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Asure Software Inc – ‘8-K’ for 11/9/20

On:  Monday, 11/9/20, at 4:05pm ET   ·   For:  11/9/20   ·   Accession #:  1185185-20-1524   ·   File #:  1-34522

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/09/20  Asure Software Inc                8-K:2,8,9  11/09/20   12:696K                                   Federal Filings, LLC/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

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‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:   C:   C: 



Washington, D.C. 20549



FORM  i 8-K





Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934


Date of Report:  i November 9, 2020

(Date of earliest event reported)


 i Asure Software, Inc.

(Exact name of registrant as specified in its charter)


 i Delaware

 i 0-20008

 i 74-2415696

(State or other jurisdiction

of incorporation)

(Commission File Number)

(IRS Employer

Identification Number)


 i 3700 N. Capital of Texas Hwy, Suite 350,  i Austin,  i TX

 i 78746

(Address of principal executive offices)

(Zip Code)


 i 512  i -437-2700

(Registrant’s telephone number, including area code)


Not Applicable

(Former Name or Former Address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Title of each class

Trading Symbol(s)

Name of each exchange on which registered

 i Common Stock, $0.01 par value


Nasdaq Capital Market


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1934 (§240.12b-2 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).


Emerging growth company  i 


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




Item 2.02. Results of Operations and Financial Condition.


On November 9, 2020, Asure Software, Inc. (the “Company”) issued a press release announcing its financial results for its third quarter ended September 30, 2020 (the Press Release). A copy of the Press Release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.


The information contained in this Item 2.02 of this Current Report (including the press release furnished as an exhibit hereto) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.


Item 8.01. Other Events.


The Press Release also contains information relating to changes in our senior leadership team and board of directors. Part II, Item 5 of the Company’s Form 10-Q for the nine months ended September 30, 2020, which we expect to also file on November 9, 2020, provides the disclosures required under Item 5.02 of Form 8-K.


Item 9.01. Financial Statements and Exhibits.


(d)           Exhibits







Press Release of Registrant dated November 9, 2020









Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.










Dated: November 9, 2020


/s/ Patrick Goepel




Patrick Goepel, Chief Executive Officer









 i NASDAQ  i false  i 0000884144 0000884144 2020-11-09 2020-11-09

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:11/9/2010-Q,  S-8
 List all Filings 

2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/18/20  Asure Software Inc                424B5                  1:573K                                   Toppan Merrill/FA
12/17/20  Asure Software Inc                424B5                  1:571K                                   Toppan Merrill/FA
Filing Submission 0001185185-20-001524   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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