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Ownership Document |
Schema Version: X0201 |
Document Type: 4 |
Period of Report: 8/28/00 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 787253 |
| Issuer Name: NATURAL ALTERNATIVES INTERNATIONAL INC |
| Issuer Trading Symbol: NAII |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1078647 |
| | Owner Name: WISE JOHN A |
| Reporting Owner Address: |
| | Owner Street 1: 1185 LINDA VISTA DRIVE |
| | Owner Street 2: |
| | Owner City: SAN MARCOS |
| | Owner State: CA |
| | Owner ZIP Code: 92069 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Science Officer |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee (incentive) Stock Option (right to buy) |
| | Conversion or Exercise Price: |
| | | Value: 2.0 |
| | Transaction Date: |
| | | Value: 8/28/00 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 40,000 |
| | | Transaction Price Per Share: |
| Footnote ID: F3 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 8/27/10 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 40,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 40,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee (incentive) Stock Option (right to buy) |
| | Conversion or Exercise Price: |
| | | Value: 2.749 |
| | Transaction Date: |
| | | Value: 8/20/02 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 30,000 |
| | | Transaction Price Per Share: |
| Footnote ID: F3 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Value: 8/19/07 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 30,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 70,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee (incentive) Stock Option (right to buy) |
| | Conversion or Exercise Price: |
| | | Value: 5.08 |
| | Transaction Date: |
| | | Value: 9/8/03 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 30,000 |
| | | Transaction Price Per Share: |
| Footnote ID: F3 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F4 |
| | Expiration Date: |
| | | Value: 9/8/08 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 30,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 100,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: The securities vest in three equal annual installments, with the first installment vesting on 8/28/01. |
| Footnote - F2: The securities vest in three equal annual installments, with the first installment vesting on 8/20/03. |
| Footnote - F3: This transaction represents a grant of a stock option pursuant to the Company's stock option plan. |
| Footnote - F4: The securities vest in three equal annual installments, with the first installment vesting on 9/8/04. |
Owner Signature: |
| Signature Name: John A. Wise |
| Signature Date: 9/8/03 |