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Altaba Inc. – ‘8-K’ for 4/24/18

On:  Wednesday, 4/25/18, at 4:07pm ET   ·   For:  4/24/18   ·   Accession #:  1193125-18-131302   ·   File #:  811-23264

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/25/18  Altaba Inc.                       8-K:7,9     4/24/18    3:78K                                    Donnelley … Solutions/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     14K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     45K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML      8K 


8-K   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  8-K  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) April 24, 2018

 

 

Altaba Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   811-23264   77-0398689

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

140 East 45th Street, 15th Floor, New York, New York   10017
(Address of principal executive offices)   (Zip Code)

Registrants telephone number, including area code (646) 679-2000

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a- 12 under the Exchange Act (17 CFR 240.14a- 12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Section 7 - Regulation FD

Item 7.01 Regulation FD Disclosure.

On April 24, 2018, the Securities and Exchange Commission (the “SEC”) announced the settlement of its investigation of Yahoo! Inc., now known as Altaba Inc. (the “Company”), related to the Company’s previously disclosed data breaches disclosed on September 22, 2016 and in the 2016 10-K filed on March 1, 2016. The SEC’s Order and press release announcing the resolution are furnished herewith as Exhibits 99.1 and 99.2.

The Company has agreed to settle with the SEC, without admitting or denying the allegations described in the SEC Order. The Order requires the Company to cease and desist from any further violations of Sections 17(a)(2) and 17(a)(3) of the Securities Act of 1933 and Section 13(a) of the Securities Exchange Act of 1934 and Rules 12b-20, 13a-1, 13a-11, 13a-13, and 13a-15. As part of the resolution, the Company also has agreed to pay a civil penalty in the amount of $35,000,000.

The information included in this Item 7.01 (including Exhibits 99.1 and 99.2) shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing made by the Company under the Exchange Act or Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

The following exhibits are furnished with this report on Form 8-K:

 

99.1    SEC Order.
99.2    SEC press release.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ALTABA INC.
Date: April 25, 2018   By:  

/s/ Arthur Chong

  Name:   Arthur Chong
  Title:   General Counsel and Secretary

 

3


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:4/25/18
For Period End:4/24/18
9/22/164,  8-K,  DEFA14A
3/1/164
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Filing Submission 0001193125-18-131302   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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