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Canadian Imperial Bank of Commerce/CAN – ‘40-F’ for 10/31/18

On:  Thursday, 11/29/18, at 7:22am ET   ·   For:  10/31/18   ·   Accession #:  1193125-18-337149   ·   File #:  1-14678

Previous ‘40-F’:  ‘40-F’ on 11/30/17 for 10/31/17   ·   Next:  ‘40-F’ on 12/5/19 for 10/31/19   ·   Latest:  ‘40-F’ on 11/30/23 for 10/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/29/18  Canadian Imperial B… Commerce/CAN 40-F       10/31/18  279:56M                                    Donnelley … Solutions/FA

Registration Statement or Annual Report by a Canadian Issuer   —   Form 40-F   —   Sect. 12 or 13(a) / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 40-F        Registration Statement or Annual Report by a        HTML    108K 
                Canadian Issuer                                                  
10: EX-99.B.10  Principal Accountant Fees and Services              HTML     84K 
11: EX-99.B.12  Tabular Disclosure of Contractual Obligations       HTML    140K 
 2: EX-99.B.3(A)  Annual Information Form                           HTML    292K 
 3: EX-99.B.3(B)  Audited Consolidated Financial Statements for     HTML   3.18M 
                the Year Ended October 31, 2018                                  
 4: EX-99.B.3(C)  Management's Discussion and Analysis              HTML   2.99M 
 5: EX-99.B.3(D)  Other Pages of Cibc's 2018 Annual Report          HTML    157K 
                Incorporated in Annual Information Form                          
 6: EX-99.B.6(A)(1)  Certifications Required by Rule 13A-14(A)      HTML     94K 
 7: EX-99.B.6(A)(2)  Certifications Required by Rule 13A-14(B)      HTML     89K 
 8: EX-99.B.8   Disclosure Regarding Audit Committee Financial      HTML     85K 
                Expert                                                           
 9: EX-99.B.9   Disclosure Regarding Code of Ethics                 HTML     87K 
12: EX-99.D.9   Consent of Independent Registered Public            HTML     88K 
                Accounting Firm                                                  
19: R1          Document and Entity Information                     HTML    107K 
20: R2          Consolidated balance sheet                          HTML    197K 
21: R3          Consolidated statement of income                    HTML    215K 
22: R4          Consolidated statement of income (Parenthetical)    HTML     89K 
23: R5          Consolidated statement of comprehensive income      HTML    220K 
24: R6          Consolidated statement of comprehensive income      HTML     90K 
                (Parenthetical)                                                  
25: R7          Consolidated statement of changes in equity         HTML    208K 
26: R8          Consolidated statement of changes in equity         HTML     89K 
                (Parenthetical)                                                  
27: R9          Consolidated statement of cash flows                HTML    217K 
28: R10         Consolidated statement of cash flows                HTML     89K 
                (Parenthetical)                                                  
29: R11         Basis of preparation and summary of significant     HTML    338K 
                accounting policies                                              
30: R12         Fair value measurement                              HTML    864K 
31: R13         Significant transactions                            HTML    125K 
32: R14         Securities                                          HTML    323K 
33: R15         Loans                                               HTML    502K 
34: R16         Structured entities and derecognition of financial  HTML    185K 
                assets                                                           
35: R17         Land, Buildings and Equipment                       HTML    132K 
36: R18         Goodwill, Software and Other Intangible Assets      HTML    191K 
37: R19         Other assets                                        HTML     97K 
38: R20         Deposits                                            HTML    121K 
39: R21         Other liabilities                                   HTML     99K 
40: R22         Derivative instruments                              HTML    398K 
41: R23         Designated accounting hedges                        HTML    260K 
42: R24         Subordinated indebtedness                           HTML    153K 
43: R25         Common and preferred share capital                  HTML    229K 
44: R26         Capital Trust securities                            HTML    111K 
45: R27         Share-based payments                                HTML    176K 
46: R28         Post-employment benefits                            HTML    332K 
47: R29         Income taxes                                        HTML    282K 
48: R30         Earnings per share                                  HTML    106K 
49: R31         Commitments, guarantees and pledged assets          HTML    147K 
50: R32         Contingent liabilities and provision                HTML    157K 
51: R33         Concentration of credit risk                        HTML    138K 
52: R34         Related-party transactions                          HTML    112K 
53: R35         Investments in equity-accounted associates and      HTML    111K 
                joint ventures                                                   
54: R36         Significant subsidiaries                            HTML    124K 
55: R37         Financial instruments - disclosures                 HTML    126K 
56: R38         Offsetting financial assets and liabilities         HTML    165K 
57: R39         Interest income and expense                         HTML    106K 
58: R40         Segmented and geographic information                HTML    322K 
59: R41         Future accounting policy changes                    HTML    101K 
60: R42         IFRS 7 Disclosure                                   HTML    822K 
61: R43         Basis of preparation and summary of significant     HTML    461K 
                accounting policies (Policies)                                   
62: R44         Basis of preparation and summary of significant     HTML    211K 
                accounting policies (Tables)                                     
63: R45         Fair value measurement (Tables)                     HTML    821K 
64: R46         Significant transactions (Tables)                   HTML    123K 
65: R47         Securities (Tables)                                 HTML    334K 
66: R48         Loans (Tables)                                      HTML    516K 
67: R49         Structured entities and derecognition of financial  HTML    141K 
                assets (Tables)                                                  
68: R50         Land, Buildings and Equipment (Tables)              HTML    132K 
69: R51         Goodwill, Software and Other Intangible Assets      HTML    173K 
                (Tables)                                                         
70: R52         Other assets (Tables)                               HTML     96K 
71: R53         Deposits (Tables)                                   HTML    120K 
72: R54         Other liabilities (Tables)                          HTML     98K 
73: R55         Derivative instruments (Tables)                     HTML    360K 
74: R56         Designated accounting hedges (Tables)               HTML    277K 
75: R57         Subordinated indebtedness (Tables)                  HTML    151K 
76: R58         Common and preferred share capital (Tables)         HTML    209K 
77: R59         Capital Trust securities (Tables)                   HTML    105K 
78: R60         Share-based payments (Tables)                       HTML    148K 
79: R61         Post-employment benefits (Tables)                   HTML    320K 
80: R62         Income taxes (Tables)                               HTML    272K 
81: R63         Earnings per share (Tables)                         HTML    106K 
82: R64         Commitments, guarantees and pledged assets          HTML    129K 
                (Tables)                                                         
83: R65         Contingent liabilities and provision (Tables)       HTML    106K 
84: R66         Concentration of credit risk (Tables)               HTML    136K 
85: R67         Related-party transactions (Tables)                 HTML    100K 
86: R68         Investments in equity-accounted associates and      HTML    103K 
                joint ventures (Tables)                                          
87: R69         Significant subsidiaries (Tables)                   HTML    124K 
88: R70         Financial instruments - disclosures (Tables)        HTML    118K 
89: R71         Offsetting financial assets and liabilities         HTML    165K 
                (Tables)                                                         
90: R72         Interest income and expense (Tables)                HTML    106K 
91: R73         Segmented and geographic information (Tables)       HTML    270K 
92: R74         Summary of Breakdown of Our Standardized Credit     HTML    126K 
                Risk Exposures by Risk-weight Category (Tables)                  
93: R75         IFRS 7 Disclosure (Tables)                          HTML    652K 
94: R76         Basis of Preparation and Summary of Significant     HTML    188K 
                Accounting Policies - Reconciliation of Closing                  
                Allowance for Credit Losses in Accordance with IAS               
                39 (Detail)                                                      
95: R77         Basis of Preparation and Summary of Significant     HTML    101K 
                accounting Policies - Additional Information                     
                (Detail)                                                         
96: R78         Basis of Preparation and Summary of Significant     HTML    101K 
                accounting Policies - Additional Information1                    
                (Detail)                                                         
97: R79         Basis of Preparation and Summary of Significant     HTML    307K 
                Accounting Policies - Reconciliation of Carrying                 
                Amounts Under IAS 39, Net of Tax on Shareholders'                
                Equity and Total Equity (Detail)                                 
98: R80         Basis of Preparation and Summary of Significant     HTML    108K 
                Accounting Policies - Reconciliation of Carrying                 
                Amounts Under IAS 39, Net of Tax on Shareholders'                
                Equity and Total Equity (Parenthetical) (Detail)                 
99: R81         Fair Value Measurement - Fair Value of Financial    HTML    291K 
                Instruments (Detail)                                             
100: R82         Fair Value Measurement - Fair Value of Derivative   HTML    208K  
                Financial Instruments (Detail)                                   
101: R83         Fair Value Measurement - Summary of Assets and      HTML    138K  
                Liabilities Not Carried On Consolidated Balance                  
                Sheet at Fair Value (Detail)                                     
102: R84         Fair Value Measurement - Summary of Financial       HTML    243K  
                Instruments Carried On Consolidated Balance Sheet                
                at Fair Value (Detail)                                           
103: R85         Fair Value Measurement - Summary of Financial       HTML    101K  
                Instruments Carried On Consolidated Balance Sheet                
                at Fair Value (Parenthetical) (Detail)                           
104: R86         Fair Value Measurement- Additional Information      HTML    124K  
                (Detail)                                                         
105: R87         Fair Value Measurement - Changes in Fair Value of   HTML    368K  
                Financial Assets and Liabilities in Level 3                      
                (Detail)                                                         
106: R88         Fair Value Measurement - Changes in Fair Value of   HTML     92K  
                Financial Assets and Liabilities in Level 3                      
                (Parenthetical) (Detail)                                         
107: R89         Fair Value Measurement - Valuation Techniques and   HTML    180K  
                Quantitative Information About Significant                       
                Non-observable Inputs Used In Level 3 Financial                  
                Instruments (Detail)                                             
108: R90         Significant Transactions - Additional information   HTML    175K  
                (Detail)                                                         
109: R91         Significant Transactions - Detailed Information of  HTML    102K  
                Business Acquisition (Detail)                                    
110: R92         Significant Transactions - Detailed Information of  HTML    118K  
                Business Acquisition (Parenthetical) (Detail)                    
111: R93         Significant Transactions - Disclosure of            HTML    129K  
                Preliminary Fair Values of Identifiable Assets                   
                Acquired and Liabilities Assumed at the                          
                Acquisition Date (Detail)                                        
112: R94         Significant Transactions - Disclosure of            HTML    101K  
                Preliminary Fair Values of Identifiable Assets                   
                Acquired and Liabilities Assumed at the                          
                Acquisition Date (Parenthetical) (Detail)                        
113: R95         Securities - Summary of Securities (Detail)         HTML    110K  
114: R96         Securities - Summary of Securities (Parenthetical)  HTML     88K  
                (Detail)                                                         
115: R97         Securities - Summary of Residual Term to            HTML    293K  
                Contractual Maturity of Financial Instruments                    
                (Detail)                                                         
116: R98         Securities - Summary of Residual Term to            HTML    166K  
                Contractual Maturity of Financial Instruments                    
                (Parenthetical) (Detail)                                         
117: R99         Securities - Schedule of Fair Value of Debt         HTML    161K  
                Securities Measured and Equity Securities                        
                Designated at FVOCI (Detail)                                     
118: R100        Securities - Schedule of Fair Value of Debt         HTML     89K  
                Securities Measured and Equity Securities                        
                Designated at FVOCI (Parenthetical) (Detail)                     
119: R101        Securities - Additional Information (Detail)        HTML    126K  
120: R102        Securities - Summary of Profit or Loss Recognized   HTML    107K  
                on FVOCI Securities (Detail)                                     
121: R103        Securities - Summary of Allowance for Losses        HTML    118K  
                measured at FVOCI (Detail)                                       
122: R104        Securities - Summary of Allowance for Losses        HTML     98K  
                measured at FVOCI (Parenthetical) (Detail)                       
123: R105        Loans - Disclosure of Loans and Receivables         HTML    162K  
                (Detail)                                                         
124: R106        Loans - Disclosure of Loans and Receivables         HTML    106K  
                (Parenthetical) (Detail)                                         
125: R107        Loans - Summary of Allowance for Credit Losses      HTML    225K  
                under IFRS 9 (Detail)                                            
126: R108        Loans - Summary of Allowance for Credit Losses      HTML    102K  
                under IFRS 9 (Parenthetical) (Detail)                            
127: R109        Loans - Summary of Allowance for Credit Losses      HTML    158K  
                under IAS 39 (Detail)                                            
128: R110        Loans - Additional Information (Detail)             HTML    119K  
129: R111        Loans - Summary of Base Case Forecasts for Select   HTML    109K  
                Forward Looking Information Variables Used to                    
                Estimate our Expected Credit Losses (Detail)                     
130: R112        Loans - Summary of Carrying Amount of Loans Based   HTML    217K  
                on Internal Risk Rating Grades (Detail)                          
131: R113        Loans - Summary of Carrying Amount of Loans Based   HTML    109K  
                on Internal Risk Rating Grades (Parenthetical)                   
                (Detail)                                                         
132: R114        Loans - Summary of Undrawn Credit Facilities and    HTML    209K  
                Other Off Balance Sheet Exposures (Detail)                       
133: R115        Loans - Summary of Credit Quality of Net Business   HTML    170K  
                and Government Loans and Acceptances (Detail)                    
134: R116        Loans - Summary of Credit Quality of Net Business   HTML     88K  
                and Government Loans and Acceptances                             
                (Parenthetical) (Detail)                                         
135: R117        Loans - Summary of Credit Quality of Net Retail     HTML    192K  
                Loans (Detail)                                                   
136: R118        Loans - Summary of Impaired Loans (Detail)          HTML    140K  
137: R119        Loans - Summary of Impaired Loans (Parenthetical)   HTML     96K  
                (Detail)                                                         
138: R120        Loans - Summary of Purchased Credit Impaired Loans  HTML    104K  
                (Detail)                                                         
139: R121        Loans - Schedule of Loans Past Due But Not          HTML    117K  
                Impaired (Detail)                                                
140: R122        Loans - Schedule of Net Interest Income After       HTML    100K  
                Provision for Credit Losses (Detail)                             
141: R123        Structured Entities and Derecognition of Financial  HTML    141K  
                Assets - Additional Information (Detail)                         
142: R124        Structured Entities and Derecognition of Financial  HTML    144K  
                Assets - Schedule of Unconsolidated Entity Balance               
                Sheet Amounts and Maximum Exposure to Loss                       
                (Detail)                                                         
143: R125        Structured Entities and Derecognition of Financial  HTML     92K  
                Assets - Schedule of Unconsolidated Entity Balance               
                Sheet Amounts and Maximum Exposure to Loss                       
                (Parenthetical) (Detail)                                         
144: R126        Structured Entities and Derecognition of Financial  HTML    108K  
                Assets - Schedule of Carrying Amount and Fair                    
                Value of Transferred Financial Assets that did not               
                Qualify for Derecognition and Associated Financial               
                Liabilities (Detail)                                             
145: R127        Structured Entities and Derecognition of Financial  HTML     92K  
                Assets - Schedule of Carrying Amount and Fair                    
                Value of Transferred Financial Assets that did not               
                Qualify for Derecognition and Associated Financial               
                Liabilities (Parenthetical) (Detail)                             
146: R128        Land, Buildings and Equipment - Summary of Land,    HTML    133K  
                Buildings and Equipment (Detail)                                 
147: R129        Land, Buildings and Equipment - Summary of Land,    HTML     91K  
                Buildings and Equipment (Parenthetical) (Detail)                 
148: R130        Land, Buildings and Equipment - Additional          HTML    109K  
                Information (Detail)                                             
149: R131        Land, Buildings and Equipment - Carrying Value of   HTML     93K  
                Finance Lease Property (Detail)                                  
150: R132        Goodwill, Software and Other Intangible Assets -    HTML    114K  
                Summary of Changes in Carrying Amount of Goodwill                
                by Cash Generating Units (Detail)                                
151: R133        Goodwill, Software and Other Intangible Assets -    HTML     98K  
                Summary of Changes in Carrying Amount of Goodwill                
                by Cash Generating Units (Parenthetical) (Detail)                
152: R134        Goodwill, Software and Other Intangible Assets -    HTML    161K  
                Additional Information (Detail)                                  
153: R135        Goodwill, Software and Other Intangible Assets -    HTML    102K  
                Schedule of Carrying Amount of Indefinite-lived                  
                Intangible Assets (Detail)                                       
154: R136        Goodwill, Software and Other Intangible Assets -    HTML    136K  
                Schedule of Components of Finite-lived Software                  
                and Other Intangible Assets (Detail)                             
155: R137        Goodwill, Software and Other Intangible Assets -    HTML     97K  
                Schedule of Components of Finite-lived Software                  
                and Other Intangible Assets (Parenthetical)                      
                (Detail)                                                         
156: R138        Other Assets - Summary of Other Assets (Detail)     HTML    108K  
157: R139        Deposits - Summary of Deposits and Components       HTML    139K  
                (Detail)                                                         
158: R140        Deposits - Summary of Deposits and Components       HTML    102K  
                (Parenthetical) (Detail)                                         
159: R141        Other Liabilities - Summary of Other liabilities    HTML    107K  
                (Detail)                                                         
160: R142        Derivative Instruments- Summary of Derivative       HTML    103K  
                Instruments (Detail)                                             
161: R143        Derivative Instruments - Summary of Notional        HTML    380K  
                Amounts (Detail)                                                 
162: R144        Derivative Instruments - Summary of Notional        HTML     93K  
                Amounts (Parenthetical) (Detail)                                 
163: R145        Derivative Instruments - Summary of Credit          HTML    219K  
                Exposure Arising from Derivatives (Detail)                       
164: R146        Derivative Instruments - Summary of Credit          HTML     96K  
                Exposure Arising from Derivatives (Parenthetical)                
                (Detail)                                                         
165: R147        Derivative Instruments - Additional Information     HTML     89K  
                (Detail)                                                         
166: R148        Designated accounting hedges - Summary of Items     HTML    192K  
                Designated as Hedging Instruments (Detail)                       
167: R149        Designated Accounting Hedges - Summary of Notional  HTML    105K  
                Amounts and Carrying Value of Our Hedging Related                
                Derivative Instruments (Detail)                                  
168: R150        Designated Accounting Hedges - Summary of Average   HTML    135K  
                Rate or Price of Hedging Instruments (Detail)                    
169: R151        Designated Accounting Hedges - Additional           HTML    109K  
                Information (Detail)                                             
170: R152        Designated Accounting Hedges - Summary of Items     HTML    142K  
                Designated as Hedged Items (Detail)                              
171: R153        Designated Accounting Hedges - Summary of Items     HTML     93K  
                Designated as Hedged Items (Parenthetical)                       
                (Detail)                                                         
172: R154        Designated Accounting Hedges - Summary of Hedge     HTML    137K  
                Accounting Impact on the Consolidated Statement of               
                Comprehensive Income (Detail)                                    
173: R155        Designated Accounting Hedges - Summary of Hedge     HTML    104K  
                Ineffectiveness Gains (Losses) Recognized in                     
                Consolidated Statement of Income (Detail)                        
174: R156        Designated Accounting Hedges - Summary of Periods   HTML     97K  
                when Cash Flows Designated as Hedged (Detail)                    
175: R157        Subordinated Indebtedness - Schedule of Terms of    HTML    176K  
                Subordinated Indebtedness (Detail)                               
176: R158        Subordinated Indebtedness - Schedule of Terms of    HTML    132K  
                Subordinated Indebtedness (Parenthetical) (Detail)               
177: R159        Common and Preferred Share Capital - Summary of     HTML    136K  
                Outstanding Shares and Dividends Paid (Detail)                   
178: R160        Common and Preferred Share Capital - Additional     HTML    206K  
                Information (Detail)                                             
179: R161        Common and Preferred Share Capital - Schedule of    HTML    138K  
                Common Shares Issued (Detail)                                    
180: R162        Common and Preferred Share Capital - Schedule of    HTML     95K  
                Common Shares Issued (Parenthetical) (Detail)                    
181: R163        Common and Preferred Share Capital - Schedule of    HTML     97K  
                Common Shares Purchased and Cancelled under                      
                Previously Expired NCIB (Detail)                                 
182: R164        Common and Preferred Share Capital - Schedule of    HTML     94K  
                Common Shares Purchased and Cancelled under                      
                Previously Expired NCIB (Parenthetical) (Detail)                 
183: R165        Common and Preferred Share Capital - Schedule of    HTML    105K  
                Terms of Class A Preferred Shares (Detail)                       
184: R166        Common and Preferred Share Capital - Schedule of    HTML    106K  
                Regulatory Capital and Ratios (Detail)                           
185: R167        Capital Trust Securities - Additional Information   HTML    109K  
                (Detail)                                                         
186: R168        Capital Trust Securities - Summary of Significant   HTML    105K  
                Terms and Conditions of Notes (Detail)                           
187: R169        Capital Trust Securities - Summary of Significant   HTML     99K  
                Terms and Conditions of Notes (Parenthetical)                    
                (Detail)                                                         
188: R170        Share-based Payments - Additional Information       HTML    199K  
                (Detail)                                                         
189: R171        Share-based Payments - Summary of Assumptions Used  HTML     99K  
                to Determine Fair Value of Options Granted                       
                (Detail)                                                         
190: R172        Share-based Payments - Summary of Stock Option      HTML    123K  
                Activity and Related Information (Detail)                        
191: R173        Share-based Payments - Summary of Stock Option      HTML     92K  
                Activity and Related Information (Parenthetical)                 
                (Detail)                                                         
192: R174        Share-based payments -Summary of Stock options      HTML    126K  
                outstanding and vested (Detail)                                  
193: R175        Post-Employment Benefits - Additional Information   HTML    102K  
                (Detail)                                                         
194: R176        Post-Employment Benefits - Summary of Financial     HTML    154K  
                Position Related to Defined Benefit Pensions and                 
                Other Post Employment Plans (Detail)                             
195: R177        Post-Employment Benefits - Summary of Financial     HTML     90K  
                Position Related to Defined Benefit Pensions and                 
                Other Post Employment Plans (Parenthetical)                      
                (Detail)                                                         
196: R178        Post-Employment Benefits - Summary of Defined       HTML    105K  
                Benefit Assets (Liability) Net of Valuation                      
                Allowance Included in Other Assets and Other                     
                Liabilities (Detail)                                             
197: R179        Post-Employment Benefits - Summary of Defined       HTML     94K  
                Benefit Assets (Liability) Net of Valuation                      
                Allowance Included in Other Assets and Other                     
                Liabilities (Parenthetical) (Detail)                             
198: R180        Post-Employment Benefits - Summary of Defined       HTML    107K  
                Benefit obligation and Plan Assets by Region                     
                (Detail)                                                         
199: R181        Post-Employment Benefits - Summary of Defined       HTML    116K  
                Benefit Plan Expense (Detail)                                    
200: R182        Post-Employment Benefits - Summary of Defined       HTML     89K  
                Benefit Plan Expense (Parenthetical) (Detail)                    
201: R183        Post-Employment Benefits - Summary of Net           HTML    111K  
                Remeasurement Gains (Losses) Recognized in OCI                   
                (Detail)                                                         
202: R184        Post-Employment Benefits - Summary of Net           HTML     91K  
                Remeasurement Gains (Losses) Recognized in OCI                   
                (Parenthetical) (Detail)                                         
203: R185        Post-Employment Benefits - Summary of Defined       HTML    106K  
                Benefit Obligation (Detail)                                      
204: R186        Post-Employment Benefits - Summary of Weighted      HTML     94K  
                Average Duration of Defined Benefit Obligation                   
                (Detail)                                                         
205: R187        Post-Employment Benefits - Summary of Major         HTML    147K  
                Categories of Defined Benefit Plan Assets (Detail)               
206: R188        Post-Employment Benefits - Summary of Major         HTML    100K  
                Categories of Defined Benefit Plan Assets                        
                (Parenthetical) (Detail)                                         
207: R189        Post-Employment Benefits - Summary of Weighted      HTML     98K  
                Average Principal Assumptions Used to Determine                  
                Defined Benefit Obligation (Detail)                              
208: R190        Post-Employment Benefits - Summary of Weighted      HTML     91K  
                Average Principal Assumptions Used to Determine                  
                Defined Benefit Obligation (Parenthetical)                       
                (Detail)                                                         
209: R191        Post-Employment Benefits - Summary of Longevities   HTML     99K  
                Underlying Values of Defined Benefit Obligation                  
                (Detail)                                                         
210: R192        Post-Employment Benefits - Summary of Assumed       HTML     96K  
                Health-care Cost Trend Rates (Detail)                            
211: R193        Post-Employment Benefits - Summary of Affected      HTML    109K  
                Defined Benefit Obligation Due to Reasonable                     
                Possible Changes to Principal Actuarial                          
                Assumptions (Detail)                                             
212: R194        Post-Employment Benefits - Summary of Expected      HTML    108K  
                Future Benefit Payments (Detail)                                 
213: R195        Post-Employment Benefits - Summary of defined       HTML     95K  
                contributions and other plans (Detail)                           
214: R196        Income Taxes - Total Income Taxes (Detail)          HTML    115K  
215: R197        Income Taxes - Components of Income Tax (Detail)    HTML    104K  
216: R198        Income Taxes - Reconciliation of Income Taxes       HTML    126K  
                (Detail)                                                         
217: R199        Income Taxes - Sources and Movement in Deferred     HTML    226K  
                Tax Assets and Liabilities (Detail)                              
218: R200        Income Taxes - Sources and Movement in Deferred     HTML     94K  
                Tax Assets and Liabilities (Parenthetical)                       
                (Detail)                                                         
219: R201        Income Taxes - Additional Information (Detail)      HTML    136K  
220: R202        Earnings per Share - Summary of Earnings Per Share  HTML    111K  
                (Detail)                                                         
221: R203        Earnings per Share - Summary of Earnings Per Share  HTML     91K  
                (Parenthetical) (Detail)                                         
222: R204        Commitments, Guarantees and Pledged Assets -        HTML    100K  
                Summary of Contract Amounts of Credit-Related                    
                Arrangements (Detail)                                            
223: R205        Commitments, Guarantees and Pledged Assets -        HTML     94K  
                Summary of Contract Amounts of Credit-Related                    
                Arrangements (Parenthetical) (Detail)                            
224: R206        Commitments, Guarantees and Pledged Assets -        HTML    104K  
                Additional Information (Detail)                                  
225: R207        Commitments, Guarantees and Pledged Assets -        HTML    112K  
                Summary of Future Minimum Lease Payments and                     
                Receipt for Operating Lease Commitments (Detail)                 
226: R208        Commitments, Guarantees and Pledged Assets -        HTML     91K  
                Summary of Future Minimum Lease Payments and                     
                Receipt for Operating Lease Commitments                          
                (Parenthetical) (Detail)                                         
227: R209        Commitments, Guarantees and Pledged Assets -        HTML    108K  
                Summary of Future Minimum Lease Payments for                     
                Finance Lease Commitments (Detail)                               
228: R210        Commitments, Guarantees and Pledged Assets -        HTML     89K  
                Summary of Future Minimum Lease Payments for                     
                Finance Lease Commitments (Parenthetical) (Detail)               
229: R211        Commitments, Guarantees and Pledged Assets -        HTML    112K  
                Summary of Asset Pledging Amounts and Related                    
                Activities (Detail)                                              
230: R212        Contingent Liabilities and Provision - Additional   HTML    140K  
                Information (Detail)                                             
231: R213        Contingent Liabilities and Provision - Disclosure   HTML     98K  
                of Changes in Legal Provisions (Detail)                          
232: R214        Contingent Liabilities and Provision - Disclosure   HTML     98K  
                of Changes in the Restructuring Provision (Detail)               
233: R215        Concentration of Credit Risk - Summary of Credit    HTML    162K  
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‘40-F’   —   Registration Statement or Annual Report by a Canadian Issuer


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  FORM 40-F  

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 40 - F

 

 

[Check One]

REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934

OR

 

ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

For the fiscal year ended October 31, 2018        Commission File Number: 1 - 14678

 

 

CANADIAN IMPERIAL BANK OF COMMERCE

(Exact name of registrant as specified in its charter)

 

 

 

Canada   6029   13-1942440

(Province or other jurisdiction

of incorporation or organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification Number)

Commerce Court

Toronto, Ontario

Canada, M5L 1A2

(416) 980-2211

(Address and telephone number of registrant’s principal executive offices)

Michael G. Capatides

Senior Executive Vice-President, Chief Administrative Officer and General Counsel

Canadian Imperial Bank of Commerce

425 Lexington Avenue – 3rd Floor

New York, New York, 10017

(212) 667-8301

(Name, address (including zip code) and telephone number (including area code)

of agent for service in the United States)

Securities registered or to be registered pursuant to Section 12(b) of the Act.

 

Title of each class   Name of each exchange on which registered
Common Shares   New York Stock Exchange

Securities registered or to be registered pursuant to Section 12(g) of the Act.

Not Applicable

(Title of Class)

Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act.

Debt Securities

(Title of Class)

For annual reports, indicate by check mark the information filed with this Form:

 

  Annual Information Form     Audited annual financial statements

 

 

Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report:

 

Common Shares

     442,823,361  

Class A Preferred Shares:

  

Series 39

     16,000,000  

Series 41

     12,000,000  

Series 43

     12,000,000  

Series 45

     32,000,000  

Series 47

     18,000,000  

Indicate by check mark whether the Registrant by filing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934 (the “Exchange Act”). If “Yes” is marked, indicate the file number assigned to the Registrant in connection with such Rule.

Yes  ☐            No  ☒

Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such period that the Registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.

Yes  ☒            No  ☐

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 12b-2 of the Exchange Act.

Emerging growth company  ☐

If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards† provided pursuant to Section 13(a) of the Exchange Act.  ☐

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit such files).

Yes  ☒            No  ☐

Not Applicable  ☐

†  The term “new or revised financial accounting standard” refers to any update issued by the Financial Accounting Standards Board to its Accounting Standards Codification after April 5, 2012.

 

 

 


UNDERTAKING

Registrant undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to: the securities in relation to which the obligation to file an annual report on Form 40-F arises or transactions in said securities.

DISCLOSURE REQUIRED BY NYSE LISTED COMPANY MANUAL

A summary of the significant differences between the governance practices of the Registrant and those required of U.S. domestic companies under the New York Stock Exchange listing standards can be found in the Governance section of the Registrant’s website at https://www.cibc.com/en/about-cibc/corporate-governance/practices/disclosure-nyse-manual.html.

DISCLOSURE REQUIRED BY IRAN THREAT REDUCTION AND SYRIA HUMAN RIGHTS ACT OF 2012

Under the Iran Threat Reduction and Syrian Human Rights Act of 2012 (“ITRSHRA”), which added Section 13(r) of the Exchange Act, the Registrant is required to include certain disclosures in its periodic reports if it or any of its “affiliates” knowingly engaged in certain specified activities during the period covered by the report. The Registrant is not presently aware that it or its affiliates have knowingly engaged in any transaction or dealing reportable under Section 13(r) of the Exchange Act during the year ended October 31, 2018.

SIGNATURE

Pursuant to the requirements of the Exchange Act, the Registrant certifies that it meets all of the requirements for filing on Form 40-F and has duly caused this annual report to be signed on its behalf by the undersigned, thereto duly authorized.

 

Date: November 29, 2018     CANADIAN IMPERIAL BANK OF COMMERCE
    By:  

/s/ Victor G. Dodig

      Victor G. Dodig
      President and Chief Executive Officer
    By:  

/s/ Kevin Glass

      Kevin Glass
      Senior Executive Vice-President and
      Chief Financial Officer


EXHIBITS

(Information to be filed on this Form pursuant to General Instruction (references are to paragraphs to General Instructions))

 

Exhibit

 

Description of Exhibit

B.3(a)   Annual Information Form
B.3(b)   Audited consolidated financial statements for the year ended October 31, 2018 excerpted from pages 94-180 of the 2018 Annual Report of Canadian Imperial Bank of Commerce (“CIBC”) including the Independent auditors’ reports of registered public accounting firm to shareholders with respect to the report on financial statement related to the consolidated balance sheets as at October 31, 2018 and October 31, 2017 and the consolidated statements of income, comprehensive income, changes in equity and cash flows for each of the years in the three-year period ended October 31, 2018 and the report on internal controls under standards of the Public Company Accounting Oversight Board (United States) as of October 31, 2018
B.3(c)   Management’s discussion and analysis excerpted from pages 1-93 of CIBC’s 2018 Annual Report
B.3(d)   Other Pages of CIBC’s 2018 Annual Report incorporated in Annual Information Form
B.6(a)(1)   Certifications required by Rule 13a-14(a)
B.6(a)(2)   Certifications required by Rule 13a-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code
B.6(b)   Conclusions regarding the effectiveness of the Registrant’s disclosure controls and procedures (contained in Exhibit B.3(c))
B.6(c)   Management’s annual report on internal control over financial reporting (contained in Exhibit B.3(c))
B.6(d)   Report of the registered public accounting firm on management’s assessment of internal control over financial reporting (contained in Exhibit B.3(b))
B.6(e)   Changes in internal control over financial reporting (contained in Exhibit B.3(c))
B.7   None
B.8   Disclosure regarding audit committee financial expert
B.9   Disclosure regarding code of ethics
B.10   Principal accountant fees and services
B.11   Disclosure regarding off-balance sheet arrangements (contained in Exhibit B.3(c))
B.12   Tabular disclosure of contractual obligations
B.14   Identification of the audit committee (contained in Exhibit B.3(a))
D.9   Consent of Independent Registered Public Accounting Firm
101   Interactive Data File

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘40-F’ Filing    Date    Other Filings
Filed on:11/29/186-K
For Period end:10/31/18
10/31/1740-F,  424B2,  424B3
4/5/12UPLOAD
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