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Citigroup Inc. – ‘8-K’ for 2/17/21

On:  Thursday, 2/18/21, at 4:05pm ET   ·   For:  2/17/21   ·   Accession #:  1193125-21-47702   ·   File #:  1-09924

Previous ‘8-K’:  ‘8-K’ on 2/12/21 for 2/11/21   ·   Next:  ‘8-K’ on / for 3/19/21   ·   Latest:  ‘8-K’ on 3/6/24 for 3/5/24   ·   35 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/18/21  Citigroup Inc.                    8-K:5,9     2/17/21   17:896K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     30K 
 2: EX-1.1      Underwriting Agreement or Conflict Minerals Report  HTML    109K 
 3: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML     75K 
 4: EX-4.1      Instrument Defining the Rights of Security Holders  HTML    199K 
 5: EX-5.1      Opinion of Counsel re: Legality                     HTML     21K 
 6: EX-99.1     Miscellaneous Exhibit                               HTML     22K 
13: R1          Cover Page                                          HTML     71K 
15: XML         IDEA XML File -- Filing Summary                      XML     14K 
12: XML         XBRL Instance -- d133744d8k_htm                      XML     36K 
14: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
 8: EX-101.CAL  XBRL Calculations -- c-20210217_cal                  XML      8K 
 9: EX-101.DEF  XBRL Definitions -- c-20210217_def                   XML     47K 
10: EX-101.LAB  XBRL Labels -- c-20210217_lab                        XML     71K 
11: EX-101.PRE  XBRL Presentations -- c-20210217_pre                 XML     48K 
 7: EX-101.SCH  XBRL Schema -- c-20210217                            XSD     22K 
16: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    23K 
17: ZIP         XBRL Zipped Folder -- 0001193125-21-047702-xbrl      Zip    104K 


‘8-K’   —   Current Report


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 iX: 
  8-K  
 i 0000831001 i false i --12-31 0000831001 2021-02-17 2021-02-17 0000831001 us-gaap:CommonStockMember 2021-02-17 2021-02-17 0000831001 c:SeriesJPreferredStockMember 2021-02-17 2021-02-17 0000831001 c:SeriesKPreferredStockMember 2021-02-17 2021-02-17 0000831001 c:SeriesSPreferredStockMember 2021-02-17 2021-02-17 0000831001 c:CitigroupCapitalIiiMember 2021-02-17 2021-02-17 0000831001 c:CitigroupCapitalXiiiMember 2021-02-17 2021-02-17 0000831001 c:CitigroupCapitalXviiiMember 2021-02-17 2021-02-17 0000831001 c:SeriesNMediumTermSeniorNotesMember 2021-02-17 2021-02-17 0000831001 c:SeriesNMediumTermSeniorNotesDueDec2035Member 2021-02-17 2021-02-17
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM
 i 8-K
 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
 
 
 i Citigroup Inc.
(Exact name of registrant as specified in its charter)
 
 
 
 i Delaware
 
 i 1-9924
 
 i 52-1568099
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
 i 388 Greenwich,  i New York,  i New York
 
 i 10013
(Address of principal executive offices)
 
(Zip Code)
( i 212)
 i 559-1000
(Registrant’s telephone number, including area code)
 
 
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 i 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 i 
Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
 
 i 
Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
 
 i 
Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule
12b-2
of the Securities Exchange Act of 1934 (17 CFR
§240.12b-2).
Emerging growth company   i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐
 
 
 

CITIGROUP INC.
Current Report on Form
8-K
 
Item 5.03
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
(a) On February 17, 2021, Citigroup Inc. filed a Certificate of Designations with the Secretary of State of the State of Delaware, establishing the designations, preferences, powers and rights of the shares of a new series of Citigroup preferred stock, 3.875% Fixed Rate Reset Noncumulative Preferred Stock, Series X. The Certificate of Designations amended Citigroup’s Restated Certificate of Incorporation, as amended, and was effective immediately on filing.
A copy of the Certificate of Designations is being filed as an exhibit to this Form
8-K
and is incorporated herein by reference in its entirety.
 
Item 9.01
Financial Statements and Exhibits.
(d)    Exhibits:
 
Exhibit
No.
  
Description
  1.1    Underwriting Agreement, dated February 10, 2021, among Citigroup Inc. and the underwriters named therein, relating to the offer and sale of Depositary Shares each representing a 1/25th interest in a share of 3.875% Fixed Rate Reset Noncumulative Preferred Stock, Series X, of Citigroup Inc.
  3.1    Certificate of Designations of 3.875% Fixed Rate Reset Noncumulative Preferred Stock, Series X, of Citigroup Inc.
  4.1    Deposit Agreement, dated February 18, 2021 among Citigroup Inc., Computershare Inc., a Delaware corporation, and its wholly-owned subsidiary Computershare Trust Company, N.A., a federally charted national association, jointly as Depositary, Computershare Trust Company N.A., as Registrar and Transfer Agent, and all holders from time to time of Receipts, Depositary Shares and the related 3.875% Fixed Rate Reset Noncumulative Preferred Stock, Series X of Citigroup Inc.
  5.1    Opinion of Skadden, Arps, Slate, Meagher & Flom LLP
99.1    Citigroup Inc. securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934 as of the filing date
104    The cover page of this Current Report on Form
8-K,
formatted in Inline XBRL
 
2

SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated February 18, 2021       CITIGROUP INC.
      By: /s/ Barbara Politi
      Barbara Politi
      Assistant Secretary
 
3


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:2/18/21424B2,  424B8,  FWP
For Period end:2/17/21424B2,  FWP
 List all Filings 


35 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/01/23  Citigroup Inc.                    424B2                  1:1.1M                                   Donnelley … Solutions/FA
 2/28/23  Citigroup Inc.                    424B2                  1:1M                                     Donnelley … Solutions/FA
11/10/22  Citigroup Inc.                    424B2                  2:1M                                     Donnelley … Solutions/FA
 9/23/22  Citigroup Inc.                    424B2                  2:971K                                   Donnelley … Solutions/FA
 5/20/22  Citigroup Inc.                    424B2                  2:974K                                   Donnelley … Solutions/FA
 5/20/22  Citigroup Inc.                    424B2                  2:970K                                   Donnelley … Solutions/FA
 5/18/22  Citigroup Inc.                    424B2                  2:1M                                     Donnelley … Solutions/FA
 5/18/22  Citigroup Inc.                    424B2                  2:1M                                     Donnelley … Solutions/FA
 5/18/22  Citigroup Inc.                    424B2                  2:969K                                   Donnelley … Solutions/FA
 5/18/22  Citigroup Inc.                    424B2                  2:973K                                   Donnelley … Solutions/FA
 3/11/22  Citigroup Inc.                    424B2                  2:1M                                     Donnelley … Solutions/FA
 3/11/22  Citigroup Inc.                    424B2                  2:969K                                   Donnelley … Solutions/FA
 3/11/22  Citigroup Inc.                    424B2                  2:971K                                   Donnelley … Solutions/FA
 2/17/22  Citigroup Inc.                    424B2                  2:1M                                     Donnelley … Solutions/FA
 2/17/22  Citigroup Inc.                    424B2                  2:1M                                     Donnelley … Solutions/FA
 1/19/22  Citigroup Inc.                    424B2                  1:991K                                   Donnelley … Solutions/FA
 1/19/22  Citigroup Inc.                    424B2                  1:994K                                   Donnelley … Solutions/FA
 1/19/22  Citigroup Inc.                    424B2                  1:1M                                     Donnelley … Solutions/FA
 1/18/22  Citigroup Inc.                    424B2                  1:990K                                   Donnelley … Solutions/FA
 1/18/22  Citigroup Inc.                    424B2                  1:993K                                   Donnelley … Solutions/FA
10/28/21  Citigroup Inc.                    424B2                  1:996K                                   Donnelley … Solutions/FA
10/28/21  Citigroup Inc.                    424B2                  1:994K                                   Donnelley … Solutions/FA
10/28/21  Citigroup Inc.                    424B2                  1:1M                                     Donnelley … Solutions/FA
10/27/21  Citigroup Inc.                    424B2                  1:1M                                     Donnelley … Solutions/FA
10/21/21  Citigroup Inc.                    424B2                  1:1.1M                                   Donnelley … Solutions/FA
10/20/21  Citigroup Inc.                    424B2                  1:1M                                     Donnelley … Solutions/FA
 6/03/21  Citigroup Inc.                    424B2                  1:1M                                     Donnelley … Solutions/FA
 6/03/21  Citigroup Inc.                    424B2                  1:1M                                     Donnelley … Solutions/FA
 5/11/21  Citigroup Inc.                    424B2                  1:77K                                    Donnelley … Solutions/FA
 5/11/21  Citigroup Inc.                    424B2                  1:815K                                   Donnelley … Solutions/FA
 5/11/21  Citigroup Inc.                    424B2                  1:1M                                     Donnelley … Solutions/FA
 5/11/21  Citigroup Inc.                    424B2                  1:242K                                   Donnelley … Solutions/FA
 5/11/21  Citigroup Inc.                    424B2                  1:532K                                   Donnelley … Solutions/FA
 5/07/21  Citigroup Inc.                    S-3/A                  2:1.6M                                   Donnelley … Solutions/FA
 4/16/21  Citigroup Inc.                    S-3                   11:2M                                     Donnelley … Solutions/FA
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Filing Submission 0001193125-21-047702   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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