| | | | | | | | | | | | | | | | | | | | | |
Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 11/13/13 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 1497253 |
| Issuer Name: ORGANOVO HOLDINGS, INC. |
| Issuer Trading Symbol: ONVO |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1549671 |
| | Owner Name: David Eric |
| Reporting Owner Address: |
| | Owner Street 1: 6275 NANCY RIDGE DRIVE, SUITE 110 |
| | Owner Street 2: |
| | Owner City: SAN DIEGO |
| | Owner State: CA |
| | Owner ZIP Code: 92121 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Strategy Officer |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 11/13/13 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 16,470 |
| | | Transaction Price Per Share: |
| Value: 10.3889 |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 731,306 |
| Footnote ID: F3 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: These shares were acquired pursuant to a cashless exercise of an in-the-money warrant exempt from Section 16(b). The Reporting Person initially acquired the warrant on February 8, 2012. |
| Footnote - F2: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $10.30 to $10.45. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Footnote - F3: This number does not include 700,000 shares of common stock underlying outstanding options held by Mr. David; post-transaction Mr. David continues to beneficially own or have a right to acquire 1,431,306 shares of common stock. |
Owner Signature: |
| Signature Name: /s/ Eric David |
| Signature Date: 11/15/13 |