.9 Disclosure Regarding Code of Ethics HTML 87K 12: EX-99.D.9 Consent of Independent Registered Public HTML 88K Accounting Firm 19: R1 Document and Entity Information HTML 107K 20: R2 Consolidated balance sheet HTML 197K 21: R3 Consolidated statement of income HTML 215K 22: R4 Consolidated statement of income (Parenthetical) HTML 89K 23: R5 Consolidated statement of comprehensive income HTML 220K 24: R6 Consolidated statement of comprehensive income HTML 90K (Parenthetical) 25: R7 Consolidated statement of changes in equity HTML 208K 26: R8 Consolidated statement of changes in equity HTML 89K (Parenthetical) 27: R9 Consolidated statement of cash flows HTML 217K 28: R10 Consolidated statement of cash flows HTML 89K (Parenthetical) 29: R11 Basis of preparation and summary of significant HTML 338K accounting policies 30: R12 Fair value measurement HTML 864K 31: R13 Significant transactions HTML 125K 32: R14 Securities HTML 323K 33: R15 Loans HTML 502K 34: R16 Structured entities and derecognition of financial HTML 185K assets 35: R17 Land, Buildings and Equipment HTML 132K 36: R18 Goodwill, Software and Other Intangible Assets HTML 191K 37: R19 Other assets HTML 97K 38: R20 Deposits HTML 121K 39: R21 Other liabilities HTML 99K 40: R22 Derivative instruments HTML 398K 41: R23 Designated accounting hedges HTML 260K 42: R24 Subordinated indebtedness HTML 153K 43: R25 Common and preferred share capital HTML 229K 44: R26 Capital Trust securities HTML 111K 45: R27 Share-based payments HTML 176K 46: R28 Post-employment benefits HTML 332K 47: R29 Income taxes HTML 282K 48: R30 Earnings per share HTML 106K 49: R31 Commitments, guarantees and pledged assets HTML 147K 50: R32 Contingent liabilities and provision HTML 157K 51: R33 Concentration of credit risk HTML 138K 52: R34 Related-party transactions HTML 112K 53: R35 Investments in equity-accounted associates and HTML 111K joint ventures 54: R36 Significant subsidiaries HTML 124K 55: R37 Financial instruments - disclosures HTML 126K 56: R38 Offsetting financial assets and liabilities HTML 165K 57: R39 Interest income and expense HTML 106K 58: R40 Segmented and geographic information HTML 322K 59: R41 Future accounting policy changes HTML 101K 60: R42 IFRS 7 Disclosure HTML 822K 61: R43 Basis of preparation and summary of significant HTML 461K accounting policies (Policies) 62: R44 Basis of preparation and summary of significant HTML 211K accounting policies (Tables) 63: R45 Fair value measurement (Tables) HTML 821K 64: R46 Significant transactions (Tables) HTML 123K 65: R47 Securities (Tables) HTML 334K 66: R48 Loans (Tables) HTML 516K 67: R49 Structured entities and derecognition of financial HTML 141K assets (Tables) 68: R50 Land, Buildings and Equipment (Tables) HTML 132K 69: R51 Goodwill, Software and Other Intangible Assets HTML 173K (Tables) 70: R52 Other assets (Tables) HTML 96K 71: R53 Deposits (Tables) HTML 120K 72: R54 Other liabilities (Tables) HTML 98K 73: R55 Derivative instruments (Tables) HTML 360K 74: R56 Designated accounting hedges (Tables) HTML 277K 75: R57 Subordinated indebtedness (Tables) HTML 151K 76: R58 Common and preferred share capital (Tables) HTML 209K 77: R59 Capital Trust securities (Tables) HTML 105K 78: R60 Share-based payments (Tables) HTML 148K 79: R61 Post-employment benefits (Tables) HTML 320K 80: R62 Income taxes (Tables) HTML 272K 81: R63 Earnings per share (Tables) HTML 106K 82: R64 Commitments, guarantees and pledged assets HTML 129K (Tables) 83: R65 Contingent liabilities and provision (Tables) HTML 106K 84: R66 Concentration of credit risk (Tables) HTML 136K 85: R67 Related-party transactions (Tables) HTML 100K 86: R68 Investments in equity-accounted associates and HTML 103K joint ventures (Tables) 87: R69 Significant subsidiaries (Tables) HTML 124K 88: R70 Financial instruments - disclosures (Tables) HTML 118K 89: R71 Offsetting financial assets and liabilities HTML 165K (Tables) 90: R72 Interest income and expense (Tables) HTML 106K 91: R73 Segmented and geographic information (Tables) HTML 270K 92: R74 Summary of Breakdown of Our Standardized Credit HTML 126K Risk Exposures by Risk-weight Category (Tables) 93: R75 IFRS 7 Disclosure (Tables) HTML 652K 94: R76 Basis of Preparation and Summary of Significant HTML 188K Accounting Policies - Reconciliation of Closing Allowance for Credit Losses in Accordance with IAS 39 (Detail) 95: R77 Basis of Preparation and Summary of Significant HTML 101K accounting Policies - Additional Information (Detail) 96: R78 Basis of Preparation and Summary of Significant HTML 101K accounting Policies - Additional Information1 (Detail) 97: R79 Basis of Preparation and Summary of Significant HTML 307K Accounting Policies - Reconciliation of Carrying Amounts Under IAS 39, Net of Tax on Shareholders' Equity and Total Equity (Detail) 98: R80 Basis of Preparation and Summary of Significant HTML 108K Accounting Policies - Reconciliation of Carrying Amounts Under IAS 39, Net of Tax on Shareholders' Equity and Total Equity (Parenthetical) (Detail) 99: R81 Fair Value Measurement - Fair Value of Financial HTML 291K Instruments (Detail) 100: R82 Fair Value Measurement - Fair Value of Derivative HTML 208K Financial Instruments (Detail) 101: R83 Fair Value Measurement - Summary of Assets and HTML 138K Liabilities Not Carried On Consolidated Balance Sheet at Fair Value (Detail) 102: R84 Fair Value Measurement - Summary of Financial HTML 243K Instruments Carried On Consolidated Balance Sheet at Fair Value (Detail) 103: R85 Fair Value Measurement - Summary of Financial HTML 101K Instruments Carried On Consolidated Balance Sheet at Fair Value (Parenthetical) (Detail) 104: R86 Fair Value Measurement- Additional Information HTML 124K (Detail) 105: R87 Fair Value Measurement - Changes in Fair Value of HTML 368K Financial Assets and Liabilities in Level 3 (Detail) 106: R88 Fair Value Measurement - Changes in Fair Value of HTML 92K Financial Assets and Liabilities in Level 3 (Parenthetical) (Detail) 107: R89 Fair Value Measurement - Valuation Techniques and HTML 180K Quantitative Information About Significant Non-observable Inputs Used In Level 3 Financial Instruments (Detail) 108: R90 Significant Transactions - Additional information HTML 175K (Detail) 109: R91 Significant Transactions - Detailed Information of HTML 102K Business Acquisition (Detail) 110: R92 Significant Transactions - Detailed Information of HTML 118K Business Acquisition (Parenthetical) (Detail) 111: R93 Significant Transactions - Disclosure of HTML 129K Preliminary Fair Values of Identifiable Assets Acquired and Liabilities Assumed at the Acquisition Date (Detail) 112: R94 Significant Transactions - Disclosure of HTML 101K Preliminary Fair Values of Identifiable Assets Acquired and Liabilities Assumed at the Acquisition Date (Parenthetical) (Detail) 113: R95 Securities - Summary of Securities (Detail) HTML 110K 114: R96 Securities - Summary of Securities (Parenthetical) HTML 88K (Detail) 115: R97 Securities - Summary of Residual Term to HTML 293K Contractual Maturity of Financial Instruments (Detail) 116: R98 Securities - Summary of Residual Term to HTML 166K Contractual Maturity of Financial Instruments (Parenthetical) (Detail) 117: R99 Securities - Schedule of Fair Value of Debt HTML 161K Securities Measured and Equity Securities Designated at FVOCI (Detail) 118: R100 Securities - Schedule of Fair Value of Debt HTML 89K Securities Measured and Equity Securities Designated at FVOCI (Parenthetical) (Detail) 119: R101 Securities - Additional Information (Detail) HTML 126K 120: R102 Securities - Summary of Profit or Loss Recognized HTML 107K on FVOCI Securities (Detail) 121: R103 Securities - Summary of Allowance for Losses HTML 118K measured at FVOCI (Detail) 122: R104 Securities - Summary of Allowance for Losses HTML 98K measured at FVOCI (Parenthetical) (Detail) 123: R105 Loans - Disclosure of Loans and Receivables HTML 162K (Detail) 124: R106 Loans - Disclosure of Loans and Receivables HTML 106K (Parenthetical) (Detail) 125: R107 Loans - Summary of Allowance for Credit Losses HTML 225K under IFRS 9 (Detail) 126: R108 Loans - 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Summary of Credit Quality of Net Retail HTML 192K Loans (Detail) 136: R118 Loans - Summary of Impaired Loans (Detail) HTML 140K 137: R119 Loans - Summary of Impaired Loans (Parenthetical) HTML 96K (Detail) 138: R120 Loans - Summary of Purchased Credit Impaired Loans HTML 104K (Detail) 139: R121 Loans - Schedule of Loans Past Due But Not HTML 117K Impaired (Detail) 140: R122 Loans - Schedule of Net Interest Income After HTML 100K Provision for Credit Losses (Detail) 141: R123 Structured Entities and Derecognition of Financial HTML 141K Assets - Additional Information (Detail) 142: R124 Structured Entities and Derecognition of Financial HTML 144K Assets - Schedule of Unconsolidated Entity Balance Sheet Amounts and Maximum Exposure to Loss (Detail) 143: R125 Structured Entities and Derecognition of Financial HTML 92K Assets - Schedule of Unconsolidated Entity Balance Sheet Amounts and Maximum Exposure to Loss (Parenthetical) (Detail) 144: R126 Structured Entities and Derecognition of Financial HTML 108K Assets - Schedule of Carrying Amount and Fair Value of Transferred Financial Assets that did not Qualify for Derecognition and Associated Financial Liabilities (Detail) 145: R127 Structured Entities and Derecognition of Financial HTML 92K Assets - Schedule of Carrying Amount and Fair Value of Transferred Financial Assets that did not Qualify for Derecognition and Associated Financial Liabilities (Parenthetical) (Detail) 146: R128 Land, Buildings and Equipment - Summary of Land, HTML 133K Buildings and Equipment (Detail) 147: R129 Land, Buildings and Equipment - Summary of Land, HTML 91K Buildings and Equipment (Parenthetical) (Detail) 148: R130 Land, Buildings and Equipment - Additional HTML 109K Information (Detail) 149: R131 Land, Buildings and Equipment - Carrying Value of HTML 93K Finance Lease Property (Detail) 150: R132 Goodwill, Software and Other Intangible Assets - HTML 114K Summary of Changes in Carrying Amount of Goodwill by Cash Generating Units (Detail) 151: R133 Goodwill, Software and Other Intangible Assets - HTML 98K Summary of Changes in Carrying Amount of Goodwill by Cash Generating Units (Parenthetical) (Detail) 152: R134 Goodwill, Software and Other Intangible Assets - HTML 161K Additional Information (Detail) 153: R135 Goodwill, Software and Other Intangible Assets - HTML 102K Schedule of Carrying Amount of Indefinite-lived Intangible Assets (Detail) 154: R136 Goodwill, Software and Other Intangible Assets - HTML 136K Schedule of Components of Finite-lived Software and Other Intangible Assets (Detail) 155: R137 Goodwill, Software and Other Intangible Assets - HTML 97K Schedule of Components of Finite-lived Software and Other Intangible Assets (Parenthetical) (Detail) 156: R138 Other Assets - Summary of Other Assets (Detail) HTML 108K 157: R139 Deposits - Summary of Deposits and Components HTML 139K (Detail) 158: R140 Deposits - Summary of Deposits and Components HTML 102K (Parenthetical) (Detail) 159: R141 Other Liabilities - Summary of Other liabilities HTML 107K (Detail) 160: R142 Derivative Instruments- Summary of Derivative HTML 103K Instruments (Detail) 161: R143 Derivative Instruments - Summary of Notional HTML 380K Amounts (Detail) 162: R144 Derivative Instruments - Summary of Notional HTML 93K Amounts (Parenthetical) (Detail) 163: R145 Derivative Instruments - Summary of Credit HTML 219K Exposure Arising from Derivatives (Detail) 164: R146 Derivative Instruments - Summary of Credit HTML 96K Exposure Arising from Derivatives (Parenthetical) (Detail) 165: R147 Derivative Instruments - Additional Information HTML 89K (Detail) 166: R148 Designated accounting hedges - Summary of Items HTML 192K Designated as Hedging Instruments (Detail) 167: R149 Designated Accounting Hedges - Summary of Notional HTML 105K Amounts and Carrying Value of Our Hedging Related Derivative Instruments (Detail) 168: R150 Designated Accounting Hedges - Summary of Average HTML 135K Rate or Price of Hedging Instruments (Detail) 169: R151 Designated Accounting Hedges - Additional HTML 109K Information (Detail) 170: R152 Designated Accounting Hedges - Summary of Items HTML 142K Designated as Hedged Items (Detail) 171: R153 Designated Accounting Hedges - Summary of Items HTML 93K Designated as Hedged Items (Parenthetical) (Detail) 172: R154 Designated Accounting Hedges - Summary of Hedge HTML 137K Accounting Impact on the Consolidated Statement of Comprehensive Income (Detail) 173: R155 Designated Accounting Hedges - Summary of Hedge HTML 104K Ineffectiveness Gains (Losses) Recognized in Consolidated Statement of Income (Detail) 174: R156 Designated Accounting Hedges - Summary of Periods HTML 97K when Cash Flows Designated as Hedged (Detail) 175: R157 Subordinated Indebtedness - Schedule of Terms of HTML 176K Subordinated Indebtedness (Detail) 176: R158 Subordinated Indebtedness - Schedule of Terms of HTML 132K Subordinated Indebtedness (Parenthetical) (Detail) 177: R159 Common and Preferred Share Capital - Summary of HTML 136K Outstanding Shares and Dividends Paid (Detail) 178: R160 Common and Preferred Share Capital - Additional HTML 206K Information (Detail) 179: R161 Common and Preferred Share Capital - Schedule of HTML 138K Common Shares Issued (Detail) 180: R162 Common and Preferred Share Capital - Schedule of HTML 95K Common Shares Issued (Parenthetical) (Detail) 181: R163 Common and Preferred Share Capital - Schedule of HTML 97K Common Shares Purchased and Cancelled under Previously Expired NCIB (Detail) 182: R164 Common and Preferred Share Capital - Schedule of HTML 94K Common Shares Purchased and Cancelled under Previously Expired NCIB (Parenthetical) (Detail) 183: R165 Common and Preferred Share Capital - Schedule of HTML 105K Terms of Class A Preferred Shares (Detail) 184: R166 Common and Preferred Share Capital - Schedule of HTML 106K Regulatory Capital and Ratios (Detail) 185: R167 Capital Trust Securities - Additional Information HTML 109K (Detail) 186: R168 Capital Trust Securities - Summary of Significant HTML 105K Terms and Conditions of Notes (Detail) 187: R169 Capital Trust Securities - Summary of Significant HTML 99K Terms and Conditions of Notes (Parenthetical) (Detail) 188: R170 Share-based Payments - Additional Information HTML 199K (Detail) 189: R171 Share-based Payments - Summary of Assumptions Used HTML 99K to Determine Fair Value of Options Granted (Detail) 190: R172 Share-based Payments - Summary of Stock Option HTML 123K Activity and Related Information (Detail) 191: R173 Share-based Payments - Summary of Stock Option HTML 92K Activity and Related Information (Parenthetical) (Detail) 192: R174 Share-based payments -Summary of Stock options HTML 126K outstanding and vested (Detail) 193: R175 Post-Employment Benefits - Additional Information HTML 102K (Detail) 194: R176 Post-Employment Benefits - Summary of Financial HTML 154K Position Related to Defined Benefit Pensions and Other Post Employment Plans (Detail) 195: R177 Post-Employment Benefits - Summary of Financial HTML 90K Position Related to Defined Benefit Pensions and Other Post Employment Plans (Parenthetical) (Detail) 196: R178 Post-Employment Benefits - Summary of Defined HTML 105K Benefit Assets (Liability) Net of Valuation Allowance Included in Other Assets and Other Liabilities (Detail) 197: R179 Post-Employment Benefits - Summary of Defined HTML 94K Benefit Assets (Liability) Net of Valuation Allowance Included in Other Assets and Other Liabilities (Parenthetical) (Detail) 198: R180 Post-Employment Benefits - Summary of Defined HTML 107K Benefit obligation and Plan Assets by Region (Detail) 199: R181 Post-Employment Benefits - Summary of Defined HTML 116K Benefit Plan Expense (Detail) 200: R182 Post-Employment Benefits - Summary of Defined HTML 89K Benefit Plan Expense (Parenthetical) (Detail) 201: R183 Post-Employment Benefits - Summary of Net HTML 111K Remeasurement Gains (Losses) Recognized in OCI (Detail) 202: R184 Post-Employment Benefits - Summary of Net HTML 91K Remeasurement Gains (Losses) Recognized in OCI (Parenthetical) (Detail) 203: R185 Post-Employment Benefits - Summary of Defined HTML 106K Benefit Obligation (Detail) 204: R186 Post-Employment Benefits - Summary of Weighted HTML 94K Average Duration of Defined Benefit Obligation (Detail) 205: R187 Post-Employment Benefits - Summary of Major HTML 147K Categories of Defined Benefit Plan Assets (Detail) 206: R188 Post-Employment Benefits - Summary of Major HTML 100K Categories of Defined Benefit Plan Assets (Parenthetical) (Detail) 207: R189 Post-Employment Benefits - Summary of Weighted HTML 98K Average Principal Assumptions Used to Determine Defined Benefit Obligation (Detail) 208: R190 Post-Employment Benefits - Summary of Weighted HTML 91K Average Principal Assumptions Used to Determine Defined Benefit Obligation (Parenthetical) (Detail) 209: R191 Post-Employment Benefits - Summary of Longevities HTML 99K Underlying Values of Defined Benefit Obligation (Detail) 210: R192 Post-Employment Benefits - Summary of Assumed HTML 96K Health-care Cost Trend Rates (Detail) 211: R193 Post-Employment Benefits - Summary of Affected HTML 109K Defined Benefit Obligation Due to Reasonable Possible Changes to Principal Actuarial Assumptions (Detail) 212: R194 Post-Employment Benefits - Summary of Expected HTML 108K Future Benefit Payments (Detail) 213: R195 Post-Employment Benefits - Summary of defined HTML 95K contributions and other plans (Detail) 214: R196 Income Taxes - Total Income Taxes (Detail) HTML 115K 215: R197 Income Taxes - Components of Income Tax (Detail) HTML 104K 216: R198 Income Taxes - Reconciliation of Income Taxes HTML 126K (Detail) 217: R199 Income Taxes - Sources and Movement in Deferred HTML 226K Tax Assets and Liabilities (Detail) 218: R200 Income Taxes - Sources and Movement in Deferred HTML 94K Tax Assets and Liabilities (Parenthetical) (Detail) 219: R201 Income Taxes - Additional Information (Detail) HTML 136K 220: R202 Earnings per Share - Summary of Earnings Per Share HTML 111K (Detail) 221: R203 Earnings per Share - Summary of Earnings Per Share HTML 91K (Parenthetical) (Detail) 222: R204 Commitments, Guarantees and Pledged Assets - HTML 100K Summary of Contract Amounts of Credit-Related Arrangements (Detail) 223: R205 Commitments, Guarantees and Pledged Assets - HTML 94K Summary of Contract Amounts of Credit-Related Arrangements (Parenthetical) (Detail) 224: R206 Commitments, Guarantees and Pledged Assets - HTML 104K Additional Information (Detail) 225: R207 Commitments, Guarantees and Pledged Assets - HTML 112K Summary of Future Minimum Lease Payments and Receipt for Operating Lease Commitments (Detail) 226: R208 Commitments, Guarantees and Pledged Assets - HTML 91K Summary of Future Minimum Lease Payments and Receipt for Operating Lease Commitments (Parenthetical) (Detail) 227: R209 Commitments, Guarantees and Pledged Assets - HTML 108K Summary of Future Minimum Lease Payments for Finance Lease Commitments (Detail) 228: R210 Commitments, Guarantees and Pledged Assets - HTML 89K Summary of Future Minimum Lease Payments for Finance Lease Commitments (Parenthetical) (Detail) 229: R211 Commitments, Guarantees and Pledged Assets - HTML 112K Summary of Asset Pledging Amounts and Related Activities (Detail) 230: R212 Contingent Liabilities and Provision - Additional HTML 140K Information (Detail) 231: R213 Contingent Liabilities and Provision - Disclosure HTML 98K of Changes in Legal Provisions (Detail) 232: R214 Contingent Liabilities and Provision - Disclosure HTML 98K of Changes in the Restructuring Provision (Detail) 233: R215 Concentration of Credit Risk - Summary of Credit HTML 162K Exposure Associated with our On- and Off-Balance Sheet Financial Instruments (Detail) 234: R216 Concentration of Credit Risk - Summary of Credit HTML 106K Exposure Associated with our On- and Off-Balance Sheet Financial Instruments (Parenthetical) (Detail) 235: R217 Related-Party Transactions - Additional HTML 99K Information (Detail) 236: R218 Related-Party Transactions - Summary of HTML 104K Compensation of Key Management Personnel (Detail) 237: R219 Investments in Equity-Accounted Associates and HTML 148K Joint Ventures - Additional Information (Detail) 238: R220 Investments in Equity-Accounted Associates and HTML 100K Joint Ventures - Summary of Aggregate Financial Information Related to Proportionate Interest in the Equity-accounted Joint Ventures (Detail) 239: R221 Investments in Equity-Accounted Associates and HTML 100K Joint Ventures - Summary of Aggregate Financial Information Related to Proportionate Interest in Equity-Accounted Associates (Detail) 240: R222 Significant Subsidiaries - Additional Information HTML 90K (Detail) 241: R223 Significant Subsidiaries - Summary List of HTML 211K Significant Subsidiaries (Detail) 242: R224 Significant Subsidiaries - Summary List of HTML 124K Significant Subsidiaries (Parenthetical) (Detail) 243: R225 Financial Instruments -Schedule of Balance Sheet HTML 135K Exposure Credit Risk under Different Basel Approaches (Detail) 244: R226 Offsetting Financial Assets and Liabilities - HTML 171K Schedule of Financial Assets and Liabilities (Detail) 245: R227 Offsetting Financial Assets and Liabilities - HTML 89K Schedule of Financial Assets and Liabilities (Parenthetical) (Detail) 246: R228 Interest income and expense - Summary of HTML 113K Consolidated Interest Income and Expense for Both Product and Accounting Categories (Detail) 247: R229 Segmented and Geographic Information - Detailed HTML 198K Report of Segments and Geographic Areas (Detail) 248: R230 Segmented and Geographic Information - Detailed HTML 93K Report of Segments and Geographic Areas (Parenthetical) (Detail) 249: R231 Segmented and Geographic Information - Breakdown HTML 126K of revenue from reporting segments (Detail) 250: R232 Segmented and Geographic Information - Breakdown HTML 93K of revenue from reporting segments (Parenthetical) (Detail) 251: R233 IFRS 7 - Disclosure - Credit Risk - Summary of HTML 115K Risk Measurement (Detail) 252: R234 IFRS 7 - Disclosure - Credit Risk - Summary of PD HTML 107K Bands to Various Risk Levels (Detail) 253: R235 IFRS 7 - Disclosure - Credit Risk - Summary of HTML 251K Exposure to Credit Risk (Detail) 254: R236 IFRS 7 - Disclosure - Credit Risk - Additional HTML 116K Information (Detail) 255: R237 IFRS 7 - Disclosure - Credit Risk - Summary of HTML 158K Breakdown of Our Standardized Credit Risk Exposures by Risk-weight Category (Detail) 256: R238 IFRS 7 - Disclosure - Credit Risk - Summary of HTML 104K Rating Profile of OTC Derivative Mark to Market (MTM) Receivables (Detail) 257: R239 IFRS 7 - Disclosure - Credit Risk- Summary of HTML 140K Geographic Distribution of Business and Government Exposures Under the AIRB Approach (Detail) 258: R240 IFRS 7 - Disclosure - Credit Risk - Summary of HTML 257K Industry-wide Breakdown of Business and Government Exposure (Detail) 259: R241 IFRS 7 - Disclosure - Credit Risk - Summary of HTML 94K Industry-wide Breakdown of Business and Government Exposure (Parenthetical) (Detail) 260: R242 IFRS 7 - Disclosure - Credit Risk - Summary of HTML 182K Credit Quality of Risk-rated Portfolios Exposure (Detail) 261: R243 IFRS 7 - Disclosure - Credit Risk - Summary of HTML 139K Credit Quality of Retail Portfolios (Detail) 262: R244 IFRS 7 - Disclosure - Credit Risk - Summary of HTML 104K Securitization Exposures (Detail) 263: R245 IFRS 7 - Disclosure - Credit Risk - Summary of HTML 91K Securitization Exposures (Parenthetical) (Detail) 264: R246 IFRS 7 - Disclosure - Market Risk - Additional HTML 118K Information (Detail) 265: R247 IFRS 7 - Disclosure - Market Risk - Summary of HTML 129K Market Risks by Type of Risks (Detail) 266: R248 IFRS 7 - Disclosure - Market Risk - Summary of HTML 129K Stressed Value At Risk by Trading Activities (Detail) 267: R249 IFRS 7 - 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Disclosure - Liquidity Risk - Summary of HTML 172K Credit Related Commitments (Detail) 275: R257 IFRS 7 - Disclosure - Liquidity Risk - Summary of HTML 95K Credit Related Commitments (Parenthetical) (Detail) 276: R258 IFRS 7 - Disclosure - Liquidity Risk - Summary of HTML 161K Contractual Maturities of Other Contractual Obligations Affecting Our Funding Needs (Detail) 278: XML IDEA XML File -- Filing Summary XML 577K 277: EXCEL IDEA Workbook of Financial Reports XLSX 515K 13: EX-101.INS XBRL Instance -- cm-20181031 XML 23.36M 15: EX-101.CAL XBRL Calculations -- cm-20181031_cal XML 807K 16: EX-101.DEF XBRL Definitions -- cm-20181031_def XML 4.27M 17: EX-101.LAB XBRL Labels -- cm-20181031_lab XML 5.84M 18: EX-101.PRE XBRL Presentations -- cm-20181031_pre XML 5.30M 14: EX-101.SCH XBRL Schema -- cm-20181031 XSD 1.22M 279: ZIP XBRL Zipped Folder -- 0001193125-18-337149-xbrl Zip 1.19M
FORM 40-F |
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 40 - F
[Check One]
☐ | REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 |
OR
☒ | ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
For the fiscal year ended October 31, 2018 Commission File Number: 1 - 14678
CANADIAN IMPERIAL BANK OF COMMERCE
(Exact name of registrant as specified in its charter)
Canada | 6029 | 13-1942440 | ||
(Province or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification Number) |
Commerce Court
Toronto, Ontario
Canada, M5L 1A2
(416) 980-2211
(Address and telephone number of registrant’s principal executive offices)
Michael G. Capatides
Senior Executive Vice-President, Chief Administrative Officer and General Counsel
Canadian Imperial Bank of Commerce
425 Lexington Avenue – 3rd Floor
New York, New York, 10017
(212) 667-8301
(Name, address (including zip code) and telephone number (including area code)
of agent for service in the United States)
Securities registered or to be registered pursuant to Section 12(b) of the Act.
Title of each class | Name of each exchange on which registered | |
Common Shares | New York Stock Exchange |
Securities registered or to be registered pursuant to Section 12(g) of the Act.
Not Applicable
(Title of Class)
Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act.
Debt Securities
(Title of Class)
For annual reports, indicate by check mark the information filed with this Form:
☒ Annual Information Form | ☒ Audited annual financial statements |
Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report:
Common Shares |
442,823,361 | |||
Class A Preferred Shares: |
||||
Series 39 |
16,000,000 | |||
Series 41 |
12,000,000 | |||
Series 43 |
12,000,000 | |||
Series 45 |
32,000,000 | |||
Series 47 |
18,000,000 |
Indicate by check mark whether the Registrant by filing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934 (the “Exchange Act”). If “Yes” is marked, indicate the file number assigned to the Registrant in connection with such Rule.
Yes ☐ No ☒
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such period that the Registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.
Yes ☒ No ☐
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 12b-2 of the Exchange Act.
Emerging growth company ☐
If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards† provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit such files).
Yes ☒ No ☐
Not Applicable ☐
† The term “new or revised financial accounting standard” refers to any update issued by the Financial Accounting Standards Board to its Accounting Standards Codification after April 5, 2012.
UNDERTAKING
Registrant undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to: the securities in relation to which the obligation to file an annual report on Form 40-F arises or transactions in said securities.
DISCLOSURE REQUIRED BY NYSE LISTED COMPANY MANUAL
A summary of the significant differences between the governance practices of the Registrant and those required of U.S. domestic companies under the New York Stock Exchange listing standards can be found in the Governance section of the Registrant’s website at https://www.cibc.com/en/about-cibc/corporate-governance/practices/disclosure-nyse-manual.html.
DISCLOSURE REQUIRED BY IRAN THREAT REDUCTION AND SYRIA HUMAN RIGHTS ACT OF 2012
Under the Iran Threat Reduction and Syrian Human Rights Act of 2012 (“ITRSHRA”), which added Section 13(r) of the Exchange Act, the Registrant is required to include certain disclosures in its periodic reports if it or any of its “affiliates” knowingly engaged in certain specified activities during the period covered by the report. The Registrant is not presently aware that it or its affiliates have knowingly engaged in any transaction or dealing reportable under Section 13(r) of the Exchange Act during the year ended October 31, 2018.
SIGNATURE
Pursuant to the requirements of the Exchange Act, the Registrant certifies that it meets all of the requirements for filing on Form 40-F and has duly caused this annual report to be signed on its behalf by the undersigned, thereto duly authorized.
Date: November 29, 2018 | CANADIAN IMPERIAL BANK OF COMMERCE | |||||
By: | /s/ Victor G. Dodig | |||||
Victor G. Dodig | ||||||
President and Chief Executive Officer | ||||||
By: | /s/ Kevin Glass | |||||
Kevin Glass | ||||||
Senior Executive Vice-President and | ||||||
Chief Financial Officer |
EXHIBITS
(Information to be filed on this Form pursuant to General Instruction (references are to paragraphs to General Instructions))
Exhibit |
Description of Exhibit | |
B.3(a) | Annual Information Form | |
B.3(b) | Audited consolidated financial statements for the year ended October 31, 2018 excerpted from pages 94-180 of the 2018 Annual Report of Canadian Imperial Bank of Commerce (“CIBC”) including the Independent auditors’ reports of registered public accounting firm to shareholders with respect to the report on financial statement related to the consolidated balance sheets as at October 31, 2018 and October 31, 2017 and the consolidated statements of income, comprehensive income, changes in equity and cash flows for each of the years in the three-year period ended October 31, 2018 and the report on internal controls under standards of the Public Company Accounting Oversight Board (United States) as of October 31, 2018 | |
B.3(c) | Management’s discussion and analysis excerpted from pages 1-93 of CIBC’s 2018 Annual Report | |
B.3(d) | Other Pages of CIBC’s 2018 Annual Report incorporated in Annual Information Form | |
B.6(a)(1) | Certifications required by Rule 13a-14(a) | |
B.6(a)(2) | Certifications required by Rule 13a-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code | |
B.6(b) | Conclusions regarding the effectiveness of the Registrant’s disclosure controls and procedures (contained in Exhibit B.3(c)) | |
B.6(c) | Management’s annual report on internal control over financial reporting (contained in Exhibit B.3(c)) | |
B.6(d) | Report of the registered public accounting firm on management’s assessment of internal control over financial reporting (contained in Exhibit B.3(b)) | |
B.6(e) | Changes in internal control over financial reporting (contained in Exhibit B.3(c)) | |
B.7 | None | |
B.8 | Disclosure regarding audit committee financial expert | |
B.9 | Disclosure regarding code of ethics | |
B.10 | Principal accountant fees and services | |
B.11 | Disclosure regarding off-balance sheet arrangements (contained in Exhibit B.3(c)) | |
B.12 | Tabular disclosure of contractual obligations | |
B.14 | Identification of the audit committee (contained in Exhibit B.3(a)) | |
D.9 | Consent of Independent Registered Public Accounting Firm | |
101 | Interactive Data File |
This ‘40-F’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 11/29/18 | 6-K | ||
For Period end: | 10/31/18 | |||
10/31/17 | 40-F, 424B2, 424B3 | |||
4/5/12 | UPLOAD | |||
List all Filings |