Penn Capital Management Inc. – ‘13F-HR’ for 3/31/00

As of:  Thursday, 11/9/00   ·   For:  3/31/00   ·   Accession #:  1114951-0-9   ·   File #:  28-05903

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Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a         5±    19K 
                Money Manager                                                    


PENN CAPITAL MANAGEMENT                                                         
PORTFOLIO APPRAISAL                                                             
MASTER GROUP (all accounts included)                                            
"March 31, 2000"                                                                

Market                                        
Security        Cusip    Value   Quantity                                       
--------------------------------      --------- ---------------- ---------------

SMALL CAP EQUITIES                                                              
------------------                                                              
AK Steel Holding Corp DU        001547108       " 70,498 "      " 6,795 "       
Adelphia Business Solutions     006847107       " 2,136,909 "   " 34,676 "      
Advanced Radio Telecom Corp     00754u101       " 649,581 "     " 19,610 "      
AirTran Holdings Inc    00949p108       " 66,094 "      " 15,000 "              
Airgate PCS Inc 009367103       " 105,500 "     " 1,000 "                       
American Mobile Satellie Corp   02755r103       " 72,000 "      " 3,000 "       
Argosy Gaming Corp      040228108       " 2,787,585 "   " 195,620 "             
AudioVox Corp CL A      050757103       " 792,884 "     " 18,175 "              
Aztar Corp      054802103       " 29,450 "      " 3,100 "                       
BE Aerospace Inc        073302101       " 1,259,600 "   " 214,400 "             
Bankunited Financial Corp-CL A  06652b103       " 28,875 "      " 4,125 "       
Barrett Resources Corp  068480201       " 1,954,388 "   " 65,556 "              
Bio-Rad Laboratories Cl A       090572207       " 239,119 "     " 8,775 "       
CCBT Financial Companies        12500Q102       " 69,010 "      " 5,360 "       
Cadiz Inc.      127537108       " 253,555 "     " 29,830 "                      
Capital Gaming Inc Cl A 140180407        32     " 3,150 "                       
Caprock Communications Corp     140667106       " 152,635 "     " 3,115 "       
Caremark RX Inc 141705103       " 280,563 "     " 67,000 "                      
Champps Entertainment   158787101       " 48,125 "      " 11,000 "              
Clearnet Communications Inc     184902104       " 5,923,380 "   " 143,815 "     
Coastal Bancorp Inc     19041p105       " 184,628 "     " 11,275 "              
Comstock Resource Inc   205768203       " 401,995 "     " 73,090 "              
Cornerstone Bancorp Inc 218925105       " 56,496 "      " 5,195 "               
Dan River Inc-GA CL A   235774106       " 3,694,468 "   " 573,898 "             
Datastream Systems Inc  238124101       " 656,560 "     " 22,640 "              
Decorative Home Accents Inc CL           3       250                            
Denbury Resources Inc   247916208       " 80,000 "      " 20,000 "              
Drypers Corp CL B       262497308       " 60,854 "      " 30,910 "              
Duff & Phelps Credit Rating     26432f109       " 49,844 "       500            
EOG Resources Inc       26875P101       " 642,723 "     " 30,335 "              
Echostar Communications - A     278762109       " 1,019,890 "   " 12,910 "      
Exide Corp      302051107       " 76,781 "      " 6,500 "                       
First Essex Bancorp Inc 320103104       " 35,892 "      " 2,325 "               
"Frontier Airlines, Inc."       359065109       " 73,388 "      " 6,180 "       
Gilat Satellite Networks LTD    m51474100       " 1,675,503 "   " 14,290 "      
Grey Wolf Inc   397888108       " 1,939,750 "   " 492,635 "                     
H & Q Life Science Investors    404053100       " 727,900 "     " 25,100 "      
Haynes Holdings Inc Private             " 2,152,860 "   " 717,620 "             
Hollywood Casino Corp CL A      436132203       " 764,476 "     " 210,890 "     
ICG Communications Inc  449246107       " 2,539,226 "   " 70,290 "              
"ITC Deltacom, Inc."    45031t104       " 856,603 "     " 24,045 "              
Ivax Corp       465823102       " 397,496 "     " 14,587 "                      
Jones International Networks L  480208000       " 1,875,000 "   " 150,000 "     
Kensey Nash Corp        490057106       " 415,802 "     " 25,105 "              
Laboratory Crp of America Hldg  50540r409       " 1,729,495 "   " 406,940 "     
MDU Communications Intl Inc     582828109       " 120,232 "     " 18,500 "      
MECH Financial Inc      583492103       " 99,663 "      " 2,975 "               
MSC Industrial Direct Co-A      553530106       " 18,000 "      " 1,000 "       
Magnum Hunter Resources Inc     55972F203       " 548,700 "     " 141,600 "     
Marine Drilling Co Inc  568240204       " 754,806 "     " 27,510 "              
Medquist Inc    584949101       " 713,264 "     " 26,235 "                      
Microcell Telecommunications I  59501t304       " 7,869,684 "   " 177,345 "     
Nabors Industries Inc DU                " 4,580,472 "   " 118,015 "             
National Penn Bancshares Inc    637138108       " 359,670 "     " 17,762 "      
Neuberger Berman Inc.   641234109       " 223,386 "     " 7,925 "               
Nextel Partners Inc CL A        65333f107       " 633,650 "     " 21,850 "      
Orckit Comm LTD         " 155,105 "     " 2,315 "                               
"Pac-West Telecom, Inc" 69371y101       " 276,406 "     " 8,845 "               
Panera Bread Company-CL A       69840w108       " 135,938 "     " 18,125 "      
"Paradyne Network, Inc" 69911g107       " 209,250 "     " 6,750 "               
Patterson Energy Inc    703414102       " 1,834,356 "   " 57,775 "              
Pegasus Com CL A RSTD   70557g989       " 182,789 "     " 1,745 "               
Pegasus Communications Corp     705904100       " 6,081,104 "   " 43,205 "      
Penton Media Inc        709668107       " 318,240 "     " 12,240 "              
Pitcarin Properties             " 62,500 "      " 62,500 "                      
Powertel Inc    73936c109       " 1,185,528 "   " 17,135 "                      
Premier National Bancorp        74053f107       " 135,482 "     " 8,958 "       
Price Communications Corp       741437305       " 756,010 "     " 32,870 "      
Pride International Inc 741932107       " 862,273 "     " 37,695 "              
Primus Telecommunications GP    741929103       " 488,964 "     " 9,460 "       
Provident Bank Shares   743859100       " 107,053 "     " 6,797 "               
Raymond James Financial Inc     754730109       " 24,589 "      " 1,185 "       
Rexall Sundown Inc      761648104       " 86,233 "      " 6,105 "               
Risk Capital Holdings Inc       767711104       " 65,500 "      " 4,000 "       
Seacoast Banking FL A   811707108       " 424,997 "     " 16,425 "              
Sirius Satellite Radio Inc      82966U103       " 1,572,915 "   " 27,595 "      
"SkyWest, Int"  830879102       " 85,097 "      " 2,175 "                       
Specialty Foods Corp 144A                16     " 3,150 "                       
Staten Island Bancorp Inc       857550107       " 65,931 "      " 3,850 "       
Syratech Corp   871824108       " 13,035 "      " 1,738 "                       
Telespectrum Worldwide Inc      87951u109       " 421,190 "     " 60,170 "      
Thermadyne Ind Cl B              2      " 2,000 "                               
Tropical Sportswear Intl        89708p102       " 826,324 "     " 67,455 "      
UTI Energy Corp 903387108       " 680,066 "     " 18,015 "                      
Unit Corp       909218109       " 697,730 "     " 63,430 "                      
United Bankshares Inc-W VA      909907107       " 103,950 "     " 4,725 "       
Viatel Inc      925529208       " 789,198 "     " 15,725 "                      
Voicestream Wireless Corp       928615103       " 1,976,998 "   " 15,348 "      
Waste Systems International     94106p209       " 14,375 "      " 5,000 "       
Waste Systems Intl Cl B 941060000       " 431,250 "     " 150,000 "             
Webster Financial Corp  947890109       " 19,642 "       854                    
----------------                              
" 76,038,976 "                                  

Warrants                                                                        
--------                                                                        
Aladdin Gaming Wts      01071G114        126    " 125,950 "                     
Allegiance Telecom Inc Wts Ex   01747t110       " 104,500 "      950            
American Tel Wts-New Exp 8-10-           35     " 3,500 "                       
Clearnet Comm WTS               " 20,213 "      " 4,125 "                       
Heartland Wireless 144A Wt-Exp           219    " 21,900 "                      
Key Energy Serv Warrants        492914122       " 50,000 "      " 1,000 "       
McCaw Intl LTD Wt Ex-2007               " 3,000 "       " 1,000 "               
Waste System Intl Wts EX-2006   94106p167       " 1,875 "       " 3,750 "       
----------------                              
" 179,967 "                                     

SMALL CAP SHORT STOCK                                                           
---------------------                                                           
Carmike Cinemas Inc-Cl A        143436103       " (75,038)"     " (13,800)"     
Drypers Corp    262497308       " (49,219)"     " (25,000)"                     
Galey & Lord Inc        36352k103       " (102,688)"    " (53,000)"             
----------------                              
" (226,944)"                                    

LARGE CAP EQUITIES                                                              
------------------                                                              
3Com Corp       885535104       " 611,041 "     " 10,985 "                      
AT&T Corp       001957109       " 96,576 "      " 1,715 "                       
AT&T Corp-Liberty Media A       001957208       " 543,896 "     " 9,170 "       
AXA Financial Inc       002451102       " 532,026 "     " 14,830 "              
Alcatel Sa Sponsored ADR        013904305       " 362,400 "     " 8,405 "       
Alliance Capital Mgmt-LP        018548107       " 49,103 "      " 1,185 "       
American Express Co     025816109       " 348,514 "     " 2,340 "               
American Home Prods Inc 026609107       " 472,463 "     " 8,790 "               
American Int'l Group    026874107       " 787,196 "     " 7,189 "               
Apache Corp     037411105       " 800,229 "     " 16,085 "                      
Astoria Financial Corp-DU       046265104       " 28,545 "      " 1,006 "       
Bank United Corp - Cl A 065412108       " 135,877 "     " 4,305 "               
Bank of New York Co Inc 064057102       " 131,961 "     " 3,175 "               
BankAmerica Corp        060505104       " 163,867 "     " 3,125 "               
Bristol Myers Squibb Co 110122108       " 164,140 "     " 2,830 "               
Burlington Resources Inc        122014103       " 1,416,249 "   " 38,277 "      
Cable & Wireless HKT LTD        126828102       " 1,030 "        40             
Cable & Wireless PLC-SP ADR     126830207       " 298,200 "     " 5,325 "       
Capital One Financial Corp      14040h105       " 81,494 "      " 1,700 "       
Chase Manhattan Corp    16161a108       " 98,522 "      " 1,130 "               
Cisco Systems Inc       17275R102       " 372,260 "     " 4,815 "               
Citigroup Inc   172967101       " 205,192 "     " 3,427 "                       
Cullen/Frost Bankers Inc        229899109       " 127,429 "     " 4,820 "       
Deutsche Bank Spon-ADR  251525309       " 8,219 "        125                    
Ericsson Tel - ADR      294821400       " 668,414 "     " 7,125 "               
Federal Natl Mortgage Assoc     313586109       " 123,023 "     " 2,175 "       
First Union Corp        337358105       " 133,169 "     " 3,575 "               
Fleet Boston Financial Corp     339030108       " 100,594 "     " 2,756 "       
General Motors Corp - CL H              " 1,163,453 "   " 9,345 "               
Global Crossing Ltd             " 419,405 "     " 10,245 "                      
Int'l Game Technology           " 87,292 "      " 4,025 "                       
Intel Corp              " 286,304 "     " 2,170 "                               
Intermedia Communications       458801107       " 275,864 "     " 5,710 "       
Intl Business Machines  459200101       " 194,110 "     " 1,645 "               
John Hancock DON'T USE BK & Th  409735107       " 130,078 "     " 18,750 "      
Lucent Technologies Inc 549463107       " 429,669 "     " 7,015 "               
MBNA Corp       55262L100       " 33,788 "      " 1,325 "                       
Mannesmann REORG AG-Spon ADR    563775303       " 191,758 "      600            
"McKesson HBOC, Inc"    58155q103       " 140,595 "     " 6,695 "               
Mellon Bank Corp        58551a108       " 147,560 "     " 4,960 "               
Merck & Co              " 309,693 "     " 4,985 "                               
Microsoft Corp  594918104       " 162,031 "     " 1,525 "                       
Mony Group Inc  615337102       " 132,158 "     " 4,090 "                       
Motorola Inc w/Rts      620076109       " 334,340 "     " 2,290 "               
NTL Inc 629407107       " 520,098 "     " 5,604 "                               
News Corp LTD ADR       652487703       " 467,156 "     " 8,305 "               
Nextel Comm - A 65332v103       " 66,713 "       450                            
Nextlink Comm-A 65333h707       " 367,352 "     " 2,970 "                       
Nokia Oyj       654902204       " 170,940 "      770                            
Nortel Networks Corp    656568102       " 1,145,215 "   " 9,080 "               
North Fork Bancorporation Inc   659424105       " 409,695 "     " 22,920 "      
Northpoint Communications       666610100       " 138,260 "     " 5,995 "       
PNC Financial Corp      693475105       " 141,496 "     " 3,140 "               
Peoples Bank Bridgeport 710198102       " 31,825 "      " 1,520 "               
Pfizer Inc              " 139,669 "     " 3,820 "                               
Qwest Communications Intl       749121109       " 402,000 "     " 8,375 "       
R&B Falcon Corp 74912e101       " 601,059 "     " 30,530 "                      
Regions Financial Corp  758940100       " 24,295 "      " 1,065 "               
Smith International Inc 832110100       " 559,550 "     " 7,220 "               
Southwest Airlines      844741108       " 103,750 "     " 4,985 "               
Sprint Corp (FON Group) 852061100       " 506,000 "     " 8,000 "               
Sprint Corp (PCS Group) 852061506       " 1,021,800 "   " 15,600 "              
Summit Bancorp  866005101       " 121,564 "     " 4,631 "                       
Suntrust Banks Inc      867914103       " 113,075 "     " 1,958 "               
T Rowe Price Associates Inc     741477103       " 251,220 "     " 6,360 "       
TV Guide Inc - CL A     87307q109       " 462,602 "     " 9,625 "               
Taiwan Semiconductor-SP ADR     874039100       " 225,150 "     " 3,950 "       
Target Corp     87612e106       " 229,856 "     " 3,075 "                       
Telebras-Spons ADR      879287308       " 37,375 "       250                    
Telebras-Sponsored ADR           556    " 1,425 "                               
Telefonica De Espana ADR        879382208       " 457,199 "     " 6,147 "       
Telefonos De Mexico - Cl L ADR  879403780       " 76,619 "      " 1,150 "       
Telephone & Data Sys    879433100       " 159,285 "     " 1,435 "               
Telewest Communications PLC     87956p105       " 367,575 "     " 4,350 "       
Texas Instruments Inc           " 61,600 "       385                            
Time-Warner Inc 887315109       " 583,500 "     " 5,835 "                       
Transocean Sedco Forex Inc              " 1,145,859 "   " 22,331 "              
U.S. Bancorp    902973106       " 56,459 "      " 2,581 "                       
Vodafone Airtouch PLC-SP ADR    92857t107       " 131,405 "     " 2,365 "       
Wal-Mart Stores Inc     931142103       " 504,263 "     " 8,925 "               
Washington Mutual Inc   939322103       " 100,356 "     " 3,787 "               
Wells Fargo & Co.       949746101       " 118,175 "     " 2,900 "               
Westamerica Bancorp     957090103       " 6,938 "        250                    
Western Wireless Corp Cl A      95988E204       " 68,719 "      " 1,500 "       
Westpoint Stevens Inc   961238102       " 19,000 "      " 1,000 "               
Williams Communications Grp     969455104       " 873,575 "     " 16,840 "      
Witney Holding Corp     966612103       " 60,519 "      " 1,855 "               
----------------                              
" 26,349,040 "                                  

" 102,341,039 "                                 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘13F-HR’ Filing		Date		Other Filings
Filed on:		11/9/00		13F-HR
For Period end:		3/31/00
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